Vault-13

SPDR SERIES TRUST SLYG

S&P 600 SMCP GRW · ETP · CUSIP 78464A201

479 institutional holders +13 vs Q3 2024
26,220,82626.2m shares reported held*
$2.4bnreported value*
27 new 187 added 153 reduced 34 sold out net bought ≈ $76.6m (+814.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($9.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $90.43. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 341Q4 22: 371Q1 23: 366Q2 23: 373Q3 23: 385Q4 23: 430Q1 24: 442Q2 24: 444Q3 24: 466Q4 24: 479479Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022341
Q4 2022371
Q1 2023366
Q2 2023373
Q3 2023385
Q4 2023430
Q1 2024442
Q2 2024444
Q3 2024466
Q4 2024479

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q1 23: 195 bought or addedQ1 23: 142 cut or sold outQ2 23: 171 bought or addedQ2 23: 160 cut or sold outQ2 23Q3 23: 189 bought or addedQ3 23: 149 cut or sold outQ4 23: 196 bought or addedQ4 23: 155 cut or sold outQ4 23Q1 24: 212 bought or addedQ1 24: 181 cut or sold outQ2 24: 205 bought or addedQ2 24: 187 cut or sold outQ2 24Q3 24: 228 bought or addedQ3 24: 180 cut or sold outQ4 24: 214 bought or addedQ4 24: 187 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023195142
Q2 2023171160
Q3 2023189149
Q4 2023196155
Q1 2024212181
Q2 2024205187
Q3 2024228180
Q4 2024214187

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ1 24 calls: $174.5kQ1 24 puts: $87.2kQ1 24P/C 0.50Q2 24 calls: $214.7kQ2 24 puts: $0Q2 24P/C 0.00Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —Q4 24 calls: $0Q4 24 puts: $0Q4 24P/C —
Numbers
QuarterCallsPutsP/C
Q1 2024$174.5k$87.2k0.50
Q2 2024$214.7k$00.00
Q3 2024$0$0—
Q4 2024$0$0—

Biggest buyers

CITIGROUP INC Added +511,267+511.3k
Diversified Enterprises, LLC Added +371,441+371.4k
MORGAN STANLEY Added +210,701+210.7k
OSAIC HOLDINGS, INC. Added +103,701+103.7k
MERCER GLOBAL ADVISORS INC /ADV Added +97,818+97.8k
Focus Partners Advisor Solutions, LLC Added +41,495+41.5k
WELLS FARGO & COMPANY/MN Added +37,936+37.9k
KINGSWOOD WEALTH ADVISORS, LLC New +29,441+29.4k
UBS Group AG Added +27,805+27.8k
Equitable Holdings, Inc. Added +27,802+27.8k

