Vault-13

NUVEEN PFD & INCOME OPPORTUN JPC

COM · Closed-End Fund · CUSIP 67073B106

298 institutional holders +9 vs Q3 2024
63,072,10763.1m shares reported held*
$495.8mreported value*
32 new 90 added 76 reduced 39 sold out net sold ≈ $24.1m (-3.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $7.86.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 134Q4 22: 138Q1 23: 134Q2 23: 129Q3 23: 140Q4 23: 300Q1 24: 287Q2 24: 282Q3 24: 289Q4 24: 298298Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022134
Q4 2022138
Q1 2023134
Q2 2023129
Q3 2023140
Q4 2023300
Q1 2024287
Q2 2024282
Q3 2024289
Q4 2024298

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q1 23: 56 bought or addedQ1 23: 60 cut or sold outQ2 23: 47 bought or addedQ2 23: 61 cut or sold outQ2 23Q3 23: 53 bought or addedQ3 23: 55 cut or sold outQ4 23: 245 bought or addedQ4 23: 26 cut or sold outQ4 23Q1 24: 127 bought or addedQ1 24: 136 cut or sold outQ2 24: 108 bought or addedQ2 24: 122 cut or sold outQ2 24Q3 24: 133 bought or addedQ3 24: 105 cut or sold outQ4 24: 122 bought or addedQ4 24: 115 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20235660
Q2 20234761
Q3 20235355
Q4 202324526
Q1 2024127136
Q2 2024108122
Q3 2024133105
Q4 2024122115

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +597,716+597.7k
IBEX WEALTH ADVISORS New +326,705+326.7k
PRELUDE CAPITAL MANAGEMENT, LLC New +300,000+300.0k
GUGGENHEIM CAPITAL LLC Added +271,400+271.4k
FCA CORP /TX Added +213,249+213.2k
Advisors Asset Management, Inc. Added +206,491+206.5k
UBS Group AG Added +202,793+202.8k
Wealth Advisory Solutions, LLC Added +169,820+169.8k
OSAIC HOLDINGS, INC. Added +97,584+97.6k
HighTower Advisors, LLC Added +78,521+78.5k

Biggest sellers

MORGAN STANLEY Reduced -1,720,451-1.7m
Capital Investment Advisors, LLC Reduced -702,643-702.6k
Thomas J. Herzfeld Advisors, Inc. Sold out -563,822-563.8k
SIT INVESTMENT ASSOCIATES INC Reduced -481,571-481.6k
COHEN & STEERS, INC. Reduced -370,000-370.0k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Reduced -338,395-338.4k
Invesco Ltd. Reduced -297,393-297.4k
Rareview Capital LLC Sold out -289,928-289.9k
ENVESTNET ASSET MANAGEMENT INC Reduced -289,079-289.1k
JANE STREET GROUP, LLC Sold out -243,162-243.2k

Insider purchases and sales in Q4 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 1 buyingQ4 23: 0 sellingQ4 23Q1 24: 1 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24Q3 24: 0 buyingQ3 24: 0 sellingQ4 24: 0 buyingQ4 24: 0 sellingQ4 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20230—0——
Q2 20230—0——
Q3 20230—0——
Q4 20231$15.6k0——
Q1 20241$56.8k0——
Q2 20240—0——
Q3 20240—0——
Q4 20240—0——

