Vault-13

SPDR SER TR SLYV

S&P 600 SMCP VAL · ETP · CUSIP 78464A300

585 institutional holders +33 vs Q3 2024
29,340,49729.3m shares reported held*
$2.6bnreported value*
34 new 212 added 202 reduced 32 sold out net sold ≈ $21.5m (-248.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $87.24. Options: 8 managers hold calls ($184.7m notional), 1 hold puts ($52.4k).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 457Q4 22: 480Q1 23: 471Q2 23: 501Q3 23: 484Q4 23: 536Q1 24: 535Q2 24: 535Q3 24: 552Q4 24: 585585Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022457
Q4 2022480
Q1 2023471
Q2 2023501
Q3 2023484
Q4 2023536
Q1 2024535
Q2 2024535
Q3 2024552
Q4 2024585

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q1 23: 202 bought or addedQ1 23: 221 cut or sold outQ2 23: 230 bought or addedQ2 23: 202 cut or sold outQ2 23Q3 23: 214 bought or addedQ3 23: 227 cut or sold outQ4 23: 226 bought or addedQ4 23: 232 cut or sold outQ4 23Q1 24: 232 bought or addedQ1 24: 249 cut or sold outQ2 24: 226 bought or addedQ2 24: 252 cut or sold outQ2 24Q3 24: 249 bought or addedQ3 24: 235 cut or sold outQ4 24: 246 bought or addedQ4 24: 234 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023202221
Q2 2023230202
Q3 2023214227
Q4 2023226232
Q1 2024232249
Q2 2024226252
Q3 2024249235
Q4 2024246234

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200m$400m$600m$800mQ1 24 calls: $686.7mQ1 24 puts: $8.3kQ1 24P/C 0.00Q2 24 calls: $338.5mQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $216.3mQ3 24 puts: $69.5kQ3 24P/C 0.00Q4 24 calls: $184.7mQ4 24 puts: $52.4kQ4 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2024$686.7m$8.3k0.00
Q2 2024$338.5m$00.00
Q3 2024$216.3m$69.5k0.00
Q4 2024$184.7m$52.4k0.00

Biggest buyers

Focus Partners Wealth Added +279,644+279.6k
SPX Gestao de Recursos Ltda New +141,500+141.5k
IHT Wealth Management, LLC Added +120,783+120.8k
Redwood Investment Management, LLC Added +75,457+75.5k
MERCER GLOBAL ADVISORS INC /ADV Added +71,238+71.2k
ASSETMARK, INC Added +56,455+56.5k
AMERIPRISE FINANCIAL INC Added +48,583+48.6k
Modera Wealth Management, LLC Added +47,639+47.6k
EWG Elevate Inc. Added +41,289+41.3k
PURE PORTFOLIOS HOLDINGS LLC Added +33,094+33.1k

Biggest sellers

Morningstar Investment Services LLC Reduced -513,057-513.1k
Tradewinds Capital Management, LLC Reduced -191,802-191.8k
GOLDMAN SACHS GROUP INC Reduced -163,310-163.3k
Avior Wealth Management, LLC Reduced -162,300-162.3k
Goelzer Investment Management, Inc. Reduced -72,477-72.5k
Financial Engines Advisors L.L.C. Reduced -66,284-66.3k
TRUIST FINANCIAL CORP Reduced -66,102-66.1k
ENVESTNET ASSET MANAGEMENT INC Reduced -60,458-60.5k
Perennial Investment Advisors, LLC Reduced -49,101-49.1k
Corient Private Wealth LP Reduced -41,556-41.6k

