Vault-13

ISHARES TR IGIB

ISHS 5-10YR INVT · ETP · CUSIP 464288638

510 institutional holders +17 vs Q3 2022
158,522,576158.5m shares reported held*
$7.9bnreported value*
58 new 149 added 199 reduced 62 sold out net bought ≈ $435.3m (+9.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($211.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $49.56. Options: 2 managers hold calls ($1.5m notional), 2 hold puts ($727.8k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 493Q4 22: 510510Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022493
Q4 2022510

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ3 22 calls: $1.2mQ3 22 puts: $473.0kQ3 22P/C 0.38Q4 22 calls: $1.5mQ4 22 puts: $727.8kQ4 22P/C 0.47
Numbers
QuarterCallsPutsP/C
Q3 2022$1.2m$473.0k0.38
Q4 2022$1.5m$727.8k0.47

Biggest buyers

PRUDENTIAL PLC New +5,355,427+5.4m
Financial Engines Advisors L.L.C. Added +3,743,330+3.7m
FMR LLC Added +2,149,421+2.1m
MORGAN STANLEY Added +1,673,958+1.7m
GOLDMAN SACHS GROUP INC Added +1,180,465+1.2m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +1,001,515+1.0m
MANUFACTURERS LIFE INSURANCE COMPANY, THE Added +763,668+763.7k
Acropolis Investment Management, LLC Added +675,156+675.2k
Blue Chip Partners, LLC New +654,506+654.5k
Gradient Investments LLC Added +640,389+640.4k

Biggest sellers

CHARLES SCHWAB INVESTMENT MANAGEMENT INC Reduced -4,123,300-4.1m
JANE STREET GROUP, LLC Sold out -1,539,856-1.5m
AMERIPRISE FINANCIAL INC Reduced -1,375,251-1.4m
UNITED CAPITAL FINANCIAL ADVISORS, LLC Reduced -478,417-478.4k
NORTHERN TRUST CORP Reduced -457,958-458.0k
FINANCIAL LIFE ADVISORS Reduced -404,369-404.4k
Verdad Advisers, LP Sold out -400,000-400.0k
Baird Financial Group, Inc. Reduced -393,912-393.9k
ENVESTNET ASSET MANAGEMENT INC Reduced -384,413-384.4k
BlackRock Inc. Reduced -270,495-270.5k