None reported in Q4 2024.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 7,656,4787.7m $60.2m $60.2m 0.00% Reduced -1.7m -1,720,451
2 SIT INVESTMENT ASSOCIATES INC 0.85% of their portfolio Minneapolis, MN 4,747,9594.7m $37.3m $37.3m 0.85% Reduced -481.6k -481,571
3 UBS Group AG 0.01% of their portfolio ZURICH, V8 4,213,1054.2m $33.1m $33.1m 0.01% Added +202.8k +202,793
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 3,796,4223.8m $29.8m $29.8m 0.00% Added +597.7k +597,716
5 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 3,421,0813.4m $26.9m $26.9m 0.01% Added +6.0k +6,012
6 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 3,345,4533.3m $26.3m $26.3m 0.01% Reduced -115.9k -115,862
7 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 3,292,4383.3m $25.9m $25.9m 0.01% First filing
8 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 2,914,1392.9m $22.9m $22.9m 0.00% Reduced -297.4k -297,393
9 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 2,265,1272.3m $17.8m $17.8m 0.03% Added +71.3k +71,343
10 GUGGENHEIM CAPITAL LLC 0.08% of their portfolio CHICAGO, IL 1,286,7151.3m $10.1m $10.1m 0.08% Added +271.4k +271,400
11 Advisors Asset Management, Inc. 0.15% of their portfolio Monument, CO 1,063,5261.1m $8.4m $8.4m 0.15% Added +206.5k +206,491
12 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 995,741995.7k $7.8m $7.8m 0.01% Reduced -370.0k -370,000
13 GREATMARK INVESTMENT PARTNERS, INC. 1.06% of their portfolio COLUMBUS, GA 994,010994.0k $7.8m $7.8m 1.06% Reduced -28.2k -28,232
14 CAPTRUST FINANCIAL ADVISORS 0.02% of their portfolio RALEIGH, NC 903,982904.0k $7.1m $7.1m 0.02% Added +59.0k +59,035
15 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 812,137812.1k $6.4m $6.4m 0.01% Added +97.6k +97,584
16 Hennion & Walsh Asset Management, Inc. 0.28% of their portfolio Parsippany, NJ 789,682789.7k $6.2m $6.2m 0.28% Reduced -128.5k -128,474
17 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 777,149777.1k $6.1m $6.1m 0.00% Added +25.8k +25,801
18 Penserra Capital Management LLC 0.10% of their portfolio ORINDA, CA 665,815665.8k $5.2m $5.2m 0.10% Added +44.8k +44,846
19 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 645,118645.1k $5.1m $5.1m 0.01% Added +34.1k +34,076
20 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 588,217588.2k $4.6m $4.6m 0.00% Added +33.3k +33,326
21 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 571,685571.7k $4.5m $4.5m 0.01% Added +56.1k +56,142
22 Moors & Cabot, Inc. 0.21% of their portfolio BOSTON, MA 559,341559.3k $4.4m $4.4m 0.21% Added +17.5k +17,496
23 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 523,923523.9k $4.1m $4.1m 0.00% Reduced -20.8k -20,759
24 Stratos Wealth Partners, LTD. 0.06% of their portfolio BEACHWOOD, OH 521,997522.0k $4.1m $4.1m 0.06% Reduced -8.1k -8,066
25 ROTHSCHILD INVESTMENT LLC 0.26% of their portfolio CHICAGO, IL 503,105503.1k $4.0m $4.0m 0.26% Reduced -10.9k -10,937
26 Thoma Capital Management LLC 2.52% of their portfolio TOWSON, MD 467,245467.2k $3.7m $3.7m 2.52% First filing
27 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 452,375452.4k $3.6m $3.6m 0.01% Added +30.1k +30,140
28 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 446,237446.2k $3.5m $3.5m 0.01% Reduced -8.1k -8,085
29 PROTECTIVE LIFE CORP 100.00% of their portfolio BIRMINGHAM, AL 440,000440.0k $3.5m $3.5m 100.00% Unchanged
30 FCA CORP /TX 1.07% of their portfolio HOUSTON, TX 436,615436.6k $3.4m $3.4m 1.07% Added +213.2k +213,249
31 Lido Advisors, LLC 0.02% of their portfolio Los Angeles, CA 401,233401.2k $3.2m $3.2m 0.02% Added +4.3k +4,272
32 CAMPBELL CAPITAL MANAGEMENT INC 1.18% of their portfolio MIAMI, FL 384,993385.0k $3.0m $3.0m 1.18% Reduced -8.3k -8,274
33 Capital Investment Advisors, LLC 0.06% of their portfolio ATLANTA, GA 366,653366.7k $2.9m $2.9m 0.06% Reduced -702.6k -702,643
