Vault-13

VANECK ETF TRUST ITM

INTRMDT MUNI ETF · ETP · CUSIP 92189H201

165 institutional holders +6 vs Q3 2022
33,174,88933.2m shares reported held*
$1.5bnreported value*
22 new 51 added 59 reduced 20 sold out net bought ≈ $277.4m (+5.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($864.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $45.73. Options: 2 managers hold calls ($469.8k notional), 0 hold puts (—).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 159Q4 22: 165165Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022159
Q4 2022165

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $469.8kQ4 22 puts: $0Q4 22P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$469.8k$00.00

Biggest buyers

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +3,653,957+3.7m
BANK OF AMERICA CORP /DE/ Added +2,395,861+2.4m
CX Institutional Added +379,937+379.9k
AMERIPRISE FINANCIAL INC Added +360,536+360.5k
RENAISSANCE TECHNOLOGIES LLC New +327,867+327.9k
Dubuque Bank & Trust Co Added +240,329+240.3k
US BANCORP \DE\ Added +149,108+149.1k
OSAIC HOLDINGS, INC. Added +139,149+139.1k
MORGAN STANLEY Added +129,104+129.1k
ENVESTNET ASSET MANAGEMENT INC Added +126,800+126.8k

Biggest sellers

JANE STREET GROUP, LLC Sold out -1,124,013-1.1m
CFS Investment Advisory Services, LLC Reduced -1,074,247-1.1m
FMR LLC Reduced -365,406-365.4k
OLD MISSION CAPITAL LLC Reduced -203,942-203.9k
UBS Group AG Reduced -176,325-176.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -95,881-95.9k
CAPRIN ASSET MANAGEMENT LLC /ADV Reduced -90,291-90.3k
NewEdge Advisors, LLC Reduced -82,113-82.1k
WELLS FARGO & COMPANY/MN Reduced -81,719-81.7k
Cambridge Investment Research Advisors, Inc. Reduced -52,479-52.5k

