GUARDIAN WEALTH ADVISORS, LLC / NC

RALEIGH, NC · CIK 1901403 · 13F filing filed 2025-05-15

SEC-registered investment adviser since 2020 · limited liability company

Assets managed$2.7bn
Staff50 · 30 in investment roles
Main clients (by assets)High net worth individuals 56%, Pension plans 27%, Individuals 16%
Websitevalleypeakfinancial.com
Form ADV · 2026-03-26SEC adviser record

$1.3bn reported value -0.1% vs Q4 2024

528positions

47.3%in top 10

36 new 242 added 116 reduced 25 sold out vs Q4 2024

Holdings, Q1 2025

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	ETF SER SOLUTIONS APTUS COLLRD INV ACIO	ACIO	3,983,609	$154.1m12.33%	12.33%	Added +86.2k	+86,163 2.2%
2	ETF SER SOLUTIONS APTUS DEFINED DRSK	DRSK	3,720,162	$101.4m8.11%	8.11%	Added +158.6k	+158,618 4.5%
3	ETF SER SOLUTIONS APTUS ENHANCED JUCY	JUCY	2,516,462	$57.5m4.59%	4.59%	Added +140.5k	+140,465 5.9%
4	SCHWAB STRATEGIC TR US LRG CAP ETF SCHX	SCHX	2,382,172	$52.6m4.21%	4.21%	Added +52.3k	+52,314 2.2%
5	ETF SER SOLUTIONS OPUS SML CP VL OSCV	OSCV	1,426,037	$49.7m3.97%	3.97%	Added +43.8k	+43,805 3.2%
6	FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED BUFR	BUFR	1,549,835	$46.0m3.68%	3.68%	Added +61.4k	+61,397 4.1%
7	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	81,886	$42.1m3.37%	3.37%	Added +2.5k	+2,513 3.2%
8	CAPITAL GROUP DIVIDEND VALUE SHS CREATION UNI CGDV	CGDV	1,013,152	$36.1m2.89%	2.89%	Added +50.9k	+50,909 5.3%
9	FIRST TR EXCHANGE TRADED FD RISNG DIVD ACHIV RDVY	RDVY	512,877	$30.0m2.40%	2.40%	Added +15.4k	+15,382 3.1%
10	J P MORGAN EXCHANGE TRADED F CORE PLUS BD ETF JCPB	JCPB	470,189	$22.1m1.77%	1.77%	Added +21.7k	+21,655 4.8%
11	APPLE INC COM AAPL	AAPL	97,201	$21.6m1.73%	1.73%	Added +4.1k	+4,129 4.4%
12	WISDOMTREE TR FLOATNG RAT TREA USFR	USFR	420,506	$21.2m1.69%	1.69%	Added +2.9k	+2,878 0.7%
13	GOLDMAN SACHS ETF TR EQUAL WEIGHT US GSEW	GSEW	272,153	$20.7m1.66%	1.66%	Added +8.0k	+7,968 3.0%
14	NVIDIA CORPORATION COM NVDA	NVDA	186,242	$20.2m1.61%	1.61%	Added +15.3k	+15,291 8.9%
15	ISHARES TR CORE TOTAL USD IUSB	IUSB	431,717	$19.9m1.59%	1.59%	Added +11.2k	+11,232 2.7%
16	ETF SER SOLUTIONS APTUS DRAWDOWN ADME	ADME	378,897	$16.8m1.35%	1.35%	Added +5.7k	+5,680 1.5%
17	VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT VEA	VEA	329,696	$16.8m1.34%	1.34%	Added +15.2k	+15,232 4.8%
18	MICROSOFT CORP COM MSFT	MSFT	39,323	$14.8m1.18%	1.18%	Added +1.1k	+1,053 2.8%
19	ETF SER SOLUTIONS APTUS LARGE CAP DUBS	DUBS	445,774	$13.8m1.10%	1.10%	Added +3.9k	+3,941 0.9%
20	J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM JEPI	JEPI	229,633	$13.1m1.05%	1.05%	Reduced -433	-433 -0.2%
21	ISHARES TR CORE S&P500 ETF IVV	IVV	22,547	$12.7m1.01%	1.01%	Added +57	+57 0.2%
22	FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF SDVY	SDVY	375,173	$12.6m1.01%	1.01%	Added +33.0k	+32,989 9.6%
23	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	21,872	$12.2m0.98%	0.98%	Added +214	+214 1.0%
24	EA SERIES TRUST FREEDOM 100 EM FRDM	FRDM	339,924	$11.9m0.95%	0.95%	Added +32.8k	+32,800 10.7%
25	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	22,052	$11.7m0.94%	0.94%	Added +1.1k	+1,101 5.3%
26	ISHARES TR CORE S&P TTL STK ITOT	ITOT	88,213	$10.8m0.86%	0.86%	Added +849	+849 1.0%
27	DIMENSIONAL ETF TRUST INTL CORE EQT MK DFAI	DFAI	336,339	$10.5m0.84%	0.84%	Added +2.7k	+2,681 0.8%
28	BONDBLOXX ETF TRUST BLOOMBERG SIX MN XHLF	XHLF	195,198	$9.8m0.79%	0.79%	Reduced -17.4k	-17,370 -8.2%
29	ISHARES TR EAFE VALUE ETF EFV	EFV	158,631	$9.3m0.75%	0.75%	Added +6.0k	+5,996 3.9%
30	ISHARES INC CORE MSCI EMKT IEMG	IEMG	165,291	$8.9m0.71%	0.71%	Added +8.4k	+8,447 5.4%
31	AMAZON COM INC COM AMZN	AMZN	46,212	$8.8m0.70%	0.70%	Added +2.8k	+2,772 6.4%
32	ISHARES TR EAFE GRWTH ETF EFG	EFG	84,033	$8.4m0.67%	0.67%	Added +3.8k	+3,809 4.8%
33	TESLA INC COM TSLA	TSLA	30,698	$8.0m0.64%	0.64%	Added +42	+42 0.1%
34	FIDELITY COMWLTH TR NASDAQ COMPSIT ONEQ	ONEQ	110,359	$7.5m0.60%	0.60%	Reduced -2.4k	-2,365 -2.1%
35	JPMORGAN CHASE & CO COM JPM	JPM	27,756	$6.8m0.54%	0.54%	Added +1.0k	+1,013 3.8%
36	BROADCOM INC COM AVGO	AVGO	39,667	$6.6m0.53%	0.53%	Reduced -1.8k	-1,786 -4.3%
37	ISHARES TR MSCI USA QLT FCT QUAL	QUAL	35,696	$6.1m0.49%	0.49%	Added +470	+470 1.3%
38	ALPHABET INC CAP STK CL A GOOGL	GOOGL	39,231	$6.1m0.49%	0.49%	Added +1.4k	+1,434 3.8%
39	J P MORGAN EXCHANGE TRADED F ULTRA SHRT ETF JPST	JPST	117,372	$5.9m0.48%	0.48%	Added +654	+654 0.6%
40	SPDR SERIES TRUST PORTFOLIO S&P500 SPYM	SPYM	87,296	$5.7m0.46%	0.46%	Added +73	+73 0.1%
41	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	29,449	$5.7m0.46%	0.46%	Reduced -188	-188 -0.6%
42	VANGUARD INDEX FDS TOTAL STK MKT VTI	VTI	20,068	$5.5m0.44%	0.44%	Added +120	+120 0.6%
43	VANGUARD STAR FDS VG TL INTL STK F VXUS	VXUS	84,566	$5.3m0.42%	0.42%	Added +2.1k	+2,059 2.5%
44	WALMART INC COM WMT	WMT	57,604	$5.1m0.40%	0.40%	Added +576	+576 1.0%
45	VISA INC COM CL A V	V	13,785	$4.8m0.39%	0.39%	Added +128	+128 0.9%
46	COLUMBIA ETF TR II EM CORE EX ETF XCEM	XCEM	160,223	$4.7m0.38%	0.38%	Reduced -9.5k	-9,476 -5.6%
47	VANGUARD SCOTTSDALE FDS VNG RUS1000GRW VONG	VONG	49,024	$4.5m0.36%	0.36%	Added +1.3k	+1,332 2.8%
48	VANGUARD INDEX FDS MID CAP ETF VO	VO	16,173	$4.2m0.33%	0.33%	Added +995	+995 6.6%
49	ISHARES TR CORE DIV GRWTH DGRO	DGRO	65,133	$4.0m0.32%	0.32%	Reduced -377	-377 -0.6%
50	ELI LILLY & CO COM LLY	LLY	4,850	$4.0m0.32%	0.32%	Added +68	+68 1.4%
51	UNITEDHEALTH GROUP INC COM UNH	UNH	7,464	$3.9m0.31%	0.31%	Added +189	+189 2.6%
52	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	8,309	$3.9m0.31%	0.31%	Added +264	+264 3.3%
53	INVESCO EXCH TRD SLF IDX FD INVSCO BLSH 28 BSCS	BSCS	189,153	$3.8m0.31%	0.31%	Added +2.9k	+2,899 1.6%
54	LISTED FD TR HORIZON KINETICS INFL	INFL	89,918	$3.7m0.29%	0.29%	Added +5.8k	+5,817 6.9%
55	FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF FTCS	FTCS	39,314	$3.5m0.28%	0.28%	Reduced -3.6k	-3,615 -8.4%
56	INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB BSCP	BSCP	168,763	$3.5m0.28%	0.28%	Added +1.7k	+1,724 1.0%
57	PROGRESSIVE CORP COM PGR	PGR	12,243	$3.5m0.28%	0.28%	Added +113	+113 0.9%
58	FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS FIXD	FIXD	77,456	$3.4m0.27%	0.27%	Added +647	+647 0.8%
59	BROADRIDGE FINL SOLUTIONS IN COM BR	BR	13,099	$3.2m0.25%	0.25%	Added +289	+289 2.3%
60	ISHARES TR MSCI USA MIN VOL USMV	USMV	33,688	$3.2m0.25%	0.25%	Reduced -918	-918 -2.6%
61	FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD FTGC	FTGC	122,835	$3.1m0.25%	0.25%	Added +172	+172 0.1%
62	DIMENSIONAL ETF TRUST CORE FIXED INCOM DFCF	DFCF	74,430	$3.1m0.25%	0.25%	Added +899	+899 1.2%
