Vault-13

FIRST TR EXCHANGE-TRADED FD SDVY

SMID RISNG ETF · ETP · CUSIP 33741X102

487 institutional holders -18 vs Q4 2024
178,114,743178.1m shares reported held*
$6.0bnreported value*
38 new 282 added 122 reduced 51 sold out net bought ≈ $424.9m (+12.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($426.1k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $33.50. Options: 2 managers hold calls ($358.4k notional), 1 hold puts ($0).

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 146Q4 22: 154Q1 23: 164Q2 23: 168Q3 23: 179Q4 23: 237Q1 24: 306Q2 24: 340Q3 24: 404Q4 24: 505Q1 25: 487487Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 2022146
Q4 2022154
Q1 2023164
Q2 2023168
Q3 2023179
Q4 2023237
Q1 2024306
Q2 2024340
Q3 2024404
Q4 2024505
Q1 2025487

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q2 23: 98 bought or addedQ2 23: 77 cut or sold outQ3 23: 118 bought or addedQ3 23: 52 cut or sold outQ3 23Q4 23: 161 bought or addedQ4 23: 57 cut or sold outQ1 24: 246 bought or addedQ1 24: 58 cut or sold outQ1 24Q2 24: 242 bought or addedQ2 24: 91 cut or sold outQ3 24: 301 bought or addedQ3 24: 89 cut or sold outQ3 24Q4 24: 348 bought or addedQ4 24: 101 cut or sold outQ1 25: 320 bought or addedQ1 25: 173 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20239877
Q3 202311852
Q4 202316157
Q1 202424658
Q2 202424291
Q3 202430189
Q4 2024348101
Q1 2025320173

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ2 24 calls: $0Q2 24 puts: $36.7kQ2 24P/C —Q3 24 calls: $243.7kQ3 24 puts: $0Q3 24P/C 0.00Q4 24 calls: $143.4kQ4 24 puts: $0Q4 24P/C 0.00Q1 25 calls: $358.4kQ1 25 puts: $0Q1 25P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2024$0$36.7k—
Q3 2024$243.7k$00.00
Q4 2024$143.4k$00.00
Q1 2025$358.4k$00.00

Biggest buyers

RAYMOND JAMES FINANCIAL INC Added +1,860,262+1.9m
Cetera Investment Advisers Added +1,556,017+1.6m
LPL Financial LLC Added +1,438,128+1.4m
NewEdge Advisors, LLC Added +807,574+807.6k
MORGAN STANLEY Added +744,115+744.1k
BANK OF AMERICA CORP /DE/ Added +723,258+723.3k
STIFEL FINANCIAL CORP Added +707,718+707.7k
WELLS FARGO & COMPANY/MN Added +503,763+503.8k
Csenge Advisory Group Added +428,508+428.5k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +415,096+415.1k

Biggest sellers

Independent Advisor Alliance Sold out -1,414,753-1.4m
Steward Partners Investment Advisory, LLC Reduced -480,666-480.7k
Ferguson Shapiro LLC Sold out -309,810-309.8k
Presidio Capital Management, LLC Reduced -245,308-245.3k
GDS Wealth Management Reduced -214,552-214.6k
CIBC WORLD MARKET INC. Reduced -208,023-208.0k
Beaumont Financial Advisors, LLC Sold out -204,703-204.7k
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Reduced -191,672-191.7k
Astor Investment Management LLC Sold out -182,179-182.2k
Secure Asset Management, LLC Reduced -113,033-113.0k