Biggest calls

CITADEL ADVISORS LLC New $469.8k10.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.08% of their portfolio CHARLOTTE, NC 14,403,80814.4m $657.0m $657.0m 0.08% Added +2.4m +2,395,861
2 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.40% of their portfolio MILWAUKEE, WI 5,849,7135.8m $266.8m $266.8m 0.40% Added +3.7m +3,653,957
3 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 1,334,7961.3m $60.9m $60.9m 0.05% Reduced -14.3k -14,294
4 Dubuque Bank & Trust Co 5.26% of their portfolio Dubuque, IA 880,623880.6k $40.2m $40.2m 5.26% Added +240.3k +240,329
5 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.41% of their portfolio PLYMOUTH, MN 677,130677.1k $31.6m $31.6m 0.41% Added +125.6k +125,648
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 636,836636.8k $29.0m $29.0m 0.00% Added +129.1k +129,104
7 CX Institutional 1.70% of their portfolio AUBURN, IN 612,275612.3k $27.9m $27.9m 1.70% Added +379.9k +379,937
8 FMR LLC 0.00% of their portfolio BOSTON, MA 605,309605.3k $27.6m $27.6m 0.00% Reduced -365.4k -365,406
9 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 583,915583.9k $26.6m $26.6m 0.01% Reduced -81.7k -81,719
10 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 541,018541.0k $24.7m $24.7m 0.01% Added +360.5k +360,536
11 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 525,799525.8k $24.0m $24.0m 0.01% Added +126.8k +126,800
12 UBS Group AG 0.01% of their portfolio ZURICH, V8 478,148478.1k $21.8m $21.8m 0.01% Reduced -176.3k -176,325
13 Avidian Wealth Enterprises, LLC 1.17% of their portfolio Houston, TX 394,334394.3k $18.0m $18.0m 1.17% Reduced -37.6k -37,603
14 CWM, LLC 0.11% of their portfolio OMAHA, NE 333,971334.0k $15.2m $15.2m 0.11% Added +64.9k +64,919
15 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 327,867327.9k $15.0m $15.0m 0.02% New
16 CAPRIN ASSET MANAGEMENT LLC /ADV 21.31% of their portfolio HENRICO, VA 299,453299.5k $13.7m $13.7m 21.31% Reduced -90.3k -90,291
17 MATHER GROUP, LLC. 0.23% of their portfolio CHICAGO, IL 261,394261.4k $11.9m $11.9m 0.23% Reduced -34.5k -34,491
18 Ackerman Capital Advisors, LLC 2.61% of their portfolio DALLAS, TX 212,710212.7k $9.7m $9.7m 2.61% Reduced -6.6k -6,578
19 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 184,061184.1k $8.4m $8.4m 0.02% Added +139.1k +139,149
20 Clark Capital Management Group, Inc. 0.07% of their portfolio PHILADELPHIA, PA 169,175169.2k $7.7m $7.7m 0.07% Added +72.0k +72,005
21 OLD NATIONAL BANCORP /IN/ 0.24% of their portfolio EVANSVILLE, IN 165,939165.9k $7.6m $7.6m 0.24% Added +76.6k +76,633
22 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 151,546151.5k $6.9m $6.9m 0.04% Reduced -52.5k -52,479
23 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 149,981150.0k $6.8m $6.8m 0.01% Added +149.1k +149,108
24 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 147,363147.4k $6.7m $6.7m 0.01% Reduced -48.7k -48,666
25 AJ WEALTH STRATEGIES, LLC 0.34% of their portfolio NEW YORK, NY 139,943139.9k $6.4m $6.4m 0.34% Added +73.9k +73,949
26 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 138,789138.8k $6.3m $6.3m 0.01% Reduced -19.6k -19,593
27 Aveo Capital Partners, LLC 0.78% of their portfolio ENGLEWOOD, CO 114,253114.3k $5.2m $5.2m 0.78% New
28 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 113,820113.8k $5.2m $5.2m 0.00% Reduced -39.9k -39,933
29 FOCUS Wealth Advisors, LLC 3.26% of their portfolio HOUSTON, TX 103,401103.4k $4.7m $4.7m 3.26% Unchanged
30 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 96,95797.0k $4.4m $4.4m 0.00% Reduced -18.2k -18,233
31 CONDOR CAPITAL MANAGEMENT 0.54% of their portfolio MARTINSVILLE, NJ 94,40294.4k $4.3m $4.3m 0.54% Added +59.4k +59,396
32 OPTIMUM INVESTMENT ADVISORS 2.31% of their portfolio Chicago, IL 93,59993.6k $4.3m $4.3m 2.31% Reduced -5.8k -5,840
33 BRANDYWINE OAK PRIVATE WEALTH LLC 0.49% of their portfolio Kennett Square, PA 85,92785.9k $3.9m $3.9m 0.49% Added +43.3k +43,270
