Vault-13

ISHARES TR CMF

CALIF MUN BD ETF · ETP · CUSIP 464288356

209 institutional holders +15 vs Q3 2022
24,260,52624.3m shares reported held*
$1.4bnreported value*
31 new 80 added 56 reduced 17 sold out net bought ≈ $260.2m (+4.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($800.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $56.13. Options: 1 managers hold calls ($465.7k notional), 1 hold puts ($303.0k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 194Q4 22: 209209Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022194
Q4 2022209

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ3 22 calls: $369.0kQ3 22 puts: $933.0kQ3 22P/C 2.53Q4 22 calls: $465.7kQ4 22 puts: $303.0kQ4 22P/C 0.65
Numbers
QuarterCallsPutsP/C
Q3 2022$369.0k$933.0k2.53
Q4 2022$465.7k$303.0k0.65

Biggest buyers

Charles Schwab Investment Advisory, Inc. Added +1,003,434+1.0m
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO New +656,632+656.6k
BANK OF AMERICA CORP /DE/ Added +553,201+553.2k
Stratos Wealth Partners, LTD. New +492,140+492.1k
Composition Wealth, LLC Added +389,111+389.1k
BlackRock Inc. Added +267,699+267.7k
US BANCORP \DE\ Added +264,165+264.2k
BAILARD, INC. Added +260,405+260.4k
RWA WEALTH PARTNERS, LLC Added +250,004+250.0k
FMR LLC Added +184,741+184.7k

Biggest sellers

MORGAN STANLEY Reduced -613,376-613.4k
MUFG Americas Holdings Corp Sold out -193,692-193.7k
FLOW TRADERS U.S. LLC Reduced -190,024-190.0k
LPL Financial LLC Reduced -156,934-156.9k
AMERIPRISE FINANCIAL INC Reduced -138,002-138.0k
WEALTHSOURCE PARTNERS, LLC Reduced -100,699-100.7k
MISSION WEALTH MANAGEMENT, LP Reduced -92,353-92.4k
EP Wealth Advisors, LLC Reduced -71,321-71.3k
Waypoint Wealth Partners Inc. Reduced -66,930-66.9k
LINCOLN NATIONAL CORP Reduced -33,191-33.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $465.7k8.3k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $303.0k5.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Charles Schwab Investment Advisory, Inc. 0.60% of their portfolio SAN FRANCISCO, CA 6,396,3876.4m $358.9m $358.9m 0.60% Added +1.0m +1,003,434
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,628,3011.6m $91.4m $91.4m 0.01% Added +553.2k +553,201
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,494,0571.5m $83.8m $83.8m 0.01% Reduced -613.4k -613,376
4 BAILARD, INC. 1.43% of their portfolio Foster City, CA 671,171671.2k $37.7m $37.7m 1.43% Added +260.4k +260,405
5 Mariner, LLC 0.12% of their portfolio Overland Park, KS 662,236662.2k $37.2m $37.2m 0.12% Added +39.5k +39,452
6 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.06% of their portfolio MILWAUKEE, WI 656,632656.6k $36.8m $36.8m 0.06% New
7 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 576,185576.2k $32.3m $32.3m 0.02% Added +111.5k +111,465
8 Composition Wealth, LLC 0.95% of their portfolio LOS ANGELES, CA 495,236495.2k $27.8m $27.8m 0.95% Added +389.1k +389,111
9 Stratos Wealth Partners, LTD. 0.70% of their portfolio BEACHWOOD, OH 492,140492.1k $27.6m $27.6m 0.70% New
10 Slow Capital, Inc. 6.10% of their portfolio GREENBRAE, CA 488,501488.5k $27.4m $27.4m 6.10% Added +60.7k +60,722
11 Brio Consultants, LLC 5.31% of their portfolio SAN FRANCISCO, CA 474,655474.7k $26.6m $26.6m 5.31% Added +25.0k +25,013
12 FMR LLC 0.00% of their portfolio BOSTON, MA 456,173456.2k $25.6m $25.6m 0.00% Added +184.7k +184,741
13 UBS Group AG 0.01% of their portfolio ZURICH, V8 348,462348.5k $19.6m $19.6m 0.01% Added +117.1k +117,125
14 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 345,351345.4k $19.4m $19.4m 0.01% Added +86.1k +86,100
15 RWA WEALTH PARTNERS, LLC 0.47% of their portfolio BOSTON, MA 332,501332.5k $19.0m $19.0m 0.47% Added +250.0k +250,004
16 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 322,641322.6k $18.1m $18.1m 0.02% Reduced -156.9k -156,934
17 MERCER GLOBAL ADVISORS INC /ADV 0.08% of their portfolio DENVER, CO 300,048300.0k $16.8m $16.8m 0.08% Added +8.4k +8,384
18 Orin Green Financial, LLC 9.80% of their portfolio SAN DIEGO, CA 297,703297.7k $16.7m $16.7m 9.80% Reduced -13.0k -13,018
19 BlackRock Inc. 0.00% of their portfolio New York, NY 288,470288.5k $16.2m $16.2m 0.00% Added +267.7k +267,699
20 Manhattan West Asset Management, LLC 8.02% of their portfolio Los Angeles, CA 280,132280.1k $15.7m $15.7m 8.02% Added +137.9k +137,855
21 US BANCORP \DE\ 0.03% of their portfolio MINNEAPOLIS, MN 266,177266.2k $14.9m $14.9m 0.03% Added +264.2k +264,165
22 ASSETMARK, INC 0.06% of their portfolio CONCORD, CA 248,129248.1k $13.9m $13.9m 0.06% Reduced -19.1k -19,120
23 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 227,318227.3k $12.8m $12.8m 0.01% Added +125.2k +125,190
24 Opes Wealth Management LLC 4.40% of their portfolio MENLO PARK, CA 215,793215.8k $12.1m $12.1m 4.40% Added +17.1k +17,136
25 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 191,034191.0k $10.7m $10.7m 0.02% Added +60.1k +60,077
26 EP Wealth Advisors, LLC 0.19% of their portfolio TORRANCE, CA 190,184190.2k $10.7m $10.7m 0.19% Reduced -71.3k -71,321
27 Pure Financial Advisors, LLC 0.53% of their portfolio SAN DIEGO, CA 183,601183.6k $10.3m $10.3m 0.53% Reduced -15.1k -15,131
28 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 177,114177.1k $9.9m $9.9m 0.02% Added +56.3k +56,323
29 Financial Connections Group, Inc. 7.72% of their portfolio CORTE MADERA, CA 174,445174.4k $9.8m $9.8m 7.72% Reduced -15.3k -15,328
