Occidental Asset Management, LLC

Burlingame, CA · CIK 1770994 · 13F filing filed 2025-01-15

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

$640.6m reported value +3.4% vs Q3 2024

213positions

34.2%in top 10

11 new 119 added 57 reduced 13 sold out vs Q3 2024

Options: 1 call positions ($23.0k notional), 5 put positions ($53.7k notional) – listed below, not included above.

Holdings, Q4 2024

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	NVIDIA CORPORATION COM NVDA	NVDA	297,962	$40.0m6.25%	6.25%	Added +4.7k	+4,712 1.6%
2	APPLE INC COM AAPL	AAPL	148,084	$37.1m5.79%	5.79%	Added +1.8k	+1,783 1.2%
3	SPDR SER TR PORTFOLIO INTRMD SPIB	SPIB	705,092	$23.1m3.61%	3.61%	Added +38.3k	+38,297 5.7%
4	SPDR SER TR PORTFOLIO SHORT SPSB	SPSB	649,321	$19.4m3.03%	3.03%	Added +32.0k	+31,955 5.2%
5	MICROSOFT CORP COM MSFT	MSFT	43,714	$18.4m2.88%	2.88%	Added +3.8k	+3,804 9.5%
6	ISHARES TR RUS 1000 GRW ETF IWF	IWF	43,185	$17.3m2.71%	2.71%	Reduced -2.2k	-2,225 -4.9%
7	ISHARES TR IBOXX HI YD ETF HYG	HYG	209,874	$16.5m2.58%	2.58%	Added +9.5k	+9,487 4.7%
8	FLEXSHARES TR CRE SLCT BD FD BNDC	BNDC	758,738	$16.5m2.57%	2.57%	Added +35.3k	+35,284 4.9%
9	FIDELITY MERRIMACK STR TR TOTAL BD ETF FBND	FBND	357,644	$16.0m2.50%	2.50%	Added +13.2k	+13,239 3.8%
10	ISHARES TR FLTG RATE NT ETF FLOT	FLOT	285,683	$14.5m2.27%	2.27%	Added +31.5k	+31,521 12.4%
11	META PLATFORMS INC CL A META	META	23,743	$13.9m2.17%	2.17%	Reduced -386	-386 -1.6%
12	ISHARES TR US TREAS BD ETF GOVT	GOVT	581,635	$13.4m2.09%	2.09%	Added +17.5k	+17,514 3.1%
13	ISHARES TR S&P 500 VAL ETF IVE	IVE	67,036	$12.8m2.00%	2.00%	Reduced -861	-861 -1.3%
14	ISHARES TR RUS MDCP VAL ETF IWS	IWS	91,916	$11.9m1.86%	1.86%	Added +3.9k	+3,889 4.4%
15	ISHARES TR RUS MD CP GR ETF IWP	IWP	92,438	$11.7m1.83%	1.83%	Reduced -937	-937 -1.0%
16	ISHARES TR CORE INTL AGGR IAGG	IAGG	193,026	$9.6m1.50%	1.50%	Added +6.7k	+6,725 3.6%
17	ISHARES TR JPMORGAN USD EMG EMB	EMB	101,651	$9.1m1.41%	1.41%	Added +9.5k	+9,463 10.3%
18	SPDR SER TR BLOOMBERG 1-3 MO BIL	BIL	90,143	$8.2m1.29%	1.29%	Reduced -36.4k	-36,435 -28.8%
19	SELECT SECTOR SPDR TR SBI CONS DISCR XLY	XLY	36,697	$8.2m1.29%	1.29%	Added +34.1k	+34,133 1331.2%
20	VANECK ETF TRUST FALLEN ANGEL HG ANGL	ANGL	277,557	$8.0m1.24%	1.24%	Added +11.7k	+11,737 4.4%
21	SELECT SECTOR SPDR TR FINANCIAL XLF	XLF	164,073	$7.9m1.24%	1.24%	Reduced -2.8k	-2,847 -1.7%
22	ALPHABET INC CAP STK CL C GOOG	GOOG	36,856	$7.0m1.10%	1.10%	Added +17.4k	+17,381 89.2%
23	SPDR SERIES TRUST PRTFLO S&P500 GW SPYG	SPYG	77,319	$6.8m1.06%	1.06%	Reduced -11.3k	-11,341 -12.8%
24	AMAZON COM INC COM AMZN	AMZN	29,378	$6.4m1.01%	1.01%	Added +2.0k	+1,965 7.2%
25	WALMART INC COM WMT	WMT	70,057	$6.3m0.99%	0.99%	Added +972	+972 1.4%
26	ISHARES TR RUS 2000 GRW ETF IWO	IWO	20,308	$5.8m0.91%	0.91%	Reduced -568	-568 -2.7%
27	JPMORGAN CHASE & CO COM JPM	JPM	23,977	$5.7m0.90%	0.90%	Added +787	+787 3.4%
28	ISHARES TR SP SMCP600VL ETF IJS	IJS	52,827	$5.7m0.90%	0.90%	Reduced -780	-780 -1.5%
29	HOME DEPOT INC COM HD	HD	14,686	$5.7m0.89%	0.89%	Added +612	+612 4.3%