Biggest calls

JPMORGAN CHASE & CO Reduced $66.4m736.8k shares
IMC-Chicago, LLC Added $65.3m724.7k shares
GROUP ONE TRADING LLC New $30.2m335.5k shares
Maven Securities LTD Added $18.0m199.5k shares
GARDA CAPITAL PARTNERS LP Reduced $4.3m47.5k shares
CITADEL ADVISORS LLC Added $558.4k6.4k shares
Rosalind Advisors, Inc. New $22.0k1.4m shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $52.4k600 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 2,680,7092.7m $233.9m $233.9m 0.02% Added +7.4k +7,361
2 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 1,521,7461.5m $132.8m $132.8m 0.05% Added +24.6k +24,561
3 Financial Engines Advisors L.L.C. 0.24% of their portfolio SANTA CLARA, CA 1,304,4391.3m $113.8m $113.8m 0.24% Reduced -66.3k -66,284
4 Cannon Financial Strategists, Inc. 13.81% of their portfolio ATHENS, GA 922,950923.0k $80.5m $80.5m 13.81% Added +3.5k +3,493
5 Cerity Partners LLC 0.17% of their portfolio NEW YORK, NY 918,764918.8k $80.2m $80.2m 0.17% Added +13.5k +13,484
6 Goelzer Investment Management, Inc. 4.25% of their portfolio CARMEL, IN 838,513838.5k $73.2m $73.2m 4.25% Reduced -72.5k -72,477
7 NorthRock Partners, LLC 2.10% of their portfolio MINNEAPOLIS, MN 739,385739.4k $64.5m $64.5m 2.10% Added +9.9k +9,866
8 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 720,190720.2k $62.8m $62.8m 0.02% Added +48.6k +48,583
9 Focus Partners Wealth 0.06% of their portfolio ST LOUIS, MO 560,442560.4k $48.9m $48.9m 0.06% Added +279.6k +279,644
10 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.09% of their portfolio PLYMOUTH, MN 551,216551.2k $48.1m $48.1m 0.09% Reduced -6.2k -6,205
11 Creative Planning 0.04% of their portfolio OVERLAND PARK, KS 432,260432.3k $37.7m $37.7m 0.04% Reduced -9.4k -9,382
12 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 431,010431.0k $37.6m $37.6m 0.01% Reduced -60.5k -60,458
13 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 379,025379.0k $33.1m $33.1m 0.01% Added +13.5k +13,453
14 Trilogy Capital Inc. 1.57% of their portfolio IRVINE, CA 350,216350.2k $30.6m $30.6m 1.57% Reduced -542 -542
15 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 317,819317.8k $27.7m $27.7m 0.00% Added +28.1k +28,060
16 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 313,540313.5k $27.4m $27.4m 0.04% Added +9.4k +9,413
17 Evensky & Katz LLC 1.73% of their portfolio CORAL GABLES, FL 302,811302.8k $26.4m $26.4m 1.73% Reduced -8.0k -7,997
18 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 299,277299.3k $26.1m $26.1m 0.06% Added +31.4k +31,422
19 Rodgers & Associates, LTD 3.11% of their portfolio Lancaster, PA 298,662298.7k $26.1m $26.1m 3.11% Reduced -2.3k -2,333
20 Equitable Holdings, Inc. 0.24% of their portfolio NEW YORK, NY 294,010294.0k $25.7m $25.7m 0.24% Reduced -14.2k -14,210
21 Dean, Jacobson Financial Services, LLC 19.56% of their portfolio FORT WORTH, TX 293,584293.6k $25.6m $25.6m 19.56% Added +7.0k +7,007
22 American Financial Advisors, LLC 3.24% of their portfolio Marietta, GA 263,104263.1k $23.0m $23.0m 3.24% Reduced -5.1k -5,118
23 Klingman & Associates, LLC 1.37% of their portfolio New York, NY 254,949254.9k $22.2m $22.2m 1.37% Reduced -2.1k -2,092
24 Roberts Financial Services LLC 4.20% of their portfolio MARQUETTE, MI 254,809254.8k $22.2m $22.2m 4.20% Added +327 +327
25 BRANDYWINE OAK PRIVATE WEALTH LLC 2.14% of their portfolio Kennett Square, PA 250,700250.7k $21.9m $21.9m 2.14% Reduced -4.6k -4,587
26 Convergence Financial, LLC 4.07% of their portfolio COLUMBIA, MO 234,072234.1k $20.4m $20.4m 4.07% Added +15.7k +15,726
27 KWB Wealth 2.51% of their portfolio REDLANDS, CA 232,904232.9k $20.2m $20.2m 2.51% Reduced -7.2k -7,167
28 PURE PORTFOLIOS HOLDINGS LLC 7.00% of their portfolio LAKE OSWEGO, OR 216,106216.1k $18.9m $18.9m 7.00% Added +33.1k +33,094
29 Avior Wealth Management, LLC 0.66% of their portfolio OMAHA, NE 206,355206.4k $18.0m $18.0m 0.66% Reduced -162.3k -162,300
30 CANANDAIGUA NATIONAL BANK & TRUST CO 1.77% of their portfolio CANANDAIGUA, NY 206,132206.1k $18.0m $18.0m 1.77% Added +3.1k +3,111
31 First National Trust Co 0.64% of their portfolio Johnstown, PA 196,216196.2k $17.1m $17.1m 0.64% Added +1.4k +1,354
32 FAS Wealth Partners, Inc. 1.32% of their portfolio LEAWOOD, KS 179,999180.0k $15.7m $15.7m 1.32% Added +433 +433
33 Wrenne Financial Planning LLC 8.77% of their portfolio Lexington, KY 176,756176.8k $15.4m $15.4m 8.77% Added +11.9k +11,903
34 GHP Investment Advisors, Inc. 0.71% of their portfolio Denver, CO 173,392173.4k $15.1m $15.1m 0.71% Added +3.9k +3,948
35 Key Financial Inc 3.23% of their portfolio WEST CHESTER, PA 162,646162.6k $14.2m $14.2m 3.23% Added +1.8k +1,845
36 Lutz Financial Services LLC 1.14% of their portfolio OMAHA, NE 161,693161.7k $14.1m $14.1m 1.14% Reduced -5.3k -5,337
37 Marathon Mission, Inc. 9.56% of their portfolio ALBANY, NY 161,005161.0k $14.0m $14.0m 9.56% Added +5.6k +5,563
38 Financial Strategies Group, Inc. 3.22% of their portfolio OKEMOS, MI 158,283158.3k $13.4m $13.4m 3.22% Reduced -1.9k -1,888
39 Redwood Investment Management, LLC 1.35% of their portfolio SCOTTSDALE, AZ 158,179158.2k $13.8m $13.8m 1.35% Added +75.5k +75,457
40 SAGE FINANCIAL GROUP INC 1.09% of their portfolio W. CONSHOHOCKEN, PA 155,721155.7k $13.6m $13.6m 1.09% Reduced -1.6k -1,593
41 UBS Group AG 0.00% of their portfolio ZURICH, V8 151,926151.9k $13.3m $13.3m 0.00% Added +2.6k +2,620
42 NWAM LLC 0.81% of their portfolio MERCER ISLAND, WA 149,299149.3k $13.0m $13.0m 0.81% Added +2.8k +2,825
43 TIAA TRUST, NATIONAL ASSOCIATION 0.04% of their portfolio CHARLOTTE, NC 148,761148.8k $13.0m $13.0m 0.04% Added +28.0k +27,981
44 WCG Wealth Advisors LLC 0.85% of their portfolio LAS VEGAS, NV 147,567147.6k $12.9m $12.9m 0.85% Added +1.2k +1,206
45 IHT Wealth Management, LLC 0.41% of their portfolio Chicago, IL 146,739146.7k $12.8m $12.8m 0.41% Added +120.8k +120,783
46 SPX Gestao de Recursos Ltda 1.86% of their portfolio RIO DE JANEIRO, D5 141,500141.5k $12.3m $12.3m 1.86% New
47 Avantax Planning Partners, Inc. 0.43% of their portfolio DUBUQUE, IA 136,802136.8k $11.9m $11.9m 0.43% Reduced -2.9k -2,857
48 Capasso Planning Partners LLC 4.75% of their portfolio CHARLESTON, SC 136,209136.2k $11.9m $11.9m 4.75% Reduced -12.9k -12,866
49 Graney & King, LLC 8.87% of their portfolio LATHAM, NY 135,768135.8k $11.7m $11.7m 8.87% First filing
50 Optimist Retirement Group LLC 5.54% of their portfolio BELLEVUE, WA 134,278134.3k $11.7m $11.7m 5.54% Added +5.8k +5,757
51 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 133,167133.2k $11.6m $11.6m 0.02% Reduced -17 -17
52 Asset Dedication, LLC 0.89% of their portfolio SAN FRANCISCO, CA 129,863129.9k $11.3m $11.3m 0.89% Reduced -12.8k -12,758
53 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 126,685126.7k $11.1m $11.1m 0.00% Reduced -163.3k -163,310
54 Mariner, LLC 0.02% of their portfolio Overland Park, KS 124,846124.8k $10.9m $10.9m 0.02% Reduced -13.6k -13,619
55 Triangle Securities Wealth Management 2.78% of their portfolio RALEIGH, NC 124,314124.3k $10.8m $10.8m 2.78% Reduced -598 -598
56 Merriman Wealth Management, LLC 0.42% of their portfolio SEATTLE, WA 115,543115.5k $10.1m $10.1m 0.42% Reduced -1.3k -1,298
57 Perritt Capital Management Inc 5.22% of their portfolio Chicago, IL 115,065115.1k $10.0m $10.0m 5.22% Added +4.0k +3,962
58 Concord Wealth Partners 1.64% of their portfolio ABINGDON, VA 114,974115.0k $10.0m $10.0m 1.64% Reduced -9.5k -9,462
59 Focus Partners Advisor Solutions, LLC 0.17% of their portfolio SAINT LOUIS, MO 114,047114.0k $10.0m $10.0m 0.17% Added +14.3k +14,293
60 Rockbridge Investment Management, LCC 1.26% of their portfolio Syracuse, NY 112,823112.8k $9.8m $9.8m 1.26% Reduced -6.0k -5,996
61 Concord Asset Management, LLC/VA 2.16% of their portfolio ABINGDON, VA 112,667112.7k $9.8m $9.8m 2.16% Reduced -10.1k -10,112
62 BALANCED WEALTH GROUP LLC 4.37% of their portfolio WESTLAKE, OH 110,931110.9k $9.7m $9.7m 4.37% Added +2.5k +2,472
63 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 109,895109.9k $9.6m $9.6m 0.03% Added +8.8k +8,815
64 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 109,389109.4k $9.5m $9.5m 0.02% Added +3.3k +3,349
65 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 108,965109.0k $9.5m $9.5m 0.02% Added +71.2k +71,238
66 BIP Wealth, LLC 0.64% of their portfolio ATLANTA, GA 108,796108.8k $9.5m $9.5m 0.64% Added +7.0k +6,964
67 N.E.W. Advisory Services LLC 0.86% of their portfolio DE PERE, WI 104,003104.0k $9.1m $9.1m 0.86% Reduced -3.0k -2,968
68 CarsonAllaria Wealth Management, Ltd. 5.19% of their portfolio GLEN CARBON, IL 103,945103.9k $9.1m $9.1m 5.19% Added +3.0k +3,016
69 Modera Wealth Management, LLC 0.11% of their portfolio WESTWOOD, NJ 102,429102.4k $8.9m $8.9m 0.11% Added +47.6k +47,639
70 MATHER GROUP, LLC. 0.11% of their portfolio CHICAGO, IL 93,96494.0k $8.2m $8.2m 0.11% Reduced -2.4k -2,394
71 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 91,70791.7k $8.0m $8.0m 0.05% Added +2.7k +2,698
72 One Day In July LLC 0.82% of their portfolio BURLINGTON, VT 89,82489.8k $7.8m $7.8m 0.82% Added +15.1k +15,080
73 Geneos Wealth Management Inc. 0.27% of their portfolio ENGLEWOOD, CO 88,80388.8k $7.7m $7.7m 0.27% Added +1.1k +1,077
74 Diversified Enterprises, LLC 0.74% of their portfolio Wilmington, DE 88,42788.4k $7.7m $7.7m 0.74% Added +2.5k +2,526
