Vault-13

FIRST TR EXCHNG TRADED FD VI FIXD

TCW OPPORTUNIS · ETP · CUSIP 33740F805

337 institutional holders -23 vs Q4 2024
70,642,09270.6m shares reported held*
$3.1bnreported value*
18 new 92 added 199 reduced 36 sold out net sold ≈ $666.7m (-15.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($413.1k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $43.83. Options: 3 managers hold calls ($1.5m notional), 1 hold puts ($925.0k).

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 286Q4 22: 296Q1 23: 307Q2 23: 333Q3 23: 321Q4 23: 348Q1 24: 348Q2 24: 344Q3 24: 335Q4 24: 360Q1 25: 337337Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 2022286
Q4 2022296
Q1 2023307
Q2 2023333
Q3 2023321
Q4 2023348
Q1 2024348
Q2 2024344
Q3 2024335
Q4 2024360
Q1 2025337

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q2 23: 215 bought or addedQ2 23: 106 cut or sold outQ3 23: 170 bought or addedQ3 23: 151 cut or sold outQ3 23Q4 23: 167 bought or addedQ4 23: 165 cut or sold outQ1 24: 207 bought or addedQ1 24: 146 cut or sold outQ1 24Q2 24: 166 bought or addedQ2 24: 189 cut or sold outQ3 24: 189 bought or addedQ3 24: 153 cut or sold outQ3 24Q4 24: 157 bought or addedQ4 24: 173 cut or sold outQ1 25: 110 bought or addedQ1 25: 235 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 2023215106
Q3 2023170151
Q4 2023167165
Q1 2024207146
Q2 2024166189
Q3 2024189153
Q4 2024157173
Q1 2025110235

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ2 24 calls: $24.0kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $6.0kQ3 24 puts: $0Q3 24P/C 0.00Q4 24 calls: $410.2kQ4 24 puts: $0Q4 24P/C 0.00Q1 25 calls: $1.5mQ1 25 puts: $925.0kQ1 25P/C 0.61
Numbers
QuarterCallsPutsP/C
Q2 2024$24.0k$00.00
Q3 2024$6.0k$00.00
Q4 2024$410.2k$00.00
Q1 2025$1.5m$925.0k0.61

Biggest buyers

Geneos Wealth Management Inc. Added +538,911+538.9k
OSAIC HOLDINGS, INC. Added +243,289+243.3k
Virtue Capital Management, LLC New +126,298+126.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +123,647+123.6k
OLD MISSION CAPITAL LLC New +105,749+105.7k
Bramshill Investments, LLC New +105,000+105.0k
UBS Group AG Added +99,289+99.3k
Orion Portfolio Solutions, LLC Added +61,209+61.2k
MML INVESTORS SERVICES, LLC Added +54,836+54.8k
GDS Wealth Management Added +49,655+49.7k

Biggest sellers

Coppell Advisory Solutions LLC Reduced -1,671,503-1.7m
GOLDMAN SACHS GROUP INC Reduced -1,491,747-1.5m
Allen Capital Group, LLC Reduced -1,307,272-1.3m
LPL Financial LLC Reduced -1,096,927-1.1m
MORGAN STANLEY Reduced -938,337-938.3k
Pine Valley Investments Ltd Liability Co Reduced -837,319-837.3k
CITADEL ADVISORS LLC Reduced -593,201-593.2k
Spire Wealth Management Reduced -573,242-573.2k
ENVESTNET ASSET MANAGEMENT INC Reduced -529,588-529.6k
Seascape Capital Management Reduced -448,387-448.4k