30 WEALTHSOURCE PARTNERS, LLC 0.69% of their portfolio SAN LUIS OBISPO, CA 173,363173.4k $9.7m $9.7m 0.69% Reduced -100.7k -100,699
31 BANK OF THE WEST 1.13% of their portfolio LOS ANGELES, CA 170,595170.6k $9.6m $9.6m 1.13% Added +124.8k +124,808
32 FIRST FOUNDATION ADVISORS 0.45% of their portfolio Irvine, CA 167,713167.7k $9.4m $9.4m 0.45% Added +40.1k +40,119
33 CAPTRUST FINANCIAL ADVISORS 0.05% of their portfolio RALEIGH, NC 164,880164.9k $9.3m $9.3m 0.05% Added +137.1k +137,053
34 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 155,336155.3k $8.9m $8.9m 0.00% Reduced -138.0k -138,002
35 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 150,886150.9k $8.5m $8.5m 0.01% Added +48.1k +48,082
36 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.04% of their portfolio IRVING, TX 142,165142.2k $8.0m $8.0m 0.04% Added +59.7k +59,713
37 MYECFO, LLC 6.54% of their portfolio La Jolla, CA 141,725141.7k $8.0m $8.0m 6.54% First filing
38 MISSION WEALTH MANAGEMENT, LP 0.37% of their portfolio Santa Barbara, CA 136,816136.8k $7.7m $7.7m 0.37% Reduced -92.4k -92,353
39 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 0.02% of their portfolio LOS ANGELES, CA 132,576132.6k $7.4m $7.4m 0.02% Added +17.5k +17,535
40 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 125,800125.8k $7.1m $7.1m 0.01% New
41 SEI INVESTMENTS CO 0.01% of their portfolio OAKS, PA 118,519118.5k $6.7m $6.7m 0.01% Added +48.6k +48,552
42 Navalign, LLC 2.48% of their portfolio ENCINO, CA 107,343107.3k $6.0m $6.0m 2.48% Added +8.5k +8,465
43 Beacon Pointe Advisors, LLC 0.11% of their portfolio NEWPORT BEACH, CA 102,886102.9k $5.8m $5.8m 0.11% Added +2.1k +2,130
44 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 101,789101.8k $5.7m $5.7m 0.01% Reduced -16.2k -16,153
45 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 99,76399.8k $5.6m $5.6m 0.05% Added +86.5k +86,484
46 LODESTAR PRIVATE ASSET MANAGEMENT LLC 1.00% of their portfolio ALAMO, CA 92,76292.8k $5.2m $5.2m 1.00% First filing
47 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 90,54890.5k $5.1m $5.1m 0.01% Added +13.0k +12,960
48 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 82,67082.7k $4.6m $4.6m 0.00% Unchanged
49 Betterment LLC 0.01% of their portfolio NEW YORK, NY 77,32477.3k $4.3m $4.3m 0.01% Added +20.0k +20,023
50 Leisure Capital Management 2.23% of their portfolio COSTA MESA, CA 76,81976.8k $4.3m $4.3m 2.23% Added +70.7k +70,673
51 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 76,21776.2k $4.3m $4.3m 0.03% Added +62.6k +62,650
52 WHITTIER TRUST CO 0.08% of their portfolio SOUTH PASADENA, CA 75,23075.2k $4.2m $4.2m 0.08% Added +57.4k +57,449
53 AJ WEALTH STRATEGIES, LLC 0.21% of their portfolio NEW YORK, NY 72,82072.8k $4.1m $4.1m 0.21% Added +57.7k +57,716
54 Spinnaker Investment Group, LLC 1.45% of their portfolio Newport Beach, CA 72,42772.4k $4.1m $4.1m 1.45% Added +1.4k +1,433
55 FLOW TRADERS U.S. LLC 0.20% of their portfolio NEW YORK, NY 70,20870.2k $3.9m $3.9m 0.20% Reduced -190.0k -190,024
56 Creative Capital Management Investments LLC 3.43% of their portfolio SAN DIEGO, CA 69,93969.9k $3.9m $3.9m 3.43% First filing
57 Atria Wealth Solutions, Inc. 0.05% of their portfolio NEW YORK, NY 60,67060.7k $3.4m $3.4m 0.05% Added +893 +893
58 Clark Asset Management, LLC 2.44% of their portfolio STRATHAM, NH 60,43760.4k $3.4m $3.4m 2.44% First filing
59 Warren Street Wealth Advisors, LLC 2.70% of their portfolio IRVINE, CA 60,02260.0k $3.4m $3.4m 2.70% Added +5.0k +5,007
60 Dynamic Advisor Solutions LLC 0.23% of their portfolio PHOENIX, AZ 59,18059.2k $3.3m $3.3m 0.23% Added +7.4k +7,437
61 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 0.22% of their portfolio Greenbrae, CA 57,12557.1k $3.2m $3.2m 0.22% Added +44.4k +44,350
62 OLD MISSION CAPITAL LLC 0.14% of their portfolio CHICAGO, IL 56,01356.0k $3.1m $3.1m 0.14% Added +41.1k +41,072
63 Omega Financial Group, LLC 1.52% of their portfolio Santa Barbara, CA 52,65852.7k $3.0m $3.0m 1.52% Reduced -7.2k -7,163
64 Pacific Capital Wealth Advisors, Inc. 0.73% of their portfolio CORONA, CA 50,45650.5k $2.8m $2.8m 0.73% Reduced -19.6k -19,599
65 Lido Advisors, LLC 0.05% of their portfolio Los Angeles, CA 50,32050.3k $2.8m $2.8m 0.05% New