Biggest calls

CITADEL ADVISORS LLC Added $1.0m20.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $514.9k10.4k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $658.5k13.3k shares
CITADEL ADVISORS LLC New $69.3k1.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 5.55% of their portfolio SANTA CLARA, CA 39,194,17039.2m $1.9bn $1.9bn 5.55% Added +3.7m +3,743,330
2 Meiji Yasuda Life Insurance Co 8.28% of their portfolio TOKYO, M0 7,775,7007.8m $385.0m $385.0m 8.28% Unchanged
3 ENVESTNET ASSET MANAGEMENT INC 0.20% of their portfolio Berwyn, PA 7,614,1737.6m $377.0m $377.0m 0.20% Reduced -384.4k -384,413
4 NORTHERN TRUST CORP 0.06% of their portfolio CHICAGO, IL 6,060,7506.1m $300.1m $300.1m 0.06% Reduced -458.0k -457,958
5 UNITED CAPITAL FINANCIAL ADVISORS, LLC 1.50% of their portfolio IRVING, TX 5,388,6305.4m $266.8m $266.8m 1.50% Reduced -478.4k -478,417
6 PRUDENTIAL PLC 3.33% of their portfolio LONDON, X0 5,355,4275.4m $265.1m $265.1m 3.33% New
7 ASSETMARK, INC 1.09% of their portfolio CONCORD, CA 5,079,9655.1m $251.5m $251.5m 1.09% Reduced -9.1k -9,059
8 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 4,618,5664.6m $228.7m $228.7m 0.03% Added +280.1k +280,148
9 GOLDMAN SACHS GROUP INC 0.06% of their portfolio NEW YORK, NY 4,232,8264.2m $209.6m $209.6m 0.06% Added +1.2m +1,180,465
10 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 4,107,8884.1m $203.4m $203.4m 0.02% Added +1.7m +1,673,958
11 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.06% of their portfolio SAN FRANCISCO, CA 3,481,8613.5m $172.4m $172.4m 0.06% Reduced -4.1m -4,123,300
12 FMR LLC 0.02% of their portfolio BOSTON, MA 3,429,5063.4m $169.8m $169.8m 0.02% Added +2.1m +2,149,421
13 Matson Money. Inc. 6.15% of their portfolio MASON, OH 3,262,6013.3m $161.5m $161.5m 6.15% Added +884 +884
14 US BANCORP \DE\ 0.28% of their portfolio MINNEAPOLIS, MN 3,200,9633.2m $158.5m $158.5m 0.28% Added +229.8k +229,796
15 AMERIPRISE FINANCIAL INC 0.05% of their portfolio MINNEAPOLIS, MN 3,056,3263.1m $151.2m $151.2m 0.05% Reduced -1.4m -1,375,251
16 ROYAL BANK OF CANADA 0.05% of their portfolio TORONTO, A6 3,040,2213.0m $150.5m $150.5m 0.05% Added +308.7k +308,713
17 Gradient Investments LLC 3.83% of their portfolio ARDEN HILLS, MN 2,456,6982.5m $121.6m $121.6m 3.83% Added +640.4k +640,389
18 ALLSTATE CORP 3.58% of their portfolio NORTHBROOK, IL 2,379,7422.4m $117.8m $117.8m 3.58% Reduced -71.5k -71,531
19 PNC Financial Services Group, Inc. 0.09% of their portfolio Pittsburgh, PA 1,927,4431.9m $95.4m $95.4m 0.09% Reduced -168.1k -168,131
20 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 1,864,6991.9m $92.3m $92.3m 0.03% Reduced -163.1k -163,119
21 FRANKLIN RESOURCES INC 0.04% of their portfolio San Mateo, CA 1,674,9101.7m $82.9m $82.9m 0.04% Reduced -131.3k -131,320
22 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 1,573,9871.6m $77.9m $77.9m 0.07% Reduced -64.0k -63,966
23 UBS Group AG 0.04% of their portfolio ZURICH, V8 1,521,8081.5m $75.3m $75.3m 0.04% Reduced -133.4k -133,399
24 Klaas Financial Asset Advisors, LLC 15.99% of their portfolio LOVES PARK, IL 1,300,5471.3m $64.4m $64.4m 15.99% Reduced -20.0k -20,019
25 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,274,1501.3m $63.1m $63.1m 0.01% Added +380.9k +380,865
26 BlackRock Inc. 0.00% of their portfolio New York, NY 1,201,9721.2m $59.5m $59.5m 0.00% Reduced -270.5k -270,495
27 KEYBANK NATIONAL ASSOCIATION/OH 0.29% of their portfolio BROOKLYN, OH 1,201,2531.2m $59.5m $59.5m 0.29% Reduced -105.7k -105,745
28 RAYMOND JAMES & ASSOCIATES 0.05% of their portfolio ST PETERSBURG, FL 1,125,6561.1m $55.7m $55.7m 0.05% Reduced -230.8k -230,829
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.10% of their portfolio BALA CYNWYD, PA 1,011,6461.0m $50.1m $50.1m 0.10% Added +1.0m +1,001,515
30 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.03% of their portfolio Toronto, A6 972,052972.1k $48.1m $48.1m 0.03% Added +763.7k +763,668
31 STIFEL FINANCIAL CORP 0.06% of their portfolio ST. LOUIS, MO 872,565872.6k $43.2m $43.2m 0.06% Reduced -74.7k -74,653
32 Ally Invest Advisors Inc. 5.33% of their portfolio CHARLOTTE, NC 858,628858.6k $42.5m $42.5m 5.33% Reduced -9.1k -9,146