Biggest calls

CITADEL ADVISORS LLC Added $358.4k10.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.30% of their portfolio FORT MILL, SC 23,374,01423.4m $783.0m $783.0m 0.30% Added +1.4m +1,438,128
2 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 19,474,01919.5m $652.4m $652.4m 0.05% Added +744.1k +744,115
3 WELLS FARGO & COMPANY/MN 0.11% of their portfolio SAN FRANCISCO, CA 13,235,88313.2m $443.4m $443.4m 0.11% Added +503.8k +503,763
4 RAYMOND JAMES FINANCIAL INC 0.16% of their portfolio ST. PETERSBURG, FL 12,496,28512.5m $418.6m $418.6m 0.16% Added +1.9m +1,860,262
5 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 7,822,3117.8m $262.0m $262.0m 0.02% Added +723.3k +723,258
6 UBS Group AG 0.05% of their portfolio ZURICH, V8 6,749,5596.7m $226.1m $226.1m 0.05% Added +130.7k +130,692
7 ROYAL BANK OF CANADA 0.04% of their portfolio TORONTO, A6 5,893,5795.9m $197.4m $197.4m 0.04% Added +294.5k +294,498
8 Cetera Investment Advisers 0.32% of their portfolio SCHAUMBURG, IL 5,003,1545.0m $167.6m $167.6m 0.32% Added +1.6m +1,556,017
9 Capital Investment Advisors, LLC 2.45% of their portfolio ATLANTA, GA 3,731,4913.7m $125.0m $125.0m 2.45% Added +221.4k +221,441
10 STIFEL FINANCIAL CORP 0.12% of their portfolio ST. LOUIS, MO 3,479,4713.5m $116.6m $116.6m 0.12% Added +707.7k +707,718
11 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 3,132,7443.1m $104.9m $104.9m 0.03% Added +158.0k +157,951
12 PARK NATIONAL CORP /OH/ 3.82% of their portfolio NEWARK, OH 3,098,0763.1m $103.8m $103.8m 3.82% Added +270.5k +270,483
13 COMMONWEALTH EQUITY SERVICES, LLC 0.14% of their portfolio WALTHAM, MA 2,929,1952.9m $98.1m $98.1m 0.14% Added +227.0k +227,028
14 TRUIST FINANCIAL CORP 0.15% of their portfolio CHARLOTTE, NC 2,797,0092.8m $93.7m $93.7m 0.15% Added +167.1k +167,056
15 LVZ, Inc. 11.72% of their portfolio Holland, MI 2,666,7662.7m $89.3m $89.3m 11.72% Reduced -60.0k -60,045
16 HighTower Advisors, LLC 0.12% of their portfolio CHICAGO, IL 2,536,8762.5m $85.0m $85.0m 0.12% Added +138.4k +138,449
17 OSAIC HOLDINGS, INC. 0.18% of their portfolio SCOTTSDALE, AZ 2,469,4482.5m $82.7m $82.7m 0.18% Added +56.9k +56,869
18 Cambridge Investment Research Advisors, Inc. 0.25% of their portfolio FAIRFIELD, IA 2,253,0982.3m $75.5m $75.5m 0.25% Added +120.0k +120,041
19 Private Advisor Group, LLC 0.32% of their portfolio MORRISTOWN, NJ 1,586,1181.6m $53.1m $53.1m 0.32% Added +52.3k +52,293
20 MML INVESTORS SERVICES, LLC 0.17% of their portfolio SPRINGFIELD, MA 1,536,4711.5m $51.5m $51.5m 0.17% Added +125.8k +125,805
21 Baird Financial Group, Inc. 0.10% of their portfolio MILWAUKEE, WI 1,499,6261.5m $50.2m $50.2m 0.10% Added +231.2k +231,160
22 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.04% of their portfolio MILWAUKEE, WI 1,493,5161.5m $50.0m $50.0m 0.04% Added +415.1k +415,096
23 NewEdge Advisors, LLC 0.29% of their portfolio NEW ORLEANS, LA 1,481,1821.5m $49.6m $49.6m 0.29% Added +807.6k +807,574
24 BLAIR WILLIAM & CO/IL 0.13% of their portfolio CHICAGO, IL 1,270,4971.3m $42.6m $42.6m 0.13% Added +27.0k +26,986
25 Kestra Advisory Services, LLC 0.21% of their portfolio AUSTIN, TX 1,269,1141.3m $42.5m $42.5m 0.21% Added +204.5k +204,462
