Vault-13

INVESCO EXCH TRADED FD TR II PZA

NATL AMT MUNI · ETP · CUSIP 46138E537

178 institutional holders -4 vs Q3 2022
49,705,91749.7m shares reported held*
$1.1bnreported value*
19 new 47 added 72 reduced 25 sold out net bought ≈ $98.4m (+4.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($564.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $23.03. Options: 1 managers hold calls ($254.6k notional), 2 hold puts ($282.2k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 182Q4 22: 178178Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022182
Q4 2022178

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ3 22 calls: $0Q3 22 puts: $397.0kQ3 22P/C —Q4 22 calls: $254.6kQ4 22 puts: $282.2kQ4 22P/C 1.11
Numbers
QuarterCallsPutsP/C
Q3 2022$0$397.0k—
Q4 2022$254.6k$282.2k1.11

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +1,569,084+1.6m
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +1,226,017+1.2m
AMERIPRISE FINANCIAL INC Added +705,674+705.7k
WELLS FARGO & COMPANY/MN Added +646,793+646.8k
CONFLUENCE INVESTMENT MANAGEMENT LLC New +375,894+375.9k
TRAPHAGEN INVESTMENT ADVISORS LLC Added +322,451+322.5k
EP Wealth Advisors, LLC Added +320,460+320.5k
Goodman Advisory Group, LLC Added +304,590+304.6k
MORGAN STANLEY Added +258,614+258.6k
Allworth Financial LP Added +191,458+191.5k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -323,529-323.5k
TRUSTMARK BANK TRUST DEPARTMENT Reduced -273,786-273.8k
1900 WEALTH MANAGEMENT LLC Reduced -235,735-235.7k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -213,641-213.6k
FIRST CITIZENS BANK & TRUST CO Reduced -202,621-202.6k
UBS Group AG Reduced -168,484-168.5k
McAdam, LLC Reduced -132,312-132.3k
AVANTAX ADVISORY SERVICES, INC. Reduced -107,214-107.2k
ROYAL BANK OF CANADA Reduced -102,113-102.1k
COMMERCE BANK Sold out -93,032-93.0k

Biggest calls

CITADEL ADVISORS LLC New $254.6k11.1k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $252.3k11.0k shares
CITADEL ADVISORS LLC New $29.8k1.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.07% of their portfolio CHARLOTTE, NC 24,234,60224.2m $555.9m $555.9m 0.07% Added +1.6m +1,569,084
2 UBS Group AG 0.03% of their portfolio ZURICH, V8 2,931,2462.9m $67.2m $67.2m 0.03% Reduced -168.5k -168,484
3 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.07% of their portfolio MILWAUKEE, WI 2,093,8942.1m $48.0m $48.0m 0.07% Added +1.2m +1,226,017
4 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,960,7302.0m $45.0m $45.0m 0.02% Reduced -323.5k -323,529
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,768,2601.8m $40.6m $40.6m 0.00% Added +258.6k +258,614
6 TRUSTMARK BANK TRUST DEPARTMENT 3.18% of their portfolio JACKSON, MS 1,500,2541.5m $34.4m $34.4m 3.18% Reduced -273.8k -273,786
7 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,390,1991.4m $31.9m $31.9m 0.01% Added +646.8k +646,793
8 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,168,4831.2m $26.8m $26.8m 0.01% Added +705.7k +705,674
9 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 900,347900.3k $20.7m $20.7m 0.02% Reduced -21.0k -20,978
10 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 669,780669.8k $15.4m $15.4m 0.03% Reduced -54.7k -54,656
11 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 643,951644.0k $14.8m $14.8m 0.01% Reduced -16.6k -16,649
12 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 488,375488.4k $11.2m $11.2m 0.02% Reduced -38.0k -37,965
13 1900 WEALTH MANAGEMENT LLC 1.16% of their portfolio SAN ANTONIO, TX 466,578466.6k $10.7m $10.7m 1.16% Reduced -235.7k -235,735
14 Goodman Advisory Group, LLC 5.84% of their portfolio NEEDHAM, MA 437,742437.7k $10.0m $10.0m 5.84% Added +304.6k +304,590
15 EP Wealth Advisors, LLC 0.16% of their portfolio TORRANCE, CA 398,433398.4k $9.1m $9.1m 0.16% Added +320.5k +320,460
16 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.13% of their portfolio ST. LOUIS, MO 375,894375.9k $8.6m $8.6m 0.13% New
17 TRAPHAGEN INVESTMENT ADVISORS LLC 1.34% of their portfolio ORADELL, NJ 372,806372.8k $8.6m $8.6m 1.34% Added +322.5k +322,451
18 Allworth Financial LP 0.09% of their portfolio FOLSOM, CA 369,325369.3k $8.5m $8.5m 0.09% Added +191.5k +191,458
19 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 343,205343.2k $7.9m $7.9m 0.05% Added +54.4k +54,444
20 ASSETMARK, INC 0.03% of their portfolio CONCORD, CA 297,554297.6k $6.8m $6.8m 0.03% Reduced -60.3k -60,336
21 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 295,860295.9k $6.8m $6.8m 0.03% Reduced -89.0k -88,973
22 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.09% of their portfolio PLYMOUTH, MN 277,359277.4k $6.6m $6.6m 0.09% Reduced -41.8k -41,763
23 FLOW TRADERS U.S. LLC 0.29% of their portfolio NEW YORK, NY 250,898250.9k $5.8m $5.8m 0.29% Added +180.9k +180,882
24 OLD MISSION CAPITAL LLC 0.24% of their portfolio CHICAGO, IL 239,482239.5k $5.5m $5.5m 0.24% Added +190.6k +190,649
25 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 229,667229.7k $5.3m $5.3m 0.00% Reduced -102.1k -102,113
26 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 226,514226.5k $5.2m $5.2m 0.05% Added +130.4k +130,437
27 Tortoise Investment Management, LLC 0.83% of their portfolio WHITE PLAINS, NY 206,239206.2k $4.7m $4.7m 0.83% Reduced -17.5k -17,477
28 Axiom Financial Strategies, LLC 2.84% of their portfolio NEW ALBANY, IN 197,241197.2k $4.5m $4.5m 2.84% Reduced -6.1k -6,113
29 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 187,907187.9k $4.3m $4.3m 0.01% Reduced -3.1k -3,128
30 Fifth Third Securities, Inc. 0.50% of their portfolio Cincinnati, OH 167,392167.4k $3.8m $3.8m 0.50% Reduced -2.2k -2,208
31 Avidian Wealth Enterprises, LLC 0.25% of their portfolio Houston, TX 167,022167.0k $3.8m $3.8m 0.25% New
32 Financial Engines Advisors L.L.C. 0.01% of their portfolio SANTA CLARA, CA 160,823160.8k $3.7m $3.7m 0.01% Added +136.9k +136,875