34 OLD MISSION CAPITAL LLC 0.17% of their portfolio CHICAGO, IL 84,61184.6k $3.9m $3.9m 0.17% Reduced -203.9k -203,942
35 Venturi Wealth Management, LLC 0.30% of their portfolio AUSTIN, TX 73,76573.8k $3.4m $3.4m 0.30% Added +3.8k +3,770
36 VICUS CAPITAL 0.34% of their portfolio STATE COLLEGE, PA 65,63865.6k $3.0m $3.0m 0.34% Added +7.7k +7,710
37 Proquility Private Wealth Partners, LLC 1.23% of their portfolio LAS VEGAS, NV 65,38265.4k $3.0m $3.0m 1.23% Reduced -28.2k -28,183
38 OPPENHEIMER & CO INC 0.07% of their portfolio NEW YORK, NY 65,00365.0k $3.0m $3.0m 0.07% Reduced -9.4k -9,373
39 NorthCoast Asset Management LLC 0.06% of their portfolio STAMFORD, CT 64,55564.6k $2.9m $2.9m 0.06% Added +21.7k +21,720
40 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 61,78961.8k $2.8m $2.8m 0.01% Added +19.4k +19,427
41 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 59,92359.9k $2.7m $2.7m 0.01% Reduced -23.3k -23,324
42 Rehmann Capital Advisory Group 0.26% of their portfolio LANSING, MI 56,02556.0k $2.6m $2.6m 0.26% Added +6.0k +5,981
43 BlackRock Inc. 0.00% of their portfolio New York, NY 55,13855.1k $2.5m $2.5m 0.00% Added +46.3k +46,347
44 PARK AVENUE SECURITIES LLC 0.04% of their portfolio NEW YORK, NY 54,57154.6k $2.5m $2.5m 0.04% Added +24.2k +24,234
45 Aquire Wealth Advisors, LLC 2.44% of their portfolio Salt Lake City, UT 53,42253.4k $4.9m $4.9m 2.44% Reduced -1.1k -1,129
46 MassMutual Private Wealth & Trust, FSB 0.10% of their portfolio Windsor, CT 51,68551.7k $2.4m $2.4m 0.10% Added +9.4k +9,385
47 Family Capital Management, Inc. 1.89% of their portfolio GRAND RAPIDS, MI 50,89350.9k $2.3m $2.3m 1.89% First filing
48 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 46,28146.3k $2.1m $2.1m 0.01% Added +38.6k +38,572
49 Granite Harbor Advisors, Inc. 2.12% of their portfolio Houston, TX 45,65045.6k $2.1m $2.1m 2.12% First filing
50 Beaumont Financial Advisors, LLC 0.20% of their portfolio NEEDHAM, MA 43,16543.2k $2.0m $2.0m 0.20% First filing
51 Stokes Family Office, LLC 0.23% of their portfolio NEW ORLEANS, LA 39,73639.7k $1.8m $1.8m 0.23% Reduced -806 -806
52 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 38,21938.2k $1.7m $1.7m 0.01% Reduced -18.8k -18,802
53 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.06% of their portfolio NORFOLK, VA 36,81936.8k $1.7m $1.7m 0.06% Added +3.8k +3,805
54 1900 WEALTH MANAGEMENT LLC 0.16% of their portfolio SAN ANTONIO, TX 32,69232.7k $1.5m $1.5m 0.16% New
55 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.07% of their portfolio Seattle, WA 31,95632.0k $1.5m $1.5m 0.07% Added +4.7k +4,705
56 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 31,35031.4k $1.4m $1.4m 0.00% Reduced -11.2k -11,207
57 SteelPeak Wealth, LLC 0.10% of their portfolio WOODLAND HILLS, CA 30,96031.0k $1.4m $1.4m 0.10% Reduced -20.4k -20,448
58 GenTrust, LLC 0.12% of their portfolio MIAMI, FL 29,87729.9k $1.4m $1.4m 0.12% Added +4.3k +4,303
59 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 28,89828.9k $843.4k $843.4k 0.02% Reduced -82.1k -82,113
60 Pacific Capital Wealth Advisors, Inc. 0.34% of their portfolio CORONA, CA 28,89828.9k $1.3m $1.3m 0.34% Reduced -1.4k -1,407
61 Highland Financial Advisors, LLC 0.77% of their portfolio WAYNE, NJ 28,69628.7k $1.3m $1.3m 0.77% New
62 Running Point Capital Advisors, LLC 0.80% of their portfolio EL SEGUNDO, CA 28,48628.5k $1.3m $1.3m 0.80% Added +20.9k +20,934
63 OneDigital Investment Advisors LLC 0.04% of their portfolio OVERLAND PARK, KS 28,34928.3k $1.3m $1.3m 0.04% Added +3.1k +3,091
64 Goodwin Investment Advisory 0.91% of their portfolio WOODSTOCK, GA 28,01028.0k $1.3m $1.3m 0.91% Reduced -9.9k -9,905
65 PFS INVESTMENTS INC. 0.02% of their portfolio DULUTH, GA 26,07926.1k $1.2m $1.2m 0.02% Added +9.9k +9,861
66 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 25,82725.8k $1.2m $1.2m 0.00% New