34 Smith Asset Management Co., LLC 2.76% of their portfolio Chiefland, FL 360,091360.1k $2.8m $2.8m 2.76% First filing
35 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 351,192351.2k $2.8m $2.8m 0.01% Reduced -133.4k -133,397
36 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 333,734333.7k $2.6m $2.6m 0.00% Reduced -289.1k -289,079
37 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 326,913326.9k $2.6m $2.6m 0.00% Reduced -4.0k -3,982
38 IBEX WEALTH ADVISORS 0.30% of their portfolio BEDMINSTER, NJ 326,705326.7k $2.6m $2.6m 0.30% New
39 Chicago Partners Investment Group LLC 0.09% of their portfolio CHICAGO, IL 321,537321.5k $2.6m $2.6m 0.09% Added +4.2k +4,200
40 Sowell Financial Services LLC 0.13% of their portfolio NORTH LITTLE ROCK, AR 313,912313.9k $2.5m $2.5m 0.13% Added +3.5k +3,534
41 PRELUDE CAPITAL MANAGEMENT, LLC 0.20% of their portfolio NEW YORK, NY 300,000300.0k $2.4m $2.4m 0.20% New
42 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 280,632280.6k $2.2m $2.2m 0.00% Added +4.8k +4,838
43 Fiera Capital Corp 0.01% of their portfolio MONTREAL, A8 275,879275.9k $2.2m $2.2m 0.01% Reduced -8.7k -8,662
44 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 262,100262.1k $2.1m $2.1m 0.01% Reduced -5.4k -5,370
45 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 256,971257.0k $2.0m $2.0m 0.01% Reduced -5.1k -5,099
46 CoreCap Advisors, LLC 0.09% of their portfolio SOUTHFIELD, MI 239,134239.1k $1.9m $1.9m 0.09% Added +5.1k +5,062
47 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 222,582222.6k $1.8m $1.8m 0.01% Added +12.3k +12,348
48 MSH Capital Advisors LLC 0.50% of their portfolio SCOTTSDALE, AZ 200,704200.7k $1.6m $1.6m 0.50% Reduced -3.8k -3,800
49 Wealth Advisory Solutions, LLC 0.44% of their portfolio ZIONSVILLE, IN 200,593200.6k $1.6m $1.6m 0.44% Added +169.8k +169,820
50 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 198,911198.9k $1.6m $1.6m 0.00% Added +78.5k +78,521
51 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 171,712171.7k $1.3m $1.3m 0.00% Reduced -11.7k -11,700
52 Geneos Wealth Management Inc. 0.05% of their portfolio ENGLEWOOD, CO 171,316171.3k $1.3m $1.3m 0.05% Added +4.1k +4,078
53 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 155,302155.3k $1.2m $1.2m 0.01% Added +38.4k +38,367
54 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 146,674146.7k $1.2m $1.2m 0.01% Reduced -9.4k -9,361
55 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 130,838130.8k $1.1m $1.1m 0.01% Added +57.5k +57,523
56 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 125,336125.3k $985.1k $985.1k 0.02% Added +74.8k +74,831
57 Samalin Investment Counsel, LLC 0.36% of their portfolio CHAPPAQUA, NY 106,191106.2k $834.7k $834.7k 0.36% Added +4.8k +4,830
58 CARY STREET PARTNERS FINANCIAL LLC 0.03% of their portfolio RICHMOND, VA 103,559103.6k $814.0k $814.0k 0.03% First filing
59 Palogic Value Management, L.P. 0.32% of their portfolio DALLAS, TX 101,305101.3k $796.3k $796.3k 0.32% Unchanged
60 MELFA WEALTH MANAGEMENT, INC. 0.52% of their portfolio WESTBOROUGH, MA 99,76799.8k $784.2k $784.2k 0.52% Reduced -1.4k -1,350
61 E&G Advisors, LLC 0.20% of their portfolio HOUSTON, TX 93,65093.7k $734.7k $734.7k 0.20% Reduced -14.2k -14,200
62 Shulman DeMeo Asset Management LLC 0.19% of their portfolio LAKE SUCCESS, NY 90,60090.6k $712.1k $712.1k 0.19% Added +34 +34
63 Benchmark Investment Advisors LLC 0.45% of their portfolio CHICAGO, IL 88,00088.0k $691.7k $691.7k 0.45% Unchanged
64 Mariner, LLC 0.00% of their portfolio Overland Park, KS 87,57787.6k $688.4k $688.4k 0.00% Reduced -15.8k -15,840
65 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 82,57382.6k $649.0k $649.0k 0.02% Reduced -6.1k -6,126
66 Bramshill Investments, LLC 0.10% of their portfolio NAPLES, FL 82,44182.4k $648.0k $648.0k 0.10% Added +1.4k +1,350
67 Triumph Capital Management 0.22% of their portfolio DENVER, CO 81,57881.6k $641.2k $641.2k 0.22% Added +1.4k +1,367
68 MARINO, STRAM & ASSOCIATES LLC 0.14% of their portfolio BRAINTREE, MA 79,16179.2k $622.2k $622.2k 0.14% Unchanged
69 Accel Wealth Management 0.23% of their portfolio WAVERLY, IA 77,57877.6k $609.8k $609.8k 0.23% Reduced -3.1k -3,068
70 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 76,47376.5k $601.1k $601.1k 0.01% Reduced -7.7k -7,670
71 LEVEL FOUR ADVISORY SERVICES, LLC 0.02% of their portfolio DALLAS, TX 73,42373.4k $577.1k $577.1k 0.02% Reduced -5.3k -5,315
72 DIVERSIFY WEALTH MANAGEMENT, LLC 0.05% of their portfolio SANDY, UT 73,00073.0k $581.1k $581.1k 0.05% New
73 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 72,87472.9k $573.0k $573.0k 0.02% Reduced -1.8k -1,813
74 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 71,14171.1k $559.2k $559.2k 0.01% Reduced -3.6k -3,559
75 RVW Wealth, LLC 0.05% of their portfolio LOS ANGELES, CA 70,92270.9k $557.4k $557.4k 0.05% Added +12.4k +12,422
76 Anchor Capital Management Group Inc 0.20% of their portfolio ALISO VIEJO, CA 70,00070.0k $550.2k $550.2k 0.20% First filing
77 Centurion Wealth Management LLC 0.17% of their portfolio Mclean, VA 69,37869.4k $545.3k $545.3k 0.17% Added +11.1k +11,143
78 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 67,05067.0k $527.0k $527.0k 0.02% Reduced -18.1k -18,064
79 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 66,90366.9k $525.9k $525.9k 0.02% Added +2.0k +1,956
80 Stolper Co 0.17% of their portfolio TULSA, OK 65,88965.9k $518.0k $518.0k 0.17% Reduced -1.3k -1,330
81 COMERICA BANK 0.00% of their portfolio DALLAS, TX 61,34361.3k $482.2k $482.2k 0.00% Reduced -22.8k -22,847
82 KINGSWOOD WEALTH ADVISORS, LLC 0.04% of their portfolio SAN DIEGO, CA 60,39160.4k $474.7k $474.7k 0.04% Added +24.9k +24,872
83 AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio CARLSBAD, CA 59,93559.9k $471.1k $471.1k 0.01% New
84 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 58,67858.7k $461.2k $461.2k 0.01% Added +15.5k +15,474
85 MOSAIC FAMILY WEALTH PARTNERS, LLC 0.07% of their portfolio ST. LOUIS, MO 58,44458.4k $459.4k $459.4k 0.07% Unchanged
86 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 58,28558.3k $458.1k $458.1k 0.00% Added +34.4k +34,384
87 WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC 0.16% of their portfolio HIGHLAND PARK, IL 55,26955.3k $434.4k $434.4k 0.16% Unchanged
88 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.04% of their portfolio ORLANDO, FL 54,01454.0k $432.1k $432.1k 0.04% Reduced -338.4k -338,395
89 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 53,89353.9k $423.6k $423.6k 0.00% Added +91 +91
90 Ballentine Partners, LLC 0.01% of their portfolio Waltham, MA 53,69353.7k $422.0k $422.0k 0.01% New
91 Aristides Capital LLC 0.13% of their portfolio LOUISVILLE, KY 53,25053.2k $418.5k $418.5k 0.13% New
92 Gridiron Partners, LLC 0.26% of their portfolio Wexford, PA 52,96953.0k $416.3k $416.3k 0.26% Unchanged
93 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 51,92851.9k $408.2k $408.2k 0.00% Reduced -5.5k -5,460
94 Live Oak Private Wealth LLC 0.07% of their portfolio WILMINGTON, NC 51,46051.5k $404.5k $404.5k 0.07% Unchanged
95 Independent Advisor Alliance 0.01% of their portfolio CHARLOTTE, NC 51,34851.3k $403.6k $403.6k 0.01% New
96 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 51,07651.1k $401.5k $401.5k 0.01% Added +125 +125
97 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 50,81050.8k $399.4k $399.4k 0.01% Added +6.1k +6,067
98 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 50,70350.7k $398.5k $398.5k 0.00% Added +9.7k +9,714
99 Sage Capital Advisors,llc 0.10% of their portfolio SIOUX FALLS, SD 50,62950.6k $397.9k $397.9k 0.10% Reduced -4.2k -4,198
100 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 50,17650.2k $394.4k $394.4k 0.01% Added +3.1k +3,124