Vault-13

SPDR SER TR MDYV

S&P 400 MDCP VAL · ETP · CUSIP 78464A839

377 institutional holders +23 vs Q3 2024
29,822,52929.8m shares reported held*
$2.4bnreported value*
28 new 161 added 101 reduced 18 sold out net bought ≈ $248.6m (+3.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $80.24. Options: 1 managers hold calls ($32.1k notional), 0 hold puts (—).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 265Q4 22: 315Q1 23: 309Q2 23: 303Q3 23: 306Q4 23: 348Q1 24: 357Q2 24: 342Q3 24: 354Q4 24: 377377Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022265
Q4 2022315
Q1 2023309
Q2 2023303
Q3 2023306
Q4 2023348
Q1 2024357
Q2 2024342
Q3 2024354
Q4 2024377

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 23: 132 bought or addedQ1 23: 153 cut or sold outQ2 23: 129 bought or addedQ2 23: 137 cut or sold outQ2 23Q3 23: 131 bought or addedQ3 23: 138 cut or sold outQ4 23: 174 bought or addedQ4 23: 122 cut or sold outQ4 23Q1 24: 152 bought or addedQ1 24: 172 cut or sold outQ2 24: 141 bought or addedQ2 24: 178 cut or sold outQ2 24Q3 24: 166 bought or addedQ3 24: 145 cut or sold outQ4 24: 189 bought or addedQ4 24: 119 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023132153
Q2 2023129137
Q3 2023131138
Q4 2023174122
Q1 2024152172
Q2 2024141178
Q3 2024166145
Q4 2024189119

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30k$40kQ1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $31.8kQ3 24 puts: $0Q3 24P/C 0.00Q4 24 calls: $32.1kQ4 24 puts: $0Q4 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2024$0$0—
Q2 2024$0$0—
Q3 2024$31.8k$00.00
Q4 2024$32.1k$00.00

Biggest buyers

SUSQUEHANNA INTERNATIONAL GROUP, LLP New +1,000,000+1.0m
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +488,555+488.6k
TIAA TRUST, NATIONAL ASSOCIATION Added +229,359+229.4k
IHT Wealth Management, LLC Added +224,627+224.6k
GOLDMAN SACHS GROUP INC Added +198,348+198.3k
Foundations Investment Advisors, LLC New +140,733+140.7k
MORGAN STANLEY Added +118,986+119.0k
STIFEL FINANCIAL CORP Added +108,698+108.7k
BENJAMIN EDWARDS INC Added +100,518+100.5k
AE Wealth Management LLC Added +88,469+88.5k

Biggest sellers

CARY STREET PARTNERS INVESTMENT ADVISORY LLC Reduced -149,018-149.0k
LPL Financial LLC Reduced -56,612-56.6k
Financial Engines Advisors L.L.C. Reduced -49,034-49.0k
Corient Private Wealth LP Sold out -45,350-45.4k
Rockbridge Investment Management, LCC Reduced -29,470-29.5k
Perennial Investment Advisors, LLC Reduced -26,107-26.1k
PRUDENTIAL FINANCIAL INC Sold out -24,786-24.8k
FAS Wealth Partners, Inc. Reduced -22,543-22.5k
AVANTAX ADVISORY SERVICES, INC. Reduced -21,729-21.7k
Pinnacle Family Advisors, LLC Sold out -21,175-21.2k

Biggest calls

CITADEL ADVISORS LLC Unchanged $32.1k400 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 1.05% of their portfolio PLYMOUTH, MN 6,846,1416.8m $549.1m $549.1m 1.05% Added +488.6k +488,555
2 Financial Engines Advisors L.L.C. 0.23% of their portfolio SANTA CLARA, CA 1,340,9301.3m $107.5m $107.5m 0.23% Reduced -49.0k -49,034
3 NorthRock Partners, LLC 3.48% of their portfolio MINNEAPOLIS, MN 1,328,4151.3m $106.5m $106.5m 3.48% Added +12.5k +12,510
4 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 1,110,3341.1m $89.0m $89.0m 0.04% Reduced -56.6k -56,612
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.12% of their portfolio BALA CYNWYD, PA 1,000,0001.0m $80.2m $80.2m 0.12% New
6 TIAA TRUST, NATIONAL ASSOCIATION 0.20% of their portfolio CHARLOTTE, NC 810,809810.8k $65.0m $65.0m 0.20% Added +229.4k +229,359
7 Lutz Financial Services LLC 4.50% of their portfolio OMAHA, NE 694,697694.7k $55.7m $55.7m 4.50% Added +3.7k +3,705
8 STIFEL FINANCIAL CORP 0.06% of their portfolio ST. LOUIS, MO 674,495674.5k $54.1m $54.1m 0.06% Added +108.7k +108,698
9 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 596,592596.6k $47.8m $47.8m 0.00% Added +119.0k +118,986
10 BENJAMIN EDWARDS INC 0.66% of their portfolio Clayton, MO 571,373571.4k $45.8m $45.8m 0.66% Added +100.5k +100,518
11 Kestra Advisory Services, LLC 0.25% of their portfolio AUSTIN, TX 565,845565.8k $45.4m $45.4m 0.25% Added +5.0k +5,006
12 FAS Wealth Partners, Inc. 3.69% of their portfolio LEAWOOD, KS 547,880547.9k $43.9m $43.9m 3.69% Reduced -22.5k -22,543
13 AE Wealth Management LLC 0.34% of their portfolio TOPEKA, KS 495,640495.6k $39.8m $39.8m 0.34% Added +88.5k +88,469
14 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 480,211480.2k $38.5m $38.5m 0.01% Added +31.5k +31,465
15 CANANDAIGUA NATIONAL BANK & TRUST CO 3.01% of their portfolio CANANDAIGUA, NY 381,010381.0k $30.6m $30.6m 3.01% Added +6.1k +6,094
16 First National Trust Co 1.08% of their portfolio Johnstown, PA 357,674357.7k $28.7m $28.7m 1.08% Added +11.5k +11,452
17 First Pacific Financial 6.53% of their portfolio VANCOUVER, WA 349,870349.9k $28.1m $28.1m 6.53% Reduced -8.9k -8,903
18 Klingman & Associates, LLC 1.69% of their portfolio New York, NY 343,576343.6k $27.6m $27.6m 1.69% Reduced -980 -980
19 Avantax Planning Partners, Inc. 0.98% of their portfolio DUBUQUE, IA 338,411338.4k $27.1m $27.1m 0.98% Added +56.8k +56,825
20 Equitable Holdings, Inc. 0.22% of their portfolio NEW YORK, NY 291,485291.5k $23.4m $23.4m 0.22% Added +40 +40
21 IHT Wealth Management, LLC 0.73% of their portfolio Chicago, IL 283,335283.3k $22.7m $22.7m 0.73% Added +224.6k +224,627
22 Asset Dedication, LLC 1.75% of their portfolio SAN FRANCISCO, CA 277,358277.4k $22.2m $22.2m 1.75% Reduced -7.9k -7,920
23 GHP Investment Advisors, Inc. 1.02% of their portfolio Denver, CO 273,646273.6k $21.9m $21.9m 1.02% Added +2.3k +2,313
24 Convergence Financial, LLC 4.25% of their portfolio COLUMBIA, MO 265,612265.6k $21.3m $21.3m 4.25% Added +15.7k +15,656
25 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.28% of their portfolio ST. LOUIS, MO 251,986252.0k $20.2m $20.2m 0.28% Added +32.0k +32,026
26 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 242,519242.5k $19.5m $19.5m 0.00% Added +198.3k +198,348
27 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 235,544235.5k $18.9m $18.9m 0.01% Reduced -12.9k -12,894
28 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 234,889234.9k $18.8m $18.8m 0.03% Added +4.7k +4,731
29 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 216,903216.9k $17.4m $17.4m 0.04% Added +13.9k +13,891
30 ERn Financial, LLC 2.55% of their portfolio MIDDLETON, WI 211,860211.9k $17.0m $17.0m 2.55% Reduced -3.1k -3,127
31 Rodgers & Associates, LTD 2.02% of their portfolio Lancaster, PA 211,287211.3k $16.9m $16.9m 2.02% Added +1.7k +1,695
32 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 207,515207.5k $16.6m $16.6m 0.03% Added +9.3k +9,265
33 Avior Wealth Management, LLC 0.59% of their portfolio OMAHA, NE 200,984201.0k $16.1m $16.1m 0.59% Reduced -887 -887
34 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 197,456197.5k $15.8m $15.8m 0.01% First filing
35 Clark Capital Management Group, Inc. 0.11% of their portfolio PHILADELPHIA, PA 190,115190.1k $15.2m $15.2m 0.11% Added +9.9k +9,946
36 KWB Wealth 1.87% of their portfolio REDLANDS, CA 190,054190.1k $15.1m $15.1m 1.87% Reduced -4.7k -4,659
37 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 183,727183.7k $14.7m $14.7m 0.02% Added +12.4k +12,370
38 SIGNET FINANCIAL MANAGEMENT, LLC 1.73% of their portfolio PARSIPPANY, NJ 168,720168.7k $13.5m $13.5m 1.73% Reduced -5.7k -5,739
39 McAdam, LLC 0.73% of their portfolio Philadelphia, PA 165,888165.9k $13.3m $13.3m 0.73% Reduced -12.5k -12,522
40 Marathon Mission, Inc. 8.62% of their portfolio ALBANY, NY 157,836157.8k $12.7m $12.7m 8.62% Added +4.2k +4,157
41 BALANCED WEALTH GROUP LLC 5.31% of their portfolio WESTLAKE, OH 142,887142.9k $11.8m $11.8m 5.31% Added +8.2k +8,153
42 CARY STREET PARTNERS FINANCIAL LLC 0.37% of their portfolio RICHMOND, VA 142,735142.7k $11.4m $11.4m 0.37% First filing
43 Foundations Investment Advisors, LLC 0.22% of their portfolio PHOENIX, AZ 140,733140.7k $11.3m $11.3m 0.22% New
44 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 138,493138.5k $11.1m $11.1m 0.00% Added +15.6k +15,611
45 Private Wealth Management Group, LLC 4.11% of their portfolio PRINCETON, NJ 133,725133.7k $10.7m $10.7m 4.11% Reduced -9.1k -9,071
46 CWM, LLC 0.04% of their portfolio OMAHA, NE 133,363133.4k $10.7m $10.7m 0.04% Added +5.0k +5,044
47 JNBA Financial Advisors 1.04% of their portfolio BLOOMINGTON, MN 126,724126.7k $10.2m $10.2m 1.04% Reduced -7.7k -7,687
48 Alesco Advisors, LLC, An ESL Co 0.30% of their portfolio Pittsford, NY 120,592120.6k $9.7m $9.7m 0.30% Reduced -1.3k -1,321
49 TOWNSQUARE CAPITAL LLC 0.11% of their portfolio Lehi, UT 119,163119.2k $9.6m $9.6m 0.11% Added +9.7k +9,676
50 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 117,695117.7k $9.4m $9.4m 0.02% Added +13.5k +13,540
51 Mariner, LLC 0.02% of their portfolio Overland Park, KS 114,630114.6k $9.2m $9.2m 0.02% Added +3.9k +3,933
52 Jacobi Capital Management LLC 0.61% of their portfolio PITTSTON, PA 102,421102.4k $8.2m $8.2m 0.61% Added +1.0k +1,038
53 WCG Wealth Advisors LLC 0.53% of their portfolio LAS VEGAS, NV 100,224100.2k $8.0m $8.0m 0.53% Added +452 +452
54 Rockbridge Investment Management, LCC 1.01% of their portfolio Syracuse, NY 97,94097.9k $7.9m $7.9m 1.01% Reduced -29.5k -29,470
55 Total Wealth Planning, LLC 1.22% of their portfolio CINCINNATI, OH 97,79897.8k $7.8m $7.8m 1.22% Added +480 +480
56 WealthShield Partners, LLC 1.03% of their portfolio CARY, NC 90,95191.0k $7.3m $7.3m 1.03% Added +21.0k +20,953
57 Diligent Investors, LLC 1.57% of their portfolio REDLANDS, CA 85,57985.6k $6.9m $6.9m 1.57% Added +725 +725
58 JONES FINANCIAL COMPANIES LLLP 0.01% of their portfolio DES PERES, MO 84,60984.6k $6.8m $6.8m 0.01% Added +27.8k +27,846
59 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 84,14284.1k $6.7m $6.7m 0.04% Reduced -21.7k -21,729
60 Prestige Wealth Management Group LLC 1.33% of their portfolio FLEMINGTON, NJ 80,02980.0k $6.4m $6.4m 1.33% Added +27 +27
61 Councilor Wealth, LLC 3.03% of their portfolio BETHESDA, MD 79,29479.3k $6.4m $6.4m 3.03% Reduced -205 -205
62 EP Wealth Advisors, LLC 0.05% of their portfolio TORRANCE, CA 77,94377.9k $6.3m $6.3m 0.05% Added +71.9k +71,869
63 SAGE FINANCIAL GROUP INC 0.50% of their portfolio W. CONSHOHOCKEN, PA 77,42977.4k $6.2m $6.2m 0.50% Reduced -1.7k -1,682
64 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 74,47974.5k $6.0m $6.0m 0.01% Added +57.9k +57,891
65 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 72,13872.1k $5.8m $5.8m 0.00% Added +1.3k +1,343
66 WALLER FINANCIAL PLANNING GROUP, INC 1.43% of their portfolio COLUMBUS, OH 70,72770.7k $5.7m $5.7m 1.43% Added +1.9k +1,857
67 CAPITAL WEALTH MANAGEMENT, LLC 2.40% of their portfolio W. WARWICK, RI 69,70269.7k $5.6m $5.6m 2.40% Added +586 +586
68 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 69,63569.6k $5.6m $5.6m 0.01% Added +1.1k +1,145
69 Pathstone Holdings, LLC 0.02% of their portfolio ENGLEWOOD, NJ 69,29069.3k $5.6m $5.6m 0.02% Unchanged
70 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 68,18768.2k $5.5m $5.5m 0.00% Added +3.0k +3,002
71 Koss-Olinger Consulting, LLC 0.47% of their portfolio GAINESVILLE, FL 66,20266.2k $5.3m $5.3m 0.47% Reduced -482 -482
72 Freedom Investment Management, Inc. 0.43% of their portfolio SOUTH WINDSOR, CT 64,92764.9k $5.2m $5.2m 0.43% Reduced -748 -748
73 Executive Wealth Management, LLC 0.40% of their portfolio BRIGHTON, MI 64,31164.3k $5.2m $5.2m 0.40% New
74 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 62,97663.0k $5.1m $5.1m 0.03% Reduced -2.1k -2,143
75 IAG Wealth Partners, LLC 0.83% of their portfolio WAUKESHA, WI 58,90558.9k $4.7m $4.7m 0.83% Reduced -2.0k -1,962
76 RTD Financial Advisors, Inc. 0.60% of their portfolio Philadelphia, PA 58,43958.4k $4.7m $4.7m 0.60% Reduced -617 -617
77 Garden State Investment Advisory Services LLC 1.44% of their portfolio Red Bank, NJ 58,11858.1k $4.7m $4.7m 1.44% Added +254 +254
78 Merit Financial Group, LLC 0.08% of their portfolio ALPHARETTA, GA 56,73956.7k $4.6m $4.6m 0.08% Reduced -1.6k -1,563
79 Gladstone Institutional Advisory LLC 0.21% of their portfolio Bedminster, NJ 56,52756.5k $4.5m $4.5m 0.21% Reduced -3.5k -3,510
80 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 55,95056.0k $4.5m $4.5m 0.00% Added +1.8k +1,824
81 Marotta Asset Management 0.92% of their portfolio CHARLOTTESVILLE, VA 55,24355.2k $4.4m $4.4m 0.92% Reduced -3.2k -3,165
82 Stratos Wealth Partners, LTD. 0.06% of their portfolio BEACHWOOD, OH 55,22855.2k $4.4m $4.4m 0.06% Added +44.3k +44,262
83 Clarus Wealth Advisors 2.11% of their portfolio PEORIA, AZ 52,95153.0k $4.2m $4.2m 2.11% Reduced -3.2k -3,160
84 Canandaigua National Trust Co of Florida 3.17% of their portfolio CANANDAIGUA, NY 50,62850.6k $4.1m $4.1m 3.17% Added +230 +230
85 UBS Group AG 0.00% of their portfolio ZURICH, V8 50,50350.5k $4.1m $4.1m 0.00% Reduced -1.1k -1,074
86 Modera Wealth Management, LLC 0.05% of their portfolio WESTWOOD, NJ 50,38550.4k $4.0m $4.0m 0.05% New
87 BAILARD, INC. 0.10% of their portfolio Foster City, CA 49,51749.5k $4.0m $4.0m 0.10% Reduced -722 -722
88 Independent Advisor Alliance 0.05% of their portfolio CHARLOTTE, NC 47,93647.9k $3.8m $3.8m 0.05% Added +44.4k +44,371
89 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.09% of their portfolio LOS ANGELES, CA 47,09047.1k $3.8m $3.8m 0.09% Added +23.2k +23,186
90 Koshinski Asset Management, Inc. 0.31% of their portfolio DECATUR, IL 45,08145.1k $3.6m $3.6m 0.31% Reduced -2.0k -1,981
91 Montz Harcus Wealth Management LLC 1.91% of their portfolio New Orleans, LA 42,52542.5k $3.4m $3.4m 1.91% Added +28.6k +28,552
92 Geneos Wealth Management Inc. 0.12% of their portfolio ENGLEWOOD, CO 41,30741.3k $3.3m $3.3m 0.12% Added +197 +197
93 Chicago Partners Investment Group LLC 0.11% of their portfolio CHICAGO, IL 39,27139.3k $3.2m $3.2m 0.11% Added +2.4k +2,391
94 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 37,57837.6k $3.0m $3.0m 0.04% Reduced -2.4k -2,407
95 Perennial Investment Advisors, LLC 0.35% of their portfolio Los Angeles, CA 36,52236.5k $2.9m $2.9m 0.35% Reduced -26.1k -26,107
96 Wealthcare Advisory Partners LLC 0.08% of their portfolio WEST CHESTER, PA 35,99436.0k $2.9m $2.9m 0.08% Added +1.0k +1,004
97 Rialto Wealth Management, LLC 0.93% of their portfolio SYRACUSE, NY 35,09635.1k $2.8m $2.8m 0.93% First filing
98 LODESTAR PRIVATE ASSET MANAGEMENT LLC 0.35% of their portfolio ALAMO, CA 35,07235.1k $2.8m $2.8m 0.35% Reduced -469 -469
99 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 34,95635.0k $2.8m $2.8m 0.01% Reduced -3.4k -3,420
100 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 34,70634.7k $2.8m $2.8m 0.00% Added +23.1k +23,101