30	VISA INC COM CL A V	V	16,604	$5.2m0.82%	0.82%	Added +902	+902 5.7%
31	SPDR SERIES TRUST PRTFLO S&P500 VL SPYV	SPYV	102,163	$5.2m0.82%	0.82%	Reduced -11.2k	-11,160 -9.8%
32	MORGAN STANLEY COM NEW MS	MS	40,671	$5.1m0.80%	0.80%	Added +1.3k	+1,310 3.3%
33	WILLIAMS COS INC COM WMB	WMB	92,229	$5.0m0.78%	0.78%	Added +3.6k	+3,635 4.1%
34	CUMMINS INC COM CMI	CMI	13,863	$4.8m0.75%	0.75%	Added +654	+654 5.0%
35	HUBBELL INC COM HUBB	HUBB	11,325	$4.7m0.74%	0.74%	Added +81	+81 0.7%
36	NETAPP INC COM NTAP	NTAP	40,524	$4.7m0.73%	0.73%	Added +2.0k	+1,984 5.2%
37	RELIANCE INC COM RS	RS	16,494	$4.4m0.69%	0.69%	Added +898	+898 5.8%
38	EMERSON ELEC CO COM EMR	EMR	35,515	$4.4m0.69%	0.69%	Added +2.3k	+2,310 7.0%
39	BROADRIDGE FINL SOLUTIONS IN COM BR	BR	19,276	$4.4m0.68%	0.68%	Added +1.2k	+1,223 6.8%
40	QUALCOMM INC COM QCOM	QCOM	28,319	$4.4m0.68%	0.68%	Added +2.2k	+2,183 8.3%
41	CATERPILLAR INC COM CAT	CAT	11,535	$4.2m0.65%	0.65%	Added +615	+615 5.6%
42	MARSH & MCLENNAN COS INC COM MRSH	MRSH	19,359	$4.1m0.64%	0.64%	Added +1.6k	+1,555 8.7%
43	CARDINAL HEALTH INC COM CAH	CAH	33,873	$4.0m0.63%	0.63%	Added +3.1k	+3,102 10.1%
44	DUKE ENERGY CORP NEW COM NEW DUK	DUK	36,965	$4.0m0.62%	0.62%	Added +2.5k	+2,480 7.2%
45	DOMINION ENERGY INC COM D	D	73,924	$4.0m0.62%	0.62%	Added +3.9k	+3,948 5.6%
46	CENCORA INC COM COR	COR	17,473	$3.9m0.61%	0.61%	Added +1.3k	+1,280 7.9%
47	UNITEDHEALTH GROUP INC COM UNH	UNH	7,571	$3.8m0.60%	0.60%	Added +574	+574 8.2%
48	SALESFORCE INC COM CRM	CRM	11,160	$3.7m0.58%	0.58%	Added +6.6k	+6,638 146.8%
49	QUEST DIAGNOSTICS INC COM DGX	DGX	24,339	$3.7m0.57%	0.57%	Added +1.8k	+1,799 8.0%
50	PEPSICO INC COM PEP	PEP	24,108	$3.7m0.57%	0.57%	Added +2.1k	+2,133 9.7%
51	SOUTHERN COPPER CORP COM SCCO	SCCO	39,459	$3.6m0.56%	0.56%	Added +2.7k	+2,689 7.3%
52	APPLIED MATLS INC COM AMAT	AMAT	22,085	$3.6m0.56%	0.56%	Added +1.2k	+1,190 5.7%
53	GILEAD SCIENCES INC COM GILD	GILD	38,616	$3.6m0.56%	0.56%	Added +4.0k	+3,980 11.5%
54	ILLINOIS TOOL WKS INC COM ITW	ITW	14,016	$3.6m0.55%	0.55%	Added +1.3k	+1,257 9.8%
55	AT&T INC COM T	T	153,697	$3.5m0.55%	0.55%	Added +15.7k	+15,653 11.3%
56	BAKER HUGHES COMPANY CL A BKR	BKR	84,116	$3.5m0.54%	0.54%	Added +20.7k	+20,683 32.6%
57	DELL TECHNOLOGIES INC CL C DELL	DELL	29,885	$3.4m0.54%	0.54%	Added +2.9k	+2,942 10.9%
58	CHUBB LIMITED COM CB	CB	12,361	$3.4m0.53%	0.53%	Added +1.0k	+1,019 9.0%
59	AMGEN INC COM AMGN	AMGN	12,973	$3.4m0.53%	0.53%	Added +1.1k	+1,074 9.0%
60	JACOBS SOLUTIONS INC COM J	J	25,045	$3.3m0.52%	0.52%	Added +2.6k	+2,619 11.7%
61	SPDR INDEX SHS FDS PORTFOLIO DEVLPD SPDW	SPDW	97,997	$3.3m0.52%	0.52%	Reduced -3.4k	-3,448 -3.4%
62	AGILENT TECHNOLOGIES INC COM A	A	22,899	$3.1m0.48%	0.48%	Added +1.7k	+1,685 7.9%
63	CONSTELLATION BRANDS INC CL A STZ	STZ	13,394	$3.0m0.46%	0.46%	Added +1.3k	+1,323 11.0%
64	TESLA INC COM TSLA	TSLA	6,900	$2.8m0.43%	0.43%	Reduced -169	-169 -2.4%
65	TARGET CORP COM TGT	TGT	20,431	$2.8m0.43%	0.43%	Added +2.0k	+1,972 10.7%
66	WISDOMTREE TR DYNAMIC INTL EQT DDWM	DDWM	79,579	$2.7m0.43%	0.43%	Added +5.2k	+5,157 6.9%
