PIER 88 INVESTMENT PARTNERS LLC

SAN FRANCISCO, CA · CIK 1697366 · 13F filing filed 2024-05-10

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

Legal entityPIER 88 INVESTMENT PARTNERS LLC (US)

$407.0m reported value +2.4% vs Q4 2023

100positions

52.2%in top 10

18 new 29 added 27 reduced 13 sold out vs Q4 2023

This report includes the holdings of 1 other manager that shares the investment decisions:

PRELUDE CAPITAL MANAGEMENT, LLC – files its own report too; $11.3m of shares are in both

Shares in two reports are counted once in each security's totals.

Holdings, Q1 2024

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	DEXCOM INC NOTE 0.250%11/1 · principal DXCM 0.25 11.15.25 · principal	DXCM 0.25 11.15.25	21,080,000	$23.1m5.69%	5.69%	Added +3.1m	+3,130,000 17.4%
2	FORD MTR CO DEL NOTE 3/1 · principal F 0 03.15.26 · principal	F 0 03.15.26	22,150,000	$22.9m5.63%	5.63%	Added +5.2m	+5,210,000 30.8%
3	NEXTERA ENERGY INC UNIT 09/01/2025 NEE 6.926 09.01.25	NEE 6.926 09.01.25	563,340	$21.9m5.39%	5.39%	Added +31.1k	+31,100 5.8%
4	WELLS FARGO CO NEW PERP PFD CNV A WFC 7.5 PERP L	WFC 7.5 PERP L	17,852	$21.8m5.35%	5.35%	Unchanged
5	EURONET WORLDWIDE INC NOTE 0.750% 3/1 · principal EEFT 0.75 03.15.49 · principal	EEFT 0.75 03.15.49	21,930,928	$21.3m5.23%	5.23%	Added +190.0k	+190,000 0.9%
6	BANK AMERICA CORP 7.25%CNV PFD L BAC 7.25 PERP L	BAC 7.25 PERP L	17,733	$21.2m5.20%	5.20%	Unchanged
7	APOLLO GLOBAL MGMT INC SER A MAND CNV APO 6.75 07.31.26	APO 6.75 07.31.26	331,900	$21.2m5.20%	5.20%	Reduced -10.2k	-10,200 -3.0%
8	ETSY INC NOTE 0.250% 6/1 · principal ETSY 0.25 06.15.28 · principal	ETSY 0.25 06.15.28	25,490,000	$20.1m4.93%	4.93%	Added +120.0k	+120,000 0.5%
9	OKTA INC NOTE 0.375% 6/1 · principal OKTA 0.375 06.15.26 · principal	OKTA 0.375 06.15.26	21,769,000	$19.9m4.90%	4.90%	Unchanged
10	EXPEDIA GROUP INC NOTE 2/1 · principal EXPE 0 02.15.26 · principal	EXPE 0 02.15.26	20,755,000	$19.1m4.70%	4.70%	Reduced -2.2m	-2,230,000 -9.7%
11	SOUTHWEST AIRLS CO NOTE 1.250% 5/0 · principal LUV 1.25 05.01.25 · principal	LUV 1.25 05.01.25	18,640,000	$18.9m4.64%	4.64%	Added +3.4m	+3,420,000 22.5%
12	ALLIANT ENERGY CORP NOTE 3.875% 3/1 · principal LNT 3.875 03.15.26 · principal	LNT 3.875 03.15.26	18,256,000	$18.0m4.41%	4.41%	New
13	PPL CAP FDG INC NOTE 2.875% 3/1 · principal PPL 2.875 03.15.28 · principal	PPL 2.875 03.15.28	18,690,000	$17.9m4.40%	4.40%	New
14	CHEGG INC NOTE 9/0 · principal CHGG 0 09.01.26 · principal	CHGG 0 09.01.26	21,277,000	$17.7m4.35%	4.35%	Unchanged
15	WIX COM LTD NOTE 8/1 · principal WIX 0 08.15.25 · principal	WIX 0 08.15.25	17,385,000	$16.0m3.94%	3.94%	Unchanged
16	SHIFT4 PMTS INC NOTE 0.500% 8/0 · principal FOUR 0.5 08.01.27 · principal	FOUR 0.5 08.01.27	13,136,000	$12.2m2.99%	2.99%	New
17	RINGCENTRAL INC NOTE 3/0 · principal RNG 0 03.01.25 · principal	RNG 0 03.01.25	7,660,000	$7.2m1.78%	1.78%	Added +1.7m	+1,670,000 27.9%
18	TYLER TEX INDPT SCH DIST NOTE 0.250% 3/1 · principal TYL 0.25 03.15.26 · principal	TYL 0.25 03.15.26	6,014,000	$6.0m1.48%	1.48%	Unchanged
19	SHOPIFY INC NOTE 0.125%11/0 · principal SHOPCN 0.125 11.01.25 · principal	SHOPCN 0.125 11.01.25	5,332,000	$5.1m1.24%	1.24%	Unchanged
20	BOOKING HOLDINGS INC COM BKNG	BKNG	1,200	$4.4m1.07%	1.07%	Unchanged
21	DRAFTKINGS INC NEW NOTE 3/1 · principal DKNG 0 03.15.28 · principal	DKNG 0 03.15.28	5,020,000	$4.3m1.06%	1.06%	Added +2.0m	+2,000,000 66.2%
