Vault-13

SPDR SER TR SDY

S&P DIVID ETF · ETP · CUSIP 78464A763

1,197 institutional holders +38 vs Q3 2024
67,296,92067.3m shares reported held*
$8.9bnreported value*
66 new 349 added 386 reduced 84 sold out net bought ≈ $158.8m (+37.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($9.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $132.46. Options: 3 managers hold calls ($5.5m notional), 3 hold puts ($4.8m).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,031Q4 22: 1,126Q1 23: 1,108Q2 23: 1,098Q3 23: 1,053Q4 23: 1,125Q1 24: 1,115Q2 24: 1,107Q3 24: 1,159Q4 24: 1,1971,197Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 20221,031
Q4 20221,126
Q1 20231,108
Q2 20231,098
Q3 20231,053
Q4 20231,125
Q1 20241,115
Q2 20241,107
Q3 20241,159
Q4 20241,197

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ1 23: 431 bought or addedQ1 23: 450 cut or sold outQ2 23: 366 bought or addedQ2 23: 499 cut or sold outQ2 23Q3 23: 372 bought or addedQ3 23: 484 cut or sold outQ4 23: 368 bought or addedQ4 23: 526 cut or sold outQ4 23Q1 24: 362 bought or addedQ1 24: 559 cut or sold outQ2 24: 370 bought or addedQ2 24: 508 cut or sold outQ2 24Q3 24: 395 bought or addedQ3 24: 492 cut or sold outQ4 24: 415 bought or addedQ4 24: 470 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023431450
Q2 2023366499
Q3 2023372484
Q4 2023368526
Q1 2024362559
Q2 2024370508
Q3 2024395492
Q4 2024415470

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ1 24 calls: $13.1mQ1 24 puts: $2.2mQ1 24P/C 0.17Q2 24 calls: $5.5mQ2 24 puts: $2.2mQ2 24P/C 0.40Q3 24 calls: $7.2mQ3 24 puts: $6.5mQ3 24P/C 0.90Q4 24 calls: $5.5mQ4 24 puts: $4.8mQ4 24P/C 0.87
Numbers
QuarterCallsPutsP/C
Q1 2024$13.1m$2.2m0.17
Q2 2024$5.5m$2.2m0.40
Q3 2024$7.2m$6.5m0.90
Q4 2024$5.5m$4.8m0.87

Biggest buyers

ASSETMARK, INC Added +678,191+678.2k
WELLS FARGO & COMPANY/MN Added +335,483+335.5k
MAI Capital Management Added +240,670+240.7k
Nan Shan Life Insurance Co., Ltd. New +219,065+219.1k
Independent Advisor Alliance New +177,406+177.4k
Focus Partners Wealth Added +141,972+142.0k
Regent Peak Wealth Advisors LLC Added +121,759+121.8k
Private Advisor Group, LLC Added +117,210+117.2k
ARGENT CAPITAL MANAGEMENT LLC New +110,852+110.9k
MORGAN STANLEY Added +96,298+96.3k

Biggest sellers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Reduced -1,163,993-1.2m
VANGUARD GROUP INC Reduced -503,212-503.2k
JPMORGAN CHASE & CO Reduced -383,431-383.4k
IRONWOOD WEALTH MANAGEMENT, INC. Sold out -84,017-84.0k
AlTi Global, Inc. Reduced -72,701-72.7k
ROYAL BANK OF CANADA Reduced -66,690-66.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -60,919-60.9k
Kestra Advisory Services, LLC Reduced -51,401-51.4k
JANE STREET GROUP, LLC Sold out -45,570-45.6k
SYNOVUS FINANCIAL CORP Reduced -44,476-44.5k

Biggest calls

CITADEL ADVISORS LLC Unchanged $3.3m25.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.7m12.8k shares
JANE STREET GROUP, LLC Added $488.8k3.7k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $3.0m22.6k shares
CITADEL ADVISORS LLC Added $1.5m11.4k shares
JANE STREET GROUP, LLC Unchanged $330.2k2.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.09% of their portfolio CHARLOTTE, NC 7,716,6047.7m $1.0bn $1.0bn 0.09% Added +24.6k +24,596
2 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 4,787,3594.8m $632.4m $632.4m 0.04% Added +96.3k +96,298
3 RAYMOND JAMES FINANCIAL INC 0.15% of their portfolio ST. PETERSBURG, FL 3,010,2713.0m $397.7m $397.7m 0.15% First filing
4 LPL Financial LLC 0.15% of their portfolio FORT MILL, SC 2,861,6942.9m $378.0m $378.0m 0.15% Added +59.0k +59,001
5 Joel Isaacson & Co., LLC 14.99% of their portfolio NEW YORK, NY 2,516,6452.5m $332.4m $332.4m 14.99% Added +54.6k +54,648
6 ROYAL BANK OF CANADA 0.07% of their portfolio TORONTO, A6 2,350,9672.4m $310.6m $310.6m 0.07% Reduced -66.7k -66,690
7 WELLS FARGO & COMPANY/MN 0.07% of their portfolio SAN FRANCISCO, CA 2,103,5212.1m $277.9m $277.9m 0.07% Added +335.5k +335,483
8 UBS Group AG 0.05% of their portfolio ZURICH, V8 1,749,9731.7m $231.2m $231.2m 0.05% Added +47.3k +47,330
9 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 1,688,6691.7m $223.1m $223.1m 0.02% Reduced -383.4k -383,431
10 AMERIPRISE FINANCIAL INC 0.06% of their portfolio MINNEAPOLIS, MN 1,674,4431.7m $223.9m $223.9m 0.06% Reduced -27.9k -27,916
11 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 1,238,4771.2m $163.6m $163.6m 0.05% Reduced -60.9k -60,919
12 Richard Bernstein Advisors LLC 3.63% of their portfolio NEW YORK, NY 1,212,1091.2m $160.1m $160.1m 3.63% Reduced -26.5k -26,509
13 COMMONWEALTH EQUITY SERVICES, LLC 0.21% of their portfolio WALTHAM, MA 1,103,9451.1m $145.8m $145.8m 0.21% Added +30.5k +30,488
14 Janney Montgomery Scott LLC 0.39% of their portfolio PHILADELPHIA, PA 1,057,3191.1m $139.7m $139.7m 0.39% Reduced -2.6k -2,646
15 Bank of New York Mellon Corp 0.03% of their portfolio NEW YORK, NY 1,041,6451.0m $137.6m $137.6m 0.03% Reduced -5.5k -5,543
16 TRUIST FINANCIAL CORP 0.18% of their portfolio CHARLOTTE, NC 854,001854.0k $112.8m $112.8m 0.18% Reduced -23.9k -23,891
17 Pathstone Holdings, LLC 0.44% of their portfolio ENGLEWOOD, NJ 759,648759.6k $100.3m $100.3m 0.44% Reduced -13.4k -13,383
18 MAI Capital Management 0.75% of their portfolio INDEPENDENCE, OH 759,230759.2k $100.3m $100.3m 0.75% Added +240.7k +240,670
19 1ST SOURCE BANK 5.71% of their portfolio SOUTH BEND, IN 755,167755.2k $99.8m $99.8m 5.71% Added +10.6k +10,612
20 Destination Wealth Management 2.88% of their portfolio Walnut Creek, CA 695,990696.0k $91.9m $91.9m 2.88% Reduced -4.4k -4,433
21 Cetera Investment Advisers 0.19% of their portfolio SCHAUMBURG, IL 691,890691.9k $91.4m $91.4m 0.19% Added +10.5k +10,499
22 ASSETMARK, INC 0.24% of their portfolio CONCORD, CA 678,445678.4k $89.6m $89.6m 0.24% Added +678.2k +678,191
23 HighTower Advisors, LLC 0.10% of their portfolio CHICAGO, IL 542,027542.0k $71.6m $71.6m 0.10% Added +4.6k +4,560
