Vault-13

ISHARES TR IJS

SP SMCP600VL ETF · ETP · CUSIP 464287879

826 institutional holders +45 vs Q3 2024
40,913,25440.9m shares reported held*
$4.4bnreported value*
49 new 276 added 260 reduced 40 sold out net sold ≈ $34.4m (-367.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $108.41. Options: 4 managers hold calls ($2.3m notional), 3 hold puts ($813.8k).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 701Q4 22: 730Q1 23: 729Q2 23: 737Q3 23: 718Q4 23: 802Q1 24: 759Q2 24: 740Q3 24: 781Q4 24: 826826Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022701
Q4 2022730
Q1 2023729
Q2 2023737
Q3 2023718
Q4 2023802
Q1 2024759
Q2 2024740
Q3 2024781
Q4 2024826

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q1 23: 275 bought or addedQ1 23: 317 cut or sold outQ2 23: 259 bought or addedQ2 23: 319 cut or sold outQ2 23Q3 23: 227 bought or addedQ3 23: 342 cut or sold outQ4 23: 313 bought or addedQ4 23: 301 cut or sold outQ4 23Q1 24: 261 bought or addedQ1 24: 391 cut or sold outQ2 24: 248 bought or addedQ2 24: 358 cut or sold outQ2 24Q3 24: 301 bought or addedQ3 24: 304 cut or sold outQ4 24: 325 bought or addedQ4 24: 300 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023275317
Q2 2023259319
Q3 2023227342
Q4 2023313301
Q1 2024261391
Q2 2024248358
Q3 2024301304
Q4 2024325300

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ1 24 calls: $3.7mQ1 24 puts: $1.6mQ1 24P/C 0.44Q2 24 calls: $1.3mQ2 24 puts: $544.7kQ2 24P/C 0.42Q3 24 calls: $1.9mQ3 24 puts: $1.2mQ3 24P/C 0.65Q4 24 calls: $2.3mQ4 24 puts: $813.8kQ4 24P/C 0.36
Numbers
QuarterCallsPutsP/C
Q1 2024$3.7m$1.6m0.44
Q2 2024$1.3m$544.7k0.42
Q3 2024$1.9m$1.2m0.65
Q4 2024$2.3m$813.8k0.36

Biggest buyers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +389,520+389.5k
Focus Partners Wealth Added +195,581+195.6k
BANK OF AMERICA CORP /DE/ Added +137,751+137.8k
COMMONWEALTH EQUITY SERVICES, LLC Added +98,714+98.7k
Clear Creek Financial Management, LLC Added +96,425+96.4k
WELLS FARGO & COMPANY/MN Added +86,222+86.2k
Polianta Ltd New +65,800+65.8k
OSAIC HOLDINGS, INC. Added +58,538+58.5k
MORGAN STANLEY Added +56,389+56.4k
Financial Engines Advisors L.L.C. Added +50,882+50.9k

Biggest sellers

World Investment Advisors Reduced -356,321-356.3k
JPMORGAN CHASE & CO Reduced -338,715-338.7k
M&T Bank Corp Reduced -300,225-300.2k
FMR LLC Reduced -221,169-221.2k
ENVESTNET ASSET MANAGEMENT INC Reduced -84,238-84.2k
PRUDENTIAL FINANCIAL INC Sold out -83,353-83.4k
Cambridge Investment Research Advisors, Inc. Reduced -71,283-71.3k
GOLDMAN SACHS GROUP INC Reduced -61,935-61.9k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -50,607-50.6k
Lido Advisors, LLC Reduced -47,219-47.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.2m11.1k shares
CITADEL ADVISORS LLC Reduced $467.0k4.3k shares
JANE STREET GROUP, LLC New $336.7k3.1k shares
WOLVERINE TRADING, LLC New $270.5k2.5k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $358.4k3.3k shares
CITADEL ADVISORS LLC Reduced $249.8k2.3k shares
WOLVERINE TRADING, LLC New $205.6k1.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 3,542,4413.5m $384.7m $384.7m 0.03% Added +56.4k +56,389
2 BANK OF AMERICA CORP /DE/ 0.04% of their portfolio CHARLOTTE, NC 3,501,4183.5m $380.3m $380.3m 0.04% Added +137.8k +137,751
3 FMR LLC 0.02% of their portfolio BOSTON, MA 2,601,2782.6m $282.5m $282.5m 0.02% Reduced -221.2k -221,169
4 REGIONS FINANCIAL CORP 1.20% of their portfolio BIRMINGHAM, AL 1,498,9181.5m $162.8m $162.8m 1.20% Added +3.2k +3,188
5 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 1,385,0401.4m $150.4m $150.4m 0.04% Added +86.2k +86,222
6 M&T Bank Corp 0.44% of their portfolio BUFFALO, NY 1,216,1701.2m $132.1m $132.1m 0.44% Reduced -300.2k -300,225
7 UBS Group AG 0.03% of their portfolio ZURICH, V8 1,182,8441.2m $128.5m $128.5m 0.03% Added +4.3k +4,292
8 Prime Capital Investment Advisors, LLC 1.40% of their portfolio OVERLAND PARK, KS 889,325889.3k $96.6m $96.6m 1.40% Reduced -21.8k -21,765
9 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 800,828800.8k $87.0m $87.0m 0.02% Reduced -1.3k -1,318
10 Modera Wealth Management, LLC 0.99% of their portfolio WESTWOOD, NJ 752,320752.3k $81.7m $81.7m 0.99% Reduced -11.2k -11,180
11 COMMONWEALTH EQUITY SERVICES, LLC 0.12% of their portfolio WALTHAM, MA 746,087746.1k $81.0m $81.0m 0.12% Added +98.7k +98,714
12 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 731,544731.5k $79.5m $79.5m 0.03% Reduced -40.6k -40,572
13 PNC Financial Services Group, Inc. 0.05% of their portfolio Pittsburgh, PA 668,998669.0k $72.7m $72.7m 0.05% Reduced -5.7k -5,697
14 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 615,590615.6k $66.9m $66.9m 0.02% Reduced -84.2k -84,238
15 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 486,652486.7k $52.9m $52.9m 0.01% Added +32.2k +32,247
16 RAYMOND JAMES FINANCIAL INC 0.02% of their portfolio ST. PETERSBURG, FL 452,387452.4k $49.1m $49.1m 0.02% First filing
17 One Capital Management, LLC 1.50% of their portfolio WESTLAKE VILLAGE, CA 416,416416.4k $45.2m $45.2m 1.50% Reduced -20.9k -20,896
18 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 403,877403.9k $43.9m $43.9m 0.00% Reduced -338.7k -338,715
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.06% of their portfolio BALA CYNWYD, PA 400,297400.3k $43.5m $43.5m 0.06% Added +389.5k +389,520
20 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 381,256381.3k $41.4m $41.4m 0.06% Added +24.5k +24,475
21 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 353,427353.4k $38.4m $38.4m 0.04% Reduced -7.0k -6,993
22 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.03% of their portfolio MILWAUKEE, WI 349,120349.1k $37.9m $37.9m 0.03% Added +30.4k +30,381
23 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 334,065334.1k $36.3m $36.3m 0.02% Added +15.4k +15,420
24 Baird Financial Group, Inc. 0.07% of their portfolio MILWAUKEE, WI 320,061320.1k $34.8m $34.8m 0.07% Reduced -2.4k -2,362
25 GW HENSSLER & ASSOCIATES LTD 1.91% of their portfolio KENNESAW, GA 309,922309.9k $33.4m $33.4m 1.91% Reduced -4.2k -4,172
26 BAILARD, INC. 0.85% of their portfolio Foster City, CA 305,852305.9k $33.2m $33.2m 0.85% Added +5.3k +5,310
27 EXENCIAL WEALTH ADVISORS, LLC 1.20% of their portfolio OKLAHOMA CITY, OK 299,453299.5k $32.5m $32.5m 1.20% Reduced -8.1k -8,079
28 Focus Partners Wealth 0.04% of their portfolio ST LOUIS, MO 297,999298.0k $32.5m $32.5m 0.04% Added +195.6k +195,581
29 Palisades Hudson Asset Management, L.P. 13.32% of their portfolio FORT LAUDERDALE, FL 291,124291.1k $31.6m $31.6m 13.32% Reduced -1.3k -1,306
30 JONES FINANCIAL COMPANIES LLLP 0.03% of their portfolio DES PERES, MO 266,925266.9k $29.0m $29.0m 0.03% Added +9.2k +9,245
31 SPC Financial, Inc. 2.27% of their portfolio ROCKVILLE, MD 239,977240.0k $26.1m $26.1m 2.27% Added +4.8k +4,843
32 Mariner, LLC 0.04% of their portfolio Overland Park, KS 221,981222.0k $24.1m $24.1m 0.04% Reduced -12.9k -12,873
33 Heartwood Wealth Advisors LLC 2.58% of their portfolio RICHMOND, VA 211,184211.2k $22.9m $22.9m 2.58% Added +2.2k +2,188
34 GHP Investment Advisors, Inc. 1.05% of their portfolio Denver, CO 207,320207.3k $22.5m $22.5m 1.05% Reduced -943 -943
35 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.19% of their portfolio IRVING, TX 204,630204.6k $22.2m $22.2m 0.19% Reduced -4.3k -4,310
36 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 203,926203.9k $22.1m $22.1m 0.05% Added +58.5k +58,538
37 Cerity Partners LLC 0.05% of their portfolio NEW YORK, NY 202,660202.7k $22.0m $22.0m 0.05% Added +5.8k +5,800
38 NorthCoast Asset Management LLC 0.11% of their portfolio STAMFORD, CT 198,640198.6k $21.6m $21.6m 0.11% Added +1.8k +1,763
39 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 191,974192.0k $20.9m $20.9m 0.03% Reduced -5.6k -5,628
40 Savant Capital, LLC 0.16% of their portfolio ROCKFORD, IL 185,442185.4k $20.1m $20.1m 0.16% Reduced -23.5k -23,537
41 MAI Capital Management 0.15% of their portfolio INDEPENDENCE, OH 180,142180.1k $19.6m $19.6m 0.15% Added +15.8k +15,758
42 Probity Advisors, Inc. 3.65% of their portfolio DALLAS, TX 174,823174.8k $19.0m $19.0m 3.65% Reduced -27.0k -26,986
43 Family Firm, Inc. 1.79% of their portfolio BETHESDA, MD 173,152173.2k $8.0m $8.0m 1.79% Reduced -626 -626
44 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 172,512172.5k $18.7m $18.7m 0.00% Reduced -61.9k -61,935
45 Rockefeller Capital Management L.P. 0.05% of their portfolio NEW YORK, NY 163,127163.1k $17.7m $17.7m 0.05% Added +3.5k +3,452
46 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 162,265162.3k $17.6m $17.6m 0.02% Added +24.4k +24,379
47 Waverly Advisors, LLC 0.27% of their portfolio BIRMINGHAM, AL 160,220160.2k $17.4m $17.4m 0.27% Reduced -4.2k -4,247
48 Ellis Investment Partners, LLC 3.34% of their portfolio Berwyn, PA 156,162156.2k $17.0m $17.0m 3.34% Added +5.8k +5,754
49 PHILLIPS FINANCIAL MANAGEMENT, LLC 1.21% of their portfolio FORT WAYNE, IN 141,787141.8k $15.4m $15.4m 1.21% Reduced -46.9k -46,863
50 MONETA GROUP INVESTMENT ADVISORS LLC 0.21% of their portfolio ST LOUIS, MO 137,695137.7k $15.0m $15.0m 0.21% Reduced -12.3k -12,295
51 Financial Engines Advisors L.L.C. 0.03% of their portfolio SANTA CLARA, CA 133,382133.4k $14.5m $14.5m 0.03% Added +50.9k +50,882
52 Lido Advisors, LLC 0.09% of their portfolio Los Angeles, CA 129,357129.4k $14.0m $14.0m 0.09% Reduced -47.2k -47,219
53 KEYBANK NATIONAL ASSOCIATION/OH 0.05% of their portfolio BROOKLYN, OH 128,915128.9k $14.0m $14.0m 0.05% Reduced -986 -986
54 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 126,145126.1k $13.7m $13.7m 0.03% Reduced -612 -612
55 COMERICA BANK 0.05% of their portfolio DALLAS, TX 113,179113.2k $12.3m $12.3m 0.05% Reduced -604 -604
56 Financial Advisors Network, Inc. 1.98% of their portfolio TUSTIN, CA 109,594109.6k $11.9m $11.9m 1.98% First filing
57 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 105,707105.7k $11.5m $11.5m 0.03% Added +9.1k +9,146
58 Clear Creek Financial Management, LLC 1.22% of their portfolio SILVERDALE, WA 103,875103.9k $11.3m $11.3m 1.22% Added +96.4k +96,425
59 Wealth Architects, LLC 1.24% of their portfolio MOUNTAIN VIEW, CA 100,819100.8k $10.9m $10.9m 1.24% Reduced -1.1k -1,133
60 CIBC WORLD MARKET INC. 0.03% of their portfolio TORONTO, A6 100,482100.5k $10.9m $10.9m 0.03% Reduced -3.2k -3,208
61 Covenant Partners, LLC 3.31% of their portfolio Nashville, TN 98,84298.8k $10.7m $10.7m 3.31% Reduced -5.2k -5,248
62 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 94,02994.0k $10.2m $10.2m 0.02% Added +3.0k +3,034
63 KESTRA PRIVATE WEALTH SERVICES, LLC 0.17% of their portfolio AUSTIN, TX 93,67293.7k $10.2m $10.2m 0.17% Added +12.1k +12,057
64 AVANTAX ADVISORY SERVICES, INC. 0.06% of their portfolio DALLAS, TX 93,55693.6k $10.2m $10.2m 0.06% Added +3.8k +3,834
65 Lansing Street Advisors 3.53% of their portfolio AMBLER, PA 93,35993.4k $10.1m $10.1m 3.53% Added +11.7k +11,701
66 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 90,49290.5k $9.8m $9.8m 0.03% Reduced -71.3k -71,283
67 RTD Financial Advisors, Inc. 1.25% of their portfolio Philadelphia, PA 89,91789.9k $9.8m $9.8m 1.25% Added +2.0k +1,988
68 Asset Management Group, Inc. 1.73% of their portfolio STAMFORD, CT 89,37789.4k $9.7m $9.7m 1.73% Reduced -636 -636
69 JFS WEALTH ADVISORS, LLC 0.66% of their portfolio HERMITAGE, PA 89,12589.1k $9.7m $9.7m 0.66% Reduced -3.7k -3,737
70 BOKF, NA 0.16% of their portfolio TULSA, OK 88,01388.0k $9.3m $9.3m 0.16% Added +526 +526
71 Prospera Financial Services Inc 0.22% of their portfolio Dallas, TX 87,58587.6k $9.5m $9.5m 0.22% Added +854 +854
72 Asset Dedication, LLC 0.74% of their portfolio SAN FRANCISCO, CA 86,20886.2k $9.4m $9.4m 0.74% Reduced -8.2k -8,201
73 LAKE STREET PRIVATE WEALTH, LLC 1.49% of their portfolio CHICAGO, IL 85,83685.8k $9.3m $9.3m 1.49% Added +25.6k +25,558
74 One Day In July LLC 0.96% of their portfolio BURLINGTON, VT 84,57684.6k $9.2m $9.2m 0.96% Reduced -3.4k -3,441
75 GLENMEDE TRUST CO NA 0.05% of their portfolio PHILADELPHIA, PA 82,89082.9k $9.0m $9.0m 0.05% Reduced -2.3k -2,311
76 Sterling Financial Planning, Inc. 3.24% of their portfolio SPARTA, NJ 80,97081.0k $8.8m $8.8m 3.24% Reduced -992 -992
77 HOME FEDERAL BANK OF TENNESSEE 2.58% of their portfolio KNOXVILLE, TN 80,33580.3k $8.7m $8.7m 2.58% Reduced -1.6k -1,569
78 TrinityPoint Wealth, LLC 1.22% of their portfolio MILFORD, CT 79,92079.9k $8.7m $8.7m 1.22% Added +10.2k +10,235
79 SAX WEALTH ADVISORS, LLC 0.68% of their portfolio PARSIPPANY, NJ 79,72579.7k $8.7m $8.7m 0.68% Reduced -903 -903
80 Councilor Wealth, LLC 4.11% of their portfolio BETHESDA, MD 79,49279.5k $8.6m $8.6m 4.11% Reduced -450 -450
81 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 77,96978.0k $8.5m $8.5m 0.01% Reduced -14.1k -14,125
82 Evanson Asset Management, LLC 0.58% of their portfolio CARMEL, CA 77,85577.9k $8.5m $8.5m 0.58% Added +74 +74
83 Capital Advisors, Ltd. LLC 1.04% of their portfolio SHAKER HEIGHTS, OH 75,81675.8k $8.2m $8.2m 1.04% Reduced -692 -692
84 Pinnacle Financial Partners Inc 0.17% of their portfolio Nashville, TN 75,28875.3k $8.2m $8.2m 0.17% Added +2.7k +2,668
85 ROVIN CAPITAL /UT/ /ADV 2.93% of their portfolio MESA, AZ 74,87674.9k $8.1m $8.1m 2.93% Added +48.2k +48,248
86 Steward Partners Investment Advisory, LLC 0.07% of their portfolio STAMFORD, CT 74,41174.4k $8.1m $8.1m 0.07% Reduced -1.1k -1,132
87 Wilmington Savings Fund Society, FSB 0.14% of their portfolio WILMINGTON, DE 71,93071.9k $7.8m $7.8m 0.14% Reduced -1.8k -1,797
88 Cordatus Wealth Management LLC 2.06% of their portfolio NEWTOWN, PA 71,77671.8k $7.8m $7.8m 2.06% Added +797 +797
89 Wealth Quarterback LLC 3.66% of their portfolio TOMS RIVER, NJ 71,74671.7k $7.8m $7.8m 3.66% Added +1.3k +1,348
90 Chicago Partners Investment Group LLC 0.26% of their portfolio CHICAGO, IL 71,07571.1k $7.7m $7.7m 0.26% Reduced -355 -355
91 Atria Wealth Solutions, Inc. 0.08% of their portfolio NEW YORK, NY 69,22969.2k $7.5m $7.5m 0.08% Added +3.6k +3,624
92 Oxler Private Wealth LLC 2.45% of their portfolio Rye Brook, NY 68,60868.6k $7.5m $7.5m 2.45% Added +525 +525
93 FIFTH THIRD BANCORP 0.03% of their portfolio CINCINNATI, OH 68,16868.2k $7.4m $7.4m 0.03% Reduced -3.5k -3,487
94 BURNS J W & CO INC/NY 0.93% of their portfolio DEWITT, NY 67,15867.2k $7.3m $7.3m 0.93% Reduced -1.8k -1,783
95 Sepio Capital, LP 0.58% of their portfolio Salt Lake City, UT 66,68266.7k $7.2m $7.2m 0.58% Added +3.6k +3,648
96 Polianta Ltd 3.41% of their portfolio ST HELIER, Y9 65,80065.8k $7.1m $7.1m 3.41% New
97 Ifrah Financial Services, Inc. 1.96% of their portfolio Little Rock, AR 65,47365.5k $7.1m $7.1m 1.96% Reduced -290 -290
98 Allworth Financial LP 0.04% of their portfolio FOLSOM, CA 65,44465.4k $7.3m $7.3m 0.04% Added +39.5k +39,514
99 NorthCrest Asset Manangement, LLC 0.21% of their portfolio PLYMOUTH, MN 65,36665.4k $7.1m $7.1m 0.21% Reduced -132 -132
100 Compound Planning, Inc. 0.33% of their portfolio NEW YORK, NY 60,38860.4k $6.6m $6.6m 0.33% Added +9.7k +9,664