33 KING LUTHER CAPITAL MANAGEMENT CORP 0.02% of their portfolio FORT WORTH, TX 152,008152.0k $3.5m $3.5m 0.02% New
34 PFS INVESTMENTS INC. 0.06% of their portfolio DULUTH, GA 142,811142.8k $3.3m $3.3m 0.06% Added +39 +39
35 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 141,286141.3k $3.2m $3.2m 0.00% Reduced -4.8k -4,750
36 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 131,437131.4k $3.0m $3.0m 0.01% Added +107.7k +107,694
37 Integrated Wealth Concepts LLC 0.07% of their portfolio WALTHAM, MA 116,389116.4k $2.7m $2.7m 0.07% Added +18.5k +18,544
38 Transamerica Financial Advisors, LLC 0.37% of their portfolio CEDAR RAPIDS, IA 113,985114.0k $2.6m $2.6m 0.37% Added +10.3k +10,284
39 NewEdge Advisors, LLC 0.07% of their portfolio NEW ORLEANS, LA 113,067113.1k $2.6m $2.6m 0.07% Reduced -45.0k -45,016
40 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 104,842104.8k $2.4m $2.4m 0.02% Added +58.3k +58,299
41 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 104,293104.3k $2.4m $2.4m 0.00% New
42 First Heartland Consultants, Inc. 0.37% of their portfolio LAKE ST. LOUIS, MO 103,154103.2k $2.4m $2.4m 0.37% Added +1.9k +1,910
43 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 102,431102.4k $2.3m $2.3m 0.02% Added +90.4k +90,447
44 Proquility Private Wealth Partners, LLC 0.96% of their portfolio LAS VEGAS, NV 101,883101.9k $2.3m $2.3m 0.96% Reduced -43.8k -43,820
45 Mills Wealth Advisors LLC 2.05% of their portfolio SOUTHLAKE, TX 98,69698.7k $2.3m $2.3m 2.05% First filing
46 ANDERSON HOAGLAND & CO 0.33% of their portfolio ST LOUIS, MO 95,55095.5k $2.3m $2.3m 0.33% Added +46.8k +46,816
47 Lebenthal Global Advisors, LLC 0.70% of their portfolio Hauppauge, NY 92,73892.7k $2.1m $2.1m 0.70% Added +66.4k +66,362
48 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 91,69891.7k $2.1m $2.1m 0.03% Reduced -107.2k -107,214
49 Clearbridge Investments, LLC 0.00% of their portfolio NEW YORK, NY 89,34389.3k $2.0m $2.0m 0.00% Reduced -600 -600
50 Arden Trust Co 0.41% of their portfolio WILMINGTON, DE 88,13588.1k $2.0m $2.0m 0.41% Unchanged
51 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 87,56087.6k $2.0m $2.0m 0.00% Reduced -19.0k -19,007
52 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 79,96880.0k $1.8m $1.8m 0.00% Reduced -50.8k -50,764
53 SteelPeak Wealth, LLC 0.13% of their portfolio WOODLAND HILLS, CA 77,79377.8k $1.8m $1.8m 0.13% Reduced -37.9k -37,921
54 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 75,26675.3k $1.7m $1.7m 0.00% Reduced -213.6k -213,641
55 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 74,66774.7k $1.7m $1.7m 0.00% Added +36.5k +36,455
56 AlphaQ Advisors LLC 1.41% of their portfolio Winter Park, FL 70,80570.8k $1.6m $1.6m 1.41% First filing
57 Spire Wealth Management 0.08% of their portfolio MCLEAN, VA 61,04161.0k $1.4m $1.4m 0.08% Reduced -2.5k -2,472
58 Advisory Alpha, LLC 0.10% of their portfolio HOLLAND, MI 61,00961.0k $1.4m $1.4m 0.10% Reduced -5.5k -5,550
59 StrategIQ Financial Group, LLC 0.16% of their portfolio MERRILLVILLE, IN 60,99061.0k $1.4m $1.4m 0.16% Reduced -30.1k -30,094
60 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 60,15460.2k $1.4m $1.4m 0.01% Reduced -78.8k -78,788
61 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 57,19657.2k $1.3m $1.3m 0.00% Reduced -8.1k -8,148
62 Ausdal Financial Partners, Inc. 0.18% of their portfolio Davenport, IA 54,72654.7k $1.3m $1.3m 0.18% Reduced -13.4k -13,385
63 COMERICA SECURITIES,INC. 0.08% of their portfolio DETROIT, MI 50,24750.2k $1.2m $1.2m 0.08% Added +14.6k +14,640
64 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 49,97550.0k $1.1m $1.1m 0.00% Reduced -25.4k -25,363
65 BCGM Wealth Management, LLC 0.55% of their portfolio LAFAYETTE, IN 48,94848.9k $1.1m $1.1m 0.55% Reduced -11.3k -11,305
66 James J. Burns & Company, LLC 0.44% of their portfolio MELVILLE, NY 47,46247.5k $1.1m $1.1m 0.44% Added +348 +348