67	WISDOMTREE TR INTL QULTY DIV IQDG	IQDG	79,810	$2.7m0.43%	0.43%	Added +11.0k	+11,009 16.0%
68	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	4,996	$2.7m0.42%	0.42%	Added +1.3k	+1,271 34.1%
69	SCHWAB STRATEGIC TR FUNDAMENTAL INTL FNDF	FNDF	79,928	$2.7m0.41%	0.41%	Added +7.7k	+7,660 10.6%
70	ISHARES TR MSCI INTL MOMENT IMTM	IMTM	70,797	$2.6m0.41%	0.41%	Added +1.4k	+1,398 2.0%
71	OKTA INC CL A OKTA	OKTA	33,501	$2.6m0.41%	0.41%	Unchanged
72	OMNICOM GROUP INC COM OMC	OMC	29,666	$2.6m0.40%	0.40%	Added +2.4k	+2,372 8.7%
73	COMCAST CORP NEW CL A CMCSA	CMCSA	67,517	$2.5m0.40%	0.40%	Added +4.6k	+4,579 7.3%
74	SPDR SER TR S&P 400 MDCP VAL MDYV	MDYV	30,864	$2.5m0.39%	0.39%	Added +5.2k	+5,171 20.1%
75	SPDR SER TR S&P 400 MDCP GRW MDYG	MDYG	28,364	$2.5m0.38%	0.38%	Added +5.5k	+5,513 24.1%
76	ISHARES TR CORE US AGGBD ET AGG	AGG	25,072	$2.4m0.38%	0.38%	Added +1.1k	+1,120 4.7%
77	VANGUARD INDEX FDS GROWTH ETF VUG	VUG	5,419	$2.2m0.35%	0.35%	Added +1.3k	+1,266 30.5%
78	DISNEY WALT CO COM DIS	DIS	19,578	$2.2m0.34%	0.34%	Added +1.5k	+1,506 8.3%
79	SPDR SER TR S&P DIVID ETF SDY	SDY	16,226	$2.1m0.33%	0.33%	Unchanged
80	DIGITAL RLTY TR INC COM DLR	DLR	11,978	$2.1m0.33%	0.33%	Added +750	+750 6.7%
81	MERITAGE HOMES CORP COM MTH	MTH	13,281	$2.0m0.32%	0.32%	Added +1.1k	+1,114 9.2%
82	SPDR INDEX SHS FDS PORTFOLIO EMG MK SPEM	SPEM	46,414	$1.8m0.28%	0.28%	Added +312	+312 0.7%
83	NXP SEMICONDUCTORS N V COM NXPI	NXPI	8,178	$1.7m0.27%	0.27%	Added +782	+782 10.6%
84	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	2,767	$1.6m0.25%	0.25%	Added +1	+1 0.0%
85	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	3,518	$1.6m0.25%	0.25%	Reduced -139	-139 -3.8%
86	GENERAL MTRS CO COM GM	GM	29,722	$1.6m0.25%	0.25%	Added +2.1k	+2,094 7.6%
87	ISHARES TR CORE S&P SCP ETF IJR	IJR	13,093	$1.5m0.24%	0.24%	Added +8.8k	+8,767 202.7%
88	SELECT SECTOR SPDR TR TECHNOLOGY XLK	XLK	6,353	$1.5m0.23%	0.23%	Reduced -1.0k	-1,049 -14.2%
89	SCHWAB STRATEGIC TR FUNDAMENTAL EMER FNDE	FNDE	49,460	$1.4m0.22%	0.22%	Added +268	+268 0.5%
90	WISDOMTREE TR EM MKTS QTLY DIV DGRE	DGRE	57,256	$1.4m0.22%	0.22%	Added +3.5k	+3,455 6.4%
91	MERCK & CO INC COM MRK	MRK	14,157	$1.4m0.22%	0.22%	Added +1.2k	+1,237 9.6%
92	REINSURANCE GRP OF AMERICA I COM NEW RGA	RGA	6,531	$1.4m0.22%	0.22%	Added +571	+571 9.6%
93	WISDOMTREE TR EMG MKTS SMCAP DGS	DGS	27,708	$1.4m0.21%	0.21%	Added +3.0k	+3,009 12.2%
94	J P MORGAN EXCHANGE TRADED F DIV RTN EM EQT JPEM	JPEM	26,020	$1.4m0.21%	0.21%	Added +2.9k	+2,949 12.8%
95	ABBVIE INC COM ABBV	ABBV	7,343	$1.3m0.20%	0.20%	Reduced -647	-647 -8.1%
96	SPDR SER TR S&P 600 SMCP VAL SLYV	SLYV	14,910	$1.3m0.20%	0.20%	Added +4.5k	+4,482 43.0%
97	ISHARES TR CORE DIV GRWTH DGRO	DGRO	20,966	$1.3m0.20%	0.20%	Unchanged
98	SPDR SERIES TRUST S&P 600 SMCP GRW SLYG	SLYG	14,157	$1.3m0.20%	0.20%	Added +4.4k	+4,367 44.6%
99	ISHARES TR SELECT DIVID ETF DVY	DVY	9,494	$1.2m0.19%	0.19%	Unchanged
100	EXXON MOBIL CORP COM XOM	XOM	11,536	$1.2m0.19%	0.19%	Reduced -95	-95 -0.8%

