Vault-13

SPDR SER TR SHM

NUVEEN BLMBRG SH · ETP · CUSIP 78468R739

467 institutional holders +19 vs Q3 2022
83,089,92183.1m shares reported held*
$3.9bnreported value*
58 new 139 added 179 reduced 54 sold out net bought ≈ $22.8m (+175.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($187.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $47.01.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 448Q4 22: 467467Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022448
Q4 2022467

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 22 calls: $281.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$281.0k$00.00
Q4 2022$0$0—

Biggest buyers

ALLIANCEBERNSTEIN L.P. Added +1,227,904+1.2m
WELLS FARGO & COMPANY/MN Added +694,169+694.2k
JANE STREET GROUP, LLC Added +515,958+516.0k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +483,924+483.9k
Opal Wealth Advisors, LLC Added +456,303+456.3k
PNC Financial Services Group, Inc. Added +388,187+388.2k
RENAISSANCE TECHNOLOGIES LLC New +339,750+339.8k
Lake Hills Wealth Management, LLC New +219,681+219.7k
STIFEL FINANCIAL CORP Added +172,361+172.4k
Cetera Investment Advisers Added +172,185+172.2k

Biggest sellers

MERCER GLOBAL ADVISORS INC /ADV Reduced -609,662-609.7k
BANK OF AMERICA CORP /DE/ Reduced -596,679-596.7k
MORGAN STANLEY Reduced -440,017-440.0k
SEI INVESTMENTS CO Reduced -410,059-410.1k
OLD NATIONAL BANCORP /IN/ Reduced -379,385-379.4k
TRUSTMARK BANK TRUST DEPARTMENT Reduced -351,921-351.9k
CFS Investment Advisory Services, LLC Reduced -304,924-304.9k
Financial Engines Advisors L.L.C. Reduced -281,390-281.4k
Sharkey, Howes & Javer Reduced -252,072-252.1k
Parcion Private Wealth LLC Reduced -249,325-249.3k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.10% of their portfolio CHARLOTTE, NC 16,174,38016.2m $759.9m $759.9m 0.10% Reduced -596.7k -596,679
2 ENVESTNET ASSET MANAGEMENT INC 0.21% of their portfolio Berwyn, PA 8,825,0488.8m $414.6m $414.6m 0.21% Added +97.3k +97,280
3 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 7,487,6037.5m $351.8m $351.8m 0.04% Reduced -440.0k -440,017
4 WELLS FARGO & COMPANY/MN 0.08% of their portfolio SAN FRANCISCO, CA 5,589,4905.6m $262.6m $262.6m 0.08% Added +694.2k +694,169
5 GOLDMAN SACHS GROUP INC 0.07% of their portfolio NEW YORK, NY 4,978,6255.0m $233.9m $233.9m 0.07% Reduced -223.0k -223,008
6 UNITED CAPITAL FINANCIAL ADVISORS, LLC 1.03% of their portfolio IRVING, TX 3,892,2573.9m $182.9m $182.9m 1.03% Reduced -34.8k -34,786
7 MERCER GLOBAL ADVISORS INC /ADV 0.83% of their portfolio DENVER, CO 3,528,9443.5m $165.8m $165.8m 0.83% Reduced -609.7k -609,662
8 PNC Financial Services Group, Inc. 0.11% of their portfolio Pittsburgh, PA 2,514,3832.5m $118.1m $118.1m 0.11% Added +388.2k +388,187
9 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.17% of their portfolio MILWAUKEE, WI 2,408,0582.4m $113.1m $113.1m 0.17% Added +483.9k +483,924
10 COMMONWEALTH EQUITY SERVICES, LLC 0.17% of their portfolio WALTHAM, MA 1,517,1461.5m $71.3m $71.3m 0.17% Reduced -20.8k -20,836
11 ALLIANCEBERNSTEIN L.P. 0.03% of their portfolio NASHVILLE, TN 1,232,7981.2m $57.9m $57.9m 0.03% Added +1.2m +1,227,904
12 SEI INVESTMENTS CO 0.12% of their portfolio OAKS, PA 1,140,5181.1m $53.6m $53.6m 0.12% Reduced -410.1k -410,059
13 Opal Wealth Advisors, LLC 26.82% of their portfolio JERICHO, NY 1,035,3241.0m $48.6m $48.6m 26.82% Added +456.3k +456,303
14 Financial Engines Advisors L.L.C. 0.11% of their portfolio SANTA CLARA, CA 824,453824.5k $38.7m $38.7m 0.11% Reduced -281.4k -281,390
15 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 817,391817.4k $38.4m $38.4m 0.03% Reduced -106.3k -106,333
16 UBS Group AG 0.02% of their portfolio ZURICH, V8 713,268713.3k $33.5m $33.5m 0.02% Reduced -2.3k -2,310
17 Biltmore Wealth Management, LLC 14.05% of their portfolio TEMPE, AZ 693,391693.4k $32.6m $32.6m 14.05% Reduced -8.6k -8,603
18 STIFEL FINANCIAL CORP 0.05% of their portfolio ST. LOUIS, MO 651,134651.1k $30.6m $30.6m 0.05% Added +172.4k +172,361
19 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 641,168641.2k $30.1m $30.1m 0.06% Reduced -35.7k -35,690
20 TRUIST FINANCIAL CORP 0.05% of their portfolio CHARLOTTE, NC 591,172591.2k $27.8m $27.8m 0.05% Added +118.5k +118,522
21 Sunflower Bank, N.A. 5.95% of their portfolio DALLAS, TX 582,308582.3k $27.4m $27.4m 5.95% Reduced -22.6k -22,630
22 CITIGROUP INC 0.04% of their portfolio NEW YORK, NY 564,019564.0k $26.5m $26.5m 0.04% Added +170.0k +169,985
23 JANE STREET GROUP, LLC 0.05% of their portfolio NEW YORK, NY 560,147560.1k $26.3m $26.3m 0.05% Added +516.0k +515,958
24 TRUSTMARK BANK TRUST DEPARTMENT 2.16% of their portfolio JACKSON, MS 498,197498.2k $23.4m $23.4m 2.16% Reduced -351.9k -351,921
25 Estate Counselors, LLC 3.18% of their portfolio Thiensville, WI 483,335483.3k $22.7m $22.7m 3.18% Added +101.4k +101,422
26 Quent Capital, LLC 4.03% of their portfolio NEW YORK, NY 469,197469.2k $22.0m $22.0m 4.03% Added +75.7k +75,699
27 AVANTAX ADVISORY SERVICES, INC. 0.28% of their portfolio DALLAS, TX 452,284452.3k $21.2m $21.2m 0.28% Added +41.3k +41,314
28 Alaska Wealth Advisors, LLC 3.79% of their portfolio ANCHORAGE, AK 450,107450.1k $21.1m $21.1m 3.79% Added +18.0k +17,978
29 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 434,562434.6k $20.4m $20.4m 0.01% Reduced -48.6k -48,553
30 ALTFEST L J & CO INC 3.35% of their portfolio NEW YORK, NY 430,604430.6k $20.2m $20.2m 3.35% Added +22.9k +22,874
31 OLD NATIONAL BANCORP /IN/ 0.62% of their portfolio EVANSVILLE, IN 419,445419.4k $19.7m $19.7m 0.62% Reduced -379.4k -379,385
32 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 363,478363.5k $17.1m $17.1m 0.01% Reduced -173.6k -173,611
33 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 339,750339.8k $16.0m $16.0m 0.02% New
34 Ackerman Capital Advisors, LLC 4.12% of their portfolio DALLAS, TX 326,291326.3k $15.3m $15.3m 4.12% Added +31.7k +31,684
35 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 316,808316.8k $14.9m $14.9m 0.03% Added +2.8k +2,781
36 CAPRIN ASSET MANAGEMENT LLC /ADV 23.13% of their portfolio HENRICO, VA 315,464315.5k $14.8m $14.8m 23.13% Reduced -92.1k -92,135
37 One Capital Management, LLC 0.77% of their portfolio WESTLAKE VILLAGE, CA 305,931305.9k $14.4m $14.4m 0.77% Added +55.0k +54,984
38 Dubuque Bank & Trust Co 1.75% of their portfolio Dubuque, IA 284,247284.2k $13.4m $13.4m 1.75% Added +84.8k +84,842
39 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.60% of their portfolio Seattle, WA 272,884272.9k $12.8m $12.8m 0.60% Reduced -28.9k -28,924
40 COLONY GROUP LLC 0.16% of their portfolio Boston, MA 237,079237.1k $11.1m $11.1m 0.16% Reduced -66.3k -66,312
41 ASSETMARK, INC 0.05% of their portfolio CONCORD, CA 230,637230.6k $10.8m $10.8m 0.05% Added +105.3k +105,348
42 Wealthcare Advisory Partners LLC 0.50% of their portfolio WEST CHESTER, PA 222,069222.1k $10.4m $10.4m 0.50% Added +12.2k +12,231
43 Lake Hills Wealth Management, LLC 10.28% of their portfolio AUSTIN, TX 219,681219.7k $10.3m $10.3m 10.28% New
44 Cetera Investment Advisers 0.09% of their portfolio SCHAUMBURG, IL 214,102214.1k $10.1m $10.1m 0.09% Added +172.2k +172,185
45 Allworth Financial LP 0.11% of their portfolio FOLSOM, CA 212,288212.3k $10.0m $10.0m 0.11% Added +15.0k +15,018
46 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 194,854194.9k $9.1m $9.1m 0.02% Reduced -145.5k -145,511
47 CX Institutional 0.54% of their portfolio AUBURN, IN 190,105190.1k $8.9m $8.9m 0.54% Added +13.8k +13,835
48 Beacon Pointe Advisors, LLC 0.17% of their portfolio NEWPORT BEACH, CA 189,273189.3k $8.9m $8.9m 0.17% Added +836 +836
49 HANCOCK WHITNEY CORP 0.34% of their portfolio GULFPORT, MS 185,685185.7k $8.7m $8.7m 0.34% Added +92.7k +92,653
50 NewEdge Advisors, LLC 0.22% of their portfolio NEW ORLEANS, LA 184,203184.2k $8.6m $8.6m 0.22% Added +6.2k +6,181
51 Symmetry Partners, LLC 0.49% of their portfolio GLASTONBURY, CT 177,035177.0k $8.3m $8.3m 0.49% Added +39.0k +38,955
52 WEALTHSOURCE PARTNERS, LLC 0.58% of their portfolio SAN LUIS OBISPO, CA 175,593175.6k $8.2m $8.2m 0.58% Reduced -29.7k -29,669
53 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 161,813161.8k $7.6m $7.6m 0.01% Reduced -18.1k -18,138
54 Axiom Financial Strategies, LLC 4.61% of their portfolio NEW ALBANY, IN 156,235156.2k $7.3m $7.3m 4.61% Reduced -6.3k -6,284
55 Cetera Advisor Networks LLC 0.06% of their portfolio EL SEGUNDO, CA 156,079156.1k $7.3m $7.3m 0.06% Added +115.2k +115,151
56 Cullen/Frost Bankers, Inc. 0.14% of their portfolio San Antonio, TX 153,284153.3k $7.2m $7.2m 0.14% Added +72.7k +72,672
57 CHATHAM CAPITAL GROUP, INC. 1.69% of their portfolio SAVANNAH, GA 153,223153.2k $7.2m $7.2m 1.69% Reduced -48.7k -48,667
58 TD PRIVATE CLIENT WEALTH LLC 0.33% of their portfolio NEW YORK, NY 148,014148.0k $7.0m $7.0m 0.33% Reduced -42.1k -42,098
59 Parkside Investments, LLC 1.31% of their portfolio DEERFIELD, IL 140,301140.3k $6.6m $6.6m 1.31% Reduced -14.4k -14,365
60 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 134,501134.5k $6.3m $6.3m 0.00% Added +9.5k +9,483
61 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.09% of their portfolio ST. LOUIS, MO 131,369131.4k $6.2m $6.2m 0.09% New
62 Paulson Wealth Management Inc. 2.82% of their portfolio West Palm Beach, FL 122,950123.0k $5.8m $5.8m 2.82% Added +54.6k +54,579
63 Smithfield Trust Co 0.39% of their portfolio PITTSBURGH, PA 122,701122.7k $5.8m $5.8m 0.39% Reduced -223.1k -223,065
64 HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC 1.37% of their portfolio PITTSBURGH, PA 120,907120.9k $5.7m $5.7m 1.37% Reduced -4.0k -4,000
65 Gerber Kawasaki Wealth & Investment Management 0.50% of their portfolio SANTA MONICA, CA 120,319120.3k $5.7m $5.7m 0.50% Added +22.9k +22,939
66 Apella Capital, LLC 0.51% of their portfolio WEST HARTFORD, CT 119,459119.5k $5.6m $5.6m 0.51% Reduced -6.6k -6,563
67 STALEY CAPITAL ADVISERS INC 0.32% of their portfolio PITTSBURGH, PA 113,700113.7k $5.3m $5.3m 0.32% Reduced -169.7k -169,736
68 CONDOR CAPITAL MANAGEMENT 0.65% of their portfolio MARTINSVILLE, NJ 110,304110.3k $5.2m $5.2m 0.65% New
69 BUCKINGHAM STRATEGIC WEALTH, LLC 0.09% of their portfolio CLAYTON, MO 109,675109.7k $5.2m $5.2m 0.09% Added +1.7k +1,679
70 Capital Analysts, LLC 0.31% of their portfolio FORT WASHINGTON, PA 109,535109.5k $5.1m $5.1m 0.31% Added +5.4k +5,443
71 BDO Wealth Advisors, LLC 0.64% of their portfolio JACKSONVILLE, FL 108,846108.8k $5.1m $5.1m 0.64% Added +8.1k +8,108
72 Detalus Advisors, LLC 2.49% of their portfolio ST. LOUIS, MO 108,612108.6k $5.1m $5.1m 2.49% Added +10.6k +10,637
73 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 106,508106.5k $5.0m $5.0m 0.04% Added +86.7k +86,729
74 Transamerica Financial Advisors, LLC 0.71% of their portfolio CEDAR RAPIDS, IA 106,342106.3k $5.0m $5.0m 0.71% Added +12.8k +12,774
75 AUA CAPITAL MANAGEMENT, LLC 3.37% of their portfolio MECHANICSBURG, PA 105,681105.7k $5.0m $5.0m 3.37% Reduced -930 -930
76 STUDIO INVESTMENT MANAGEMENT LLC 1.56% of their portfolio CHICAGO, IL 102,628102.6k $4.8m $4.8m 1.56% Added +49.2k +49,248
77 Aaron Wealth Advisors LLC 0.71% of their portfolio Chicago, IL 102,420102.4k $4.8m $4.8m 0.71% Unchanged
78 Strategies Wealth Advisors, LLC 1.19% of their portfolio GRAND RAPIDS, MI 102,411102.4k $4.8m $4.8m 1.19% First filing
79 Aquire Wealth Advisors, LLC 2.37% of their portfolio Salt Lake City, UT 101,257101.3k $4.8m $4.8m 2.37% Added +415 +415
80 ST GERMAIN D J CO INC 0.29% of their portfolio SPRINGFIELD, MA 100,960101.0k $4.7m $4.7m 0.29% Added +23.8k +23,755
81 Orion Porfolio Solutions, LLC 0.09% of their portfolio OMAHA, NE 98,20098.2k $4.6m $4.6m 0.09% Reduced -441 -441
82 PrairieView Partners, LLC 0.67% of their portfolio ST. PAUL, MN 96,09196.1k $4.5m $4.5m 0.67% Added +6.7k +6,707
83 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 95,20995.2k $4.5m $4.5m 0.00% Reduced -16.1k -16,109
84 McAdam, LLC 0.46% of their portfolio Philadelphia, PA 94,46294.5k $4.6m $4.6m 0.46% Added +28.7k +28,692
85 Ironwood Wealth Management, LLC. 1.83% of their portfolio CHANDLER, AZ 93,31193.3k $4.4m $4.4m 1.83% Reduced -76.5k -76,477
86 CWM, LLC 0.03% of their portfolio OMAHA, NE 92,49792.5k $4.3m $4.3m 0.03% Added +82.3k +82,348
87 GenTrust, LLC 0.38% of their portfolio MIAMI, FL 90,44890.4k $4.2m $4.2m 0.38% Added +14.3k +14,272
88 JAMES INVESTMENT RESEARCH, INC. 0.57% of their portfolio ALPHA, OH 87,31587.3k $4.1m $4.1m 0.57% Reduced -13.6k -13,583
89 Chesley Taft & Associates LLC 0.28% of their portfolio CHICAGO, IL 87,01987.0k $4.1m $4.1m 0.28% Unchanged
90 Sharkey, Howes & Javer 0.92% of their portfolio DENVER, CO 85,68185.7k $4.0m $4.0m 0.92% Reduced -252.1k -252,072
91 LJI Wealth Management, LLC 1.39% of their portfolio INDIANAPOLIS, IN 84,28084.3k $4.0m $4.0m 1.39% First filing
92 RW Investment Management LLC 1.53% of their portfolio Eagle, ID 82,80082.8k $3.9m $3.9m 1.53% First filing
93 Crestwood Advisors Group, LLC 0.13% of their portfolio BOSTON, MA 80,63080.6k $3.8m $3.8m 0.13% Reduced -12.2k -12,241
94 BENJAMIN F. EDWARDS & COMPANY, INC. 0.17% of their portfolio ST. LOUIS, MO 80,11380.1k $3.8m $3.8m 0.17% Added +78.4k +78,363
95 Private Advisor Group, LLC 0.11% of their portfolio MORRISTOWN, NJ 79,73079.7k $3.7m $3.7m 0.11% Reduced -12.0k -11,985
96 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 76,96177.0k $3.6m $3.6m 0.02% Reduced -30.6k -30,616
97 COMERICA BANK 0.03% of their portfolio DALLAS, TX 76,29676.3k $3.6m $3.6m 0.03% New
98 Mariner, LLC 0.01% of their portfolio Overland Park, KS 76,22476.2k $3.6m $3.6m 0.01% Added +27.6k +27,596
99 Freedom Investment Management, Inc. 0.39% of their portfolio SOUTH WINDSOR, CT 74,06174.1k $3.5m $3.5m 0.39% Reduced -11.8k -11,751
100 Smart Money Group LLC 1.79% of their portfolio EASTLAND, TX 73,11873.1k $3.4m $3.4m 1.79% New