Vault-13

SPDR SER TR SPIB

PORTFOLIO INTRMD · ETP · CUSIP 78464A375

561 institutional holders +60 vs Q3 2024
241,376,704241.4m shares reported held*
$7.9bnreported value*
68 new 266 added 119 reduced 41 sold out net bought ≈ $644.6m (+19.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $32.80.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 394Q4 22: 419Q1 23: 404Q2 23: 416Q3 23: 416Q4 23: 459Q1 24: 487Q2 24: 497Q3 24: 501Q4 24: 561561Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022394
Q4 2022419
Q1 2023404
Q2 2023416
Q3 2023416
Q4 2023459
Q1 2024487
Q2 2024497
Q3 2024501
Q4 2024561

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q1 23: 201 bought or addedQ1 23: 187 cut or sold outQ2 23: 209 bought or addedQ2 23: 170 cut or sold outQ2 23Q3 23: 217 bought or addedQ3 23: 164 cut or sold outQ4 23: 225 bought or addedQ4 23: 184 cut or sold outQ4 23Q1 24: 269 bought or addedQ1 24: 192 cut or sold outQ2 24: 278 bought or addedQ2 24: 191 cut or sold outQ2 24Q3 24: 300 bought or addedQ3 24: 165 cut or sold outQ4 24: 334 bought or addedQ4 24: 160 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023201187
Q2 2023209170
Q3 2023217164
Q4 2023225184
Q1 2024269192
Q2 2024278191
Q3 2024300165
Q4 2024334160

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5k$10k$15kQ1 24 calls: $3.3kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $10.1kQ3 24 puts: $0Q3 24P/C 0.00Q4 24 calls: $0Q4 24 puts: $0Q4 24P/C —
Numbers
QuarterCallsPutsP/C
Q1 2024$3.3k$00.00
Q2 2024$0$0—
Q3 2024$10.1k$00.00
Q4 2024$0$0—

Biggest buyers

Jefferies Financial Group Inc. Added +4,630,273+4.6m
CASTLEARK MANAGEMENT LLC New +3,757,660+3.8m
STATE STREET CORP Added +3,425,082+3.4m
LPL Financial LLC Added +3,353,932+3.4m
AMERIPRISE FINANCIAL INC Added +1,722,266+1.7m
D. E. Shaw & Co., Inc. Added +1,543,500+1.5m
ASSETMARK, INC Added +1,498,890+1.5m
True Link Financial Advisors, LLC Added +891,252+891.3k
Independent Advisor Alliance New +794,244+794.2k
Concord Wealth Partners New +736,572+736.6k

Biggest sellers

Squarepoint Ops LLC Sold out -1,476,480-1.5m
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Reduced -1,074,571-1.1m
BNP PARIBAS FINANCIAL MARKETS Sold out -1,007,500-1.0m
WELLS FARGO & COMPANY/MN Reduced -976,629-976.6k
State of New Jersey Common Pension Fund D Reduced -750,000-750.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -518,441-518.4k
Flaharty Asset Management, LLC Sold out -463,341-463.3k
Allworth Financial LP Reduced -445,782-445.8k
BANK OF AMERICA CORP /DE/ Reduced -427,051-427.1k
Members Advisory Group LLC Sold out -398,291-398.3k

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.26% of their portfolio SAN FRANCISCO, CA 43,490,45943.5m $1.4bn $1.4bn 0.26% Reduced -1.1m -1,074,571
2 LPL Financial LLC 0.51% of their portfolio FORT MILL, SC 38,330,04238.3m $1.3bn $1.3bn 0.51% Added +3.4m +3,353,932
3 ENVESTNET ASSET MANAGEMENT INC 0.10% of their portfolio Berwyn, PA 9,584,4469.6m $314.0m $314.0m 0.10% Reduced -518.4k -518,441
4 Creative Planning 0.22% of their portfolio OVERLAND PARK, KS 6,831,3236.8m $223.8m $223.8m 0.22% Reduced -102.9k -102,921
5 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 5,502,7965.5m $180.3m $180.3m 0.01% Added +616.0k +616,000
6 D.A. DAVIDSON & CO. 1.38% of their portfolio GREAT FALLS, MT 5,166,2855.2m $169.2m $169.2m 1.38% Added +216.8k +216,822
7 Jefferies Financial Group Inc. 1.88% of their portfolio NEW YORK, NY 5,130,2735.1m $168.1m $168.1m 1.88% Added +4.6m +4,630,273
8 ASSETMARK, INC 0.43% of their portfolio CONCORD, CA 4,860,3484.9m $159.2m $159.2m 0.43% Added +1.5m +1,498,890
9 D. E. Shaw & Co., Inc. 0.15% of their portfolio New York, NY 4,228,3004.2m $138.5m $138.5m 0.15% Added +1.5m +1,543,500
10 Wealth Management Nebraska 22.20% of their portfolio Norfolk, NE 4,160,7594.2m $136.5m $136.5m 22.20% First filing
11 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 4,073,6444.1m $133.5m $133.5m 0.03% Reduced -976.6k -976,629
12 Point72 Asset Management, L.P. 0.36% of their portfolio STAMFORD, CT 4,053,0004.1m $132.8m $132.8m 0.36% Added +100.0k +100,000
13 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 3,896,8223.9m $127.7m $127.7m 0.01% Added +3.4m +3,425,082
14 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 2.45% of their portfolio MINNEAPOLIS, MN 3,857,2443.9m $126.4m $126.4m 2.45% Added +228.4k +228,359
15 CASTLEARK MANAGEMENT LLC 4.29% of their portfolio CHICAGO, IL 3,757,6603.8m $123.1m $123.1m 4.29% New
16 MISSION WEALTH MANAGEMENT, LP 2.63% of their portfolio Santa Barbara, CA 3,375,8583.4m $110.6m $110.6m 2.63% Added +250.7k +250,659
17 True Link Financial Advisors, LLC 8.81% of their portfolio SAN FRANCISCO, CA 3,203,8283.2m $105.0m $105.0m 8.81% Added +891.3k +891,252
18 Buckingham Capital Management, Inc. 12.00% of their portfolio DAYTON, OH 3,191,8703.2m $104.6m $104.6m 12.00% Added +238.0k +238,037
19 HighTower Advisors, LLC 0.13% of their portfolio CHICAGO, IL 2,883,3242.9m $94.5m $94.5m 0.13% Added +177.6k +177,554
20 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 2,777,4422.8m $90.9m $90.9m 0.02% Added +1.7m +1,722,266
21 EASTERN BANK 1.17% of their portfolio BOSTON, MA 1,921,2391.9m $62.9m $62.9m 1.17% Reduced -85.5k -85,529
22 CAPITAL ADVISORS INC/OK 1.19% of their portfolio TULSA, OK 1,815,9461.8m $59.5m $59.5m 1.19% Reduced -102.1k -102,094
23 State of New Jersey Common Pension Fund D 0.22% of their portfolio TRENTON, NJ 1,655,7661.7m $54.2m $54.2m 0.22% Reduced -750.0k -750,000
24 McMill Wealth Management 20.45% of their portfolio NORFOLK, NE 1,541,5491.5m $50.5m $50.5m 20.45% First filing
25 Private Advisor Group, LLC 0.28% of their portfolio MORRISTOWN, NJ 1,526,9891.5m $50.0m $50.0m 0.28% Added +58.0k +58,036
26 OSAIC HOLDINGS, INC. 0.11% of their portfolio SCOTTSDALE, AZ 1,459,2231.5m $47.8m $47.8m 0.11% Added +153.3k +153,312
27 Zurich Insurance Group Ltd/FI 0.37% of their portfolio ZURICH, V8 1,402,9031.4m $45.9m $45.9m 0.37% Unchanged
28 STEPHENS GROUP ASSET MANAGEMENT, LLC 3.80% of their portfolio LITTLE ROCK, AR 1,393,9051.4m $45.7m $45.7m 3.80% Added +21.2k +21,231
29 Dodds Wealth, LLC 14.68% of their portfolio GREENWOOD VILLAGE, CO 1,391,2381.4m $45.6m $45.6m 14.68% Added +53.8k +53,828
30 Roberts Financial Services LLC 8.45% of their portfolio MARQUETTE, MI 1,366,9681.4m $44.8m $44.8m 8.45% Added +36.9k +36,873
31 Orange Investment Advisors, Inc. 4.58% of their portfolio GOSHEN, NY 1,234,8431.2m $40.5m $40.5m 4.58% Added +28.8k +28,771
32 TCV Trust & Wealth Management, Inc. 3.66% of their portfolio RICHMOND, VA 1,208,2131.2m $39.6m $39.6m 3.66% Added +48.0k +47,966
33 CWM, LLC 0.16% of their portfolio OMAHA, NE 1,199,2881.2m $39.3m $39.3m 0.16% Added +15.9k +15,871
34 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,135,4131.1m $37.2m $37.2m 0.01% Added +38.1k +38,114
35 Cetera Investment Advisers 0.08% of their portfolio SCHAUMBURG, IL 1,095,4361.1m $35.9m $35.9m 0.08% Reduced -59.0k -58,979
36 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,068,2721.1m $35.0m $35.0m 0.00% Reduced -427.1k -427,051
37 Eagle Ridge Investment Management 2.94% of their portfolio STAMFORD, CT 1,028,2451.0m $33.7m $33.7m 2.94% Added +30.2k +30,232
38 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 989,589989.6k $32.4m $32.4m 0.01% First filing
39 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.06% of their portfolio PLYMOUTH, MN 892,248892.2k $29.2m $29.2m 0.06% Added +198.6k +198,563
40 Dynamic Advisor Solutions LLC 1.23% of their portfolio PHOENIX, AZ 866,978867.0k $28.4m $28.4m 1.23% Added +65.6k +65,577
41 Migdal Insurance & Financial Holdings Ltd. 0.40% of their portfolio Petach Tikva, L3 856,543856.5k $28.1m $28.1m 0.40% Reduced -38.9k -38,861
42 TRUIST FINANCIAL CORP 0.04% of their portfolio CHARLOTTE, NC 812,140812.1k $26.6m $26.6m 0.04% Added +495.6k +495,624
43 Burt Wealth Advisors 6.72% of their portfolio North Bethesda, MD 808,271808.3k $26.5m $26.5m 6.72% Added +26.4k +26,383
44 Cerity Partners LLC 0.06% of their portfolio NEW YORK, NY 802,385802.4k $26.3m $26.3m 0.06% Added +16.8k +16,844
45 Advisors Capital Management, LLC 0.41% of their portfolio RIDGEWOOD, NJ 800,042800.0k $26.2m $26.2m 0.41% Added +2.0k +1,955
46 Independent Advisor Alliance 0.34% of their portfolio CHARLOTTE, NC 794,244794.2k $26.0m $26.0m 0.34% New
47 ST GERMAIN D J CO INC 1.17% of their portfolio SPRINGFIELD, MA 785,960786.0k $25.7m $25.7m 1.17% Added +65.4k +65,428
48 Obsidian Personal Planning Solutions LLC 11.89% of their portfolio ROCKVILLE, MD 748,091748.1k $24.6m $24.6m 11.89% Added +25.0k +24,959
49 NOTTINGHAM ADVISORS, INC. 3.10% of their portfolio AMHERST, NY 745,696745.7k $24.4m $24.4m 3.10% Reduced -37.9k -37,874
50 Concord Wealth Partners 3.95% of their portfolio ABINGDON, VA 736,572736.6k $24.1m $24.1m 3.95% New
51 Concord Asset Management, LLC/VA 5.29% of their portfolio ABINGDON, VA 734,701734.7k $24.1m $24.1m 5.29% New
52 CANTOR FITZGERALD INVESTMENT ADVISORS L.P. 1.65% of their portfolio NEW YORK, NY 725,545725.5k $23.8m $23.8m 1.65% Added +27.6k +27,586
53 Occidental Asset Management, LLC 3.61% of their portfolio Burlingame, CA 705,092705.1k $23.1m $23.1m 3.61% Added +38.3k +38,297
54 Cherry Tree Wealth Management, LLC 5.51% of their portfolio MINNETONKA, MN 679,885679.9k $22.3m $22.3m 5.51% Reduced -6.6k -6,635
55 Hobbs Group Advisors, LLC 8.29% of their portfolio COLUMBIA, SC 673,103673.1k $22.1m $22.1m 8.29% Added +105.1k +105,076
56 Rockwood Wealth Management, LLC 2.35% of their portfolio New Hope, PA 663,018663.0k $21.7m $21.7m 2.35% New
57 GenTrust, LLC 0.94% of their portfolio MIAMI, FL 656,583656.6k $21.5m $21.5m 0.94% Added +36.2k +36,175
58 Astoria Portfolio Advisors LLC. 7.33% of their portfolio NEW YORK, NY 631,987632.0k $20.6m $20.6m 7.33% Reduced -20.3k -20,273
59 Willow Creek Wealth Management Inc. 2.11% of their portfolio Sebastopol, CA 631,336631.3k $20.7m $20.7m 2.11% Added +36.6k +36,633
60 High Probability Advisors, LLC 3.65% of their portfolio Pittsford, NY 621,877621.9k $20.4m $20.4m 3.65% Added +39.6k +39,609
61 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 620,741620.7k $20.3m $20.3m 0.03% Reduced -376.4k -376,388
62 INTEGRITY ALLIANCE, LLC. 2.19% of their portfolio Urbandale, IA 616,823616.8k $20.2m $20.2m 2.19% First filing
63 PARK AVENUE SECURITIES LLC 0.20% of their portfolio NEW YORK, NY 590,800590.8k $19.4m $19.4m 0.20% Reduced -14.0k -14,025
64 Clark Capital Management Group, Inc. 0.13% of their portfolio PHILADELPHIA, PA 581,214581.2k $19.0m $19.0m 0.13% Reduced -288.3k -288,327
65 WRAPMANAGER INC 4.85% of their portfolio MILL VALLEY, CA 578,200578.2k $18.9m $18.9m 4.85% Added +31.6k +31,608
66 CGN Advisors LLC 1.71% of their portfolio MANHATTAN, KS 538,169538.2k $17.6m $17.6m 1.71% Added +18.8k +18,763
67 Crews Bank & Trust 2.96% of their portfolio PORT CHARLOTTE, FL 536,786536.8k $17.6m $17.6m 2.96% First filing
68 INTEGRAL INVESTMENT ADVISORS, INC. 5.45% of their portfolio TURLOCK, CA 513,675513.7k $16.8m $16.8m 5.45% Added +56.3k +56,275
69 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 482,324482.3k $15.8m $15.8m 0.01% Added +158.0k +158,042
70 OLD MISSION CAPITAL LLC 0.35% of their portfolio CHICAGO, IL 461,207461.2k $15.1m $15.1m 0.35% Reduced -349.0k -349,000
71 TRUEFG, LLC 4.92% of their portfolio CEDAR PARK, TX 460,187460.2k $15.1m $15.1m 4.92% Added +18.7k +18,667
72 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 456,044456.0k $14.9m $14.9m 0.00% Reduced -135.1k -135,121
73 GoalVest Advisory LLC 3.97% of their portfolio New York, NY 442,404442.4k $14.5m $14.5m 3.97% Added +188.2k +188,239
74 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 432,300432.3k $14.2m $14.2m 0.02% Added +15.3k +15,259
75 Capital Analysts, LLC 0.57% of their portfolio FORT WASHINGTON, PA 431,763431.8k $14.1m $14.1m 0.57% Added +9.2k +9,162
76 LEUTHOLD GROUP, LLC 1.69% of their portfolio MINNEAPOLIS, MN 429,917429.9k $14.1m $14.1m 1.69% Added +1.6k +1,605
77 Financial Gravity Companies, Inc. 3.17% of their portfolio Lakeway, TX 424,030424.0k $13.9m $13.9m 3.17% Added +11.6k +11,560
78 Waverly Advisors, LLC 0.21% of their portfolio BIRMINGHAM, AL 422,393422.4k $13.8m $13.8m 0.21% Added +23.8k +23,849
79 Advocacy Wealth Management, LLC 1.03% of their portfolio ATLANTA, GA 412,390412.4k $13.5m $13.5m 1.03% New
80 CABOT WEALTH MANAGEMENT INC 1.66% of their portfolio BEVERLY, MA 398,838398.8k $13.1m $13.1m 1.66% Added +18.3k +18,294
81 FIDELITY D & D BANCORP INC 4.18% of their portfolio Dunmore, PA 366,862366.9k $12.0m $12.0m 4.18% Added +208.4k +208,366
82 DUFF & PHELPS INVESTMENT MANAGEMENT CO 0.14% of their portfolio CHICAGO, IL 365,715365.7k $12.0m $12.0m 0.14% Added +3.7k +3,700
83 Union Bancaire Privee, UBP SA 0.21% of their portfolio GENEVA 1, V8 363,549363.5k $11.9m $11.9m 0.21% First filing
84 AVANTAX ADVISORY SERVICES, INC. 0.07% of their portfolio DALLAS, TX 351,833351.8k $11.5m $11.5m 0.07% Added +78.5k +78,501
85 Farther Finance Advisors, LLC 0.41% of their portfolio SAN FRANCISCO, CA 348,361348.4k $11.4m $11.4m 0.41% Reduced -112.5k -112,530
86 Mariner, LLC 0.02% of their portfolio Overland Park, KS 316,400316.4k $10.4m $10.4m 0.02% Added +36.6k +36,630
87 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 315,156315.2k $10.3m $10.3m 0.03% Added +18.4k +18,376
88 HTLF Bank 1.14% of their portfolio Denver, CO 306,860306.9k $10.1m $10.1m 1.14% Reduced -9.0k -8,964
89 Global Retirement Partners, LLC 0.29% of their portfolio San Rafael, CA 305,877305.9k $10.0m $10.0m 0.29% Added +36.0k +35,959
90 Orion Porfolio Solutions, LLC 0.10% of their portfolio OMAHA, NE 304,311304.3k $10.0m $10.0m 0.10% Added +9.9k +9,857
91 Orion Portfolio Solutions, LLC 0.10% of their portfolio Omaha, NE 304,311304.3k $10.0m $10.0m 0.10% Added +9.9k +9,857
92 Fortune 45 LLC 6.50% of their portfolio Gonzales, LA 304,236304.2k $10.0m $10.0m 6.50% Reduced -13.9k -13,939
93 Wayfinding Financial, LLC 5.17% of their portfolio LYNNWOOD, WA 295,019295.0k $9.7m $9.7m 5.17% Reduced -113.2k -113,225
94 Leicht Financial Planning & Wealth Management, Inc. 4.92% of their portfolio PARSIPPANY, NJ 293,655293.7k $9.6m $9.6m 4.92% Added +2.6k +2,556
95 ALPS ADVISORS INC 0.06% of their portfolio Denver, CO 281,315281.3k $9.2m $9.2m 0.06% Added +91.3k +91,280
96 Shilanski & Associates, Inc. 2.86% of their portfolio ANCHORAGE, AK 271,973272.0k $8.9m $8.9m 2.86% Added +8.8k +8,844
97 Amtrust Financial Services, Inc. 4.00% of their portfolio New York, NY 270,400270.4k $8.9m $8.9m 4.00% Unchanged
98 APPLETON PARTNERS INC/MA 0.64% of their portfolio BOSTON, MA 264,067264.1k $8.7m $8.7m 0.64% Added +18.6k +18,570
99 Cornerstone Wealth Management, LLC 0.58% of their portfolio ST. PETERS, MO 260,634260.6k $8.5m $8.5m 0.58% Added +47.2k +47,250
100 PRINCIPAL SECURITIES, INC. 0.19% of their portfolio DES MOINES, IA 257,280257.3k $8.4m $8.4m 0.19% Reduced -80.6k -80,597