63	CAPITAL GROUP GROWTH ETF SHS CREATION UNI CGGR	CGGR	88,058	$3.0m0.24%	0.24%	Added +7.1k	+7,081 8.7%
64	INVESCO EXCH TRD SLF IDX FD BULETSHS 2029 BSCT	BSCT	161,492	$3.0m0.24%	0.24%	Added +13.3k	+13,310 9.0%
65	PROCTER AND GAMBLE CO COM PG	PG	16,903	$2.9m0.23%	0.23%	Added +212	+212 1.3%
66	ISHARES TR RUS 1000 ETF IWB	IWB	9,289	$2.8m0.23%	0.23%	Reduced -3	-3 -0.0%
67	FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW FTSM	FTSM	47,385	$2.8m0.23%	0.23%	Added +762	+762 1.6%
68	ROPER TECHNOLOGIES INC COM ROP	ROP	4,748	$2.8m0.22%	0.22%	Added +176	+176 3.9%
69	SPDR DOW JONES INDL AVERAGE UT SER 1 DIA	DIA	6,548	$2.7m0.22%	0.22%	Added +27	+27 0.4%
70	FIRST TR NAS100 EQ WEIGHTED SHS QQEW	QQEW	22,686	$2.7m0.22%	0.22%	Added +178	+178 0.8%
71	META PLATFORMS INC CL A META	META	4,728	$2.7m0.22%	0.22%	Added +135	+135 2.9%
72	COPART INC COM CPRT	CPRT	48,038	$2.7m0.22%	0.22%	Added +1.4k	+1,436 3.1%
73	FIDELITY MERRIMACK STR TR TOTAL BD ETF FBND	FBND	56,867	$2.6m0.21%	0.21%	Added +4.9k	+4,947 9.5%
74	FIRST TR EXCHNG TRADED FD VI FT VEST U.S. DDEC	DDEC	65,300	$2.6m0.20%	0.20%	Unchanged
75	CHEMED CORP NEW COM CHE	CHE	4,134	$2.5m0.20%	0.20%	Added +140	+140 3.5%
76	ISHARES TR FLTG RATE NT ETF FLOT	FLOT	46,235	$2.4m0.19%	0.19%	Added +741	+741 1.6%
77	INVESCO ACTIVELY MANAGED EXC VAR RATE INVT VRIG	VRIG	93,690	$2.3m0.19%	0.19%	Added +1.6k	+1,553 1.7%
78	EATON VANCE TAX-MANAGED DIVE COM XETYX	XETYX	164,610	$2.3m0.19%	0.19%	Unchanged
79	ALPHABET INC CAP STK CL C GOOG	GOOG	14,775	$2.3m0.18%	0.18%	Added +21	+21 0.1%
80	HOME DEPOT INC COM HD	HD	6,114	$2.2m0.18%	0.18%	Added +14	+14 0.2%
81	COSTCO WHSL CORP NEW COM COST	COST	2,328	$2.2m0.18%	0.18%	Added +21	+21 0.9%
82	DIAMONDBACK ENERGY INC COM FANG	FANG	13,652	$2.2m0.17%	0.17%	Added +458	+458 3.5%
83	SPROTT PHYSICAL GOLD TR UNIT PHYS	PHYS	88,767	$2.1m0.17%	0.17%	Reduced -1.7k	-1,656 -1.8%
84	BANK AMERICA CORP COM BAC	BAC	50,733	$2.1m0.17%	0.17%	Added +6.9k	+6,924 15.8%
85	AMERICAN TOWER CORP NEW COM AMT	AMT	9,660	$2.1m0.17%	0.17%	Added +333	+333 3.6%
86	SCHWAB STRATEGIC TR 1000 INDEX ETF SCHK	SCHK	75,700	$2.0m0.16%	0.16%	Reduced -3.1k	-3,132 -4.0%
87	EXXON MOBIL CORP COM XOM	XOM	16,701	$2.0m0.16%	0.16%	Reduced -218	-218 -1.3%
88	SCHWAB STRATEGIC TR FUNDAMENTAL INTL FNDF	FNDF	52,422	$1.9m0.15%	0.15%	Added +418	+418 0.8%
89	ABBVIE INC COM ABBV	ABBV	8,726	$1.8m0.15%	0.15%	Added +165	+165 1.9%
90	SPROTT PHYSICAL SILVER TR TR UNIT PSLV	PSLV	155,054	$1.8m0.14%	0.14%	Added +1.6k	+1,571 1.0%
91	VANGUARD INDEX FDS SMALL CP ETF VB	VB	8,077	$1.8m0.14%	0.14%	Added +442	+442 5.8%
92	INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN PPA	PPA	15,326	$1.8m0.14%	0.14%	Added +146	+146 1.0%
93	SPDR SER TR PRTFLO S&P500 HI SPYD	SPYD	40,205	$1.8m0.14%	0.14%	Reduced -100	-100 -0.2%
94	VALMONT INDS INC COM VMI	VMI	6,198	$1.8m0.14%	0.14%	Unchanged
95	JOHNSON & JOHNSON COM JNJ	JNJ	10,634	$1.8m0.14%	0.14%	Added +527	+527 5.2%
96	QUANTA SVCS INC COM PWR	PWR	6,923	$1.8m0.14%	0.14%	Added +256	+256 3.8%
97	RBB FD INC US TREAS 3 MNTH TBIL	TBIL	34,605	$1.7m0.14%	0.14%	New
98	VANECK ETF TRUST MRNGSTR WDE MOAT MOAT	MOAT	19,659	$1.7m0.14%	0.14%	Added +9	+9 0.1%
99	PACER FDS TR US CASH COWS 100 COWZ	COWZ	30,930	$1.7m0.14%	0.14%	Reduced -3.2k	-3,189 -9.3%
100	ORACLE CORP COM ORCL	ORCL	11,625	$1.6m0.13%	0.13%	Added +1.1k	+1,136 10.8%