33 One Capital Management, LLC 2.25% of their portfolio WESTLAKE VILLAGE, CA 852,028852.0k $42.2m $42.2m 2.25% Added +10.3k +10,312
34 Haverford Trust Co 0.49% of their portfolio Radnor, PA 796,340796.3k $39.4m $39.4m 0.49% Added +5.1k +5,109
35 Connectus Wealth, LLC 0.92% of their portfolio CINCINNATI, OH 783,852783.9k $38.8m $38.8m 0.92% Reduced -202.1k -202,099
36 Allianz Investment Management U.S. LLC 3.51% of their portfolio Minneapolis, MN 779,292779.3k $38.6m $38.6m 3.51% Reduced -220.0k -220,000
37 PFS INVESTMENTS INC. 0.72% of their portfolio DULUTH, GA 774,043774.0k $38.3m $38.3m 0.72% Added +75.6k +75,564
38 Acropolis Investment Management, LLC 3.42% of their portfolio ST. LOUIS, MO 770,833770.8k $38.2m $38.2m 3.42% Added +675.2k +675,156
39 GREENWOOD GEARHART LLC 5.40% of their portfolio FAYETTEVILLE, AR 769,175769.2k $38.1m $38.1m 5.40% Added +34.4k +34,367
40 American Family Insurance Mutual Holding Co 3.29% of their portfolio MADISON, WI 751,159751.2k $37.2m $37.2m 3.29% Unchanged
41 TRUIST FINANCIAL CORP 0.06% of their portfolio CHARLOTTE, NC 740,608740.6k $36.7m $36.7m 0.06% Added +33.6k +33,578
42 Polaris Wealth Advisory Group, LLC 2.70% of their portfolio SAN RAFAEL, CA 710,429710.4k $36.2m $36.2m 2.70% Added +77.1k +77,053
43 Sabal Trust CO 2.32% of their portfolio ST. PETERSBURG, FL 686,880686.9k $34.0m $34.0m 2.32% Reduced -49.9k -49,905
44 Bangor Savings Bank 3.98% of their portfolio BANGOR, ME 673,972674.0k $33.4m $33.4m 3.98% Reduced -139.0k -139,039
45 Blue Chip Partners, LLC 4.03% of their portfolio FARMINGTON HILLS, MI 654,506654.5k $32.4m $32.4m 4.03% New
46 BAR HARBOR WEALTH MANAGEMENT 2.39% of their portfolio CONCORD, NH 603,831603.8k $29.9m $29.9m 2.39% Added +510.2k +510,228
47 TPG Financial Advisors, LLC 14.67% of their portfolio PORTLAND, OR 488,636488.6k $24.2m $24.2m 14.67% Added +193.3k +193,275
48 PROFFITT & GOODSON INC 4.89% of their portfolio KNOXVILLE, TN 463,919463.9k $23.0m $23.0m 4.89% Reduced -100.6k -100,604
49 BENJAMIN F. EDWARDS & COMPANY, INC. 1.03% of their portfolio ST. LOUIS, MO 460,851460.9k $22.8m $22.8m 1.03% Added +453.6k +453,637
50 ARKANSAS FINANCIAL GROUP, INC. 4.98% of their portfolio LITTLE ROCK, AR 458,661458.7k $22.7m $22.7m 4.98% Reduced -65.3k -65,283
51 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 420,705420.7k $20.8m $20.8m 0.00% Added +195.6k +195,606
52 Brookstone Capital Management 0.42% of their portfolio WHEATON, IL 405,110405.1k $20.5m $20.5m 0.42% Reduced -19.5k -19,480
53 Legacy Financial Group LLC 5.87% of their portfolio DES MOINES, IA 396,026396.0k $19.6m $19.6m 5.87% Reduced -21.1k -21,069
54 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 364,559364.6k $18.1m $18.1m 0.04% Added +348 +348
55 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 352,717352.7k $17.5m $17.5m 0.04% Added +77.1k +77,104
56 ALBION FINANCIAL GROUP /UT 1.68% of their portfolio SALT LAKE CITY, UT 351,300351.3k $17.4m $17.4m 1.68% Added +19.1k +19,105
57 Mitsubishi UFJ Trust & Banking Corp 0.04% of their portfolio TOKYO, M0 337,281337.3k $16.7m $16.7m 0.04% Unchanged
58 1900 WEALTH MANAGEMENT LLC 1.75% of their portfolio SAN ANTONIO, TX 325,183325.2k $16.1m $16.1m 1.75% Reduced -5.0k -4,991
59 ProVise Management Group, LLC 1.55% of their portfolio CLEARWATER, FL 308,264308.3k $15.3m $15.3m 1.55% Added +111 +111
60 NewSquare Capital LLC 1.86% of their portfolio NEWTOWN SQUARE, PA 301,393301.4k $14.9m $14.9m 1.86% Reduced -21.7k -21,699
61 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 301,184301.2k $14.9m $14.9m 0.01% Reduced -1.4k -1,411
62 Kestra Advisory Services, LLC 0.12% of their portfolio AUSTIN, TX 281,300281.3k $13.9m $13.9m 0.12% Added +152.1k +152,107
63 Shepherd Financial Partners LLC 2.37% of their portfolio WINCHESTER, MA 264,284264.3k $13.1m $13.1m 2.37% Reduced -28.2k -28,188
64 BCK Partners, Inc. 8.84% of their portfolio Corning, NY 263,261263.3k $13.0m $13.0m 8.84% Added +52.7k +52,733
65 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 262,262262.3k $13.0m $13.0m 0.03% Reduced -50.6k -50,564
