Vault-13

VANECK ETF TRUST SHYD

SHRT HGH YLD MUN · ETP · CUSIP 92189F387

108 institutional holders +6 vs Q3 2022
9,928,2799.9m shares reported held*
$220.6mreported value*
18 new 32 added 37 reduced 16 sold out net sold ≈ $6.0m (-251.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($110.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $22.22. Options: 1 managers hold calls ($2.1m notional), 0 hold puts (—).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 102Q4 22: 108108Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022102
Q4 2022108

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $2.1mQ4 22 puts: $0Q4 22P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$2.1m$00.00

Biggest buyers

Fragasso Financial Advisors Inc New +384,777+384.8k
Visionary Wealth Advisors New +213,932+213.9k
Equitable Holdings, Inc. New +145,526+145.5k
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC Added +112,666+112.7k
MERCER GLOBAL ADVISORS INC /ADV Added +111,988+112.0k
MORGAN STANLEY Added +106,312+106.3k
High Net Worth Advisory Group LLC Added +100,019+100.0k
RAYMOND JAMES & ASSOCIATES New +92,888+92.9k
Dakota Wealth Management Added +61,641+61.6k
Allworth Financial LP Added +53,669+53.7k

Biggest sellers

Pinnacle Wealth Planning Services, Inc. Sold out -826,854-826.9k
LWS Wealth Advisors, Inc. Sold out -401,610-401.6k
OSAIC HOLDINGS, INC. Reduced -145,167-145.2k
Janney Montgomery Scott LLC Reduced -97,166-97.2k
BANK OF AMERICA CORP /DE/ Reduced -71,309-71.3k
SUMMIT WEALTH & RETIREMENT PLANNING, INC. Sold out -67,921-67.9k
Tortoise Investment Management, LLC Reduced -50,255-50.3k
Melone Private Wealth, LLC Sold out -34,285-34.3k
PEDDOCK CAPITAL ADVISORS, LLC Sold out -33,875-33.9k
Hamilton Wealth, LLC Reduced -33,239-33.2k

