Vault-13

SPLUNK INC SPLK 1.125 06.15.27

NOTE 1.125% 6/1 · US DOMESTIC · CUSIP 848637AF1

8 institutional holders -70 vs Q4 2023
8,872,0208.9m shares reported held*
$99.5mreported value*
1 new 3 added 1 reduced 69 sold out net sold ≈ $979.8m (-94.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $11.22.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 66Q4 22: 68Q1 23: 73Q2 23: 77Q3 23: 79Q4 23: 78Q1 24: 88Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202266
Q4 202268
Q1 202373
Q2 202377
Q3 202379
Q4 202378
Q1 20248

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 31 bought or addedQ4 22: 32 cut or sold outQ4 22Q1 23: 27 bought or addedQ1 23: 28 cut or sold outQ1 23Q2 23: 30 bought or addedQ2 23: 34 cut or sold outQ2 23Q3 23: 36 bought or addedQ3 23: 41 cut or sold outQ3 23Q4 23: 29 bought or addedQ4 23: 41 cut or sold outQ4 23Q1 24: 4 bought or addedQ1 24: 70 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223132
Q1 20232728
Q2 20233034
Q3 20233641
Q4 20232941
Q1 2024470

Biggest buyers

Westchester Capital Management, LLC New +67,883,000+67.9m
Mint Tower Capital Management B.V. Added +12,500,000+12.5m
OFI INVEST ASSET MANAGEMENT Added +3,998,900+4.0m
GOLDMAN SACHS GROUP INC Added +90,000+90.0k

Biggest sellers

VOYA INVESTMENT MANAGEMENT LLC Sold out -191,076,000-191.1m
Invesco Ltd. Sold out -109,038,000-109.0m
SOROS FUND MANAGEMENT LLC Sold out -70,000,000-70.0m
Westchester Capital Management, LLC Sold out -62,356,000-62.4m
Aequim Alternative Investments LP Sold out -50,000,000-50.0m
AQR Arbitrage LLC Sold out -45,390,000-45.4m
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Sold out -45,000,000-45.0m
TWO SIGMA INVESTMENTS, LP Sold out -35,065,000-35.1m
Calamos Advisors LLC Sold out -35,000,000-35.0m
JPMORGAN CHASE & CO Sold out -34,460,000-34.5m

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Westchester Capital Management, LLC 2.88% of their portfolio VALHALLA, NY 67,883,00067.9m $68.0m $68.0m 2.88% New
2 Mint Tower Capital Management B.V. 6.41% of their portfolio AMSTERDAM, P7 17,600,00017.6m $17.6m $17.6m 6.41% Added +12.5m +12,500,000
3 NorthCoast Asset Management LLC 0.05% of their portfolio STAMFORD, CT 4,155,0004.2m $4.1m $4.1m 0.05% Reduced -240.0k -240,000
4 OFI INVEST ASSET MANAGEMENT 0.21% of their portfolio ISSY LES MOULINEAUX, I0 4,004,0004.0m $7.7m $7.7m 0.21% Added +4.0m +3,998,900
5 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 1,346,0001.3m $1.3m $1.3m 0.00% Added +90.0k +90,000
6 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 669,000669.0k $667.6k $667.6k 0.00% Unchanged
7 Evolution Wealth Advisors, LLC 0.01% of their portfolio AVENTURA, FL 44,00044.0k $43.9k $43.9k 0.01% Unchanged
8 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 2020 $2.0k $2.0k 0.00% Unchanged