67 Parkside Financial Bank & Trust 0.31% of their portfolio SAINT LOUIS, MO 23,91523.9k $1.1m $1.1m 0.31% Added +5.0k +4,962
68 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 23,55423.6k $1.1m $1.1m 0.01% Added +17.1k +17,072
69 CFS Investment Advisory Services, LLC 0.23% of their portfolio TOTOWA, NJ 22,47222.5k $1.0m $1.0m 0.23% Reduced -1.1m -1,074,247
70 JNBA Financial Advisors 0.14% of their portfolio BLOOMINGTON, MN 22,07122.1k $1.0m $1.0m 0.14% Reduced -2.0k -1,959
71 Cerity Partners OCIO LLC 0.03% of their portfolio New York, NY 20,51020.5k $935.0k $935.0k 0.03% Reduced -617 -617
72 BANK OF THE WEST 0.11% of their portfolio LOS ANGELES, CA 20,48220.5k $934.2k $934.2k 0.11% Added +8.0k +7,990
73 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 20,40420.4k $674.5k $674.5k 0.02% New
74 Wealthspire Retirement, LLC 0.18% of their portfolio ALISO VIEJO, CA 17,69917.7k $807.3k $807.3k 0.18% Reduced -1.2k -1,240
75 Clearwater Capital Advisors, LLC 0.10% of their portfolio HOFFMAN ESTATES, IL 17,65217.7k $805.1k $805.1k 0.10% Reduced -11.0k -11,034
76 PETRA FINANCIAL ADVISORS INC 0.88% of their portfolio COLORADO SRPINGS, CO 17,48517.5k $797.5k $797.5k 0.88% First filing
77 Econ Financial Services Corp 0.80% of their portfolio HARRISBURG, PA 17,30717.3k $789.4k $789.4k 0.80% New
78 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 17,15317.2k $782.3k $782.3k 0.01% Added +11.4k +11,354
79 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 16,79716.8k $766.1k $766.1k 0.00% New
80 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 16,56016.6k $755.0k $755.0k 0.00% Reduced -6.0k -5,989
81 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 16,36316.4k $746.3k $746.3k 0.00% Added +390 +390
82 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 15,89315.9k $724.9k $724.9k 0.01% Reduced -621 -621
83 Alesco Advisors, LLC, An ESL Co 0.03% of their portfolio Pittsford, NY 15,65015.7k $713.8k $713.8k 0.03% Added +225 +225
84 StrategIQ Financial Group, LLC 0.08% of their portfolio MERRILLVILLE, IN 15,08215.1k $687.9k $687.9k 0.08% Added +3.4k +3,385
85 KWMG, LLC 0.10% of their portfolio OVERLAND PARK, KS 14,94814.9k $681.8k $681.8k 0.10% Reduced -2.7k -2,686
86 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 14,33414.3k $654.0k $654.0k 0.00% Reduced -6.5k -6,472
87 SHEETS SMITH WEALTH MANAGEMENT 0.10% of their portfolio WINSTON-SALEM, NC 13,60013.6k $620.3k $620.3k 0.10% Reduced -5.7k -5,678
88 MY Wealth Management Inc. 0.94% of their portfolio GERMANTOWN, MD 13,53813.5k $617.5k $617.5k 0.94% Unchanged
89 TCWP LLC 0.13% of their portfolio Beachwood, OH 13,53113.5k $617.1k $617.1k 0.13% Added +1.2k +1,169
90 Redhawk Wealth Advisors, Inc. 0.23% of their portfolio MINNEAPOLIS, MN 12,82312.8k $584.9k $584.9k 0.23% New
91 Dorsey & Whitney Trust CO LLC 0.05% of their portfolio SIOUX FALLS, SD 12,07412.1k $550.7k $550.7k 0.05% Added +1.4k +1,416
92 Advus Financial Partners, LLC 0.24% of their portfolio WINTER PARK, FL 12,07412.1k $550.7k $550.7k 0.24% Reduced -2.3k -2,270
93 GeoWealth Management, LLC 0.06% of their portfolio CHICAGO, IL 11,89111.9k $542.0k $542.0k 0.06% Reduced -18.0k -17,962
94 FLPUTNAM INVESTMENT MANAGEMENT CO 0.02% of their portfolio PORTLAND, ME 11,83511.8k $539.8k $539.8k 0.02% Reduced -12.2k -12,164
95 Private Ocean, LLC 0.07% of their portfolio SAN RAFAEL, CA 11,60111.6k $529.1k $529.1k 0.07% New
96 1834 INVESTMENT ADVISORS CO 0.07% of their portfolio Milwaukee, WI 11,17911.2k $509.9k $509.9k 0.07% New
97 Forvis Mazars Wealth Advisors, LLC 0.02% of their portfolio Springfield, MO 11,00011.0k $501.7k $501.7k 0.02% Unchanged
98 WEDBUSH SECURITIES INC 0.03% of their portfolio PASADENA, CA 10,85610.9k $495.0k $495.0k 0.03% Reduced -1.8k -1,827
99 FOSTER & MOTLEY INC 0.04% of their portfolio CINCINNATI, OH 10,82510.8k $494.0k $494.0k 0.04% Reduced -2.4k -2,412
100 Simmons Bank 0.04% of their portfolio Pine Bluff, AR 10,65910.7k $486.2k $486.2k 0.04% Unchanged