75 Morningstar Investment Services LLC 0.68% of their portfolio CHICAGO, IL 85,46885.5k $7.5m $7.5m 0.68% Reduced -513.1k -513,057
76 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 83,07083.1k $7.2m $7.2m 0.01% Reduced -66.1k -66,102
77 Cambridge Financial Group, LLC 3.09% of their portfolio TUCSON, AZ 82,83782.8k $7.2m $7.2m 3.09% Reduced -539 -539
78 LPWM LLC 2.27% of their portfolio MINNEAPOLIS, MN 81,00881.0k $7.1m $7.1m 2.27% Added +4.9k +4,913
79 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 80,27580.3k $7.0m $7.0m 0.00% Reduced -5.3k -5,266
80 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 77,08977.1k $6.7m $6.7m 0.02% Added +1.9k +1,853
81 FINANCIAL COUNSELORS INC 0.10% of their portfolio Overland Park, KS 76,14076.1k $6.6m $6.6m 0.10% Reduced -316 -316
82 AIRE ADVISORS, LLC 1.35% of their portfolio BEVERLY HILLS, CA 75,37975.4k $6.6m $6.6m 1.35% Reduced -346 -346
83 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 75,28875.3k $6.6m $6.6m 0.00% First filing
84 NORTHWEST WEALTH MANAGEMENT, LLC 1.38% of their portfolio SPENCER, IA 74,86574.9k $6.5m $6.5m 1.38% Reduced -10.5k -10,518
85 Clark Capital Management Group, Inc. 0.04% of their portfolio PHILADELPHIA, PA 73,44673.4k $6.4m $6.4m 0.04% Added +2.1k +2,137
86 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 72,89772.9k $6.4m $6.4m 0.01% Reduced -41.6k -41,556
87 Provident Wealth Management, LLC 2.11% of their portfolio BRENTWOOD, TN 72,61072.6k $6.3m $6.3m 2.11% Added +5.4k +5,424
88 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 71,54171.5k $6.2m $6.2m 0.01% Added +1.8k +1,803
89 Kades & Cheifetz LLC 3.11% of their portfolio Berwyn, PA 69,73969.7k $6.1m $6.1m 3.11% Added +2.3k +2,279
90 TOWNSQUARE CAPITAL LLC 0.07% of their portfolio Lehi, UT 68,04568.0k $5.9m $5.9m 0.07% Added +8.6k +8,619
91 WealthShield Partners, LLC 0.83% of their portfolio CARY, NC 66,86466.9k $5.8m $5.8m 0.83% Added +6.0k +6,039
92 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.14% of their portfolio LOS ANGELES, CA 64,90364.9k $5.7m $5.7m 0.14% Added +11.3k +11,264
93 Marietta Wealth Management, LLC 0.81% of their portfolio MARIETTA, GA 64,80164.8k $5.7m $5.7m 0.81% Added +961 +961
94 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 62,99563.0k $5.5m $5.5m 0.00% Added +4.4k +4,397
95 WALLER FINANCIAL PLANNING GROUP, INC 1.38% of their portfolio COLUMBUS, OH 62,74662.7k $5.5m $5.5m 1.38% Added +1.8k +1,824
96 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 1.17% of their portfolio BETHLEHEM, PA 62,29562.3k $5.4m $5.4m 1.17% Reduced -3.6k -3,599
97 McAdam, LLC 0.29% of their portfolio Philadelphia, PA 60,07560.1k $5.2m $5.2m 0.29% Reduced -3.8k -3,780
98 RITHOLTZ WEALTH MANAGEMENT 0.15% of their portfolio NEW YORK, NY 58,77558.8k $5.1m $5.1m 0.15% Reduced -188 -188
99 Palisades Hudson Asset Management, L.P. 2.15% of their portfolio FORT LAUDERDALE, FL 58,47258.5k $5.1m $5.1m 2.15% Reduced -383 -383
100 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 57,89157.9k $5.1m $5.1m 0.01% Reduced -1.9k -1,921