Sold out since Q3 2024

Security	Ticker	Shares held before	Value then
AMERICAN TOWER CORP NEW AMT	AMT	13,977	$3.3m14.0k shares
DIREXION SHS ETF TR COM	COM	100,073	$2.9m100.1k shares
EBAY INC. EBAY	EBAY	29,010	$1.9m29.0k shares
ISHARES INC IEMG	IEMG	30,525	$1.8m30.5k shares
AMENTUM HOLDINGS INC AMTM	AMTM	22,426	$723.2k22.4k shares
VANGUARD CHARLOTTE FDS BNDX	BNDX	11,379	$572.2k11.4k shares
VERTEX PHARMACEUTICALS INC VRTX	VRTX	695	$323.2k695 shares
VANGUARD BD INDEX FDS BND	BND	3,296	$247.6k3.3k shares
TRUIST FINL CORP TFC	TFC	5,350	$228.8k5.3k shares
SYSCO CORP SYY	SYY	2,858	$223.1k2.9k shares
ABBOTT LABS ABT	ABT	1,921	$219.0k1.9k shares
BLACKROCK INC BLK	BLK	215	$204.1k215 shares
NUVEEN PFD & INCOME OPPORTUN JPC	JPC	12,524	$101.1k12.5k shares

Options (notional value)

Underlying	Ticker	Type	Shares controlled	Notional	Change
SPDR S&P 500 ETF TR SPY · Put	SPY	Put	2,700	$42.7k2.7k shares	Reduced
CROWDSTRIKE HLDGS INC CRWD · Call	CRWD	Call	200	$23.0k200 shares	Unchanged
NVIDIA CORPORATION NVDA · Put	NVDA	Put	800	$6.0k800 shares	New
MICROSOFT CORP MSFT · Put	MSFT	Put	800	$2.7k800 shares	Unchanged
HOME DEPOT INC HD · Put	HD	Put	500	$2.2k500 shares	Unchanged
VERIZON COMMUNICATIONS INC VZ · Put	VZ	Put	8,000	$808.0k shares	Unchanged