24 Capital Investment Advisors, LLC 1.42% of their portfolio ATLANTA, GA 529,243529.2k $69.9m $69.9m 1.42% Reduced -10.7k -10,738
25 OSAIC HOLDINGS, INC. 0.14% of their portfolio SCOTTSDALE, AZ 465,797465.8k $61.5m $61.5m 0.14% Added +48.2k +48,157
26 Creative Planning 0.06% of their portfolio OVERLAND PARK, KS 451,773451.8k $59.7m $59.7m 0.06% Reduced -3.5k -3,506
27 PNC Financial Services Group, Inc. 0.04% of their portfolio Pittsburgh, PA 448,768448.8k $59.3m $59.3m 0.04% Reduced -8.1k -8,129
28 MML INVESTORS SERVICES, LLC 0.19% of their portfolio SPRINGFIELD, MA 420,137420.1k $55.5m $55.5m 0.19% Added +6.5k +6,507
29 Elk River Wealth Management LLC 9.45% of their portfolio DENVER, CO 395,119395.1k $52.2m $52.2m 9.45% Added +10.1k +10,095
30 Legacy Financial Group LLC 8.07% of their portfolio DES MOINES, IA 377,368377.4k $49.9m $49.9m 8.07% Added +3.1k +3,088
31 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 375,016375.0k $49.5m $49.5m 0.01% Reduced -13.3k -13,321
32 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.09% of their portfolio PLYMOUTH, MN 368,825368.8k $48.7m $48.7m 0.09% Added +5.1k +5,103
33 J.Safra Asset Management Corp 3.72% of their portfolio NEW YORK, NY 347,669347.7k $45.8m $45.8m 3.72% Added +3.7k +3,742
34 MONETA GROUP INVESTMENT ADVISORS LLC 0.61% of their portfolio ST LOUIS, MO 330,990331.0k $43.7m $43.7m 0.61% Reduced -16.1k -16,127
35 Linscomb Wealth, Inc. 1.96% of their portfolio Houston, TX 297,665297.7k $39.3m $39.3m 1.96% Added +2.4k +2,408
36 Clearstead Advisors, LLC 0.58% of their portfolio CLEVELAND, OH 288,586288.6k $38.1m $38.1m 0.58% Added +1.1k +1,115
37 MARINO, STRAM & ASSOCIATES LLC 7.95% of their portfolio BRAINTREE, MA 272,026272.0k $35.9m $35.9m 7.95% Added +3.5k +3,488
38 JONES FINANCIAL COMPANIES LLLP 0.03% of their portfolio DES PERES, MO 257,018257.0k $34.0m $34.0m 0.03% Added +67.5k +67,494
39 Private Advisor Group, LLC 0.19% of their portfolio MORRISTOWN, NJ 255,882255.9k $33.8m $33.8m 0.19% Added +117.2k +117,210
40 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 247,413247.4k $32.7m $32.7m 0.03% Added +30.3k +30,254
41 SCOTIA CAPITAL INC. 0.17% of their portfolio TORONTO, A6 239,506239.5k $31.6m $31.6m 0.17% Reduced -2.5k -2,519
42 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.26% of their portfolio IRVING, TX 236,683236.7k $31.3m $31.3m 0.26% Added +1.1k +1,148
43 Cambridge Investment Research Advisors, Inc. 0.10% of their portfolio FAIRFIELD, IA 235,982236.0k $31.2m $31.2m 0.10% Reduced -12.1k -12,074
44 Wolff Financial Management LLC 8.49% of their portfolio KALAMAZOO, MI 231,681231.7k $30.6m $30.6m 8.49% Added +1.4k +1,351
45 Focus Partners Wealth 0.04% of their portfolio ST LOUIS, MO 230,058230.1k $30.6m $30.6m 0.04% Added +142.0k +141,972
46 Nan Shan Life Insurance Co., Ltd. 0.70% of their portfolio Taipei City, F5 219,065219.1k $28.9m $28.9m 0.70% New
47 Baird Financial Group, Inc. 0.05% of their portfolio MILWAUKEE, WI 212,610212.6k $28.1m $28.1m 0.05% Reduced -6.7k -6,705
48 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 212,442212.4k $28.1m $28.1m 0.01% Reduced -5.5k -5,504
49 Regent Peak Wealth Advisors LLC 3.12% of their portfolio ATLANTA, GA 210,010210.0k $27.7m $27.7m 3.12% Added +121.8k +121,759
50 Klingman & Associates, LLC 1.66% of their portfolio New York, NY 204,025204.0k $27.0m $27.0m 1.66% Reduced -1.0k -1,003
51 Orion Porfolio Solutions, LLC 0.27% of their portfolio OMAHA, NE 201,857201.9k $26.7m $26.7m 0.27% Reduced -23.2k -23,174
52 Orion Portfolio Solutions, LLC 0.27% of their portfolio Omaha, NE 201,857201.9k $26.7m $26.7m 0.27% Reduced -23.2k -23,174
53 Mariner, LLC 0.04% of their portfolio Overland Park, KS 200,243200.2k $26.5m $26.5m 0.04% Added +10.4k +10,386
54 Flaharty Asset Management, LLC 3.83% of their portfolio CLEARWATER, FL 198,772198.8k $26.3m $26.3m 3.83% Reduced -3.2k -3,227
55 Graves Light Lenhart Wealth, Inc. 3.16% of their portfolio HARRISONBURG, VA 192,403192.4k $25.4m $25.4m 3.16% Reduced -1.5k -1,506
56 NWF Advisory Services Inc. 3.63% of their portfolio Los Angeles, CA 187,472187.5k $24.8m $24.8m 3.63% Added +2.8k +2,785
57 Kestra Advisory Services, LLC 0.13% of their portfolio AUSTIN, TX 180,908180.9k $23.9m $23.9m 0.13% Reduced -51.4k -51,401
58 Independent Advisor Alliance 0.31% of their portfolio CHARLOTTE, NC 177,406177.4k $23.4m $23.4m 0.31% New
59 Jackson, Grant Investment Advisers, Inc. 8.97% of their portfolio STAMFORD, CT 176,516176.5k $23.3m $23.3m 8.97% Reduced -1.1k -1,071
60 Rockefeller Capital Management L.P. 0.06% of their portfolio NEW YORK, NY 175,519175.5k $23.2m $23.2m 0.06% Added +4.1k +4,097
61 HUNTINGTON NATIONAL BANK 0.16% of their portfolio COLUMBUS, OH 165,287165.3k $21.8m $21.8m 0.16% Added +150 +150
62 Steward Partners Investment Advisory, LLC 0.19% of their portfolio STAMFORD, CT 163,372163.4k $21.6m $21.6m 0.19% Added +9.4k +9,410
63 Baltimore-Washington Financial Advisors, Inc. 1.07% of their portfolio Columbia, MD 157,333157.3k $20.8m $20.8m 1.07% Added +10.3k +10,341
64 Capital Advisors, Ltd. LLC 2.51% of their portfolio SHAKER HEIGHTS, OH 150,512150.5k $19.9m $19.9m 2.51% Reduced -1.1k -1,140
65 CAPTRUST FINANCIAL ADVISORS 0.05% of their portfolio RALEIGH, NC 139,834139.8k $18.5m $18.5m 0.05% Added +969 +969
66 COMERICA BANK 0.07% of their portfolio DALLAS, TX 132,918132.9k $17.6m $17.6m 0.07% Reduced -1.9k -1,895
67 UMB Bank, n.a. 0.27% of their portfolio Kansas City, MO 130,032130.0k $17.2m $17.2m 0.27% Reduced -14.2k -14,226
68 TigerOak Management, L.L.C. 5.92% of their portfolio NASHVILLE, TN 122,532122.5k $16.2m $16.2m 5.92% First filing
69 TD PRIVATE CLIENT WEALTH LLC 0.43% of their portfolio NEW YORK, NY 115,083115.1k $15.2m $15.2m 0.43% Reduced -13.3k -13,256
70 Prosperity Consulting Group, LLC 1.14% of their portfolio OWINGS MILLS, MD 114,715114.7k $15.2m $15.2m 1.14% Reduced -4.0k -3,981
71 BOKF, NA 0.24% of their portfolio TULSA, OK 110,911110.9k $14.3m $14.3m 0.24% Reduced -4.5k -4,505
72 ARGENT CAPITAL MANAGEMENT LLC 0.41% of their portfolio ST LOUIS, MO 110,852110.9k $14.6m $14.6m 0.41% New
73 AVANTAX ADVISORY SERVICES, INC. 0.09% of their portfolio DALLAS, TX 110,102110.1k $14.5m $14.5m 0.09% Added +1.3k +1,335
74 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 109,418109.4k $14.5m $14.5m 0.00% Added +1.4k +1,378
75 Hubbell Strickland Wealth Management, LLC 6.85% of their portfolio NEW ORLEANS, LA 109,416109.4k $14.5m $14.5m 6.85% Reduced -967 -967
76 Associated Banc-Corp 0.43% of their portfolio Green Bay, WI 108,542108.5k $14.3m $14.3m 0.43% Reduced -452 -452
77 FMR LLC 0.00% of their portfolio BOSTON, MA 108,185108.2k $14.3m $14.3m 0.00% Added +7.2k +7,211
78 FINANCIAL COUNSELORS INC 0.21% of their portfolio Overland Park, KS 108,099108.1k $14.3m $14.3m 0.21% Reduced -3.5k -3,520
79 CRA Financial Services, LLC 2.45% of their portfolio NORTHFIELD, NJ 107,951108.0k $14.3m $14.3m 2.45% Reduced -4.4k -4,442
80 Atria Wealth Solutions, Inc. 0.15% of their portfolio NEW YORK, NY 106,329106.3k $14.0m $14.0m 0.15% Added +4.7k +4,682
81 Mesirow Financial Investment Management, Inc. 0.27% of their portfolio CHICAGO, IL 102,613102.6k $13.6m $13.6m 0.27% Added +1.5k +1,525
82 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 2.03% of their portfolio FORT WORTH, TX 101,428101.4k $13.4m $13.4m 2.03% Reduced -1.7k -1,700
83 Equitable Holdings, Inc. 0.13% of their portfolio NEW YORK, NY 100,591100.6k $13.3m $13.3m 0.13% Added +10.4k +10,364
84 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 96,53696.5k $12.8m $12.8m 0.03% Reduced -7.0k -7,027
85 Sanctuary Advisors, LLC 0.08% of their portfolio INDIANAPOLIS, IN 96,35996.4k $13.0m $13.0m 0.08% Reduced -2.7k -2,702
86 KCM INVESTMENT ADVISORS LLC 0.43% of their portfolio GREENBRAE, CA 94,67594.7k $12.5m $12.5m 0.43% Added +114 +114
87 WESBANCO BANK INC 0.42% of their portfolio WHEELING, WV 92,93992.9k $12.3m $12.3m 0.42% Reduced -1.3k -1,252
88 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 92,14592.1k $12.2m $12.2m 0.01% Reduced -874 -874
89 Evelyn Partners Investment Management (Europe) Ltd 4.41% of their portfolio Dublin, L2 91,85491.9k $12.1m $12.1m 4.41% First filing
90 CWM, LLC 0.05% of their portfolio OMAHA, NE 90,88190.9k $12.0m $12.0m 0.05% Reduced -267 -267
91 Ameritas Investment Partners, Inc. 0.39% of their portfolio LINCOLN, NE 90,65090.7k $12.0m $12.0m 0.39% Added +2.0k +1,984
92 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 90,11190.1k $11.5m $11.5m 0.02% Added +4.5k +4,548
93 NATIONAL BANK OF CANADA /FI/ 0.02% of their portfolio MONTREAL, A8 89,61889.6k $11.8m $11.8m 0.02% Reduced -9.0k -8,973
94 SARD WEALTH MANAGEMENT GROUP, LLC 7.89% of their portfolio ATLANTA, GA 88,98589.0k $11.8m $11.8m 7.89% Reduced -1.0k -1,004
95 CIBC WORLD MARKET INC. 0.03% of their portfolio TORONTO, A6 88,93188.9k $11.7m $11.7m 0.03% Added +4.9k +4,860
96 HB Wealth Management, LLC 0.12% of their portfolio Atlanta, GA 87,78687.8k $11.6m $11.6m 0.12% Reduced -2.7k -2,728
97 Savant Capital, LLC 0.09% of their portfolio ROCKFORD, IL 86,89686.9k $11.5m $11.5m 0.09% Reduced -6.2k -6,181
98 SAGE RHINO CAPITAL LLC 2.43% of their portfolio MENLO PARK, CA 84,47884.5k $11.2m $11.2m 2.43% Added +129 +129
99 Forvis Mazars Wealth Advisors, LLC 0.25% of their portfolio Springfield, MO 83,44683.4k $11.0m $11.0m 0.25% Added +319 +319
100 NBT BANK, N.A. 0.77% of their portfolio NORWICH, NY 83,19783.2k $11.0m $11.0m 0.77% Reduced -7.7k -7,740