22	KBR INC COM KBR	KBR	65,790	$4.2m1.03%	1.03%	Added +16.9k	+16,900 34.6%
23	CYBERARK SOFTWARE LTD SHS CYBR	CYBR	11,250	$3.0m0.73%	0.73%	Added +3.3k	+3,260 40.8%
24	FRESHPET INC COM FRPT	FRPT	25,590	$3.0m0.73%	0.73%	New
25	BIOMARIN PHARMACEUTICAL INC NOTE 1.250% 5/1 · principal BMRN 1.25 05.15.27 · principal	BMRN 1.25 05.15.27	2,642,000	$2.6m0.64%	0.64%	Unchanged
26	TRANSDIGM GROUP INC COM TDG	TDG	2,045	$2.5m0.62%	0.62%	Reduced -1.3k	-1,260 -38.1%
27	PROS HOLDINGS INC NOTE 2.250% 9/1 · principal PRO 2.25 09.15.27 · principal	PRO 2.25 09.15.27	2,211,000	$2.4m0.59%	0.59%	Unchanged
28	WIX COM LTD SHS WIX	WIX	16,690	$2.3m0.56%	0.56%	Added +6.7k	+6,700 67.1%
29	TRADEWEB MKTS INC CL A TW	TW	21,200	$2.2m0.54%	0.54%	Added +5.8k	+5,800 37.7%
30	EXXON MOBIL CORP COM XOM	XOM	18,400	$2.1m0.53%	0.53%	New
31	NVIDIA CORPORATION COM NVDA	NVDA	2,340	$2.1m0.52%	0.52%	New
32	BOSTON SCIENTIFIC CORP COM BSX	BSX	28,700	$2.0m0.48%	0.48%	New
33	KKR & CO INC COM KKR	KKR	18,600	$1.9m0.46%	0.46%	New
34	ARISTA NETWORKS INC COM COM		5,580	$1.6m0.40%	0.40%	Added +4.7k	+4,680 520.0%
35	ISHARES TR RUS 2000 GRW ETF IWO	IWO	5,800	$1.6m0.39%	0.39%	Added +500	+500 9.4%
36	DECKERS OUTDOOR CORP COM DECK	DECK	1,500	$1.4m0.35%	0.35%	Reduced -710	-710 -32.1%
37	HEALTH CATALYST INC NOTE 2.500% 4/1 · principal HCAT 2.5 04.15.25 · principal	HCAT 2.5 04.15.25	1,490,000	$1.4m0.35%	0.35%	Unchanged
38	SPDR GOLD TR GOLD SHS GLD	GLD	6,693	$1.4m0.34%	0.34%	Unchanged
39	DEXCOM INC COM DXCM	DXCM	9,710	$1.3m0.33%	0.33%	Added +1.9k	+1,880 24.0%
40	NUTANIX INC CL A NTNX	NTNX	18,750	$1.2m0.28%	0.28%	Reduced -18.8k	-18,830 -50.1%
41	PROS HOLDINGS INC COM PRO	PRO	27,700	$1.0m0.25%	0.25%	Reduced -14.7k	-14,710 -34.7%
42	FARMLAND PARTNERS INC COM FPI	FPI	89,088	$988.9k0.24%	0.24%	Unchanged
43	DRAFTKINGS INC NEW COM CL A DKNG	DKNG	20,260	$920.0k0.23%	0.23%	Reduced -7.9k	-7,910 -28.1%
44	MONDAY COM LTD SHS MNDY	MNDY	3,940	$889.9k0.22%	0.22%	Added +3.8k	+3,840 3840.0%
45	LATTICE SEMICONDUCTOR CORP COM LSCC	LSCC	10,688	$836.1k0.21%	0.21%	Added +750	+750 7.5%
46	DENALI THERAPEUTICS INC COM DNLI	DNLI	39,970	$820.2k0.20%	0.20%	Reduced -5.3k	-5,270 -11.7%
47	CLOUDFLARE INC CL A COM NET	NET	8,430	$816.3k0.20%	0.20%	Reduced -34.9k	-34,900 -80.5%
48	TOAST INC CL A TOST	TOST	31,180	$777.0k0.19%	0.19%	New
49	SYNAPTICS INC COM SYNA	SYNA	7,820	$762.9k0.19%	0.19%	Reduced -1.9k	-1,920 -19.7%
50	ULTRAGENYX PHARMACEUTICAL IN COM RARE	RARE	15,270	$713.0k0.18%	0.18%	Reduced -5.3k	-5,320 -25.8%
51	ENTEGRIS INC COM ENTG	ENTG	4,770	$670.4k0.16%	0.16%	Added +600	+600 14.4%
52	OKTA INC CL A OKTA	OKTA	6,290	$658.1k0.16%	0.16%	Added +2.2k	+2,160 52.3%
53	SUPER MICRO COMPUTER INC COM COM		640	$646.4k0.16%	0.16%	New
54	PETIQ INC NOTE 4.000% 6/0 · principal PETQ 4 06.01.26 · principal	PETQ 4 06.01.26	635,000	$629.9k0.15%	0.15%	Unchanged
55	CROWDSTRIKE HLDGS INC CL A CRWD	CRWD	1,920	$615.5k0.15%	0.15%	Reduced -2.8k	-2,770 -59.1%
56	MONOLITHIC PWR SYS INC COM MPWR	MPWR	900	$609.7k0.15%	0.15%	Reduced -1.4k	-1,430 -61.4%
57	R1 RCM INC COM COM		46,480	$598.7k0.15%	0.15%	Added +36.0k	+36,000 343.5%
58	BROADCOM INC COM AVGO	AVGO	450	$596.4k0.15%	0.15%	Added +100	+100 28.6%
59	MOOG INC CL A MOG.A	MOG.A	3,516	$561.3k0.14%	0.14%	Unchanged
60	ON SEMICONDUCTOR CORP COM ON	ON	7,450	$547.9k0.13%	0.13%	Reduced -5.3k	-5,320 -41.7%
61	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	1,200	$532.8k0.13%	0.13%	Reduced -1.8k	-1,800 -60.0%
62	INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF QQQM	QQQM	2,700	$493.3k0.12%	0.12%	New
63	SILICON LABORATORIES INC COM SLAB	SLAB	3,412	$490.4k0.12%	0.12%	Added +90	+90 2.7%
64	DOVER CORP COM DOV	DOV	2,743	$486.0k0.12%	0.12%	Added +20	+20 0.7%
65	ROCKET PHARMACEUTICALS INC COM RCKT	RCKT	18,000	$484.9k0.12%	0.12%	Unchanged
66	ETSY INC COM ETSY	ETSY	6,760	$464.5k0.11%	0.11%	Added +190	+190 2.9%
67	SALESFORCE INC COM CRM	CRM	1,490	$448.8k0.11%	0.11%	Added +660	+660 79.5%
68	MEDPACE HLDGS INC COM MEDP	MEDP	1,110	$448.6k0.11%	0.11%	Reduced -630	-630 -36.2%
69	HUBSPOT INC COM HUBS	HUBS	700	$438.6k0.11%	0.11%	Reduced -1.2k	-1,230 -63.7%
70	EURONET WORLDWIDE INC COM EEFT	EEFT	3,981	$437.6k0.11%	0.11%	Unchanged
71	SCHRODINGER INC COM SDGR	SDGR	15,260	$412.0k0.10%	0.10%	New
72	MODEL N INC NOTE 2.625% 6/0 · principal MODN 2.625 06.01.25 · principal	MODN 2.625 06.01.25	350,000	$383.0k0.09%	0.09%	Unchanged
73	MODEL N INC COM MODN	MODN	13,299	$378.6k0.09%	0.09%	Reduced -550	-550 -4.0%
74	MERCADOLIBRE INC COM MELI	MELI	240	$362.9k0.09%	0.09%	Reduced -2.8k	-2,760 -92.0%
75	TYLER TECHNOLOGIES INC COM TYL	TYL	850	$361.3k0.09%	0.09%	Reduced -60	-60 -6.6%
76	DATADOG INC CL A COM DDOG	DDOG	2,900	$358.4k0.09%	0.09%	Reduced -20.2k	-20,220 -87.5%
77	ITT INC COM ITT	ITT	2,600	$353.7k0.09%	0.09%	New
78	IOVANCE BIOTHERAPEUTICS INC COM IOVA	IOVA	22,900	$339.4k0.08%	0.08%	Reduced -4.4k	-4,390 -16.1%
79	XYLEM INC COM XYL	XYL	2,550	$329.6k0.08%	0.08%	Unchanged
80	DTE ENERGY CO COM DTE	DTE	2,894	$324.5k0.08%	0.08%	Unchanged
81	HEALTH CATALYST INC COM HCAT	HCAT	37,050	$279.0k0.07%	0.07%	Added +8.0k	+7,950 27.3%
82	HELEN OF TROY LTD COM HELE	HELE	2,315	$266.8k0.07%	0.07%	Unchanged
83	10X GENOMICS INC CL A COM TXG	TXG	7,100	$266.5k0.07%	0.07%	Added +2.4k	+2,410 51.4%
84	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	500	$261.5k0.06%	0.06%	Reduced -400	-400 -44.4%
85	ABSCI CORPORATION COM ABSI	ABSI	43,570	$247.5k0.06%	0.06%	New
86	SHIFT4 PMTS INC CL A FOUR	FOUR	3,550	$234.5k0.06%	0.06%	New
87	PYXIS ONCOLOGY INC COMMON STOCK PYXS	PYXS	51,360	$218.8k0.05%	0.05%	New
88	DOMINION ENERGY INC COM D	D	4,315	$212.3k0.05%	0.05%	Unchanged
89	KRYSTAL BIOTECH INC COM KRYS	KRYS	1,170	$208.2k0.05%	0.05%	Unchanged
90	NEUROCRINE BIOSCIENCES INC COM NBIX	NBIX	1,450	$200.0k0.05%	0.05%	New
91	BIOMARIN PHARMACEUTICAL INC COM BMRN	BMRN	1,840	$160.7k0.04%	0.04%	Added +70	+70 4.0%
92	KEYSIGHT TECHNOLOGIES INC COM KEYS	KEYS	1,015	$158.7k0.04%	0.04%	Reduced -2.9k	-2,860 -73.8%
93	ABCELLERA BIOLOGICS INC COM ABCL	ABCL	34,980	$158.5k0.04%	0.04%	New
94	PROS HOLDINGS INC NOTE 1.000% 5/1 · principal PRO 1 05.15.24 · principal	PRO 1 05.15.24	150,000	$146.6k0.04%	0.04%	Unchanged
95	ATI INC COM ATI	ATI	2,500	$127.9k0.03%	0.03%	Reduced -35.8k	-35,820 -93.5%
96	DOXIMITY INC CL A DOCS	DOCS	4,460	$120.0k0.03%	0.03%	Unchanged
97	EQUINOX GOLD CORP COM EQX	EQX	19,900	$119.8k0.03%	0.03%	Reduced -2.0k	-1,985 -9.1%
98	INSULET CORP NOTE 0.375% 9/0 · principal PODD 0.375 09.01.26 · principal	PODD 0.375 09.01.26	110,000	$114.8k0.03%	0.03%	Unchanged
99	FIVE BELOW INC COM FIVE	FIVE	600	$108.8k0.03%	0.03%	Reduced -1.3k	-1,260 -67.7%
100	ADAPTIVE BIOTECHNOLOGIES COR COM ADPT	ADPT	26,415	$84.8k0.02%	0.02%	Added +1.6k	+1,620 6.5%

