Vault-13

ALPS ETF TR RIGS

RIVRFRNT STR INC · ETP · CUSIP 00162Q783

45 institutional holders -5 vs Q4 2024
2,041,3442.0m shares reported held*
$47.1mreported value*
3 new 20 added 14 reduced 6 sold out net bought ≈ $1.6m (+68.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $23.05.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 43Q4 22: 49Q1 23: 43Q2 23: 49Q3 23: 47Q4 23: 50Q1 24: 45Q2 24: 40Q3 24: 41Q4 24: 50Q1 25: 4545Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 202243
Q4 202249
Q1 202343
Q2 202349
Q3 202347
Q4 202350
Q1 202445
Q2 202440
Q3 202441
Q4 202450
Q1 202545

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q2 23: 25 bought or addedQ2 23: 20 cut or sold outQ3 23: 22 bought or addedQ3 23: 24 cut or sold outQ3 23Q4 23: 21 bought or addedQ4 23: 24 cut or sold outQ1 24: 24 bought or addedQ1 24: 20 cut or sold outQ1 24Q2 24: 13 bought or addedQ2 24: 26 cut or sold outQ3 24: 18 bought or addedQ3 24: 19 cut or sold outQ3 24Q4 24: 21 bought or addedQ4 24: 18 cut or sold outQ1 25: 23 bought or addedQ1 25: 20 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20232520
Q3 20232224
Q4 20232124
Q1 20242420
Q2 20241326
Q3 20241819
Q4 20242118
Q1 20252320

Biggest buyers

MORGAN STANLEY Added +194,237+194.2k
ARKANSAS FINANCIAL GROUP, INC. Added +18,904+18.9k
Summit Financial, LLC New +17,652+17.7k
COMMONWEALTH EQUITY SERVICES, LLC New +17,352+17.4k
LPL Financial LLC Added +7,999+8.0k
Oregon Pacific Wealth Management, LLC Added +6,944+6.9k
Ausdal Financial Partners, Inc. Added +3,352+3.4k
Private Advisor Group, LLC Added +2,550+2.5k
Meridian Financial Advisors, LLC Added +2,329+2.3k
TRUIST FINANCIAL CORP Added +2,323+2.3k

Biggest sellers

RiverFront Investment Group, LLC Reduced -111,485-111.5k
Wolf Group Capital Advisors Sold out -24,615-24.6k
Equitable Holdings, Inc. Sold out -17,407-17.4k
FINANCIAL COUNSELORS INC Sold out -10,725-10.7k
Certified Advisory Corp Sold out -9,717-9.7k
OSAIC HOLDINGS, INC. Reduced -9,449-9.4k
YANKCOM Partnership Reduced -7,825-7.8k
ENVESTNET ASSET MANAGEMENT INC Reduced -5,877-5.9k
Kestra Advisory Services, LLC Reduced -5,039-5.0k
Elevated Capital Advisors, LLC Reduced -3,637-3.6k

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 476,023476.0k $11.0m $11.0m 0.00% Added +194.2k +194,237
2 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 351,520351.5k $8.1m $8.1m 0.00% Added +8.0k +7,999
3 ARKANSAS FINANCIAL GROUP, INC. 0.44% of their portfolio LITTLE ROCK, AR 113,274113.3k $2.5m $2.5m 0.44% Added +18.9k +18,904
4 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 104,727104.7k $2.4m $2.4m 0.00% Reduced -5.9k -5,877
5 Meridian Financial Advisors, LLC 1.46% of their portfolio HOLLISTON, MA 90,04590.0k $2.1m $2.1m 1.46% Added +2.3k +2,329
6 Prospera Financial Services Inc 0.05% of their portfolio Dallas, TX 86,39586.4k $2.0m $2.0m 0.05% Reduced -2.3k -2,259
7 RiverFront Investment Group, LLC 0.04% of their portfolio RICHMOND, VA 85,92285.9k $2.0m $2.0m 0.04% Reduced -111.5k -111,485
8 Savvy Advisors, Inc. 0.18% of their portfolio NEW YORK, NY 77,94477.9k $1.8m $1.8m 0.18% Added +71 +71
9 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 67,42067.4k $1.6m $1.6m 0.00% Added +2.3k +2,323
10 Koshinski Asset Management, Inc. 0.11% of their portfolio DECATUR, IL 58,52958.5k $1.4m $1.4m 0.11% Unchanged
11 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 49,27549.3k $1.1m $1.1m 0.00% Reduced -1.8k -1,792
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 47,47747.5k $1.1m $1.1m 0.00% Added +1.0k +1,029
13 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 47,07147.1k $1.1m $1.1m 0.01% Added +2.5k +2,550
14 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 41,70341.7k $963.0k $963.0k 0.00% Added +1.6k +1,626
15 Oregon Pacific Wealth Management, LLC 0.82% of their portfolio Medford, OR 35,40935.4k $817.9k $817.9k 0.82% Added +6.9k +6,944
16 Ausdal Financial Partners, Inc. 0.06% of their portfolio Davenport, IA 31,87131.9k $736.1k $736.1k 0.06% Added +3.4k +3,352
17 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 30,25830.3k $699.0k $699.0k 0.00% Reduced -9.4k -9,449
18 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 27,97828.0k $646.2k $646.2k 0.00% Reduced -1.5k -1,488
19 Claris Financial LLC 0.39% of their portfolio GLEN ALLEN, VA 25,66625.7k $593.6k $593.6k 0.39% Unchanged
20 IFG Advisory, LLC 0.03% of their portfolio ATLANTA, GA 21,02321.0k $485.6k $485.6k 0.03% Reduced -1.3k -1,338
21 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 17,67417.7k $408.2k $408.2k 0.00% Reduced -5.0k -5,039
22 Summit Financial, LLC 0.01% of their portfolio PARSIPPANY, NJ 17,65217.7k $407.8k $407.8k 0.01% New
23 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 17,35217.4k $401.0k $401.0k 0.00% New
24 PFG Advisors 0.02% of their portfolio Phoenix, AZ 17,17717.2k $396.8k $396.8k 0.02% Reduced -312 -312
25 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 16,58616.6k $383.1k $383.1k 0.00% Reduced -356 -356
26 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 15,91615.9k $367.6k $367.6k 0.00% Reduced -857 -857
27 Laraway Financial Advisors Inc 0.26% of their portfolio SAINT CLOUD, MN 14,00214.0k $323.4k $323.4k 0.26% Added +3 +3
28 Elevated Capital Advisors, LLC 0.09% of their portfolio SANDY, UT 13,87513.9k $320.5k $320.5k 0.09% Reduced -3.6k -3,637
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,15611.2k $257.7k $257.7k 0.00% Added +1.6k +1,612
30 Opal Wealth Advisors, LLC 0.07% of their portfolio JERICHO, NY 9,5429.5k $220.4k $220.4k 0.07% Added +29 +29
31 YANKCOM Partnership 0.08% of their portfolio Yankton, SD 6,3026.3k $145.6k $145.6k 0.08% Reduced -7.8k -7,825
32 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 4,0004.0k $92.4k $92.4k 0.00% Added +2.0k +2,000
33 MGB Wealth Management, LLC 0.02% of their portfolio ADDISON, TX 2,3152.3k $53.5k $53.5k 0.02% Added +263 +263
34 JFS WEALTH ADVISORS, LLC 0.00% of their portfolio HERMITAGE, PA 2,2812.3k $52.7k $52.7k 0.00% New
35 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,7511.8k $40.4k $40.4k 0.00% Unchanged
36 GAMMA Investing LLC 0.00% of their portfolio FOSTER CITY, CA 1,6011.6k $37.0k $37.0k 0.00% Unchanged
37 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 920920 $21.2k $21.2k 0.00% Added +325 +325
38 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 646646 $14.9k $14.9k 0.00% Added +612 +612
39 UBS Group AG 0.00% of their portfolio ZURICH, V8 383383 $8.8k $8.8k 0.00% Added +244 +244
40 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 253253 $5.9k $5.9k 0.00% Unchanged
41 Capital A Wealth Management, LLC 0.00% of their portfolio CRANBERRY TWP, PA 170170 $3.9k $3.9k 0.00% Unchanged
42 Quest 10 Wealth Builders, Inc. 0.00% of their portfolio Fuquay-Varina, VA 166166 $3.8k $3.8k 0.00% Unchanged
43 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 9393 $2.1k $2.1k 0.00% Added +11 +11
44 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $12 $12 0.00% Reduced -56 -56
45 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged