Vault-13

ALPS ETF TR SDOG

SECTR DIV DOGS · ETP · CUSIP 00162Q858

154 institutional holders -3 vs Q4 2024
6,599,5036.6m shares reported held*
$383.3mreported value*
14 new 49 added 48 reduced 16 sold out net bought ≈ $8.8m (+151.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $58.08.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 139Q4 22: 150Q1 23: 147Q2 23: 140Q3 23: 131Q4 23: 137Q1 24: 141Q2 24: 145Q3 24: 147Q4 24: 157Q1 25: 154154Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 2022139
Q4 2022150
Q1 2023147
Q2 2023140
Q3 2023131
Q4 2023137
Q1 2024141
Q2 2024145
Q3 2024147
Q4 2024157
Q1 2025154

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 23: 45 bought or addedQ2 23: 67 cut or sold outQ3 23: 47 bought or addedQ3 23: 63 cut or sold outQ3 23Q4 23: 46 bought or addedQ4 23: 60 cut or sold outQ1 24: 48 bought or addedQ1 24: 59 cut or sold outQ1 24Q2 24: 50 bought or addedQ2 24: 61 cut or sold outQ3 24: 53 bought or addedQ3 24: 57 cut or sold outQ3 24Q4 24: 48 bought or addedQ4 24: 59 cut or sold outQ1 25: 63 bought or addedQ1 25: 64 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20234567
Q3 20234763
Q4 20234660
Q1 20244859
Q2 20245061
Q3 20245357
Q4 20244859
Q1 20256364

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ2 24 calls: $306.4kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $0Q3 24 puts: $13.0mQ3 24P/C —Q4 24 calls: $0Q4 24 puts: $0Q4 24P/C —Q1 25 calls: $0Q1 25 puts: $0Q1 25P/C —
Numbers
QuarterCallsPutsP/C
Q2 2024$306.4k$00.00
Q3 2024$0$13.0m—
Q4 2024$0$0—
Q1 2025$0$0—

Biggest buyers

Del-Sette Capital Management, LLC Added +114,145+114.1k
BANK OF AMERICA CORP /DE/ Added +97,291+97.3k
RAYMOND JAMES FINANCIAL INC Added +48,569+48.6k
GOLDMAN SACHS GROUP INC Added +28,785+28.8k
LPL Financial LLC Added +20,159+20.2k
Summit Financial, LLC New +18,618+18.6k
GTS SECURITIES LLC Added +16,074+16.1k
Janney Montgomery Scott LLC Added +10,737+10.7k
INTEGRITY ALLIANCE, LLC. New +10,199+10.2k
OSAIC HOLDINGS, INC. Added +8,123+8.1k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -69,389-69.4k
MORGAN STANLEY Reduced -48,310-48.3k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -32,448-32.4k
UBS Group AG Reduced -22,818-22.8k
JANE STREET GROUP, LLC Sold out -15,850-15.8k
D.A. DAVIDSON & CO. Reduced -12,100-12.1k
Rockport Wealth LLC Sold out -10,296-10.3k
Colonial Trust Co / SC Sold out -9,150-9.2k
JPMORGAN CHASE & CO Reduced -6,868-6.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -6,353-6.4k

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,437,9641.4m $83.5m $83.5m 0.01% Added +97.3k +97,291
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,069,8291.1m $62.2m $62.2m 0.00% Reduced -48.3k -48,310
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 675,002675.0k $39.2m $39.2m 0.01% Reduced -69.4k -69,389
4 Del-Sette Capital Management, LLC 14.51% of their portfolio SCHENECTADY, NY 317,964318.0k $18.5m $18.5m 14.51% Added +114.1k +114,145
5 UBS Group AG 0.00% of their portfolio ZURICH, V8 307,339307.3k $17.9m $17.9m 0.00% Reduced -22.8k -22,818
6 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 292,521292.5k $17.0m $17.0m 0.01% Added +48.6k +48,569
7 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 242,599242.6k $14.1m $14.1m 0.02% Reduced -32.4k -32,448
8 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 242,083242.1k $14.1m $14.1m 0.01% Added +20.2k +20,159
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 153,654153.7k $8.9m $8.9m 0.00% Added +749 +749
10 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 111,456111.5k $6.5m $6.5m 0.02% Added +10.7k +10,737
11 Capital Investment Counsel, LLC 0.79% of their portfolio DENVER, CO 82,69182.7k $4.8m $4.8m 0.79% Reduced -939 -939
12 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 78,81178.8k $4.6m $4.6m 0.01% Reduced -1.2k -1,235
13 MTM FINANCIAL GROUP, LLC 2.63% of their portfolio BETHLEHEM, PA 77,25577.3k $4.5m $4.5m 2.63% Reduced -710 -710
14 Dynamic Advisor Solutions LLC 0.13% of their portfolio PHOENIX, AZ 69,20469.2k $4.0m $4.0m 0.13% Added +135 +135
15 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 59,63659.6k $3.5m $3.5m 0.00% Added +2.7k +2,667
16 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 56,92356.9k $3.3m $3.3m 0.00% Added +28.8k +28,785
17 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 54,78354.8k $3.2m $3.2m 0.00% Added +6.8k +6,791
18 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 47,96748.0k $2.8m $2.8m 0.01% Added +1.6k +1,570
19 Meridian Wealth Management, LLC 0.13% of their portfolio LEXINGTON, KY 47,32647.3k $2.7m $2.7m 0.13% Reduced -526 -526
20 JPL Wealth Management, LLC 0.77% of their portfolio GREENWOOD VILLAGE, CO 46,18046.2k $2.7m $2.7m 0.77% Added +2.0k +2,001
21 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 45,17145.2k $2.6m $2.6m 0.03% Reduced -176 -176
22 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 44,81544.8k $2.6m $2.6m 0.01% Added +202 +202
23 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.02% of their portfolio IRVING, TX 41,57941.6k $2.4m $2.4m 0.02% Reduced -1.5k -1,514
24 Joseph P. Lucia & Associates, LLC 1.05% of their portfolio Yorktown Heights, NY 39,67439.7k $2.3m $2.3m 1.05% Reduced -133 -133
25 MONEY CONCEPTS CAPITAL CORP 0.16% of their portfolio PALM BEACH GARDENS, FL 36,36336.4k $2.1m $2.1m 0.16% Added +467 +467
26 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 34,35934.4k $2.0m $2.0m 0.00% Added +8.1k +8,123
27 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 31,32731.3k $1.8m $1.8m 0.02% Reduced -2.2k -2,233
28 GTS SECURITIES LLC 0.08% of their portfolio NEW YORK, NY 30,31030.3k $1.8m $1.8m 0.08% Added +16.1k +16,074
29 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 29,35829.4k $1.7m $1.7m 0.01% Reduced -607 -607
30 Sage Capital Management, LLC 0.89% of their portfolio Stockton, NJ 28,35028.4k $1.6m $1.6m 0.89% Reduced -875 -875
31 Heartwood Wealth Advisors LLC 0.18% of their portfolio RICHMOND, VA 27,43127.4k $1.6m $1.6m 0.18% Added +1.3k +1,296
32 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 27,42727.4k $1.6m $1.6m 0.01% Reduced -175 -175
33 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 26,83026.8k $1.6m $1.6m 0.01% Reduced -2.5k -2,550
34 Apollon Wealth Management, LLC 0.03% of their portfolio MOUNT PLEASANT, SC 25,97026.0k $1.5m $1.5m 0.03% Reduced -2.5k -2,496
35 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 21,16821.2k $1.2m $1.2m 0.00% Reduced -1.2k -1,229
36 Summit Financial, LLC 0.03% of their portfolio PARSIPPANY, NJ 18,61818.6k $1.1m $1.1m 0.03% New
37 Investors Research Corp 0.23% of their portfolio ATLANTA, GA 18,04918.0k $1.0m $1.0m 0.23% Reduced -1.5k -1,538
38 Cypress Wealth Services, LLC 0.21% of their portfolio PALM DESERT, CA 17,85717.9k $1.0m $1.0m 0.21% Added +105 +105
39 Great Diamond Partners, LLC 0.28% of their portfolio Portland, ME 17,70017.7k $1.0m $1.0m 0.28% Reduced -39 -39
40 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 17,16117.2k $997.1k $997.1k 0.02% Reduced -275 -275
41 CAHILL FINANCIAL ADVISORS INC 0.13% of their portfolio EDINA, MN 17,07617.1k $992.1k $992.1k 0.13% Added +37 +37
42 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 16,82916.8k $977.8k $977.8k 0.00% Reduced -1.3k -1,329
43 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 16,59716.6k $964.3k $964.3k 0.00% Added +99 +99
44 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 15,76915.8k $916.2k $916.2k 0.01% Added +1.3k +1,327
45 Madden Advisory Services, Inc. 0.41% of their portfolio Jacksonville, FL 15,05315.1k $874.6k $874.6k 0.41% Reduced -1.1k -1,057
46 PFG Advisors 0.05% of their portfolio Phoenix, AZ 15,04915.0k $874.3k $874.3k 0.05% Added +305 +305
47 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 12,24412.2k $711.4k $711.4k 0.00% Reduced -2.9k -2,944
48 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 11,78411.8k $684.6k $684.6k 0.00% Added +2.7k +2,724
49 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.01% of their portfolio New York, NY 11,63411.6k $675.9k $675.9k 0.01% Reduced -92 -92
50 Mariner, LLC 0.00% of their portfolio Overland Park, KS 11,20511.2k $651.0k $651.0k 0.00% Reduced -493 -493
51 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 11,18011.2k $649.5k $649.5k 0.00% Reduced -478 -478
52 Summit Financial Wealth Advisors, LLC 0.13% of their portfolio Lafayette, LA 10,95711.0k $636.6k $636.6k 0.13% Added +1.4k +1,380
53 Capstone Wealth Management Group LLC 0.49% of their portfolio Bend, OR 10,48510.5k $609.2k $609.2k 0.49% Reduced -50 -50
54 BKM Wealth Management, LLC 0.25% of their portfolio BROOKFIELD, WI 10,35010.3k $601.3k $601.3k 0.25% Unchanged
55 INTEGRITY ALLIANCE, LLC. 0.02% of their portfolio Urbandale, IA 10,19910.2k $592.5k $592.5k 0.02% New
56 PFG Investments, LLC 0.04% of their portfolio WOODBURY, NY 10,18810.2k $591.9k $591.9k 0.04% Reduced -1.2k -1,232
57 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 9,6869.7k $562.7k $562.7k 0.00% Added +1.7k +1,744
58 FMR LLC 0.00% of their portfolio BOSTON, MA 9,5689.6k $555.9k $555.9k 0.00% Reduced -468 -468
59 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 8,8308.8k $513.0k $513.0k 0.01% Reduced -431 -431
60 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 8,7918.8k $510.7k $510.7k 0.01% Added +49 +49
61 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 8,3758.4k $486.6k $486.6k 0.00% Added +139 +139
62 Wealthcare Capital Partners, LLC 0.25% of their portfolio WEST CHESTER, PA 8,2728.3k $480.6k $480.6k 0.25% Unchanged
63 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 8,1088.1k $465.5k $465.5k 0.00% Added +4.7k +4,730
64 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 8,0778.1k $469.3k $469.3k 0.01% Added +1.3k +1,320
65 Strategic Financial Concepts, LLC 0.09% of their portfolio SAN ANTONIO, TX 7,9638.0k $462.6k $462.6k 0.09% Added +70 +70
66 Tradition Wealth Management, LLC 0.04% of their portfolio EDINA, MN 7,7887.8k $452.5k $452.5k 0.04% Added +24 +24
67 SWEENEY & MICHEL, LLC 0.17% of their portfolio CHICO, CA 7,7517.8k $391.1k $391.1k 0.17% First filing
68 Parvin Asset Management, LLC 0.49% of their portfolio SIOUX FALLS, SD 7,5217.5k $437.0k $437.0k 0.49% Unchanged
69 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 7,2497.2k $421.1k $421.1k 0.00% Added +26 +26
70 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 7,1607.2k $416.0k $416.0k 0.03% Added +6 +6
71 CATHY PARETO & ASSOCIATES, INC 0.36% of their portfolio CORAL GABLES, FL 6,9857.0k $405.8k $405.8k 0.36% Added +57 +57
72 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 6,8746.9k $399.4k $399.4k 0.00% Reduced -149 -149
73 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 6,8696.9k $399.1k $399.1k 0.01% Reduced -25 -25
74 Pinnacle Bancorp, Inc. 0.13% of their portfolio BEATRICE, NE 6,7006.7k $389.3k $389.3k 0.13% Unchanged
75 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 6,5826.6k $382.4k $382.4k 0.00% Reduced -12.1k -12,100
76 Keystone Financial Group 0.04% of their portfolio LEXINGTON, KY 6,2096.2k $360.7k $360.7k 0.04% Reduced -20 -20
77 Virtus Wealth Solutions LLC 0.11% of their portfolio CRANFORD, NJ 6,1276.1k $356.0k $356.0k 0.11% Reduced -562 -562
78 Ancora Advisors LLC 0.01% of their portfolio Cleveland, OH 6,0696.1k $352.6k $352.6k 0.01% Unchanged
79 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 5,9616.0k $325.8k $325.8k 0.00% Added +363 +363
80 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 5,9556.0k $346.0k $346.0k 0.01% Added +775 +775
81 Tyche Wealth Partners LLC 0.07% of their portfolio PLANO, TX 5,7695.8k $335.2k $335.2k 0.07% Added +627 +627
82 Aspen Grove Capital, LLC 0.06% of their portfolio AVON, CO 5,7505.8k $334.1k $334.1k 0.06% Unchanged
83 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 5,6055.6k $325.7k $325.7k 0.00% Reduced -184 -184
84 TCFG WEALTH MANAGEMENT, LLC 0.16% of their portfolio LAGUNA NIGUEL, CA 5,5475.5k $322.3k $322.3k 0.16% Reduced -192 -192
85 COMERICA BANK 0.00% of their portfolio DALLAS, TX 5,4825.5k $318.5k $318.5k 0.00% Reduced -72 -72
86 Diversify Advisory Services, LLC 0.02% of their portfolio SANDY, UT 5,2825.3k $289.8k $289.8k 0.02% Unchanged
87 Commonwealth Financial Services, LLC 0.06% of their portfolio VIENNA, WV 5,1705.2k $300.4k $300.4k 0.06% Unchanged
88 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 5,1045.1k $296.5k $296.5k 0.00% Added +605 +605
89 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 5,0155.0k $291.4k $291.4k 0.00% Added +3.0k +2,955
90 Convergence Financial, LLC 0.06% of their portfolio COLUMBIA, MO 4,8894.9k $284.1k $284.1k 0.06% Unchanged
91 Transform Wealth, LLC 0.02% of their portfolio GREENWOOD VILLAGE, CO 4,8414.8k $281.3k $281.3k 0.02% Added +864 +864
92 CENTRAL VALLEY ADVISORS, LLC 0.11% of their portfolio SACRAMENTO, CA 4,7924.8k $278.4k $278.4k 0.11% Reduced -6 -6
93 Dana Investment Advisors, Inc. 0.01% of their portfolio BROOKFIELD, WI 4,7124.7k $273.8k $273.8k 0.01% Unchanged
94 TIAA TRUST, NATIONAL ASSOCIATION 0.00% of their portfolio CHARLOTTE, NC 4,7124.7k $273.8k $273.8k 0.00% Reduced -16 -16
95 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 4,6384.6k $269.5k $269.5k 0.00% Added +388 +388
96 Waverly Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 4,5424.5k $263.9k $263.9k 0.00% Reduced -34 -34
97 First Heartland Consultants, Inc. 0.03% of their portfolio LAKE ST. LOUIS, MO 4,5404.5k $263.8k $263.8k 0.03% Unchanged
98 MKT Advisors LLC 0.11% of their portfolio CARLSBAD, CA 4,4184.4k $228.2k $228.2k 0.11% Unchanged
99 Hudock, Inc. 0.04% of their portfolio Williamsport, PA 4,2854.3k $249.0k $249.0k 0.04% Unchanged
100 SILVER OAK SECURITIES, INCORPORATED 0.02% of their portfolio JACKSON, TN 4,2654.3k $244.9k $244.9k 0.02% Added +150 +150