66 Evanson Asset Management, LLC 0.30% of their portfolio CARMEL, CA 50,30850.3k $2.8m $2.8m 0.30% Added +174 +174
67 SteelPeak Wealth, LLC 0.21% of their portfolio WOODLAND HILLS, CA 49,93749.9k $2.8m $2.8m 0.21% Reduced -360 -360
68 Freestone Capital Holdings, LLC 0.13% of their portfolio Seattle, WA 49,01449.0k $2.8m $2.8m 0.13% Reduced -8.8k -8,850
69 Towerpoint Wealth, LLC 1.55% of their portfolio SACRAMENTO, CA 47,96148.0k $2.7m $2.7m 1.55% Added +30.3k +30,308
70 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 41,44741.4k $2.3m $2.3m 0.01% Added +23.6k +23,578
71 FIRST AMERICAN TRUST, FSB 0.36% of their portfolio SANTA ANA, CA 40,88840.9k $2.3m $2.3m 0.36% Reduced -14.8k -14,752
72 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 38,34638.3k $2.2m $2.2m 0.00% Reduced -2.4k -2,389
73 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.10% of their portfolio Seattle, WA 37,29837.3k $2.1m $2.1m 0.10% Reduced -1.3k -1,282
74 Parallel Advisors, LLC 0.09% of their portfolio SAN FRANCISCO, CA 35,87335.9k $2.0m $2.0m 0.09% Added +4.8k +4,840
75 Running Point Capital Advisors, LLC 1.22% of their portfolio EL SEGUNDO, CA 35,34635.3k $2.0m $2.0m 1.22% Added +6.5k +6,487
76 Safeguard Investment Advisory Group, LLC 1.22% of their portfolio Corona, CA 35,15935.2k $2.0m $2.0m 1.22% Reduced -1.8k -1,836
77 EVERGREEN CAPITAL MANAGEMENT LLC 0.09% of their portfolio Bellevue, WA 35,06335.1k $2.0m $2.0m 0.09% Added +3.4k +3,400
78 ECLECTIC ASSOCIATES INC /ADV 0.94% of their portfolio FULLERTON, CA 34,48134.5k $1.9m $1.9m 0.94% Added +29.9k +29,923
79 Curtis Advisory Group, LLC 0.75% of their portfolio SANTA BARBARA, CA 33,38433.4k $1.9m $1.9m 0.75% Added +1.2k +1,172
80 JOURNEY STRATEGIC WEALTH LLC 0.21% of their portfolio SUMMIT, NJ 32,12332.1k $1.8m $1.8m 0.21% New
81 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 32,01132.0k $1.8m $1.8m 0.01% Added +22.9k +22,924
82 Rinkey Investments 1.05% of their portfolio San Diego, CA 31,24031.2k $1.8m $1.8m 1.05% Added +8.6k +8,574
83 LINCOLN NATIONAL CORP 0.04% of their portfolio RADNOR, PA 30,60230.6k $1.7m $1.7m 0.04% Reduced -33.2k -33,191
84 RHS Financial, LLC 1.28% of their portfolio SAN FRANCISCO, CA 28,65028.6k $1.6m $1.6m 1.28% Reduced -2.5k -2,513
85 GOULD ASSET MANAGEMENT LLC /CA/ 0.48% of their portfolio CLAREMONT, CA 28,47028.5k $1.6m $1.6m 0.48% Added +14.8k +14,835
86 W1M Asset Management Ltd 0.14% of their portfolio London, X0 26,60026.6k $1.5m $1.5m 0.14% Unchanged
87 Caerus Investment Advisors, LLC 2.23% of their portfolio WEST LAKE HILLS, TX 26,26426.3k $1.5m $1.5m 2.23% Unchanged
88 McNaughton Wealth Management, LLC 1.00% of their portfolio SAN DIEGO, CA 26,16126.2k $1.5m $1.5m 1.00% Reduced -1.9k -1,932
89 DEBUSSY CAPITAL MANAGEMENT LP 0.36% of their portfolio CHICAGO, IL 25,45525.5k $1.4m $1.4m 0.36% Added +7.4k +7,415
90 Boltwood Capital Management 0.57% of their portfolio WALNUT CREEK, CA 24,90024.9k $1.4m $1.4m 0.57% Reduced -1.2k -1,250
91 Westside Investment Management, Inc. 0.02% of their portfolio SANTA MONICA, CA 24,30224.3k $1.4m $1.4m 0.02% Added +8.7k +8,650
92 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 24,20424.2k $1.4m $1.4m 0.04% Reduced -2.9k -2,949
93 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 23,40223.4k $1.3m $1.3m 0.00% Unchanged
94 HCR Wealth Advisors 0.27% of their portfolio LOS ANGELES, CA 23,26923.3k $1.3m $1.3m 0.27% Added +775 +775
95 PERSONAL CAPITAL ADVISORS CORP 0.01% of their portfolio Redwood City, CA 21,29721.3k $1.2m $1.2m 0.01% Added +85 +85
96 Private Ocean, LLC 0.14% of their portfolio SAN RAFAEL, CA 20,80320.8k $1.2m $1.2m 0.14% Added +19.4k +19,402
97 Merriman Wealth Management, LLC 0.06% of their portfolio SEATTLE, WA 20,50720.5k $1.2m $1.2m 0.06% Added +9.7k +9,653
98 Traverso Chambers Private Wealth Management, LLC 0.33% of their portfolio SANTA ROSA, CA 20,37420.4k $1.1m $1.1m 0.33% Unchanged
99 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 20,16320.2k $1.1m $1.1m 0.02% Added +180 +180
100 Wealthfront Advisers LLC 0.01% of their portfolio Palo Alto, CA 18,97419.0k $1.1m $1.1m 0.01% Added +12.8k +12,793