Vault-13

SHIFT4 PMTS INC FOUR 0.5 08.01.27

NOTE 0.500% 8/0 · US DOMESTIC · CUSIP 82452JAD1

52 institutional holders +5 vs Q4 2023
13,893,78813.9m shares reported held*
$728.9mreported value*
11 new 15 added 15 reduced 6 sold out net bought ≈ $35.7m (-1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $52.46.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 41Q4 22: 43Q1 23: 41Q2 23: 44Q3 23: 42Q4 23: 47Q1 24: 5252Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202241
Q4 202243
Q1 202341
Q2 202344
Q3 202342
Q4 202347
Q1 202452

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 15 bought or addedQ4 22: 16 cut or sold outQ4 22Q1 23: 20 bought or addedQ1 23: 18 cut or sold outQ1 23Q2 23: 18 bought or addedQ2 23: 16 cut or sold outQ2 23Q3 23: 21 bought or addedQ3 23: 18 cut or sold outQ3 23Q4 23: 19 bought or addedQ4 23: 24 cut or sold outQ4 23Q1 24: 26 bought or addedQ1 24: 21 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221516
Q1 20232018
Q2 20231816
Q3 20232118
Q4 20231924
Q1 20242621

Biggest buyers

VOYA INVESTMENT MANAGEMENT LLC Added +23,000,000+23.0m
Linden Advisors LP Added +22,660,000+22.7m
Calamos Advisors LLC Added +16,456,000+16.5m
ADVENT CAPITAL MANAGEMENT /DE/ Added +15,047,000+15.0m
MORGAN STANLEY Added +13,524,000+13.5m
PIER 88 INVESTMENT PARTNERS LLC New +13,136,000+13.1m
FRANKLIN RESOURCES INC Added +10,807,000+10.8m
SHENKMAN CAPITAL MANAGEMENT INC Added +10,496,000+10.5m
MILLENNIUM MANAGEMENT LLC New +10,000,000+10.0m
ZAZOVE ASSOCIATES LLC New +10,000,000+10.0m

Biggest sellers

MANUFACTURERS LIFE INSURANCE COMPANY, THE Sold out -45,653,000-45.7m
Lombard Odier Asset Management (Europe) Ltd Sold out -32,452,000-32.5m
CAMDEN ASSET MANAGEMENT L P /CA Sold out -14,135,000-14.1m
AQR Arbitrage LLC Reduced -11,970,000-12.0m
JPMORGAN CHASE & CO Reduced -9,356,000-9.4m
MOORE CAPITAL MANAGEMENT, LP Sold out -9,200,000-9.2m
BANK OF MONTREAL /CAN/ Reduced -6,432,000-6.4m
JANE STREET GROUP, LLC Reduced -5,267,000-5.3m
STATE STREET CORP Reduced -3,177,000-3.2m
WELLS FARGO & COMPANY/MN Reduced -2,401,000-2.4m

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VOYA INVESTMENT MANAGEMENT LLC 0.18% of their portfolio ATLANTA, GA 201,400,000201.4m $187.8m $187.8m 0.18% Added +23.0m +23,000,000
2 Linden Advisors LP 0.98% of their portfolio New York, NY 133,278,000133.3m $124.1m $124.1m 0.98% Added +22.7m +22,660,000
3 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 77,700,00077.7m $72.3m $72.3m 0.02% Reduced -6.4m -6,432,000
4 FRANKLIN RESOURCES INC 0.02% of their portfolio San Mateo, CA 50,807,00050.8m $47.4m $47.4m 0.02% Added +10.8m +10,807,000
5 ADVENT CAPITAL MANAGEMENT /DE/ 1.08% of their portfolio NEW YORK, NY 45,179,00045.2m $42.3m $42.3m 1.08% Added +15.0m +15,047,000
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 29,784,00029.8m $27.6m $27.6m 0.00% Added +13.5m +13,524,000
7 Calamos Advisors LLC 0.11% of their portfolio NAPERVILLE, IL 23,956,00024.0m $22.3m $22.3m 0.11% Added +16.5m +16,456,000
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 21,938,00021.9m $20.3m $20.3m 0.00% Added +7.9m +7,887,000
9 SHENKMAN CAPITAL MANAGEMENT INC 1.22% of their portfolio NEW YORK, NY 17,950,00017.9m $17.2m $17.2m 1.22% Added +10.5m +10,496,000
10 SSI INVESTMENT MANAGEMENT LLC 1.01% of their portfolio Los Angeles, CA 14,467,00014.5m $13.4m $13.4m 1.01% Reduced -836.0k -836,000
11 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 13,850,00013.8m $12.8m $12.8m 0.00% Reduced -880.0k -880,000
12 PIER 88 INVESTMENT PARTNERS LLC 2.99% of their portfolio SAN FRANCISCO, CA 13,136,00013.1m $12.2m $12.2m 2.99% New
13 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 11,826,00011.8m $11.0m $11.0m 0.00% Reduced -9.4m -9,356,000
14 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 11,085,00011.1m $10.3m $10.3m 0.00% Reduced -3.2m -3,177,000
15 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 10,649,00010.6m $9.9m $9.9m 0.01% Added +6.0m +6,015,000
16 ZAZOVE ASSOCIATES LLC 0.63% of their portfolio INCLINE VILLAGE, NV 10,000,00010.0m $9.3m $9.3m 0.63% New
17 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 10,000,00010.0m $9.3m $9.3m 0.01% New
18 III Capital Management 0.53% of their portfolio BOCA RATON, FL 10,000,00010.0m $9.3m $9.3m 0.53% New
19 LAZARD ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 9,168,0009.2m $8.5m $8.5m 0.01% New
20 AQR Arbitrage LLC 0.28% of their portfolio Greenwich, CT 8,550,0008.6m $8.0m $8.0m 0.28% Reduced -12.0m -11,970,000
21 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 6,452,0006.5m $6.0m $6.0m 0.01% Added +2.3m +2,349,000
22 BlackRock Inc. 0.00% of their portfolio New York, NY 5,025,0005.0m $4.7m $4.7m 0.00% Added +525.0k +525,000
23 Fore Capital, LLC 6.36% of their portfolio New York, NY 3,760,0003.8m $3.5m $3.5m 6.36% Added +1.8m +1,760,000
24 FMR LLC 0.00% of their portfolio BOSTON, MA 3,750,0003.8m $3.5m $3.5m 0.00% Unchanged
25 RATIONAL ADVISORS, INC. 0.31% of their portfolio San Juan, PR 3,646,0003.6m $3.4m $3.4m 0.31% New
26 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 3,435,0003.4m $3.2m $3.2m 0.00% Added +70.0k +70,000
27 OAKTREE CAPITAL MANAGEMENT LP 0.05% of their portfolio LOS ANGELES, CA 3,282,0003.3m $3.1m $3.1m 0.05% Reduced -231.0k -231,000
28 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 3,213,0003.2m $3.0m $3.0m 0.00% Reduced -5.3m -5,267,000
29 Man Group plc 0.01% of their portfolio LONDON, X0 2,767,0002.8m $2.6m $2.6m 0.01% Reduced -2.0m -2,000,000
30 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 2,074,0002.1m $1.9m $1.9m 0.00% Reduced -532.0k -532,000
31 WESTWOOD HOLDINGS GROUP INC 0.01% of their portfolio DALLAS, TX 2,000,0002.0m $1.9m $1.9m 0.01% New
32 Nicholas Investment Partners, LP 0.19% of their portfolio RANCHO SANTA FE, CA 2,000,0002.0m $1.9m $1.9m 0.19% New
33 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 1,500,0001.5m $1.4m $1.4m 0.00% Unchanged
34 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.00% of their portfolio FRANKFURT AM MAIN, 2M 1,500,0001.5m $1.4m $1.4m 0.00% Unchanged
35 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 1,291,0001.3m $1.2m $1.2m 0.00% Added +108.0k +108,000
36 Central Pacific Bank - Trust Division 0.09% of their portfolio HONOLULU, HI 807,000807.0k $745.1k $745.1k 0.09% First filing
37 BOOTHBAY FUND MANAGEMENT, LLC 0.01% of their portfolio NEW YORK, NY 557,000557.0k $518.7k $518.7k 0.01% New
38 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 500,000500.0k $463.8k $463.8k 0.00% Reduced -1.3m -1,300,000
39 GROUPAMA ASSET MANAGMENT 0.01% of their portfolio PARIS, I0 500,000500.0k $498.8k $498.8k 0.01% Reduced -100.0k -100,000
40 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 500,000500.0k $465.1k $465.1k 0.00% Unchanged
41 Amundi 0.00% of their portfolio Paris, I0 454,000454.0k $406.5k $406.5k 0.00% Reduced -2.0m -2,000,000
42 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 322,000322.0k $300.3k $300.3k 0.00% Added +36.0k +36,000
43 Jefferies Financial Group Inc. 0.01% of their portfolio NEW YORK, NY 316,000316.0k $293.2k $293.2k 0.01% Reduced -1.7m -1,671,000
44 FIRST HAWAIIAN BANK 0.01% of their portfolio HONOLULU, HI 311,000311.0k $288.5k $288.5k 0.01% Unchanged
45 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 123,000123.0k $114.4k $114.4k 0.00% Reduced -2.4m -2,401,000
46 KBC Group NV 0.00% of their portfolio Brussels, C9 100,000100.0k $93.0k $93.0k 0.00% Unchanged
47 LOOMIS SAYLES & CO L P 0.01% of their portfolio BOSTON, MA 82,78882.8k $5.5m $5.5m 0.01% New
48 Oaktree Fund Advisors, LLC 0.03% of their portfolio LOS ANGLES, CA 37,00037.0k $34.5k $34.5k 0.03% Unchanged
49 LAKE STREET ADVISORS GROUP, LLC 0.00% of their portfolio PORTSMOUTH, NH 18,00018.0k $16.7k $16.7k 0.00% Unchanged
50 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 14,00014.0k $1.3m $1.3m 0.01% Unchanged
51 Marcum Wealth, LLC 0.00% of their portfolio CLEVELAND, OH 12,00012.0k $11.1k $11.1k 0.00% New
52 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged