Vault-13

VANECK ETF TRUST ANGL

FALLEN ANGEL HG · ETP · CUSIP 92189F437

348 institutional holders -1 vs Q3 2024
73,457,95473.5m shares reported held*
$2.1bnreported value*
20 new 157 added 95 reduced 37 sold out net sold ≈ $32.0m (-1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($8.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $28.71. Options: 1 managers hold calls ($120.4k notional), 1 hold puts ($197.8k).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 284Q4 22: 322Q1 23: 319Q2 23: 317Q3 23: 311Q4 23: 347Q1 24: 345Q2 24: 340Q3 24: 349Q4 24: 348348Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022284
Q4 2022322
Q1 2023319
Q2 2023317
Q3 2023311
Q4 2023347
Q1 2024345
Q2 2024340
Q3 2024349
Q4 2024348

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 23: 167 bought or addedQ1 23: 137 cut or sold outQ2 23: 170 bought or addedQ2 23: 139 cut or sold outQ2 23Q3 23: 151 bought or addedQ3 23: 161 cut or sold outQ4 23: 174 bought or addedQ4 23: 152 cut or sold outQ4 23Q1 24: 184 bought or addedQ1 24: 165 cut or sold outQ2 24: 167 bought or addedQ2 24: 161 cut or sold outQ2 24Q3 24: 176 bought or addedQ3 24: 144 cut or sold outQ4 24: 177 bought or addedQ4 24: 132 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023167137
Q2 2023170139
Q3 2023151161
Q4 2023174152
Q1 2024184165
Q2 2024167161
Q3 2024176144
Q4 2024177132

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ1 24 calls: $8.7kQ1 24 puts: $156.7kQ1 24P/C 18.00Q2 24 calls: $8.5kQ2 24 puts: $288.7kQ2 24P/C 34.00Q3 24 calls: $5.9kQ3 24 puts: $5.9kQ3 24P/C 1.00Q4 24 calls: $120.4kQ4 24 puts: $197.8kQ4 24P/C 1.64
Numbers
QuarterCallsPutsP/C
Q1 2024$8.7k$156.7k18.00
Q2 2024$8.5k$288.7k34.00
Q3 2024$5.9k$5.9k1.00
Q4 2024$120.4k$197.8k1.64

Biggest buyers

AMERIPRISE FINANCIAL INC Added +1,002,192+1.0m
BANK OF AMERICA CORP /DE/ Added +984,949+984.9k
WELLS FARGO & COMPANY/MN Added +535,771+535.8k
State of Tennessee, Department of Treasury Added +195,085+195.1k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +122,972+123.0k
Capital Investment Advisors, LLC Added +116,162+116.2k
HOWARD FINANCIAL SERVICES, LTD. Added +104,475+104.5k
Performa Ltd (US), LLC Added +103,418+103.4k
HighTower Advisors, LLC Added +95,012+95.0k
PEAK FINANCIAL ADVISORS LLC Added +84,311+84.3k

Biggest sellers

Morningstar Investment Services LLC Sold out -861,446-861.4k
GOLDMAN SACHS GROUP INC Sold out -575,957-576.0k
JPMORGAN CHASE & CO Reduced -526,904-526.9k
JANE STREET GROUP, LLC Reduced -423,689-423.7k
BANK OF MONTREAL /CAN/ Reduced -353,593-353.6k
Balyasny Asset Management L.P. Sold out -340,920-340.9k
MERCER GLOBAL ADVISORS INC /ADV Reduced -324,178-324.2k
NATIONAL BANK OF CANADA /FI/ Sold out -237,816-237.8k
Tidal Investments LLC Sold out -212,486-212.5k
Deseret Mutual Benefit Administrators Reduced -168,118-168.1k

Biggest calls

CITADEL ADVISORS LLC Added $120.4k4.2k shares

Biggest puts

CITADEL ADVISORS LLC Added $197.8k6.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 9,470,4129.5m $271.5m $271.5m 0.03% Added +984.9k +984,949
2 State of Tennessee, Department of Treasury 0.53% of their portfolio NASHVILLE, TN 5,129,2855.1m $147.1m $147.1m 0.53% Added +195.1k +195,085
3 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 3,717,9203.7m $106.6m $106.6m 0.04% Reduced -54.9k -54,886
4 Capital Investment Advisors, LLC 1.71% of their portfolio ATLANTA, GA 2,925,3162.9m $83.9m $83.9m 1.71% Added +116.2k +116,162
5 Cerity Partners LLC 0.18% of their portfolio NEW YORK, NY 2,849,2422.8m $81.7m $81.7m 0.18% Added +46.8k +46,829
6 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 2,827,1442.8m $81.1m $81.1m 0.02% Added +1.0m +1,002,192
7 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,671,1032.7m $76.6m $76.6m 0.01% Reduced -13.6k -13,647
8 Kensington Asset Management, LLC 3.98% of their portfolio AUSTIN, TX 2,369,7262.4m $67.9m $67.9m 3.98% Unchanged
9 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,847,7471.8m $53.0m $53.0m 0.02% Reduced -69.5k -69,506
10 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,582,8581.6m $45.4m $45.4m 0.01% Added +535.8k +535,771
11 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 1,499,6181.5m $43.0m $43.0m 0.01% Added +123.0k +122,972
12 SOUTHERN FARM BUREAU LIFE INSURANCE 5.02% of their portfolio JACKSON, MS 1,231,4471.2m $35.3m $35.3m 5.02% Unchanged
13 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,198,8891.2m $34.4m $34.4m 0.01% Added +13.6k +13,587
14 1832 Asset Management L.P. 0.06% of their portfolio TORONTO, A6 1,183,7561.2m $33.9m $33.9m 0.06% Reduced -39.7k -39,653
15 EVERGREEN CAPITAL MANAGEMENT LLC 0.96% of their portfolio Bellevue, WA 1,032,8181.0m $29.6m $29.6m 0.96% Added +11.2k +11,191
16 Horizon Investments, LLC 0.83% of their portfolio Charlotte, NC 1,020,2461.0m $29.1m $29.1m 0.83% Reduced -1.2k -1,186
17 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 967,015967.0k $27.7m $27.7m 0.01% Unchanged
18 Ocean Park Asset Management, LLC 0.89% of their portfolio SANTA MONICA, CA 913,400913.4k $26.2m $26.2m 0.89% Unchanged
19 Integrated Wealth Concepts LLC 0.28% of their portfolio WALTHAM, MA 827,627827.6k $23.7m $23.7m 0.28% Added +24.9k +24,950
20 RiverFront Investment Group, LLC 0.48% of their portfolio RICHMOND, VA 730,415730.4k $20.9m $20.9m 0.48% Added +59.8k +59,762
21 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 665,714665.7k $19.1m $19.1m 0.01% First filing
22 SCOTIA CAPITAL INC. 0.10% of their portfolio TORONTO, A6 629,094629.1k $18.0m $18.0m 0.10% Added +13.2k +13,209
23 Aveo Capital Partners, LLC 1.90% of their portfolio ENGLEWOOD, CO 606,729606.7k $17.4m $17.4m 1.90% Reduced -101.6k -101,598
24 Trilogy Capital Inc. 0.88% of their portfolio IRVINE, CA 598,568598.6k $17.2m $17.2m 0.88% Added +1.4k +1,414
25 CAPE COD FIVE CENTS SAVINGS BANK 1.47% of their portfolio HYANNIS, MA 562,071562.1k $16.5m $16.5m 1.47% Unchanged
26 Wealthcare Advisory Partners LLC 0.44% of their portfolio WEST CHESTER, PA 557,240557.2k $16.0m $16.0m 0.44% Added +19.8k +19,841
27 American Financial Advisors, LLC 2.01% of their portfolio Marietta, GA 498,682498.7k $14.3m $14.3m 2.01% Added +1.5k +1,501
28 GUGGENHEIM CAPITAL LLC 0.12% of their portfolio CHICAGO, IL 498,650498.6k $14.3m $14.3m 0.12% Added +17.7k +17,671
29 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 475,128475.1k $13.6m $13.6m 0.03% Reduced -4.9k -4,944
30 AE Wealth Management LLC 0.11% of their portfolio TOPEKA, KS 471,205471.2k $13.5m $13.5m 0.11% Added +18.2k +18,185
31 Performa Ltd (US), LLC 4.50% of their portfolio CHARLESTON, SC 445,859445.9k $12.8m $12.8m 4.50% Added +103.4k +103,418
32 Janney Capital Management LLC 0.82% of their portfolio PITTSBURGH, PA 432,848432.8k $12.4m $12.4m 0.82% Reduced -26.1k -26,094
33 Destiny Wealth Partners, LLC 2.02% of their portfolio TAVARES, FL 431,212431.2k $12.4m $12.4m 2.02% Added +29.5k +29,480
34 HOWARD FINANCIAL SERVICES, LTD. 1.62% of their portfolio DALLAS, TX 415,227415.2k $11.9m $11.9m 1.62% Added +104.5k +104,475
35 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 396,893396.9k $11.4m $11.4m 0.01% Added +10.6k +10,550
36 CYPRESS FINANCIAL PLANNING LLC 3.99% of their portfolio HADDON HEIGHTS, NJ 379,137379.1k $10.9m $10.9m 3.99% Added +20.0k +19,964
37 Atlantic Edge Private Wealth Management, LLC 3.31% of their portfolio JACKSONVILLE, FL 373,172373.2k $10.7m $10.7m 3.31% Added +422 +422
38 BRASS TAX WEALTH MANAGEMENT, INC 2.11% of their portfolio CINCINNATI, OH 350,017350.0k $10.0m $10.0m 2.11% Reduced -7.4k -7,416
39 Strategic Wealth Investment Group, LLC 0.37% of their portfolio LOUISVILLE, KY 349,287349.3k $10.0m $10.0m 0.37% Reduced -51.2k -51,242
40 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 345,027345.0k $9.9m $9.9m 0.02% Added +2.7k +2,665
41 RWA WEALTH PARTNERS, LLC 0.12% of their portfolio BOSTON, MA 344,517344.5k $9.9m $9.9m 0.12% Added +5.3k +5,350
42 Allworth Financial LP 0.05% of their portfolio FOLSOM, CA 337,123337.1k $9.8m $9.8m 0.05% Added +7.7k +7,658
43 Octavia Wealth Advisors, LLC 1.09% of their portfolio CINCINNATI, OH 313,161313.2k $9.0m $9.0m 1.09% Added +16.7k +16,746
44 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 304,362304.4k $8.7m $8.7m 0.03% Added +3.2k +3,169
45 CHB Investment Group, LLC 4.73% of their portfolio NEW HOPE, PA 303,871303.9k $8.7m $8.7m 4.73% Added +6.5k +6,542
46 SHEPHERD KAPLAN KROCHUK, LLC 7.09% of their portfolio Boston, MA 295,837295.8k $8.5m $8.5m 7.09% Added +2.4k +2,362
47 Symphony Financial, Ltd. Co. 1.33% of their portfolio HOUSTON, TX 291,159291.2k $8.4m $8.4m 1.33% Added +3.0k +3,044
48 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 290,909290.9k $8.3m $8.3m 0.01% Reduced -423.7k -423,689
49 PEAK FINANCIAL ADVISORS LLC 4.24% of their portfolio DENVER, CO 284,503284.5k $8.2m $8.2m 4.24% Added +84.3k +84,311
50 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 284,201284.2k $8.1m $8.1m 0.03% Added +7.2k +7,210
51 Avitas Wealth Management LLC 1.12% of their portfolio LOS ANGELES, CA 282,562282.6k $8.1m $8.1m 1.12% Added +6.6k +6,567
52 Occidental Asset Management, LLC 1.24% of their portfolio Burlingame, CA 277,557277.6k $8.0m $8.0m 1.24% Added +11.7k +11,737
53 Envestnet Portfolio Solutions, Inc. 0.02% of their portfolio BERWYN, PA 262,398262.4k $7.5m $7.5m 0.02% Added +7.6k +7,594
54 WRAPMANAGER INC 1.88% of their portfolio MILL VALLEY, CA 255,857255.9k $7.3m $7.3m 1.88% Added +17.2k +17,220
55 AVANTAX ADVISORY SERVICES, INC. 0.05% of their portfolio DALLAS, TX 250,986251.0k $7.2m $7.2m 0.05% Added +12.2k +12,222
56 Allianz Investment Management U.S. LLC 0.50% of their portfolio Minneapolis, MN 248,042248.0k $7.1m $7.1m 0.50% Unchanged
57 Allianz Asset Management GmbH 0.01% of their portfolio MUNICH, 2M 239,279239.3k $6.9m $6.9m 0.01% Added +25.0k +25,000
58 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 238,398238.4k $6.8m $6.8m 0.01% Reduced -6.9k -6,854
59 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 224,629224.6k $6.4m $6.4m 0.00% Added +12.6k +12,559
60 Lido Advisors, LLC 0.04% of their portfolio Los Angeles, CA 219,592219.6k $6.3m $6.3m 0.04% Reduced -92.9k -92,867
61 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 218,738218.7k $6.3m $6.3m 0.01% Added +95.0k +95,012
62 FAS Wealth Partners, Inc. 0.52% of their portfolio LEAWOOD, KS 217,125217.1k $6.2m $6.2m 0.52% Added +9.9k +9,910
63 Advyzon Investment Management, LLC 2.38% of their portfolio LISLE, IL 214,932214.9k $6.2m $6.2m 2.38% First filing
64 NOMURA ASSET MANAGEMENT CO LTD 0.02% of their portfolio TOKYO, M0 212,123212.1k $6.1m $6.1m 0.02% Reduced -1.3k -1,300
65 Melone Private Wealth, LLC 3.05% of their portfolio AUBURN HILLS, MI 205,119205.1k $5.9m $5.9m 3.05% Reduced -43.8k -43,815
66 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 199,864199.9k $5.7m $5.7m 0.01% Added +22.7k +22,732
67 OneDigital Investment Advisors LLC 0.07% of their portfolio OVERLAND PARK, KS 198,491198.5k $5.7m $5.7m 0.07% Added +4.7k +4,678
68 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 197,182197.2k $5.7m $5.7m 0.01% Added +81.4k +81,386
69 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 194,910194.9k $5.6m $5.6m 0.01% Added +15.2k +15,206
70 MATHER GROUP, LLC. 0.07% of their portfolio CHICAGO, IL 192,622192.6k $5.5m $5.5m 0.07% Reduced -33.3k -33,278
71 Wela Strategies, Inc. 2.38% of their portfolio ATLANTA, GA 192,587192.6k $5.5m $5.5m 2.38% Added +7.7k +7,730
72 GeoWealth Management, LLC 0.17% of their portfolio CHICAGO, IL 178,272178.3k $5.1m $5.1m 0.17% Reduced -146.7k -146,656
73 NBT BANK, N.A. 0.35% of their portfolio NORWICH, NY 176,890176.9k $5.1m $5.1m 0.35% Reduced -3.8k -3,771
74 M Holdings Securities, Inc. 0.81% of their portfolio PORTLAND, OR 175,043175.0k $5.0m $5.0m 0.81% Reduced -466 -466
75 US FINANCIAL ADVISORS, LLC 1.54% of their portfolio BRAINTREE, MA 174,690174.7k $5.0m $5.0m 1.54% Added +7.4k +7,381
76 SECURIAN ASSET MANAGEMENT, INC 0.14% of their portfolio ST PAUL, MN 169,800169.8k $4.9m $4.9m 0.14% Unchanged
77 Ancora Advisors LLC 0.11% of their portfolio Cleveland, OH 169,294169.3k $4.9m $4.9m 0.11% Added +5.5k +5,457
78 Transamerica Financial Advisors, LLC 0.47% of their portfolio CEDAR RAPIDS, IA 166,078166.1k $4.8m $4.8m 0.47% Reduced -6.8k -6,822
79 UBS Group AG 0.00% of their portfolio ZURICH, V8 162,002162.0k $4.6m $4.6m 0.00% Added +6.6k +6,604
80 Essex LLC 0.96% of their portfolio DEER PARK, IL 159,176159.2k $4.6m $4.6m 0.96% Added +6.1k +6,116
81 MOSAIC FAMILY WEALTH PARTNERS, LLC 0.65% of their portfolio ST. LOUIS, MO 157,061157.1k $4.5m $4.5m 0.65% Added +5.9k +5,932
82 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 155,279155.3k $4.5m $4.5m 0.00% Added +64.3k +64,300
83 Family Legacy, Inc. 1.45% of their portfolio GREENVILLE, SC 148,724148.7k $4.3m $4.3m 1.45% Added +7.9k +7,862
84 MONEY CONCEPTS CAPITAL CORP 0.31% of their portfolio PALM BEACH GARDENS, FL 147,433147.4k $4.2m $4.2m 0.31% Reduced -1.6k -1,597
85 LANDMARK WEALTH MANAGEMENT, INC. 2.04% of their portfolio NORMAL, IL 146,321146.3k $4.2m $4.2m 2.04% Reduced -12.9k -12,934
86 Darwin Wealth Management, LLC 1.39% of their portfolio TAMPA, FL 144,194144.2k $4.1m $4.1m 1.39% Reduced -89.9k -89,885
87 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 140,351140.4k $4.0m $4.0m 0.00% Reduced -353.6k -353,593
88 Frank, Rimerman Advisors LLC 0.29% of their portfolio Palo Alto, CA 137,553137.6k $3.9m $3.9m 0.29% Added +1.3k +1,304
89 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 132,602132.6k $3.8m $3.8m 0.00% Reduced -526.9k -526,904
90 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 129,906129.9k $3.7m $3.7m 0.01% Added +3.3k +3,319
91 Accel Wealth Management 1.30% of their portfolio WAVERLY, IA 119,923119.9k $3.4m $3.4m 1.30% Added +4.8k +4,766
92 CW Advisors, LLC 0.05% of their portfolio BOSTON, MA 119,565119.6k $3.4m $3.4m 0.05% Reduced -688 -688
93 CONGRESS ASSET MANAGEMENT CO 0.02% of their portfolio BOSTON, MA 118,871118.9k $3.4m $3.4m 0.02% Reduced -114 -114
94 Towneley Capital Management, Inc / DE 0.81% of their portfolio LAGUNA HILLS, CA 118,719118.7k $3.4m $3.4m 0.81% Added +6.8k +6,818
95 SILVIA MCCOLL WEALTH MANAGEMENT, LLC 2.51% of their portfolio SAN DIEGO, CA 116,711116.7k $3.3m $3.3m 2.51% Added +4.8k +4,765
96 Sebold Capital Management, Inc. 2.23% of their portfolio LISLE, IL 115,866115.9k $3.3m $3.3m 2.23% Added +23.4k +23,352
97 INSIGNEO ADVISORY SERVICES, LLC 0.34% of their portfolio MIAMI, FL 113,671113.7k $3.3m $3.3m 0.34% Added +10.0k +10,020
98 PRINCIPAL SECURITIES, INC. 0.07% of their portfolio DES MOINES, IA 113,120113.1k $3.2m $3.2m 0.07% Reduced -21.3k -21,289
99 Clear Creek Financial Management, LLC 0.34% of their portfolio SILVERDALE, WA 111,307111.3k $3.2m $3.2m 0.34% Added +3.3k +3,269
100 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 106,808106.8k $3.1m $3.1m 0.01% Reduced -10.3k -10,335