66 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 261,574261.6k $13.1m $13.1m 0.01% Added +15.5k +15,477
67 Asio Capital, LLC 3.68% of their portfolio LEXINGTON, KY 258,203258.2k $12.8m $12.8m 3.68% Added +89.2k +89,208
68 Steward Partners Investment Advisory, LLC 0.19% of their portfolio STAMFORD, CT 225,275225.3k $11.2m $11.2m 0.19% Added +204.7k +204,720
69 Financial Partners Group, Inc 2.42% of their portfolio Overland Park, KS 217,081217.1k $11.0m $11.0m 2.42% Added +204.5k +204,473
70 D.A. DAVIDSON & CO. 0.12% of their portfolio GREAT FALLS, MT 202,408202.4k $10.0m $10.0m 0.12% Added +4.9k +4,867
71 STEPHENS INC /AR/ 0.20% of their portfolio LITTLE ROCK, AR 197,632197.6k $9.8m $9.8m 0.20% Reduced -171 -171
72 LaSalle St. Investment Advisors, LLC 4.61% of their portfolio ELMHURST, IL 197,260197.3k $9.8m $9.8m 4.61% First filing
73 Parkside Investments, LLC 1.92% of their portfolio DEERFIELD, IL 194,695194.7k $9.6m $9.6m 1.92% Added +8.5k +8,495
74 DT Investment Partners, LLC 1.20% of their portfolio CHADDS FORD, PA 185,216185.2k $9.2m $9.2m 1.20% Added +29 +29
75 Calamos Wealth Management LLC 0.70% of their portfolio NAPERVILLE, IL 180,460180.5k $8.9m $8.9m 0.70% Added +145.0k +144,995
76 Summit Wealth Partners, LLC 2.33% of their portfolio Orlando, FL 177,102177.1k $8.8m $8.8m 2.33% Reduced -23.4k -23,405
77 Galvin, Gaustad & Stein, LLC 0.87% of their portfolio Scottsdale, AZ 173,789173.8k $8.6m $8.6m 0.87% Added +34.4k +34,423
78 JAMES INVESTMENT RESEARCH, INC. 1.16% of their portfolio ALPHA, OH 167,461167.5k $8.3m $8.3m 1.16% Reduced -50.9k -50,917
79 Bartlett & Co. LLC 0.17% of their portfolio CINCINNATI, OH 166,289166.3k $8.2m $8.2m 0.17% Added +71.9k +71,901
80 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.17% of their portfolio CINCINNATI, OH 166,289166.3k $8.2m $8.2m 0.17% Added +71.9k +71,901
81 Mariner, LLC 0.03% of their portfolio Overland Park, KS 164,985165.0k $8.2m $8.2m 0.03% Added +5.4k +5,364
82 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 164,241164.2k $8.1m $8.1m 0.02% Reduced -3.3k -3,273
83 Caldwell Trust Co 1.10% of their portfolio Venice, FL 157,697157.7k $7.8m $7.8m 1.10% Reduced -53.1k -53,111
84 DAVENPORT & Co LLC 0.06% of their portfolio RICHMOND, VA 143,972144.0k $7.1m $7.1m 0.06% Reduced -5.9k -5,858
85 AE Wealth Management LLC 0.05% of their portfolio TOPEKA, KS 136,689136.7k $6.8m $6.8m 0.05% Added +2.3k +2,274
86 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 135,185135.2k $6.7m $6.7m 0.01% Added +27.3k +27,259
87 Israel Discount Bank of New York 5.66% of their portfolio NEW YORK, NY 135,168135.2k $6.7m $6.7m 5.66% Reduced -37.3k -37,328
88 KLK CAPITAL MANAGEMENT LLC 8.79% of their portfolio LOS ANGELES, CA 133,076133.1k $6.6m $6.6m 8.79% Added +2.1k +2,089
89 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 128,509128.5k $6.4m $6.4m 0.03% Reduced -10.7k -10,736
90 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 128,146128.1k $6.3m $6.3m 0.04% Reduced -543 -543
91 Roberts Financial Services LLC 1.62% of their portfolio MARQUETTE, MI 126,434126.4k $6.3m $6.3m 1.62% New
92 FINANCIAL LIFE ADVISORS 2.81% of their portfolio SAN ANTONIO, TX 123,064123.1k $6.1m $6.1m 2.81% Reduced -404.4k -404,369
93 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 117,524117.5k $5.8m $5.8m 0.01% Reduced -7.6k -7,561
94 RETIREMENT FINANCIAL SOLUTIONS, LLC 4.86% of their portfolio KNOXVILLE, TN 115,452115.5k $5.7m $5.7m 4.86% First filing
95 FDx Advisors, Inc. 0.25% of their portfolio BERWYN, PA 115,210115.2k $5.7m $5.7m 0.25% Added +22.2k +22,242
96 Client First Capital LLC 4.32% of their portfolio SAN DIEGO, CA 111,534111.5k $5.5m $5.5m 4.32% Reduced -10.4k -10,361
97 NYL Investors LLC 0.37% of their portfolio NEW YORK, NY 105,289105.3k $5.2m $5.2m 0.37% New
98 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 104,821104.8k $5.2m $5.2m 0.05% Added +31.6k +31,609
99 DAVIS R M INC 0.14% of their portfolio PORTLAND, ME 102,010102.0k $5.1m $5.1m 0.14% Reduced -14.4k -14,405
100 PATRIOT INVESTMENT MANAGEMENT GROUP, INC. 0.45% of their portfolio KNOXVILLE, TN 101,603101.6k $5.2m $5.2m 0.45% Added +24.8k +24,774