Vault-13

ALPS ETF TR AMLP

ALERIAN MLP · ETP · CUSIP 00162Q452

738 institutional holders +18 vs Q4 2024
100,467,581100.5m shares reported held*
$5.2bnreported value*
75 new 338 added 189 reduced 56 sold out net bought ≈ $255.0m (+5.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $51.75. Options: 7 managers hold calls ($20.6m notional), 15 hold puts ($58.0m).

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 512Q4 22: 533Q1 23: 545Q2 23: 544Q3 23: 566Q4 23: 609Q1 24: 636Q2 24: 647Q3 24: 652Q4 24: 720Q1 25: 738738Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 2022512
Q4 2022533
Q1 2023545
Q2 2023544
Q3 2023566
Q4 2023609
Q1 2024636
Q2 2024647
Q3 2024652
Q4 2024720
Q1 2025738

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q2 23: 245 bought or addedQ2 23: 231 cut or sold outQ3 23: 269 bought or addedQ3 23: 218 cut or sold outQ3 23Q4 23: 297 bought or addedQ4 23: 221 cut or sold outQ1 24: 315 bought or addedQ1 24: 238 cut or sold outQ1 24Q2 24: 345 bought or addedQ2 24: 218 cut or sold outQ3 24: 352 bought or addedQ3 24: 212 cut or sold outQ3 24Q4 24: 377 bought or addedQ4 24: 212 cut or sold outQ1 25: 413 bought or addedQ1 25: 245 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 2023245231
Q3 2023269218
Q4 2023297221
Q1 2024315238
Q2 2024345218
Q3 2024352212
Q4 2024377212
Q1 2025413245

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ2 24 calls: $11.2mQ2 24 puts: $16.2mQ2 24P/C 1.44Q3 24 calls: $15.3mQ3 24 puts: $19.2mQ3 24P/C 1.25Q4 24 calls: $17.5mQ4 24 puts: $56.7mQ4 24P/C 3.24Q1 25 calls: $20.6mQ1 25 puts: $58.0mQ1 25P/C 2.82
Numbers
QuarterCallsPutsP/C
Q2 2024$11.2m$16.2m1.44
Q3 2024$15.3m$19.2m1.25
Q4 2024$17.5m$56.7m3.24
Q1 2025$20.6m$58.0m2.82

Biggest buyers

MORGAN STANLEY Added +1,011,239+1.0m
WELLS FARGO & COMPANY/MN Added +762,352+762.4k
Allen Investment Management, LLC Added +740,605+740.6k
UBS Group AG Added +619,486+619.5k
LPL Financial LLC Added +437,947+437.9k
RAYMOND JAMES FINANCIAL INC Added +401,133+401.1k
SOA Wealth Advisors, LLC. New +298,275+298.3k
NOMURA ASSET MANAGEMENT CO LTD New +267,900+267.9k
B&D White Capital Company, LLC Added +254,679+254.7k
Orion Portfolio Solutions, LLC Added +243,909+243.9k

Biggest sellers

RATIONAL ADVISORS, INC. Sold out -1,116,290-1.1m
D. E. Shaw & Co., Inc. Reduced -482,652-482.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -314,508-314.5k
Crescent Grove Advisors, LLC Sold out -267,199-267.2k
FIDUCIARY FAMILY OFFICE, LLC Sold out -246,071-246.1k
Thrivent Financial for Lutherans Reduced -233,564-233.6k
Advisors Preferred, LLC Sold out -183,991-184.0k
MERCER GLOBAL ADVISORS INC /ADV Reduced -145,342-145.3k
NWAM LLC Reduced -138,948-138.9k
Independent Advisor Alliance Reduced -114,990-115.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $10.5m202.7k shares
PEAK6 LLC Reduced $2.6m50.0k shares
CITADEL ADVISORS LLC Added $2.5m48.8k shares
Walleye Trading LLC Added $1.4m27.0k shares
JANE STREET GROUP, LLC Reduced $1.3m24.6k shares
Squarepoint Ops LLC Added $1.2m22.8k shares
CAPITAL FUND MANAGEMENT S.A. New $1.1m20.7k shares

Biggest puts

Ripple Effect Asset Management LP Reduced $20.8m400.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $16.6m319.5k shares
York Capital Management Global Advisors, LLC Unchanged $6.2m120.0k shares
GOLDMAN SACHS GROUP INC New $5.2m100.0k shares
CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT New $2.6m50.0k shares
CITADEL ADVISORS LLC Reduced $2.0m38.3k shares
Squarepoint Ops LLC Added $1.2m23.8k shares
CAPITAL FUND MANAGEMENT S.A. New $1.1m20.5k shares
STEEL GROVE CAPITAL ADVISORS, LLC New $1.0m20.0k shares
JANE STREET GROUP, LLC Added $618.1k11.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.06% of their portfolio NEW YORK, NY 15,202,73615.2m $789.6m $789.6m 0.06% Added +1.0m +1,011,239
2 BANK OF AMERICA CORP /DE/ 0.04% of their portfolio CHARLOTTE, NC 8,398,5548.4m $436.2m $436.2m 0.04% Added +163.1k +163,072
3 GOLDMAN SACHS GROUP INC 0.07% of their portfolio NEW YORK, NY 7,325,8877.3m $380.5m $380.5m 0.07% Added +8.4k +8,396
4 WELLS FARGO & COMPANY/MN 0.09% of their portfolio SAN FRANCISCO, CA 7,061,6977.1m $366.8m $366.8m 0.09% Added +762.4k +762,352
5 UBS Group AG 0.04% of their portfolio ZURICH, V8 3,393,8683.4m $176.3m $176.3m 0.04% Added +619.5k +619,486
6 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 3,238,9703.2m $168.2m $168.2m 0.07% Added +437.9k +437,947
7 Allen Investment Management, LLC 1.87% of their portfolio NEW YORK, NY 3,080,5123.1m $160.0m $160.0m 1.87% Added +740.6k +740,605
8 RAYMOND JAMES FINANCIAL INC 0.05% of their portfolio ST. PETERSBURG, FL 2,563,3332.6m $133.1m $133.1m 0.05% Added +401.1k +401,133
9 Creative Planning 0.11% of their portfolio OVERLAND PARK, KS 2,269,2022.3m $117.9m $117.9m 0.11% Reduced -29.5k -29,470
10 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,803,0931.8m $93.7m $93.7m 0.02% Reduced -10.5k -10,515
11 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 1,372,0511.4m $71.3m $71.3m 0.02% Added +2.9k +2,931
12 Naviter Wealth, LLC 7.04% of their portfolio LITTLE ROCK, AR 1,116,2401.1m $58.1m $58.1m 7.04% Added +43.8k +43,833
13 STIFEL FINANCIAL CORP 0.06% of their portfolio ST. LOUIS, MO 1,109,6431.1m $57.6m $57.6m 0.06% Added +17.8k +17,782
14 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,099,1321.1m $57.1m $57.1m 0.02% Reduced -314.5k -314,508
15 STEPHENS INC /AR/ 0.81% of their portfolio LITTLE ROCK, AR 1,063,4081.1m $55.2m $55.2m 0.81% Reduced -16.0k -16,009
16 Sumitomo Mitsui Trust Group, Inc. 0.03% of their portfolio CHIYODA-KU, TOKYO, M0 935,988936.0k $48.6m $48.6m 0.03% Reduced -6.7k -6,748
17 TIAA TRUST, NATIONAL ASSOCIATION 0.15% of their portfolio CHARLOTTE, NC 909,442909.4k $47.2m $47.2m 0.15% Reduced -2.3k -2,285
18 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 881,398881.4k $45.8m $45.8m 0.06% Reduced -61.1k -61,103
19 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 705,545705.5k $36.6m $36.6m 0.01% Unchanged
20 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 705,284705.3k $36.6m $36.6m 0.05% Added +30.3k +30,328
21 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 675,240675.2k $35.1m $35.1m 0.08% Reduced -379 -379
22 US BANCORP \DE\ 0.04% of their portfolio MINNEAPOLIS, MN 565,681565.7k $29.4m $29.4m 0.04% Added +217.9k +217,939
23 Janney Montgomery Scott LLC 0.08% of their portfolio PHILADELPHIA, PA 538,685538.7k $28.0m $28.0m 0.08% Added +154.3k +154,320
24 Rockefeller Capital Management L.P. 0.07% of their portfolio NEW YORK, NY 533,945533.9k $27.7m $27.7m 0.07% Added +145.3k +145,265
25 EP Wealth Advisors, LLC 0.22% of their portfolio TORRANCE, CA 530,502530.5k $27.6m $27.6m 0.22% Added +7.1k +7,124
26 BLAIR WILLIAM & CO/IL 0.08% of their portfolio CHICAGO, IL 521,816521.8k $27.1m $27.1m 0.08% Added +17.6k +17,623
27 SCHOOL EMPLOYEES RETIREMENT BOARD OF OHIO 15.26% of their portfolio COLUMBUS, OH 506,822506.8k $26.3m $26.3m 15.26% Unchanged
28 Orion Portfolio Solutions, LLC 0.12% of their portfolio Omaha, NE 479,065479.1k $24.0m $24.0m 0.12% Added +243.9k +243,909
29 Prime Capital Investment Advisors, LLC 0.29% of their portfolio OVERLAND PARK, KS 471,521471.5k $24.5m $24.5m 0.29% Added +99.6k +99,632
30 New Harbor Financial Group, LLC 6.43% of their portfolio WORCESTER, MA 465,660465.7k $24.2m $24.2m 6.43% Added +219.6k +219,589
31 CHOREO, LLC 0.37% of their portfolio ROCKFORD, IL 463,885463.9k $24.1m $24.1m 0.37% Reduced -36.3k -36,329
32 Cambridge Investment Research Advisors, Inc. 0.08% of their portfolio FAIRFIELD, IA 446,713446.7k $23.2m $23.2m 0.08% Added +183.7k +183,718
33 Proficio Capital Partners LLC 1.77% of their portfolio NEWTON, MA 440,000440.0k $22.9m $22.9m 1.77% Added +5.4k +5,351
34 CAPTRUST FINANCIAL ADVISORS 0.06% of their portfolio RALEIGH, NC 437,871437.9k $22.7m $22.7m 0.06% Reduced -10.6k -10,593
35 NewEdge Advisors, LLC 0.13% of their portfolio NEW ORLEANS, LA 422,755422.8k $22.0m $22.0m 0.13% Added +16.5k +16,482
36 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.04% of their portfolio PLYMOUTH, MN 418,118418.1k $21.7m $21.7m 0.04% Added +79.3k +79,345
37 FIRST AMERICAN TRUST, FSB 1.94% of their portfolio SANTA ANA, CA 407,144407.1k $21.1m $21.1m 1.94% Added +13.9k +13,925
38 Maryland State Retirement & Pension System 0.49% of their portfolio BALTIMORE, MD 399,453399.5k $20.7m $20.7m 0.49% Unchanged
39 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 355,245355.2k $18.5m $18.5m 0.04% Reduced -4.6k -4,562
40 Prospera Financial Services Inc 0.40% of their portfolio Dallas, TX 335,026335.0k $17.4m $17.4m 0.40% Added +132.8k +132,825
41 SEARCY FINANCIAL SERVICES INC /ADV 7.50% of their portfolio OVERLAND PARK, KS 333,971334.0k $17.3m $17.3m 7.50% Added +3.9k +3,929
42 ALLEN WEALTH MANAGEMENT, LLC 11.32% of their portfolio Boone, NC 316,648316.6k $16.4m $16.4m 11.32% Reduced -8.1k -8,127
43 SPIREPOINT PRIVATE CLIENT, LLC 2.10% of their portfolio VERO BEACH, FL 309,897309.9k $16.1m $16.1m 2.10% Added +28.9k +28,910
44 Enclave Advisors LLC 2.74% of their portfolio AUSTIN, TX 309,203309.2k $16.1m $16.1m 2.74% Added +31.0k +30,965
45 Summit Financial Wealth Advisors, LLC 3.17% of their portfolio Lafayette, LA 307,188307.2k $16.0m $16.0m 3.17% Added +2.1k +2,082
46 B&D White Capital Company, LLC 2.33% of their portfolio Lakeway, TX 304,679304.7k $15.8m $15.8m 2.33% Added +254.7k +254,679
47 SOA Wealth Advisors, LLC. 0.06% of their portfolio NEW YORK, NY 298,275298.3k $298.3k $298.3k 0.06% New
48 Ball & Co Wealth Management Inc. 16.40% of their portfolio FRANKLIN, TN 294,595294.6k $15.3m $15.3m 16.40% Added +5.3k +5,348
49 Checchi Capital Advisers, LLC 1.07% of their portfolio BEVERLY HILLS, CA 291,331291.3k $15.1m $15.1m 1.07% Added +50.9k +50,885
50 Violich Capital Management, Inc. 2.01% of their portfolio MILL VALLEY, CA 286,540286.5k $14.9m $14.9m 2.01% Added +3.8k +3,750
51 WEALTH ALLIANCE, LLC 1.70% of their portfolio MELLVILLE, NY 270,699270.7k $14.1m $14.1m 1.70% Reduced -19.0k -18,994
52 NOMURA ASSET MANAGEMENT CO LTD 0.04% of their portfolio TOKYO, M0 267,900267.9k $13.9m $13.9m 0.04% New
53 TECTONIC ADVISORS LLC 0.85% of their portfolio FRISCO, TX 260,828260.8k $13.5m $13.5m 0.85% Added +17.0k +17,028
54 FOURPATH CAPITAL MANAGEMENT, LLC 2.23% of their portfolio OKLAHOMA CITY, OK 247,016247.0k $12.8m $12.8m 2.23% Added +9.1k +9,088
55 IronBridge Private Wealth, LLC 5.00% of their portfolio Austin, TX 244,343244.3k $12.7m $12.7m 5.00% Reduced -1.6k -1,579
56 Orion Porfolio Solutions, LLC 0.12% of their portfolio OMAHA, NE 243,909243.9k $12.7m $12.7m 0.12% Added +8.8k +8,753
57 NOVARE CAPITAL MANAGEMENT LLC 1.10% of their portfolio CHARLOTTE, NC 241,348241.3k $12.5m $12.5m 1.10% Added +942 +942
58 FORTEM FINANCIAL GROUP, LLC 4.88% of their portfolio PALM DESERT, CA 241,336241.3k $12.5m $12.5m 4.88% Added +6.4k +6,430
59 FWL INVESTMENT MANAGEMENT, LLC 4.55% of their portfolio Dallas, TX 235,596235.6k $12.2m $12.2m 4.55% Added +18.7k +18,689
60 BALDWIN WEALTH PARTNERS LLC/MA 0.83% of their portfolio Marion, MA 228,198228.2k $11.9m $11.9m 0.83% Reduced -14.3k -14,346
61 Allworth Financial LP 0.06% of their portfolio FOLSOM, CA 222,223222.2k $11.0m $11.0m 0.06% Reduced -4.3k -4,314
62 D.A. DAVIDSON & CO. 0.09% of their portfolio GREAT FALLS, MT 219,178219.2k $11.4m $11.4m 0.09% Added +63.5k +63,486
63 Riggs Asset Managment Co. Inc. 3.24% of their portfolio DALLAS, PA 218,167218.2k $11.3m $11.3m 3.24% Added +9.6k +9,608
64 Hilton Capital Management, LLC 0.96% of their portfolio Garden City, NY 216,726216.7k $11.3m $11.3m 0.96% New
65 VISTA FINANCE, LLC 9.74% of their portfolio Clayton, MO 216,247216.2k $11.2m $11.2m 9.74% Added +63.1k +63,088
66 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 202,747202.7k $10.5m $10.5m 0.06% Added +9.4k +9,433
67 North Star Investment Management Corp. 0.75% of their portfolio CHICAGO, IL 199,475199.5k $10.4m $10.4m 0.75% Added +2.2k +2,192
68 NICOLET ADVISORY SERVICES, LLC 0.90% of their portfolio GREEN BAY, WI 198,683198.7k $9.1m $9.1m 0.90% Reduced -4.0k -4,010
69 SHIKIAR ASSET MANAGEMENT INC 3.04% of their portfolio NEW YORK, NY 196,300196.3k $10.2m $10.2m 3.04% Reduced -4.6k -4,625
70 Rokos Capital Management LLP 0.27% of their portfolio LONDON, X0 189,814189.8k $9.9m $9.9m 0.27% New
71 Spectrum Wealth Counsel, LLC 1.15% of their portfolio INDIANAPOLIS, IN 184,261184.3k $9.6m $9.6m 1.15% Reduced -1.0k -1,010
72 MUHLENKAMP & CO INC 3.00% of their portfolio WEXFORD, PA 176,704176.7k $9.2m $9.2m 3.00% Added +1.6k +1,595
73 Elgethun Capital Management 2.02% of their portfolio SIOUX FALLS, SD 173,982174.0k $9.0m $9.0m 2.02% Added +2.3k +2,252
74 ORG Partners LLC 2.16% of their portfolio ROANOKE, IN 173,636173.6k $8.8m $8.8m 2.16% Added +79.8k +79,767
75 Truffle Hound Capital, LLC 5.66% of their portfolio BETHESDA, MD 170,000170.0k $8.8m $8.8m 5.66% Reduced -50.0k -50,000
76 PFG Advisors 0.49% of their portfolio Phoenix, AZ 167,877167.9k $8.7m $8.7m 0.49% Reduced -19.4k -19,350
77 EVERGREEN CAPITAL MANAGEMENT LLC 0.29% of their portfolio Bellevue, WA 164,745164.7k $8.6m $8.6m 0.29% Added +1.1k +1,051
78 IFP Advisors, Inc 0.26% of their portfolio TAMPA, FL 164,714164.7k $8.6m $8.6m 0.26% Reduced -3.6k -3,581
79 Oxbow Advisors, LLC 0.89% of their portfolio Austin, TX 163,081163.1k $8.5m $8.5m 0.89% Added +5.9k +5,942
80 Williams Jones Wealth Management, LLC. 0.11% of their portfolio NEW YORK, NY 162,772162.8k $8.5m $8.5m 0.11% Reduced -5.6k -5,626
81 Brick & Kyle, Associates 3.82% of their portfolio NEWTOWN, PA 161,411161.4k $8.3m $8.3m 3.82% Added +9.8k +9,840
82 Aprio Wealth Management, LLC 1.05% of their portfolio ATLANTA, GA 160,846160.8k $8.4m $8.4m 1.05% Added +94.6k +94,601
83 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 156,304156.3k $8.1m $8.1m 0.00% Added +91.1k +91,064
84 L & S Advisors Inc 0.99% of their portfolio Los Angeles, CA 154,083154.1k $8.0m $8.0m 0.99% Added +6.0k +6,039
85 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 152,418152.4k $7.9m $7.9m 0.04% Added +24.9k +24,853
86 COMMERCE BANK 0.05% of their portfolio KANSAS CITY, MO 151,295151.3k $7.9m $7.9m 0.05% Added +2.1k +2,150
87 Steward Partners Investment Advisory, LLC 0.07% of their portfolio STAMFORD, CT 148,780148.8k $7.7m $7.7m 0.07% Added +30.1k +30,105
88 Advisory Services Network, LLC 0.15% of their portfolio ATLANTA, GA 148,529148.5k $7.7m $7.7m 0.15% Added +6.5k +6,471
89 DENALI ADVISORS LLC 0.87% of their portfolio SAN DIEGO, CA 147,840147.8k $7.7m $7.7m 0.87% Reduced -548 -548
90 Left Brain Wealth Management, LLC 3.29% of their portfolio NAPERVILLE, IL 144,935144.9k $7.5m $7.5m 3.29% Reduced -967 -967
91 JONES FINANCIAL COMPANIES LLLP 0.01% of their portfolio DES PERES, MO 144,614144.6k $7.5m $7.5m 0.01% Added +39.5k +39,526
92 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 0.49% of their portfolio EDINA, MN 144,436144.4k $7.5m $7.5m 0.49% Reduced -28.3k -28,349
93 Madison Park Capital Advisors, LLC 6.22% of their portfolio SEATTLE, WA 136,397136.4k $7.1m $7.1m 6.22% Added +1.7k +1,682
94 Lake Hills Wealth Management, LLC 4.89% of their portfolio AUSTIN, TX 136,254136.3k $7.1m $7.1m 4.89% Reduced -24.6k -24,628
95 NICOLET BANKSHARES INC 1.41% of their portfolio GREEN BAY, WI 135,426135.4k $7.0m $7.0m 1.41% Reduced -4.3k -4,308
96 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 134,959135.0k $7.0m $7.0m 0.01% Added +22.3k +22,282
97 Lido Advisors, LLC 0.04% of their portfolio Los Angeles, CA 130,111130.1k $6.8m $6.8m 0.04% Added +30.1k +30,105
98 Fortis Group Advisors, LLC 1.30% of their portfolio WESTWOOD, NJ 128,459128.5k $6.7m $6.7m 1.30% Added +8.6k +8,629
99 Sanctuary Advisors, LLC 0.05% of their portfolio INDIANAPOLIS, IN 128,085128.1k $6.7m $6.7m 0.05% Reduced -38.3k -38,271
100 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 127,209127.2k $6.6m $6.6m 0.02% Reduced -1.5k -1,463