Biggest calls

CITADEL ADVISORS LLC Added $1.5m33.7k shares
SIMPLEX TRADING, LLC Added $39.0k3.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC New $925.0k21.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 9,341,3219.3m $409.5m $409.5m 0.03% Reduced -938.3k -938,337
2 LPL Financial LLC 0.13% of their portfolio FORT MILL, SC 7,352,4087.4m $322.3m $322.3m 0.13% Reduced -1.1m -1,096,927
3 WELLS FARGO & COMPANY/MN 0.07% of their portfolio SAN FRANCISCO, CA 6,312,8486.3m $276.8m $276.8m 0.07% Reduced -591 -591
4 UBS Group AG 0.03% of their portfolio ZURICH, V8 3,397,4233.4m $148.9m $148.9m 0.03% Added +99.3k +99,289
5 RAYMOND JAMES FINANCIAL INC 0.05% of their portfolio ST. PETERSBURG, FL 3,286,6783.3m $144.1m $144.1m 0.05% Reduced -396.9k -396,943
6 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 2,048,0872.0m $89.8m $89.8m 0.03% Reduced -529.6k -529,588
7 OSAIC HOLDINGS, INC. 0.14% of their portfolio SCOTTSDALE, AZ 1,388,5611.4m $60.9m $60.9m 0.14% Added +243.3k +243,289
8 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 1,373,7321.4m $60.2m $60.2m 0.02% Reduced -342.9k -342,950
9 TRUIST FINANCIAL CORP 0.09% of their portfolio CHARLOTTE, NC 1,235,1341.2m $54.1m $54.1m 0.09% Reduced -91.0k -91,028
10 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,097,9801.1m $48.1m $48.1m 0.01% Reduced -68.3k -68,268
11 Thrivent Financial for Lutherans 0.10% of their portfolio Minneapolis, MN 1,032,7221.0m $45.1m $45.1m 0.10% Unchanged
12 Cambridge Investment Research Advisors, Inc. 0.14% of their portfolio FAIRFIELD, IA 953,204953.2k $41.8m $41.8m 0.14% Added +6.6k +6,608
13 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 946,046946.0k $41.5m $41.5m 0.00% Added +21.1k +21,105
14 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 939,632939.6k $41.2m $41.2m 0.06% Reduced -109.3k -109,267
15 Long Run Wealth Advisors, LLC 9.29% of their portfolio Lake Placid, NY 934,083934.1k $41.0m $41.0m 9.29% Added +29.3k +29,324
16 Cetera Investment Advisers 0.08% of their portfolio SCHAUMBURG, IL 891,496891.5k $39.1m $39.1m 0.08% Reduced -307.9k -307,925
17 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 843,299843.3k $37.0m $37.0m 0.05% Added +24.2k +24,180
18 Commonwealth Financial Services, LLC 6.53% of their portfolio VIENNA, WV 727,360727.4k $31.9m $31.9m 6.53% Reduced -6.1k -6,126
19 Geneos Wealth Management Inc. 0.46% of their portfolio ENGLEWOOD, CO 722,153722.2k $31.7m $31.7m 0.46% Added +538.9k +538,911
20 NewEdge Advisors, LLC 0.18% of their portfolio NEW ORLEANS, LA 693,765693.8k $30.4m $30.4m 0.18% Reduced -99.2k -99,219
21 &PARTNERS 0.32% of their portfolio NASHVILLE, TN 684,699684.7k $29.8m $29.8m 0.32% Reduced -177.8k -177,771
22 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 663,661663.7k $29.1m $29.1m 0.03% Reduced -270.2k -270,168
23 Great Lakes Retirement, Inc. 3.39% of their portfolio SANDUSKY, OH 590,453590.5k $25.9m $25.9m 3.39% Added +16.6k +16,635
24 Atria Investments, Inc 0.33% of their portfolio Charlotte, NC 586,431586.4k $25.7m $25.7m 0.33% Added +2.2k +2,209