Biggest calls

Paladin Advisory Group, LLC New $2.1m92.1k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 2,004,2722.0m $44.6m $44.6m 0.01% Reduced -5.9k -5,906
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 738,571738.6k $16.4m $16.4m 0.00% Added +106.3k +106,312
3 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 626,674626.7k $14.0m $14.0m 0.01% Added +48.6k +48,605
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 514,052514.1k $11.4m $11.4m 0.00% Reduced -71.3k -71,309
5 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 429,417429.4k $9.6m $9.6m 0.00% Added +10.9k +10,857
6 Fragasso Financial Advisors Inc 0.99% of their portfolio SEWICKLEY, PA 384,777384.8k $8.6m $8.6m 0.99% New
7 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 384,213384.2k $8.6m $8.6m 0.04% Added +112.0k +111,988
8 Capital Analysts, LLC 0.42% of their portfolio FORT WASHINGTON, PA 312,507312.5k $7.0m $7.0m 0.42% Added +11.8k +11,778
9 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 286,248286.2k $6.4m $6.4m 0.01% Reduced -7.8k -7,778
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 219,719219.7k $4.9m $4.9m 0.00% Added +17.3k +17,288
11 Visionary Wealth Advisors 0.44% of their portfolio O'FALLON, IL 213,932213.9k $4.8m $4.8m 0.44% New
12 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 194,806194.8k $4.3m $4.3m 0.00% Reduced -6.4k -6,413
13 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 172,021172.0k $3.8m $3.8m 0.01% Reduced -97.2k -97,166
14 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 0.13% of their portfolio MINNEAPOLIS, MN 162,714162.7k $3.6m $3.6m 0.13% Added +112.7k +112,666
15 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 159,620159.6k $3.6m $3.6m 0.01% Reduced -145.2k -145,167
16 Equitable Holdings, Inc. 0.06% of their portfolio NEW YORK, NY 145,526145.5k $3.2m $3.2m 0.06% New
17 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 143,548143.5k $3.2m $3.2m 0.01% Reduced -21.9k -21,930
18 Allworth Financial LP 0.03% of their portfolio FOLSOM, CA 132,493132.5k $3.0m $3.0m 0.03% Added +53.7k +53,669
19 Willis Johnson & Associates, Inc. 0.37% of their portfolio Houston, TX 127,751127.8k $2.8m $2.8m 0.37% Reduced -2.6k -2,613
20 NAPLES GLOBAL ADVISORS, LLC 0.35% of their portfolio NAPLES, FL 125,050125.0k $2.8m $2.8m 0.35% Reduced -16.2k -16,190
21 Dakota Wealth Management 0.19% of their portfolio PALM BEACH GARDENS, FL 120,631120.6k $2.7m $2.7m 0.19% Added +61.6k +61,641
22 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 117,704117.7k $2.6m $2.6m 0.02% Added +20.8k +20,764
23 SIGNET FINANCIAL MANAGEMENT, LLC 0.46% of their portfolio PARSIPPANY, NJ 115,364115.4k $2.6m $2.6m 0.46% Added +7.7k +7,682
24 High Net Worth Advisory Group LLC 0.88% of their portfolio NAPLES, FL 102,018102.0k $2.3m $2.3m 0.88% Added +100.0k +100,019
25 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 92,88892.9k $2.1m $2.1m 0.00% New
26 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 89,19089.2k $2.0m $2.0m 0.00% Reduced -30.9k -30,899
27 Kades & Cheifetz LLC 1.58% of their portfolio Berwyn, PA 84,72984.7k $1.9m $1.9m 1.58% First filing
28 Breakwater Capital Group 0.98% of their portfolio PARAMUS, NJ 83,92183.9k $1.9m $1.9m 0.98% First filing
29 Tortoise Investment Management, LLC 0.32% of their portfolio WHITE PLAINS, NY 81,81781.8k $1.8m $1.8m 0.32% Reduced -50.3k -50,255
30 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 64,17264.2k $1.4m $1.4m 0.00% Added +31.4k +31,410
31 Heartwood Wealth Advisors LLC 0.22% of their portfolio RICHMOND, VA 62,21462.2k $1.4m $1.4m 0.22% Unchanged
32 Wealthcare Advisory Partners LLC 0.06% of their portfolio WEST CHESTER, PA 58,41758.4k $1.3m $1.3m 0.06% Added +17.5k +17,533
