Vault-13

FIRST TR EXCHANGE-TRADED FD FTSM

FIRST TR ENH NEW · ETP · CUSIP 33739Q408

431 institutional holders -7 vs Q4 2024
82,120,48282.1m shares reported held*
$4.9bnreported value*
31 new 160 added 192 reduced 31 sold out net bought ≈ $238.1m (+3.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $59.86. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 346Q4 22: 387Q1 23: 402Q2 23: 391Q3 23: 394Q4 23: 420Q1 24: 398Q2 24: 395Q3 24: 401Q4 24: 438Q1 25: 431431Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 2022346
Q4 2022387
Q1 2023402
Q2 2023391
Q3 2023394
Q4 2023420
Q1 2024398
Q2 2024395
Q3 2024401
Q4 2024438
Q1 2025431

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q2 23: 173 bought or addedQ2 23: 227 cut or sold outQ3 23: 158 bought or addedQ3 23: 229 cut or sold outQ3 23Q4 23: 141 bought or addedQ4 23: 244 cut or sold outQ1 24: 157 bought or addedQ1 24: 245 cut or sold outQ1 24Q2 24: 167 bought or addedQ2 24: 223 cut or sold outQ3 24: 159 bought or addedQ3 24: 233 cut or sold outQ3 24Q4 24: 181 bought or addedQ4 24: 211 cut or sold outQ1 25: 191 bought or addedQ1 25: 223 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 2023173227
Q3 2023158229
Q4 2023141244
Q1 2024157245
Q2 2024167223
Q3 2024159233
Q4 2024181211
Q1 2025191223

Biggest buyers

MORGAN STANLEY Added +1,169,335+1.2m
Concorde Asset Management, LLC Added +1,078,906+1.1m
FIRST TRUST ADVISORS LP Added +1,052,906+1.1m
RAYMOND JAMES FINANCIAL INC Added +600,198+600.2k
Hansen & Associates Financial Group, Inc. Added +431,915+431.9k
IFP Advisors, Inc Added +417,113+417.1k
FLAGSHIP HARBOR ADVISORS, LLC Added +302,518+302.5k
ROYAL BANK OF CANADA Added +298,239+298.2k
TUCKER ASSET MANAGEMENT LLC Added +283,261+283.3k
LPL Financial LLC Added +282,700+282.7k

Biggest sellers

UBS Group AG Reduced -504,864-504.9k
Independent Advisor Alliance Sold out -464,730-464.7k
OSAIC HOLDINGS, INC. Reduced -341,130-341.1k
GDS Wealth Management Reduced -277,633-277.6k
Coppell Advisory Solutions LLC Reduced -217,244-217.2k
WELLS FARGO & COMPANY/MN Reduced -214,767-214.8k
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Reduced -183,266-183.3k
Synergy Asset Management, LLC Reduced -133,234-133.2k
Atria Investments, Inc Reduced -131,444-131.4k
Corient Private Wealth LP Sold out -129,253-129.3k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.06% of their portfolio NEW YORK, NY 13,394,08013.4m $801.5m $801.5m 0.06% Added +1.2m +1,169,335
2 LPL Financial LLC 0.21% of their portfolio FORT MILL, SC 9,141,9909.1m $547.1m $547.1m 0.21% Added +282.7k +282,700
3 WELLS FARGO & COMPANY/MN 0.10% of their portfolio SAN FRANCISCO, CA 7,268,4587.3m $434.9m $434.9m 0.10% Reduced -214.8k -214,767
4 UBS Group AG 0.04% of their portfolio ZURICH, V8 3,355,8403.4m $200.8m $200.8m 0.04% Reduced -504.9k -504,864
5 RAYMOND JAMES FINANCIAL INC 0.07% of their portfolio ST. PETERSBURG, FL 3,192,3273.2m $191.0m $191.0m 0.07% Added +600.2k +600,198
6 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 2,637,5942.6m $157.8m $157.8m 0.04% Added +298.2k +298,239
7 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,391,1172.4m $143.1m $143.1m 0.01% Reduced -65.9k -65,945
8 Bramshill Investments, LLC 10.99% of their portfolio NAPLES, FL 1,798,6471.8m $107.6m $107.6m 10.99% Added +164.4k +164,416
9 RENAISSANCE TECHNOLOGIES LLC 0.14% of their portfolio NEW YORK, NY 1,519,8441.5m $90.9m $90.9m 0.14% Added +130.4k +130,444
10 Cetera Investment Advisers 0.17% of their portfolio SCHAUMBURG, IL 1,447,6851.4m $86.6m $86.6m 0.17% Reduced -84.4k -84,364
11 TUCKER ASSET MANAGEMENT LLC 25.19% of their portfolio LITTLETON, CO 1,299,4901.3m $77.8m $77.8m 25.19% Added +283.3k +283,261
12 Hansen & Associates Financial Group, Inc. 41.28% of their portfolio ROSEVILLE, CA 1,285,3311.3m $77.0m $77.0m 41.28% Added +431.9k +431,915
13 OSAIC HOLDINGS, INC. 0.16% of their portfolio SCOTTSDALE, AZ 1,208,9831.2m $72.4m $72.4m 0.16% Reduced -341.1k -341,130
14 Csenge Advisory Group 4.02% of their portfolio CLEARWATER, FL 1,183,8801.2m $70.9m $70.9m 4.02% Added +55.9k +55,898
15 FIRST TRUST ADVISORS LP 0.06% of their portfolio Wheaton, IL 1,180,9591.2m $70.7m $70.7m 0.06% Added +1.1m +1,052,906
16 Concorde Asset Management, LLC 37.53% of their portfolio ANN ARBOR, MI 1,165,6431.2m $69.7m $69.7m 37.53% Added +1.1m +1,078,906
17 Cambridge Investment Research Advisors, Inc. 0.22% of their portfolio FAIRFIELD, IA 1,085,2501.1m $64.9m $64.9m 0.22% Added +46.2k +46,237
18 STIFEL FINANCIAL CORP 0.06% of their portfolio ST. LOUIS, MO 997,938997.9k $59.7m $59.7m 0.06% Added +55.3k +55,317
19 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 891,249891.2k $53.3m $53.3m 0.02% Reduced -40.6k -40,611
20 IFP Advisors, Inc 1.42% of their portfolio TAMPA, FL 770,064770.1k $46.1m $46.1m 1.42% Added +417.1k +417,113
21 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 697,847697.8k $41.8m $41.8m 0.06% Reduced -29.6k -29,567
22 GDS Wealth Management 2.86% of their portfolio FLOWER MOUND, TX 559,630559.6k $33.5m $33.5m 2.86% Reduced -277.6k -277,633
23 TRUIST FINANCIAL CORP 0.05% of their portfolio CHARLOTTE, NC 520,287520.3k $31.1m $31.1m 0.05% Added +2.9k +2,915
24 Mariner, LLC 0.05% of their portfolio Overland Park, KS 480,233480.2k $28.7m $28.7m 0.05% Reduced -83.7k -83,708
25 Janney Montgomery Scott LLC 0.08% of their portfolio PHILADELPHIA, PA 477,801477.8k $28.6m $28.6m 0.08% Added +34.8k +34,830
26 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.05% of their portfolio PLYMOUTH, MN 436,040436.0k $26.1m $26.1m 0.05% Added +47.0k +46,969
27 Gradient Investments LLC 0.52% of their portfolio ARDEN HILLS, MN 427,001427.0k $25.6m $25.6m 0.52% Reduced -107.5k -107,544
28 Kingsview Wealth Management, LLC 0.47% of their portfolio GRANTS PASS, OR 413,615413.6k $24.8m $24.8m 0.47% Reduced -46.1k -46,128