Sold out since Q4 2023

Security	Ticker	Shares held before	Value then
ALTERYX INC AYX 1 08.01.26	AYX 1 08.01.26	22,055,000	$21.4m22.1m shares
SPLUNK INC SPLK 1.125 06.15.27	SPLK 1.125 06.15.27	19,770,000	$19.1m19.8m shares
DOCUSIGN INC DOCU 0 01.15.24	DOCU 0 01.15.24	13,260,000	$13.2m13.3m shares
CYBERARK SOFTWARE LTD CYBR 0 11.15.24	CYBR 0 11.15.24	2,385,000	$3.4m2.4m shares
EQT CORP EQT	EQT	49,000	$1.9m49.0k shares
PIONEER NAT RES CO PXD	PXD	7,100	$1.6m7.1k shares
ALTERYX INC AYX	AYX	29,755	$1.4m29.8k shares
GOOSEHEAD INS INC GSHD	GSHD	16,275	$1.2m16.3k shares
ZSCALER INC ZS	ZS	3,161	$700.4k3.2k shares
SPLUNK INC SPLK	SPLK	1,905	$290.2k1.9k shares
CHEWY INC CHWY	CHWY	5,200	$122.9k5.2k shares
REVOLVE GROUP INC RVLV	RVLV	2,120	$35.1k2.1k shares
WESTERN DIGITAL CORP. WDC 1.5 02.01.24	WDC 1.5 02.01.24	80	$8080 shares