26 SMITH CHAS P & ASSOCIATES PA CPAS 1.95% of their portfolio LAKELAND, FL 1,002,4611.0m $33.6m $33.6m 1.95% Added +26.8k +26,826
27 Prospera Financial Services Inc 0.62% of their portfolio Dallas, TX 804,505804.5k $27.0m $27.0m 0.62% Added +90.8k +90,842
28 Janney Montgomery Scott LLC 0.07% of their portfolio PHILADELPHIA, PA 764,411764.4k $25.6m $25.6m 0.07% Added +51.1k +51,113
29 FIRST TRUST ADVISORS LP 0.02% of their portfolio Wheaton, IL 693,410693.4k $23.2m $23.2m 0.02% Reduced -69.9k -69,864
30 AVANTAX ADVISORY SERVICES, INC. 0.14% of their portfolio DALLAS, TX 678,049678.0k $22.7m $22.7m 0.14% Reduced -45.5k -45,472
31 Integrated Wealth Concepts LLC 0.26% of their portfolio WALTHAM, MA 673,115673.1k $22.5m $22.5m 0.26% Reduced -18.3k -18,296
32 Csenge Advisory Group 1.17% of their portfolio CLEARWATER, FL 656,487656.5k $20.6m $20.6m 1.17% Added +428.5k +428,508
33 D.A. DAVIDSON & CO. 0.18% of their portfolio GREAT FALLS, MT 654,562654.6k $21.9m $21.9m 0.18% Added +103.8k +103,792
34 Western Wealth Management, LLC 1.43% of their portfolio GOLDEN, CO 645,713645.7k $21.6m $21.6m 1.43% Added +40.5k +40,483
35 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.04% of their portfolio PLYMOUTH, MN 640,983641.0k $21.5m $21.5m 0.04% Added +2.0k +2,030
36 StoneX Group Inc. 1.16% of their portfolio NEW YORK, NY 631,134631.1k $21.1m $21.1m 1.16% Reduced -55.0k -54,950
37 Steward Partners Investment Advisory, LLC 0.18% of their portfolio STAMFORD, CT 600,229600.2k $20.1m $20.1m 0.18% Reduced -480.7k -480,666
38 Good Life Advisors, LLC 1.41% of their portfolio READING, PA 598,914598.9k $20.1m $20.1m 1.41% Added +31.2k +31,243
39 SAGE PRIVATE WEALTH GROUP, LLC 14.84% of their portfolio OAKBROOK TERRACE, IL 584,927584.9k $19.6m $19.6m 14.84% Added +11.5k +11,525
40 Sigma Planning Corp 0.60% of their portfolio ANN ARBOR, MI 557,301557.3k $18.7m $18.7m 0.60% Added +36.3k +36,251
41 INDEPENDENT FINANCIAL GROUP, LLC 0.64% of their portfolio SAN DIEGO, CA 556,886556.9k $18.7m $18.7m 0.64% Added +24.0k +23,952
42 Rockefeller Capital Management L.P. 0.04% of their portfolio NEW YORK, NY 528,337528.3k $17.7m $17.7m 0.04% Added +104.7k +104,733
43 Sanctuary Advisors, LLC 0.12% of their portfolio INDIANAPOLIS, IN 513,385513.4k $17.2m $17.2m 0.12% Added +48.8k +48,814
44 NorthCoast Asset Management LLC 0.09% of their portfolio STAMFORD, CT 508,709508.7k $17.0m $17.0m 0.09% Added +166.8k +166,795
45 Advance Capital Management, Inc. 0.81% of their portfolio SOUTHFIELD, MI 503,089503.1k $16.9m $16.9m 0.81% Added +12.1k +12,072
46 HARBOUR INVESTMENTS, INC. 0.47% of their portfolio MADISON, WI 495,004495.0k $16.6m $16.6m 0.47% Reduced -106.1k -106,106
47 JONES FINANCIAL COMPANIES LLLP 0.01% of their portfolio DES PERES, MO 475,185475.2k $15.9m $15.9m 0.01% Added +225.9k +225,949
48 Equitable Holdings, Inc. 0.14% of their portfolio NEW YORK, NY 439,333439.3k $14.7m $14.7m 0.14% Added +102.8k +102,831
49 Wagner Wealth Management, LLC 3.65% of their portfolio GREENVILLE, SC 437,601437.6k $14.7m $14.7m 3.65% Added +45.4k +45,435
50 Atria Investments, Inc 0.18% of their portfolio Charlotte, NC 429,875429.9k $14.4m $14.4m 0.18% Reduced -42.8k -42,801
51 N.E.W. Advisory Services LLC 1.09% of their portfolio DE PERE, WI 423,353423.4k $14.2m $14.2m 1.09% Added +220.6k +220,599
52 Pine Valley Investments Ltd Liability Co 0.89% of their portfolio MARLTON, NJ 414,522414.5k $13.9m $13.9m 0.89% Added +24.2k +24,175
53 Advantage Trust Co 8.34% of their portfolio SALINA, KS 410,840410.8k $13.8m $13.8m 8.34% Reduced -6.5k -6,455
54 Mariner, LLC 0.02% of their portfolio Overland Park, KS 410,538410.5k $13.8m $13.8m 0.02% Added +38.0k +37,970
55 Aptus Capital Advisors, LLC 0.15% of their portfolio FAIRHOPE, AL 406,520406.5k $13.6m $13.6m 0.15% Added +31.5k +31,528
56 Solano Wealth Investment Advisors LLC 8.40% of their portfolio Fairfield, CA 405,074405.1k $13.6m $13.6m 8.40% Added +53.9k +53,927
57 DAYMARK WEALTH PARTNERS, LLC 0.54% of their portfolio CINCINNATI, OH 377,680377.7k $12.7m $12.7m 0.54% Reduced -24.2k -24,168
58 GUARDIAN WEALTH ADVISORS, LLC / NC 1.01% of their portfolio RALEIGH, NC 375,173375.2k $12.6m $12.6m 1.01% Added +33.0k +32,989
59 Sanchez Wealth Management Group 3.41% of their portfolio JACKSONVILLE, FL 374,507374.5k $12.5m $12.5m 3.41% Added +20.0k +20,026
60 Blue Chip Partners, LLC 1.08% of their portfolio FARMINGTON HILLS, MI 372,774372.8k $12.5m $12.5m 1.08% Reduced -9.9k -9,938
61 Focus Financial Network, Inc. 0.51% of their portfolio MINNEAPOLIS, MN 371,815371.8k $12.5m $12.5m 0.51% Added +202.3k +202,261
62 B & T Capital Management DBA Alpha Capital Management 2.18% of their portfolio AUSTIN, TX 342,213342.2k $11.5m $11.5m 2.18% Added +27.8k +27,833
63 RFG Advisory, LLC 0.31% of their portfolio BIRMINGHAM, AL 340,684340.7k $11.4m $11.4m 0.31% Added +63.7k +63,664
64 DAGCO, INC. 3.37% of their portfolio WESTLAKE, OH 311,396311.4k $10.4m $10.4m 3.37% Added +26.0k +26,026
65 First Horizon Advisors, Inc. 0.29% of their portfolio MEMPHIS, TN 306,395306.4k $10.3m $10.3m 0.29% Added +30.9k +30,861
66 KESTRA PRIVATE WEALTH SERVICES, LLC 0.17% of their portfolio AUSTIN, TX 300,178300.2k $10.1m $10.1m 0.17% Reduced -23.4k -23,427
67 Ergawealth Advisors, Inc. 4.94% of their portfolio OAK BROOK, IL 297,475297.5k $10.0m $10.0m 4.94% Reduced -4.3k -4,275
68 Golden State Wealth Management, LLC 1.47% of their portfolio SANTA ANA, CA 294,671294.7k $9.9m $9.9m 1.47% Added +45.3k +45,267
69 J.W. COLE ADVISORS, INC. 0.30% of their portfolio TAMPA, FL 289,512289.5k $9.7m $9.7m 0.30% Added +112.1k +112,056
70 First Heartland Consultants, Inc. 0.99% of their portfolio LAKE ST. LOUIS, MO 285,780285.8k $9.6m $9.6m 0.99% Reduced -18.4k -18,356
71 Atria Wealth Solutions, Inc. 0.11% of their portfolio NEW YORK, NY 284,532284.5k $9.5m $9.5m 0.11% Added +85.3k +85,262
72 Lifestyle Asset Management, Inc. 5.14% of their portfolio FRIENDSWOOD, TX 279,315279.3k $9.4m $9.4m 5.14% Added +130.7k +130,741
73 CWM, LLC 0.04% of their portfolio OMAHA, NE 276,675276.7k $9.3m $9.3m 0.04% Added +225.8k +225,830
74 Crumly & Associates Inc. 2.56% of their portfolio SPRINGFIELD, IL 276,583276.6k $9.3m $9.3m 2.56% Added +42.6k +42,603
75 Richmond Investment Services, LLC 5.02% of their portfolio Mequon, WI 275,969276.0k $9.2m $9.2m 5.02% Added +63.5k +63,510
76 TrueWealth Advisors, LLC 2.88% of their portfolio BIRMINGHAM, AL 261,935261.9k $8.8m $8.8m 2.88% Added +10.2k +10,198
77 Wealthcare Advisory Partners LLC 0.23% of their portfolio WEST CHESTER, PA 261,026261.0k $8.7m $8.7m 0.23% Added +67.9k +67,912
78 BENJAMIN EDWARDS INC 0.12% of their portfolio Clayton, MO 251,133251.1k $8.4m $8.4m 0.12% Added +53.5k +53,453
79 Visionary Wealth Advisors 0.50% of their portfolio O'FALLON, IL 246,190246.2k $8.2m $8.2m 0.50% Reduced -84.3k -84,307
80 Mach-1 Financial Group, LLC 2.46% of their portfolio Rogers, AR 245,344245.3k $8.2m $8.2m 2.46% Added +221.5k +221,475
81 IHT Wealth Management, LLC 0.25% of their portfolio Chicago, IL 241,944241.9k $8.1m $8.1m 0.25% Reduced -16.6k -16,587
82 Arkadios Wealth Advisors 0.31% of their portfolio ATLANTA, GA 241,347241.3k $8.1m $8.1m 0.31% Added +64.1k +64,058
83 Stratos Wealth Partners, LTD. 0.12% of their portfolio BEACHWOOD, OH 233,139233.1k $7.8m $7.8m 0.12% Added +55.4k +55,368
84 Per Stirling Capital Management, LLC. 1.04% of their portfolio AUSTIN, TX 216,735216.7k $7.3m $7.3m 1.04% Added +99.5k +99,537
85 BREAKTHRU ADVISORY SERVICES, LLC 11.22% of their portfolio MUSKEGO, WI 216,531216.5k $7.3m $7.3m 11.22% Reduced -3.7k -3,699
86 Stratos Wealth Advisors, LLC 0.39% of their portfolio BEACHWOOD, OH 215,525215.5k $7.2m $7.2m 0.39% Added +181.2k +181,183
87 Triumph Capital Management 2.40% of their portfolio DENVER, CO 215,421215.4k $7.2m $7.2m 2.40% Added +2.1k +2,092
88 Aprio Wealth Management, LLC 0.90% of their portfolio ATLANTA, GA 215,248215.2k $7.2m $7.2m 0.90% Added +13.9k +13,946
89 Fairvoy Private Wealth, LLC 1.96% of their portfolio BIRMINGHAM, AL 212,743212.7k $7.1m $7.1m 1.96% Added +151.9k +151,929
90 Capital Investment Counsel, LLC 1.16% of their portfolio DENVER, CO 208,936208.9k $7.0m $7.0m 1.16% Reduced -3.1k -3,126
91 ARVEST INVESTMENTS, INC. 1.10% of their portfolio LOWELL, AR 208,729208.7k $7.0m $7.0m 1.10% Added +23.1k +23,132
92 PSI Advisors, LLC 2.27% of their portfolio TAMPA, FL 208,535208.5k $7.0m $7.0m 2.27% Added +11.5k +11,460
93 Southland Equity Partners LLC 1.62% of their portfolio WILDWOOD, MO 207,165207.2k $6.9m $6.9m 1.62% Added +11.3k +11,340
94 VestGen Advisors, LLC 0.31% of their portfolio CHICAGO, IL 205,207205.2k $6.9m $6.9m 0.31% First filing
95 Certified Advisory Corp 0.76% of their portfolio ALTAMONTE SPRINGS, FL 201,390201.4k $6.7m $6.7m 0.76% Added +11.6k +11,641
96 Gallagher Fiduciary Advisors, LLC 0.22% of their portfolio ROLLING MEADOWS, IL 201,063201.1k $6.7m $6.7m 0.22% Added +7.2k +7,197
97 PRECEDENT WEALTH PARTNERS, LLC 1.86% of their portfolio HOUSTON, TX 200,256200.3k $6.7m $6.7m 1.86% Added +81.6k +81,632
98 LFA - Lugano Financial Advisors SA 4.36% of their portfolio LUGANO, V8 191,256191.3k $6.4m $6.4m 4.36% Added +1.2k +1,210
99 GDS Wealth Management 0.54% of their portfolio FLOWER MOUND, TX 190,277190.3k $6.4m $6.4m 0.54% Reduced -214.6k -214,552
100 Hobart Private Capital, LLC 1.58% of their portfolio CHARLOTTE, NC 188,379188.4k $6.3m $6.3m 1.58% Reduced -900 -900