29 TCP Asset Management, LLC 4.35% of their portfolio Upper Arlington, OH 324,940324.9k $19.4m $19.4m 4.35% Added +10.4k +10,436
30 FLAGSHIP HARBOR ADVISORS, LLC 1.02% of their portfolio BOSTON, MA 323,099323.1k $19.3m $19.3m 1.02% Added +302.5k +302,518
31 Atria Investments, Inc 0.25% of their portfolio Charlotte, NC 319,441319.4k $19.1m $19.1m 0.25% Reduced -131.4k -131,444
32 Prospera Financial Services Inc 0.44% of their portfolio Dallas, TX 317,510317.5k $19.0m $19.0m 0.44% Reduced -28.0k -27,991
33 Western Wealth Management, LLC 1.20% of their portfolio GOLDEN, CO 301,889301.9k $18.1m $18.1m 1.20% Added +3.7k +3,684
34 UPTICK PARTNERS, LLC 6.11% of their portfolio NACOGDOCHES, TX 301,261301.3k $18.0m $18.0m 6.11% Added +39.9k +39,852
35 NewEdge Advisors, LLC 0.10% of their portfolio NEW ORLEANS, LA 293,995294.0k $17.6m $17.6m 0.10% Reduced -48.3k -48,262
36 Coppell Advisory Solutions LLC 2.43% of their portfolio COPPELL, TX 289,299289.3k $17.4m $17.4m 2.43% Reduced -217.2k -217,244
37 AVANTAX ADVISORY SERVICES, INC. 0.10% of their portfolio DALLAS, TX 287,831287.8k $17.2m $17.2m 0.10% Reduced -1.0k -1,027
38 HBK Sorce Advisory LLC 0.50% of their portfolio ERIE, PA 283,565283.6k $17.0m $17.0m 0.50% Added +79 +79
39 Baird Financial Group, Inc. 0.03% of their portfolio MILWAUKEE, WI 281,261281.3k $16.8m $16.8m 0.03% Added +6.5k +6,484
40 Triumph Capital Management 5.44% of their portfolio DENVER, CO 272,913272.9k $16.3m $16.3m 5.44% Added +4.1k +4,065
41 Kestra Advisory Services, LLC 0.08% of their portfolio AUSTIN, TX 264,685264.7k $15.8m $15.8m 0.08% Reduced -38.6k -38,609
42 MANCHESTER FINANCIAL INC 3.48% of their portfolio Westlake Village, CA 257,924257.9k $15.4m $15.4m 3.48% Reduced -37.2k -37,229
43 Capital Investment Advisory Services, LLC 1.38% of their portfolio RALEIGH, NC 257,677257.7k $15.4m $15.4m 1.38% Reduced -3.7k -3,656
44 HARBOUR INVESTMENTS, INC. 0.44% of their portfolio MADISON, WI 256,721256.7k $15.4m $15.4m 0.44% Reduced -18.4k -18,405
45 Mainsail Financial Group, LLC 8.63% of their portfolio BELLEVUE, WA 254,348254.3k $15.2m $15.2m 8.63% Added +9.3k +9,302
46 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 250,484250.5k $15.0m $15.0m 0.02% Added +17.2k +17,196
47 PARK NATIONAL CORP /OH/ 0.54% of their portfolio NEWARK, OH 245,760245.8k $14.7m $14.7m 0.54% Added +17.0k +16,975
48 Jaffetilchin Investment Partners, LLC 1.05% of their portfolio TAMPA, FL 241,018241.0k $14.4m $14.4m 1.05% Reduced -8.4k -8,433
49 Private Advisor Group, LLC 0.09% of their portfolio MORRISTOWN, NJ 238,566238.6k $14.3m $14.3m 0.09% Added +4.1k +4,069
50 Transcendent Capital Group LLC 7.60% of their portfolio EDMOND, OK 225,902225.9k $13.5m $13.5m 7.60% Added +56.9k +56,895
51 Petix & Botte Co 3.48% of their portfolio LA MESA, CA 220,809220.8k $13.2m $13.2m 3.48% Added +10.4k +10,374
52 SHELTON WEALTH MANAGEMENT, LLC 7.50% of their portfolio FORT WORTH, TX 219,140219.1k $13.1m $13.1m 7.50% Reduced -6.1k -6,100
53 TOWNSQUARE CAPITAL LLC 0.14% of their portfolio Lehi, UT 218,852218.9k $13.1m $13.1m 0.14% Reduced -18.5k -18,455
54 FSC Wealth Advisors, LLC 7.83% of their portfolio WAPPINGERS FALLS, NY 199,484199.5k $11.9m $11.9m 7.83% Reduced -2.5k -2,475
55 Gladstone Institutional Advisory LLC 0.54% of their portfolio Bedminster, NJ 194,356194.4k $11.6m $11.6m 0.54% Reduced -673 -673
56 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 194,137194.1k $11.6m $11.6m 0.04% Added +50.8k +50,768
57 LAKE STREET PRIVATE WEALTH, LLC 1.85% of their portfolio CHICAGO, IL 190,091190.1k $11.4m $11.4m 1.85% Reduced -26.5k -26,483
58 Steward Partners Investment Advisory, LLC 0.10% of their portfolio STAMFORD, CT 189,293189.3k $11.3m $11.3m 0.10% Reduced -15.5k -15,517
59 RiverTree Advisors, LLC 7.48% of their portfolio WINTER PARK, FL 186,793186.8k $11.2m $11.2m 7.48% Reduced -32.0k -31,996
60 Ellsworth Advisors, LLC 2.93% of their portfolio HUDSON, OH 186,462186.5k $11.2m $11.2m 2.93% Added +5.4k +5,392
61 Harvest Investment Services, LLC 3.11% of their portfolio Oakbrook Terrace, IL 186,429186.4k $11.2m $11.2m 3.11% Reduced -38.2k -38,175
62 Advisory Alpha, LLC 0.37% of their portfolio HOLLAND, MI 183,697183.7k $11.0m $11.0m 0.37% New
63 1776 Wealth LLC 5.04% of their portfolio ATLANTA, GA 183,307183.3k $11.0m $11.0m 5.04% Reduced -27.4k -27,405
64 Simplicity Wealth,LLC 0.84% of their portfolio SUMMIT, NJ 180,257180.3k $10.8m $10.8m 0.84% Added +173.4k +173,362
65 Capasso Planning Partners LLC 4.49% of their portfolio CHARLESTON, SC 179,171179.2k $10.7m $10.7m 4.49% Added +123.0k +123,012
66 Cerity Partners LLC 0.02% of their portfolio NEW YORK, NY 177,664177.7k $10.6m $10.6m 0.02% Added +2.8k +2,820
67 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 173,859173.9k $10.4m $10.4m 0.01% Added +7.6k +7,603
68 TD Capital Management LLC 1.05% of their portfolio MEMPHIS, TN 173,438173.4k $10.4m $10.4m 1.05% Added +16.4k +16,412
69 Creekmur Asset Management LLC 2.15% of their portfolio MORTON, IL 171,782171.8k $10.3m $10.3m 2.15% Added +622 +622
70 Sterling Manor Financial, LLC 7.29% of their portfolio Saratoga Springs, NY 170,575170.6k $10.2m $10.2m 7.29% Added +10.0k +10,006
71 D.A. DAVIDSON & CO. 0.08% of their portfolio GREAT FALLS, MT 162,858162.9k $9.7m $9.7m 0.08% Added +36.5k +36,495
72 Cassia Capital Partners, LLC 6.06% of their portfolio WINSTON SALEM, NC 162,425162.4k $9.7m $9.7m 6.06% Added +12.0k +11,952
73 Virtue Capital Management, LLC 1.12% of their portfolio BRENTWOOD, TN 160,726160.7k $9.6m $9.6m 1.12% New
74 OPPENHEIMER & CO INC 0.14% of their portfolio NEW YORK, NY 160,003160.0k $9.6m $9.6m 0.14% Added +2.6k +2,622
75 Atria Wealth Solutions, Inc. 0.12% of their portfolio NEW YORK, NY 159,811159.8k $9.6m $9.6m 0.12% Reduced -36.6k -36,566
76 Sanctuary Advisors, LLC 0.07% of their portfolio INDIANAPOLIS, IN 157,463157.5k $9.4m $9.4m 0.07% Reduced -3.5k -3,532
77 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 145,447145.4k $8.7m $8.7m 0.00% Added +16.8k +16,798
78 Virtus Wealth Solutions LLC 2.64% of their portfolio CRANFORD, NJ 145,336145.3k $8.7m $8.7m 2.64% Reduced -2.4k -2,431
79 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 145,330145.3k $8.7m $8.7m 0.01% Reduced -6.8k -6,811
80 Spire Wealth Management 0.27% of their portfolio MCLEAN, VA 140,320140.3k $8.4m $8.4m 0.27% Reduced -16.5k -16,528
81 Stablepoint Partners, LLC 1.51% of their portfolio BRAINTREE, MA 139,708139.7k $8.4m $8.4m 1.51% Reduced -15.7k -15,690
82 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 139,673139.7k $8.4m $8.4m 0.02% Reduced -7.8k -7,817
83 Schwallier Wealth Management LLC 6.13% of their portfolio GRAND RAPIDS, MI 138,746138.7k $8.3m $8.3m 6.13% Added +14.9k +14,933
84 COMERICA BANK 0.03% of their portfolio DALLAS, TX 132,678132.7k $7.9m $7.9m 0.03% Reduced -5.8k -5,754
85 Ifrah Financial Services, Inc. 2.21% of their portfolio Little Rock, AR 128,505128.5k $7.7m $7.7m 2.21% Added +6.1k +6,080
86 EdgeRock Capital LLC 5.28% of their portfolio DENVER, CO 123,761123.8k $7.4m $7.4m 5.28% Added +112.5k +112,500
87 KESTRA PRIVATE WEALTH SERVICES, LLC 0.12% of their portfolio AUSTIN, TX 123,001123.0k $7.4m $7.4m 0.12% Added +14.2k +14,191
88 Moloney Securities Asset Management, LLC 1.00% of their portfolio MANCHESTER, MO 122,949122.9k $7.4m $7.4m 1.00% Added +29.1k +29,076
89 Financial Enhancement Group LLC 1.13% of their portfolio ANDERSON, IN 120,898120.9k $7.2m $7.2m 1.13% Reduced -99.6k -99,593
90 Ameritas Advisory Services, LLC 0.29% of their portfolio Lincoln, NE 120,799120.8k $7.2m $7.2m 0.29% Added +57.7k +57,710
91 Synergy Asset Management, LLC 0.86% of their portfolio VANCOUVER, WA 114,063114.1k $6.8m $6.8m 0.86% Reduced -133.2k -133,234
92 TWIN PEAKS WEALTH ADVISORS, LLC 3.00% of their portfolio SAN FRANCISCO, CA 109,984110.0k $6.6m $6.6m 3.00% Added +7.3k +7,334
93 Equitable Holdings, Inc. 0.06% of their portfolio NEW YORK, NY 109,501109.5k $6.6m $6.6m 0.06% Reduced -2.3k -2,333
94 StoneX Group Inc. 0.36% of their portfolio NEW YORK, NY 108,901108.9k $6.5m $6.5m 0.36% Reduced -29.6k -29,578
95 PCG Wealth Advisors, LLC 2.21% of their portfolio OVERLAND PARK, KS 105,948105.9k $6.3m $6.3m 2.21% Reduced -11.0k -11,046
96 Shilanski & Associates, Inc. 1.98% of their portfolio ANCHORAGE, AK 105,894105.9k $6.3m $6.3m 1.98% Added +1.2k +1,195
97 McGuire Investment Group, LLC 0.94% of their portfolio WAKEFIELD, RI 105,654105.7k $6.3m $6.3m 0.94% Added +9.2k +9,185
98 Ausdal Financial Partners, Inc. 0.45% of their portfolio Davenport, IA 98,85398.9k $5.9m $5.9m 0.45% Added +27.4k +27,390
99 Sigma Planning Corp 0.19% of their portfolio ANN ARBOR, MI 98,28198.3k $5.9m $5.9m 0.19% Added +161 +161
100 Fairway Financial, LLC 5.26% of their portfolio CASSELBERRY, FL 96,85796.9k $5.8m $5.8m 5.26% Added +248 +248