Biggest sellers

TOWNSQUARE CAPITAL LLC Reduced -234,754-234.8k
Redwood Investment Management, LLC Reduced -161,116-161.1k
Financial Enhancement Group LLC Sold out -124,658-124.7k
AMERIPRISE FINANCIAL INC Reduced -69,688-69.7k
LPL Financial LLC Reduced -53,643-53.6k
Perennial Investment Advisors, LLC Reduced -44,954-45.0k
Corient Private Wealth LP Reduced -37,507-37.5k
Financial Engines Advisors L.L.C. Reduced -36,812-36.8k
Leslie Global Wealth, LLC Reduced -32,615-32.6k
Christopher J. Hasenberg, Inc Reduced -32,451-32.5k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.08% of their portfolio FORT MILL, SC 2,267,6912.3m $204.9m $204.9m 0.08% Reduced -53.6k -53,643
2 CITIGROUP INC 0.19% of their portfolio NEW YORK, NY 2,131,0762.1m $192.5m $192.5m 0.19% Added +511.3k +511,267
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,703,1531.7m $153.9m $153.9m 0.01% Added +23.8k +23,787
4 Financial Engines Advisors L.L.C. 0.25% of their portfolio SANTA CLARA, CA 1,288,7171.3m $116.4m $116.4m 0.25% Reduced -36.8k -36,812
5 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 991,445991.4k $89.6m $89.6m 0.02% Reduced -69.7k -69,688
6 TOWNSQUARE CAPITAL LLC 0.99% of their portfolio Lehi, UT 968,521968.5k $87.5m $87.5m 0.99% Reduced -234.8k -234,754
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 631,944631.9k $57.1m $57.1m 0.00% Added +210.7k +210,701
8 NorthRock Partners, LLC 1.86% of their portfolio MINNEAPOLIS, MN 630,468630.5k $57.0m $57.0m 1.86% Added +8.5k +8,455
9 STIFEL FINANCIAL CORP 0.05% of their portfolio ST. LOUIS, MO 497,618497.6k $45.0m $45.0m 0.05% Added +23.9k +23,876
10 Diversified Enterprises, LLC 3.68% of their portfolio Wilmington, DE 425,578425.6k $38.5m $38.5m 3.68% Added +371.4k +371,441
11 BENJAMIN EDWARDS INC 0.52% of their portfolio Clayton, MO 403,389403.4k $36.4m $36.4m 0.52% Added +21.0k +20,987
12 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 399,575399.6k $36.1m $36.1m 0.01% Added +37.9k +37,936
13 Rodgers & Associates, LTD 4.16% of their portfolio Lancaster, PA 386,265386.3k $34.9m $34.9m 4.16% Reduced -6.0k -6,020
14 Avantax Planning Partners, Inc. 1.22% of their portfolio DUBUQUE, IA 375,669375.7k $33.9m $33.9m 1.22% Added +17.8k +17,788
15 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 367,506367.5k $33.2m $33.2m 0.07% Added +103.7k +103,701
16 Savant Capital, LLC 0.23% of their portfolio ROCKFORD, IL 326,063326.1k $29.5m $29.5m 0.23% Reduced -5.9k -5,938
17 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 293,044293.0k $26.5m $26.5m 0.04% Added +8.5k +8,465
18 FAS Wealth Partners, Inc. 2.21% of their portfolio LEAWOOD, KS 291,611291.6k $26.3m $26.3m 2.21% Reduced -11.2k -11,191
19 UBS Group AG 0.01% of their portfolio ZURICH, V8 287,122287.1k $25.9m $25.9m 0.01% Added +27.8k +27,805
20 Equitable Holdings, Inc. 0.24% of their portfolio NEW YORK, NY 276,821276.8k $25.0m $25.0m 0.24% Added +27.8k +27,802
21 Krilogy Financial LLC 1.53% of their portfolio ST. LOUIS, MO 254,230254.2k $23.0m $23.0m 1.53% Added +1.2k +1,210
22 GHP Investment Advisors, Inc. 0.99% of their portfolio Denver, CO 235,513235.5k $21.3m $21.3m 0.99% Added +3.7k +3,655
23 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 234,467234.5k $21.2m $21.2m 0.04% Added +3.3k +3,328
24 Roberts Financial Services LLC 3.90% of their portfolio MARQUETTE, MI 228,517228.5k $20.6m $20.6m 3.90% Added +1.8k +1,791
25 Convergence Financial, LLC 4.11% of their portfolio COLUMBIA, MO 228,251228.3k $20.6m $20.6m 4.11% Added +15.5k +15,509
26 AIRE ADVISORS, LLC 4.11% of their portfolio BEVERLY HILLS, CA 221,137221.1k $20.0m $20.0m 4.11% Added +4.1k +4,087
27 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.26% of their portfolio ST. LOUIS, MO 206,430206.4k $18.7m $18.7m 0.26% Added +7.1k +7,080
28 KWB Wealth 2.38% of their portfolio REDLANDS, CA 206,068206.1k $19.2m $19.2m 2.38% Reduced -7.6k -7,593
29 Private Advisor Group, LLC 0.10% of their portfolio MORRISTOWN, NJ 203,043203.0k $18.3m $18.3m 0.10% Added +4.3k +4,253
30 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 202,971203.0k $18.3m $18.3m 0.01% First filing
31 ASSETMARK, INC 0.05% of their portfolio CONCORD, CA 199,304199.3k $18.0m $18.0m 0.05% Added +8.2k +8,244
32 Mariner, LLC 0.03% of their portfolio Overland Park, KS 185,088185.1k $16.7m $16.7m 0.03% Reduced -11.9k -11,882
33 First National Trust Co 0.59% of their portfolio Johnstown, PA 175,216175.2k $15.8m $15.8m 0.59% Added +937 +937
34 Klingman & Associates, LLC 0.96% of their portfolio New York, NY 172,848172.8k $15.6m $15.6m 0.96% Reduced -2.1k -2,067
35 TIAA TRUST, NATIONAL ASSOCIATION 0.05% of their portfolio CHARLOTTE, NC 165,131165.1k $14.9m $14.9m 0.05% Added +9.0k +8,999
36 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 158,746158.7k $14.3m $14.3m 0.00% Added +14.7k +14,711
37 Shakespeare Wealth Management, LLC 3.69% of their portfolio Pewaukee, WI 151,641151.6k $13.7m $13.7m 3.69% Reduced -3.0k -2,990
38 Grey Fox Wealth Advisors, LLC 3.51% of their portfolio ROCKLAND, DE 141,781141.8k $12.8m $12.8m 3.51% Added +4.4k +4,361
39 WCG Wealth Advisors LLC 0.83% of their portfolio LAS VEGAS, NV 138,837138.8k $12.5m $12.5m 0.83% Added +1.1k +1,054
40 Csenge Advisory Group 0.67% of their portfolio CLEARWATER, FL 135,644135.6k $12.3m $12.3m 0.67% Reduced -14.0k -13,969
41 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 133,602133.6k $12.1m $12.1m 0.02% Added +14.5k +14,456
42 Optimist Retirement Group LLC 5.56% of their portfolio BELLEVUE, WA 130,041130.0k $11.7m $11.7m 5.56% Added +4.4k +4,419
43 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 120,231120.2k $10.9m $10.9m 0.03% Added +97.8k +97,818
44 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 118,725118.7k $10.7m $10.7m 0.01% Added +17.6k +17,633
45 MATHER GROUP, LLC. 0.14% of their portfolio CHICAGO, IL 117,607117.6k $10.6m $10.6m 0.14% Reduced -2.0k -1,978
46 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 115,624115.6k $10.4m $10.4m 0.01% Reduced -4.1k -4,072
47 UNIVEST FINANCIAL Corp 0.65% of their portfolio SOUDERTON, PA 113,407113.4k $10.2m $10.2m 0.65% Added +14.4k +14,429
48 JONES FINANCIAL COMPANIES LLLP 0.01% of their portfolio DES PERES, MO 110,271110.3k $10.0m $10.0m 0.01% Added +25.6k +25,550
49 Forbes Financial Planning, Inc. 4.63% of their portfolio EAST GREENWICH, RI 105,810105.8k $9.6m $9.6m 4.63% Reduced -77 -77
50 RAINEY & RANDALL WEALTH ADVISORS INC. 1.88% of their portfolio Celebration, FL 105,055105.1k $9.5m $9.5m 1.88% Added +2.5k +2,527
51 FINANCIAL CONSULATE, INC 2.50% of their portfolio HUNT VALLEY, MD 104,190104.2k $9.4m $9.4m 2.50% Added +3.5k +3,532
52 Systelligence, LLC 2.31% of their portfolio BLOOMINGTON, MN 103,811103.8k $9.4m $9.4m 2.31% Added +25.0k +24,971
53 BALANCED WEALTH GROUP LLC 4.23% of their portfolio WESTLAKE, OH 101,790101.8k $9.4m $9.4m 4.23% Added +6.7k +6,713
54 Kades & Cheifetz LLC 4.61% of their portfolio Berwyn, PA 99,73099.7k $9.0m $9.0m 4.61% Reduced -1.3k -1,341
55 Wealthcare Advisory Partners LLC 0.24% of their portfolio WEST CHESTER, PA 95,09695.1k $8.6m $8.6m 0.24% Added +1.2k +1,170
56 O'Dell Group, LLC 1.86% of their portfolio CINCINNATI, OH 91,01991.0k $8.2m $8.2m 1.86% Added +2.1k +2,097
57 MAI Capital Management 0.06% of their portfolio INDEPENDENCE, OH 88,41088.4k $8.0m $8.0m 0.06% Added +5.0k +4,992
58 Key Financial Inc 1.79% of their portfolio WEST CHESTER, PA 87,04587.0k $7.9m $7.9m 1.79% Added +992 +992
59 BIP Wealth, LLC 0.52% of their portfolio ATLANTA, GA 86,19386.2k $7.8m $7.8m 0.52% Added +7.3k +7,264
60 Tradition Wealth Management, LLC 0.68% of their portfolio EDINA, MN 85,10485.1k $7.7m $7.7m 0.68% Added +4.7k +4,704
61 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 79,38079.4k $7.2m $7.2m 0.01% Added +4.6k +4,578
62 ERn Financial, LLC 1.00% of their portfolio MIDDLETON, WI 73,77673.8k $6.7m $6.7m 1.00% Reduced -2.9k -2,889
63 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 72,62972.6k $6.6m $6.6m 0.02% Added +4.2k +4,220
64 Integrity Wealth Solutions LLC 3.58% of their portfolio DENVER, CO 70,67070.7k $6.4m $6.4m 3.58% Added +1.7k +1,689
65 HRC WEALTH MANAGEMENT, LLC 3.76% of their portfolio Moscow, ID 70,12970.1k $6.3m $6.3m 3.76% Added +7.2k +7,212
66 Financial Strategies Group, Inc. 1.48% of their portfolio OKEMOS, MI 69,35769.4k $6.2m $6.2m 1.48% Reduced -307 -307
67 Marietta Wealth Management, LLC 0.89% of their portfolio MARIETTA, GA 68,66468.7k $6.2m $6.2m 0.89% Added +1.2k +1,202
68 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 68,46368.5k $6.2m $6.2m 0.01% Reduced -765 -765
69 SIGNET FINANCIAL MANAGEMENT, LLC 0.77% of their portfolio PARSIPPANY, NJ 66,59066.6k $6.0m $6.0m 0.77% Reduced -2.4k -2,444
70 Financial Security Advisor, Inc. 1.50% of their portfolio VIRGINIA BEACH, VA 65,54465.5k $5.9m $5.9m 1.50% Reduced -882 -882
71 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 65,40265.4k $5.9m $5.9m 0.04% Added +19.7k +19,735
72 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.14% of their portfolio LOS ANGELES, CA 60,69660.7k $5.5m $5.5m 0.14% Added +334 +334
73 Steward Partners Investment Advisory, LLC 0.05% of their portfolio STAMFORD, CT 57,62657.6k $5.2m $5.2m 0.05% Reduced -1.8k -1,779
74 Focus Partners Advisor Solutions, LLC 0.09% of their portfolio SAINT LOUIS, MO 55,74655.7k $5.0m $5.0m 0.09% Added +41.5k +41,495
75 Pacific Sun Financial Corp 2.72% of their portfolio LOS ANGELES, CA 55,29455.3k $5.0m $5.0m 2.72% Reduced -50 -50
76 Blue Barn Wealth, LLC 2.63% of their portfolio OREM, UT 55,14355.1k $5.0m $5.0m 2.63% Added +2.4k +2,448
77 WALLER FINANCIAL PLANNING GROUP, INC 1.24% of their portfolio COLUMBUS, OH 54,34254.3k $4.9m $4.9m 1.24% Added +1.7k +1,745
78 McAdam, LLC 0.27% of their portfolio Philadelphia, PA 54,26554.3k $4.9m $4.9m 0.27% Reduced -4.0k -4,047
79 Aptus Capital Advisors, LLC 0.06% of their portfolio FAIRHOPE, AL 54,25454.3k $4.9m $4.9m 0.06% Added +2.7k +2,737
80 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 53,37653.4k $4.8m $4.8m 0.00% Added +1.5k +1,456
81 WealthShield Partners, LLC 0.68% of their portfolio CARY, NC 53,12653.1k $4.8m $4.8m 0.68% Added +2.1k +2,141
82 CWM, LLC 0.02% of their portfolio OMAHA, NE 52,88352.9k $4.8m $4.8m 0.02% Added +1.1k +1,111
83 INTERACTIVE FINANCIAL ADVISORS, INC. 2.45% of their portfolio New Lenox, IL 51,65951.7k $4.7m $4.7m 2.45% Added +944 +944
84 Kingsview Wealth Management, LLC 0.09% of their portfolio GRANTS PASS, OR 51,50851.5k $4.7m $4.7m 0.09% Added +1.4k +1,438
85 BARRETT & COMPANY, INC. 1.96% of their portfolio PROVIDENCE, RI 51,37451.4k $4.6m $4.6m 1.96% Added +124 +124
86 Graney & King, LLC 3.46% of their portfolio LATHAM, NY 50,75950.8k $4.6m $4.6m 3.46% First filing
87 Perennial Investment Advisors, LLC 0.53% of their portfolio Los Angeles, CA 49,85149.9k $4.5m $4.5m 0.53% Reduced -45.0k -44,954
88 Pinnacle Financial Partners Inc 0.09% of their portfolio Nashville, TN 49,79849.8k $4.6m $4.6m 0.09% Unchanged
89 Goldstone Financial Group, LLC 0.70% of their portfolio OAKBROOK TERRACE, IL 49,60749.6k $4.5m $4.5m 0.70% Added +13.6k +13,610
90 Portside Wealth Group, LLC 0.73% of their portfolio Provo, UT 49,09249.1k $4.4m $4.4m 0.73% Reduced -9.5k -9,497
91 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 48,63448.6k $4.4m $4.4m 0.00% Reduced -2.7k -2,704
92 New England Capital Financial Advisors LLC 2.13% of their portfolio MERIDEN, CT 48,40648.4k $4.4m $4.4m 2.13% Added +1.7k +1,668
93 Strategies Wealth Advisors, LLC 0.56% of their portfolio GRAND RAPIDS, MI 48,24848.2k $4.5m $4.5m 0.56% Reduced -3.6k -3,573
94 Integrated Wealth Concepts LLC 0.05% of their portfolio WALTHAM, MA 47,80347.8k $4.3m $4.3m 0.05% Added +3.4k +3,433
95 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 47,15947.2k $4.3m $4.3m 0.00% Added +1.0k +1,000
96 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 47,10047.1k $4.3m $4.3m 0.01% Added +23.7k +23,705
97 Gibbs Wealth Management 1.07% of their portfolio Alpharetta, GA 43,65643.7k $3.9m $3.9m 1.07% Added +375 +375
98 Dakota Wealth Management 0.09% of their portfolio PALM BEACH GARDENS, FL 43,29443.3k $3.9m $3.9m 0.09% Reduced -5.1k -5,102
99 Leslie Global Wealth, LLC 1.80% of their portfolio Itasca, IL 42,92142.9k $3.9m $3.9m 1.80% Reduced -32.6k -32,615
100 Spire Wealth Management 0.12% of their portfolio MCLEAN, VA 42,74642.7k $3.9m $3.9m 0.12% Reduced -2.5k -2,514