Sold out since Q4 2024

Security	Ticker	Shares held before	Value then
PROSHARES TR BITI	BITI	68,097	$1.6m68.1k shares
ALPS ETF TR AMLP	AMLP	27,351	$1.3m27.4k shares
PROSHARES TR OILK	OILK	24,964	$1.1m25.0k shares
UNITED PARCEL SERVICE INC UPS	UPS	2,261	$285.1k2.3k shares
MANHATTAN ASSOCIATES INC MANH	MANH	929	$251.1k929 shares
ARISTA NETWORKS INC ANET	ANET	2,248	$248.5k2.2k shares
SAREPTA THERAPEUTICS INC SRPT	SRPT	2,004	$243.7k2.0k shares
ISHARES TR SMMD	SMMD	3,538	$240.6k3.5k shares
CDW CORP CDW	CDW	1,262	$219.6k1.3k shares
ILLINOIS TOOL WKS INC ITW	ITW	802	$203.4k802 shares
EMCOR GROUP INC EME	EME	445	$202.0k445 shares
ROIVANT SCIENCES LTD ROIV	ROIV	12,923	$152.9k12.9k shares
ALPS ETF TR RIGS	RIGS	1,000	$23.1k1.0k shares
SPDR SER TR SPMB	SPMB	641	$13.8k641 shares
ISHARES TR SUSB	SUSB	471	$11.6k471 shares
SPDR SER TR SPTL	SPTL	270	$7.1k270 shares
ISHARES TR XT	XT	111	$6.6k111 shares
ALPS ETF TR SDOG	SDOG	100	$5.7k100 shares
SPDR SERIES TRUST SPHY	SPHY	144	$3.4k144 shares
ALPS ETF TR OUSA	OUSA	55	$2.9k55 shares
INVESCO EXCH TRADED FD TR II BKLN	BKLN	58	$1.2k58 shares
SPDR SER TR JNK	JNK	3	$2863 shares
ISHARES TR LQD	LQD	1	$661 shares
FIRST TR EXCHANGE-TRADED FD EMLP	EMLP	0	$160 shares
SPDR SER TR XBI	XBI	0	$130 shares