25 Larson Financial Group LLC 1.22% of their portfolio ST LOUIS, MO 585,545585.5k $25.7m $25.7m 1.22% Reduced -16.4k -16,360
26 Drake & Associates, LLC 6.95% of their portfolio WAUKESHA, WI 564,371564.4k $24.7m $24.7m 6.95% Added +7.5k +7,481
27 Baird Financial Group, Inc. 0.04% of their portfolio MILWAUKEE, WI 505,778505.8k $22.2m $22.2m 0.04% Added +27.3k +27,268
28 Elios Financial Group Inc. 10.62% of their portfolio WESTLAKE, OH 491,032491.0k $21.5m $21.5m 10.62% Reduced -1.1k -1,072
29 Prospera Financial Services Inc 0.48% of their portfolio Dallas, TX 475,420475.4k $20.8m $20.8m 0.48% Reduced -15.5k -15,488
30 Arax Advisory Partners 1.28% of their portfolio NEW YORK, NY 454,617454.6k $19.9m $19.9m 1.28% Added +26.6k +26,596
31 LeClair Wealth Partners LLC 14.32% of their portfolio DUBLIN, OH 453,387453.4k $19.9m $19.9m 14.32% Added +28.6k +28,614
32 AXXCESS WEALTH MANAGEMENT, LLC 0.54% of their portfolio CARLSBAD, CA 451,699451.7k $19.8m $19.8m 0.54% Reduced -153.2k -153,177
33 Bluespring Wealth Management, LLC 2.01% of their portfolio AUSTIN, TX 449,845449.8k $19.7m $19.7m 2.01% Added +21.6k +21,641
34 GDS Wealth Management 1.63% of their portfolio FLOWER MOUND, TX 436,011436.0k $19.1m $19.1m 1.63% Added +49.7k +49,655
35 O'Connor Financial Group LLC 9.60% of their portfolio QUINCY, IL 421,266421.3k $18.5m $18.5m 9.60% Reduced -8.5k -8,453
36 Steward Partners Investment Advisory, LLC 0.16% of their portfolio STAMFORD, CT 417,767417.8k $18.3m $18.3m 0.16% Reduced -10.1k -10,134
37 Mariner, LLC 0.03% of their portfolio Overland Park, KS 394,786394.8k $17.3m $17.3m 0.03% Added +44.5k +44,462
38 AVANTAX ADVISORY SERVICES, INC. 0.10% of their portfolio DALLAS, TX 364,132364.1k $16.0m $16.0m 0.10% Reduced -86.0k -85,990
39 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 363,073363.1k $15.9m $15.9m 0.02% Reduced -593.2k -593,201
40 TCP Asset Management, LLC 3.36% of their portfolio Upper Arlington, OH 343,027343.0k $15.0m $15.0m 3.36% Added +5.6k +5,586
41 Alpha Financial Advisors, LLC 6.62% of their portfolio CHARLOTTE, NC 339,776339.8k $14.9m $14.9m 6.62% Reduced -41.9k -41,854
42 Capital Asset Advisory Services LLC 0.75% of their portfolio Williamston, MI 335,748335.7k $14.7m $14.7m 0.75% Reduced -158.8k -158,778
43 Coppell Advisory Solutions LLC 1.96% of their portfolio COPPELL, TX 320,690320.7k $14.0m $14.0m 1.96% Reduced -1.7m -1,671,503
44 Dominguez Wealth Management Solutions, Inc. 9.99% of their portfolio WILLIAMSBURG, VA 311,059311.1k $13.6m $13.6m 9.99% Added +4.9k +4,910
45 Per Stirling Capital Management, LLC. 1.91% of their portfolio AUSTIN, TX 303,486303.5k $13.3m $13.3m 1.91% Reduced -79.9k -79,915
46 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 295,832295.8k $13.0m $13.0m 0.04% Reduced -307.8k -307,840
47 HARBOUR INVESTMENTS, INC. 0.35% of their portfolio MADISON, WI 279,535279.5k $12.3m $12.3m 0.35% Reduced -20.2k -20,247
48 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 260,300260.3k $11.4m $11.4m 0.02% Added +123.6k +123,647
49 Cornerstone Wealth Management, LLC 0.72% of their portfolio ST. PETERS, MO 241,860241.9k $10.6m $10.6m 0.72% Added +15.0k +15,034