33 JACOBSON & SCHMITT ADVISORS, LLC 0.38% of their portfolio MIDDLETON, WI 55,17255.2k $1.2m $1.2m 0.38% Unchanged
34 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 53,92253.9k $1.2m $1.2m 0.01% Added +24.5k +24,514
35 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 53,27453.3k $1.2m $1.2m 0.00% Added +21.4k +21,396
36 TRUSTMARK BANK TRUST DEPARTMENT 0.10% of their portfolio JACKSON, MS 49,96850.0k $1.1m $1.1m 0.10% Reduced -29.7k -29,678
37 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 47,72547.7k $1.1m $1.1m 0.01% Added +3.0k +3,027
38 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 46,85746.9k $1.0m $1.0m 0.01% Added +6.3k +6,263
39 IFP Advisors, Inc 0.03% of their portfolio TAMPA, FL 46,83646.8k $1.1m $1.1m 0.03% Reduced -11.5k -11,532
40 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 44,67644.7k $994.9k $994.9k 0.04% Reduced -3.3k -3,266
41 PINNACLE ASSOCIATES LTD 0.02% of their portfolio NEW YORK, NY 41,88541.9k $932.8k $932.8k 0.02% Reduced -2.2k -2,185
42 FOCUS Wealth Advisors, LLC 0.64% of their portfolio HOUSTON, TX 41,72841.7k $929.3k $929.3k 0.64% Unchanged
43 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 36,34236.3k $145.8k $145.8k 0.00% Added +18.4k +18,436
44 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 36,28336.3k $808.0k $808.0k 0.02% Added +5.8k +5,766
45 BRANDYWINE OAK PRIVATE WEALTH LLC 0.10% of their portfolio Kennett Square, PA 36,08536.1k $803.6k $803.6k 0.10% Reduced -131 -131
46 First Heartland Consultants, Inc. 0.12% of their portfolio LAKE ST. LOUIS, MO 35,23135.2k $784.6k $784.6k 0.12% New
47 DEAN INVESTMENT ASSOCIATES, LLC 0.13% of their portfolio BEAVERCREEK, OH 35,20035.2k $783.9k $783.9k 0.13% Unchanged
48 Dynamic Advisor Solutions LLC 0.05% of their portfolio PHOENIX, AZ 34,33934.3k $764.7k $764.7k 0.05% Added +25.0k +25,037
49 Hamilton Wealth, LLC 0.31% of their portfolio LOS ANGELES, CA 33,86033.9k $754.1k $754.1k 0.31% Reduced -33.2k -33,239
50 Occidental Asset Management, LLC 0.20% of their portfolio Burlingame, CA 33,07733.1k $736.6k $736.6k 0.20% Reduced -699 -699
51 Innova Wealth Partners 0.62% of their portfolio NEWTOWN, PA 31,52431.5k $702.0k $702.0k 0.62% Reduced -2.3k -2,295
52 McAdam, LLC 0.08% of their portfolio Philadelphia, PA 31,52231.5k $793.0k $793.0k 0.08% Added +3.2k +3,227
53 KESTRA PRIVATE WEALTH SERVICES, LLC 0.03% of their portfolio AUSTIN, TX 28,09628.1k $625.7k $625.7k 0.03% Reduced -8.9k -8,910
54 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 27,93527.9k $622.1k $622.1k 0.00% Added +16.0k +15,964
55 Cross Staff Investments Inc 0.64% of their portfolio PITTSFORD, NY 27,21027.2k $606.0k $606.0k 0.64% Unchanged
56 Snowden Capital Advisors LLC 0.03% of their portfolio New York, NY 26,95627.0k $600.3k $600.3k 0.03% Reduced -22.7k -22,736
57 Secure Asset Management, LLC 0.21% of their portfolio Troy, MI 26,34026.3k $586.6k $586.6k 0.21% New
58 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 23,03223.0k $513.0k $513.0k 0.00% Reduced -2.4k -2,388
59 FIRST FOUNDATION ADVISORS 0.02% of their portfolio Irvine, CA 22,81222.8k $508.0k $508.0k 0.02% Added +7.0k +6,954
60 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 22,58722.6k $503.0k $503.0k 0.00% Reduced -1.3k -1,316
61 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 21,93321.9k $488.4k $488.4k 0.02% Reduced -954 -954
62 Merit Financial Group, LLC 0.02% of their portfolio ALPHARETTA, GA 21,50721.5k $479.0k $479.0k 0.02% New
63 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 20,33820.3k $453.0k $453.0k 0.01% Reduced -205 -205
64 Stone Summit Wealth LLC 0.21% of their portfolio MIAMI, FL 19,41319.4k $432.3k $432.3k 0.21% Added +6.3k +6,270
65 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 19,25619.3k $428.8k $428.8k 0.01% Added +1.8k +1,800
66 Curtis Advisory Group, LLC 0.17% of their portfolio SANTA BARBARA, CA 19,03719.0k $424.0k $424.0k 0.17% Reduced -18.2k -18,233
67 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.04% of their portfolio CEDAR RAPIDS, IA 16,92016.9k $376.8k $376.8k 0.04% Reduced -1.4k -1,447
68 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 15,39015.4k $342.7k $342.7k 0.01% Added +37 +37
69 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,94814.9k $332.9k $332.9k 0.00% New
70 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 14,01614.0k $312.0k $312.0k 0.00% Reduced -3.9k -3,936
71 NEIRG Wealth Management, LLC 0.05% of their portfolio NORTH ANDOVER, MA 13,06613.1k $291.0k $291.0k 0.05% Unchanged
72 Sowell Financial Services LLC 0.02% of their portfolio NORTH LITTLE ROCK, AR 12,58612.6k $280.0k $280.0k 0.02% Reduced -874 -874
73 Csenge Advisory Group 0.02% of their portfolio CLEARWATER, FL 12,11812.1k $269.9k $269.9k 0.02% Reduced -677 -677
74 SimpliFi, Inc. 0.14% of their portfolio SAN DIEGO, CA 12,02512.0k $267.8k $267.8k 0.14% New
75 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 11,66011.7k $259.7k $259.7k 0.00% Reduced -1.4k -1,375
76 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 10,95311.0k $243.9k $243.9k 0.00% Added +20 +20
77 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 10,75810.8k $239.6k $239.6k 0.02% New
78 ShoreHaven Wealth Partners, LLC 0.16% of their portfolio Red Bank, NJ 10,42510.4k $232.2k $232.2k 0.16% New
79 EAGLE GLOBAL ADVISORS LLC 0.02% of their portfolio Houston, TX 10,23410.2k $227.9k $227.9k 0.02% Reduced -14.2k -14,166
80 1620 INVESTMENT ADVISORS, INC. 0.26% of their portfolio PLYMOUTH, MA 9,9409.9k $221.4k $221.4k 0.26% New
81 BCS Wealth Management 0.09% of their portfolio JOHNSON CITY, TN 9,5559.6k $213.0k $213.0k 0.09% Reduced -1.2k -1,195
82 Mariner, LLC 0.00% of their portfolio Overland Park, KS 9,0009.0k $200.0k $200.0k 0.00% New
83 MACROVIEW INVESTMENT MANAGEMENT LLC 0.26% of their portfolio BETHESDA, MD 6,7666.8k $150.7k $150.7k 0.26% New
84 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 5,7815.8k $129.0k $129.0k 0.00% Reduced -1.0k -1,010
85 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 4,5004.5k $100.2k $100.2k 0.01% Unchanged
86 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 3,7033.7k $82.5k $82.5k 0.01% Added +3.5k +3,543
87 CAPRIN ASSET MANAGEMENT LLC /ADV 0.11% of their portfolio HENRICO, VA 3,2433.2k $72.2k $72.2k 0.11% Reduced -1.4k -1,368
88 BlackRock Inc. 0.00% of their portfolio New York, NY 1,5481.5k $34.5k $34.5k 0.00% Added +69 +69
89 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,5451.5k $34.0k $34.0k 0.00% Unchanged
90 MONEY CONCEPTS CAPITAL CORP 0.00% of their portfolio PALM BEACH GARDENS, FL 1,3121.3k $29.2k $29.2k 0.00% Unchanged
91 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 1,3041.3k $29.0k $29.0k 0.00% Unchanged
92 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 1,0191.0k $22.7k $22.7k 0.00% New
93 MBM WEALTH CONSULTANTS, LLC 0.01% of their portfolio CHESTERFIELD, MO 870870 $19.0k $19.0k 0.01% Added +176 +176
94 Independence Bank of Kentucky 0.01% of their portfolio OWENSBORO, KY 750750 $17.0k $17.0k 0.01% Unchanged
95 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 700700 $15.6k $15.6k 0.00% Not comparable
96 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 616616 $13.7k $13.7k 0.00% Reduced -4.0k -4,000
97 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 557557 $12.4k $12.4k 0.00% Reduced -34 -34
98 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 498498 $11.1k $11.1k 0.00% New
99 Cornerstone Planning Group LLC 0.00% of their portfolio FAIRFIELD, NJ 414414 $9.4k $9.4k 0.00% First filing
100 Pathway Financial Advisers, LLC 0.00% of their portfolio AUBURN, IN 407407 $9.1k $9.1k 0.00% First filing