67 Dynamic Advisor Solutions LLC 0.07% of their portfolio PHOENIX, AZ 44,54644.5k $1.0m $1.0m 0.07% Reduced -6.9k -6,902
68 Gladstone Institutional Advisory LLC 0.07% of their portfolio Bedminster, NJ 43,92143.9k $1.0m $1.0m 0.07% Added +265 +265
69 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 43,82043.8k $1.0m $1.0m 0.00% Reduced -48.6k -48,617
70 Mascoma Wealth Management LLC 0.30% of their portfolio HANOVER, NH 41,61441.6k $954.6k $954.6k 0.30% Reduced -4.8k -4,816
71 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 40,64440.6k $932.4k $932.4k 0.03% Reduced -18.6k -18,605
72 TOWNSQUARE CAPITAL LLC 0.02% of their portfolio Lehi, UT 39,65139.7k $909.6k $909.6k 0.02% Added +6.3k +6,347
73 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 38,52938.5k $884.0k $884.0k 0.00% Reduced -14.3k -14,273
74 NewSquare Capital LLC 0.11% of their portfolio NEWTOWN SQUARE, PA 36,94936.9k $847.6k $847.6k 0.11% Reduced -7.1k -7,105
75 FIRST CITIZENS BANK & TRUST CO 0.03% of their portfolio RALEIGH, NC 36,36436.4k $834.0k $834.0k 0.03% Reduced -202.6k -202,621
76 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 29,42929.4k $675.0k $675.0k 0.00% Reduced -6.4k -6,435
77 Addison Advisors LLC 0.39% of their portfolio MIDDLEBURY, VT 28,30528.3k $649.3k $649.3k 0.39% Added +26.1k +26,125
78 ProVise Management Group, LLC 0.06% of their portfolio CLEARWATER, FL 27,08627.1k $621.4k $621.4k 0.06% Added +13.4k +13,361
79 Sowell Financial Services LLC 0.04% of their portfolio NORTH LITTLE ROCK, AR 26,55626.6k $609.0k $609.0k 0.04% Added +7.5k +7,453
80 INTERACTIVE FINANCIAL ADVISORS, INC. 0.36% of their portfolio New Lenox, IL 26,50126.5k $607.9k $607.9k 0.36% Reduced -696 -696
81 FOCUS Wealth Advisors, LLC 0.42% of their portfolio HOUSTON, TX 26,24926.2k $602.2k $602.2k 0.42% Reduced -140 -140
82 MMA ASSET MANAGEMENT LLC 0.48% of their portfolio New York, NY 25,42825.4k $583.3k $583.3k 0.48% Unchanged
83 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 24,26224.3k $556.6k $556.6k 0.00% Reduced -608 -608
84 IHT Wealth Management, LLC 0.03% of their portfolio Chicago, IL 24,22024.2k $555.6k $555.6k 0.03% Added +13.9k +13,949
85 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 24,02324.0k $551.0k $551.0k 0.02% Reduced -13.4k -13,410
86 Dorsey & Whitney Trust CO LLC 0.05% of their portfolio SIOUX FALLS, SD 23,69723.7k $543.6k $543.6k 0.05% Added +3.1k +3,104
87 Collaborative Wealth Managment Inc. 0.35% of their portfolio LAKE MARY, FL 23,01923.0k $528.1k $528.1k 0.35% Reduced -1.1k -1,145
88 UMB Bank, n.a. 0.01% of their portfolio Kansas City, MO 22,48722.5k $516.0k $516.0k 0.01% Reduced -13.7k -13,662
89 Simmons Bank 0.04% of their portfolio Pine Bluff, AR 22,12622.1k $507.6k $507.6k 0.04% Unchanged
90 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 21,57221.6k $494.9k $494.9k 0.00% Reduced -73.0k -72,990
91 CX Institutional 0.03% of their portfolio AUBURN, IN 21,52021.5k $493.7k $493.7k 0.03% New
92 Successful Portfolios LLC 0.32% of their portfolio CLEARWATER, FL 21,44021.4k $492.0k $492.0k 0.32% Added +6.5k +6,500
93 SYNOVUS FINANCIAL CORP 0.01% of their portfolio Columbus, GA 21,40021.4k $490.9k $490.9k 0.01% Reduced -24.1k -24,050
94 Belpointe Asset Management LLC 0.03% of their portfolio RENO, NV 21,38621.4k $490.6k $490.6k 0.03% Unchanged
95 First Affirmative Financial Network 0.59% of their portfolio COLORADO SPRINGS, CO 21,09621.1k $483.9k $483.9k 0.59% Reduced -2.1k -2,106
96 MassMutual Private Wealth & Trust, FSB 0.02% of their portfolio Windsor, CT 20,90120.9k $479.0k $479.0k 0.02% Reduced -527 -527
97 Melone Private Wealth, LLC 0.39% of their portfolio AUBURN HILLS, MI 20,14020.1k $462.0k $462.0k 0.39% Added +143 +143
98 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 20,05320.1k $460.0k $460.0k 0.01% Added +10.5k +10,524
99 TD PRIVATE CLIENT WEALTH LLC 0.02% of their portfolio NEW YORK, NY 17,67217.7k $405.4k $405.4k 0.02% New
100 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 17,30817.3k $397.0k $397.0k 0.00% Added +9.2k +9,173