50 Triumph Capital Management 3.50% of their portfolio DENVER, CO 239,623239.6k $10.5m $10.5m 3.50% Added +3.0k +2,978
51 American Financial Advisors, LLC 1.50% of their portfolio Marietta, GA 236,303236.3k $10.4m $10.4m 1.50% Reduced -19.9k -19,894
52 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 232,077232.1k $10.2m $10.2m 0.05% Reduced -266.7k -266,678
53 BELLEVUE ASSET MANAGEMENT, LLC 5.54% of their portfolio BELLEVUE, WA 231,743231.7k $10.2m $10.2m 5.54% Added +23.1k +23,094
54 LexAurum Advisors, LLC 1.90% of their portfolio OVERLAND PARK, KS 226,484226.5k $9.9m $9.9m 1.90% Reduced -17.5k -17,531
55 Opes Wealth Management LLC 1.91% of their portfolio MENLO PARK, CA 216,195216.2k $9.5m $9.5m 1.91% Added +946 +946
56 TWIN PEAKS WEALTH ADVISORS, LLC 4.13% of their portfolio SAN FRANCISCO, CA 209,560209.6k $9.1m $9.1m 4.13% Reduced -27.3k -27,332
57 IFP Advisors, Inc 0.28% of their portfolio TAMPA, FL 209,259209.3k $9.2m $9.2m 0.28% Reduced -15.3k -15,349
58 HOWARD FINANCIAL SERVICES, LTD. 1.16% of their portfolio DALLAS, TX 194,977195.0k $8.5m $8.5m 1.16% Reduced -28.3k -28,278
59 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 192,114192.1k $8.4m $8.4m 0.03% Added +54.8k +54,836
60 Ameritas Advisory Services, LLC 0.34% of their portfolio Lincoln, NE 191,889191.9k $8.4m $8.4m 0.34% Reduced -86.0k -85,954
61 PARK NATIONAL CORP /OH/ 0.29% of their portfolio NEWARK, OH 178,358178.4k $7.8m $7.8m 0.29% Added +16.4k +16,410
62 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 166,052166.1k $7.3m $7.3m 0.01% Added +10.3k +10,306
63 Pine Valley Investments Ltd Liability Co 0.45% of their portfolio MARLTON, NJ 160,129160.1k $7.0m $7.0m 0.45% Reduced -837.3k -837,319
64 Orion Portfolio Solutions, LLC 0.03% of their portfolio Omaha, NE 155,768155.8k $6.7m $6.7m 0.03% Added +61.2k +61,209
65 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 155,434155.4k $6.8m $6.8m 0.01% Reduced -153.7k -153,739
66 Dynamic Advisor Solutions LLC 0.21% of their portfolio PHOENIX, AZ 144,085144.1k $6.3m $6.3m 0.21% Added +14.3k +14,286
67 Landmark Wealth Management, LLC 2.70% of their portfolio MELVILLE, NY 139,459139.5k $6.1m $6.1m 2.70% Reduced -1.9k -1,934
68 CENTAURUS FINANCIAL, INC. 0.37% of their portfolio ANAHEIM, CA 138,330138.3k $6.1m $6.1m 0.37% Added +887 +887
69 Atria Wealth Solutions, Inc. 0.07% of their portfolio NEW YORK, NY 135,515135.5k $5.9m $5.9m 0.07% Reduced -43.9k -43,863
70 Stratos Wealth Partners, LTD. 0.09% of their portfolio BEACHWOOD, OH 135,288135.3k $5.9m $5.9m 0.09% Reduced -15.8k -15,774
71 Financial Advocates Investment Management 0.41% of their portfolio OLYMPIA, WA 134,660134.7k $5.9m $5.9m 0.41% Added +5.4k +5,386
72 Sanctuary Advisors, LLC 0.04% of their portfolio INDIANAPOLIS, IN 130,238130.2k $5.7m $5.7m 0.04% Reduced -237.5k -237,466
73 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 128,703128.7k $5.6m $5.6m 0.00% Reduced -41.9k -41,889
74 FSB PREMIER WEALTH MANAGEMENT, INC. 2.20% of their portfolio WATERLOO, IA 128,654128.7k $5.6m $5.6m 2.20% Reduced -52.5k -52,531
75 Randall & Associates Wealth Management 4.62% of their portfolio BUTLER, PA 127,807127.8k $5.6m $5.6m 4.62% Added +5.1k +5,065
76 Virtue Capital Management, LLC 0.65% of their portfolio BRENTWOOD, TN 126,298126.3k $5.5m $5.5m 0.65% New
77 Kingsview Wealth Management, LLC 0.10% of their portfolio GRANTS PASS, OR 123,064123.1k $5.4m $5.4m 0.10% Added +48.7k +48,699
78 SILVER OAK SECURITIES, INCORPORATED 0.50% of their portfolio JACKSON, TN 122,884122.9k $5.4m $5.4m 0.50% Added +267 +267
79 Creekmur Asset Management LLC 1.13% of their portfolio MORTON, IL 122,604122.6k $5.4m $5.4m 1.13% Reduced -225 -225
80 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 121,747121.7k $5.3m $5.3m 0.03% Reduced -250.8k -250,796
81 Andina Capital Management, LLC 3.75% of their portfolio LOGAN, UT 120,018120.0k $5.3m $5.3m 3.75% Reduced -19.2k -19,204
82 ERn Financial, LLC 0.82% of their portfolio MIDDLETON, WI 118,931118.9k $5.2m $5.2m 0.82% Reduced -1.8k -1,804
83 Integrated Wealth Concepts LLC 0.05% of their portfolio WALTHAM, MA 107,253107.3k $4.7m $4.7m 0.05% Reduced -4.3k -4,302
84 OLD MISSION CAPITAL LLC 0.09% of their portfolio CHICAGO, IL 105,749105.7k $4.6m $4.6m 0.09% New
85 Sequent Planning LLC 1.66% of their portfolio OMAHA, NE 105,409105.4k $4.6m $4.6m 1.66% Reduced -519 -519
86 Bramshill Investments, LLC 0.47% of their portfolio NAPLES, FL 105,000105.0k $4.6m $4.6m 0.47% New
87 USAdvisors Wealth Management, LLC 1.59% of their portfolio EDEN PRAIRIE, MN 103,957104.0k $4.6m $4.6m 1.59% Reduced -7.0k -6,981
88 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.12% of their portfolio LOS ANGELES, CA 103,054103.1k $4.5m $4.5m 0.12% Reduced -192.1k -192,066
89 BENJAMIN EDWARDS INC 0.06% of their portfolio Clayton, MO 100,232100.2k $4.4m $4.4m 0.06% Reduced -28.3k -28,345
90 Visionary Wealth Advisors 0.25% of their portfolio O'FALLON, IL 95,65895.7k $4.2m $4.2m 0.25% Reduced -91.7k -91,707
91 Ashton Thomas Private Wealth, LLC 0.16% of their portfolio SCOTTSDALE, AZ 93,34693.3k $4.1m $4.1m 0.16% Added +5.5k +5,534
92 CFO4Life Group, LLC 0.68% of their portfolio COPPELL, TX 92,43492.4k $4.1m $4.1m 0.68% Reduced -21.2k -21,190
93 HBW ADVISORY SERVICES LLC 0.56% of their portfolio SIMI VALLEY, CA 89,70089.7k $3.9m $3.9m 0.56% Reduced -65.4k -65,369
94 Archer Investment Corp 1.01% of their portfolio Carmel, IN 89,25489.3k $3.9m $3.9m 1.01% Reduced -301 -301
95 Capital Planning LLC 1.08% of their portfolio BELLEVUE, WA 88,49588.5k $3.9m $3.9m 1.08% Reduced -828 -828
96 First Horizon Advisors, Inc. 0.11% of their portfolio MEMPHIS, TN 88,23288.2k $3.9m $3.9m 0.11% Reduced -42.5k -42,524
97 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.29% of their portfolio CEDAR RAPIDS, IA 87,76287.8k $3.8m $3.8m 0.29% Reduced -79.7k -79,654
98 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 86,75886.8k $3.8m $3.8m 0.01% Reduced -137.9k -137,856
99 Family Capital Management, Inc. 2.32% of their portfolio GRAND RAPIDS, MI 85,83385.8k $3.8m $3.8m 2.32% Added +489 +489
100 CWM, LLC 0.01% of their portfolio OMAHA, NE 84,51484.5k $3.7m $3.7m 0.01% Reduced -12.8k -12,827