Occidental Asset Management, LLC

Burlingame, CA · CIK 1770994 · 13F filing filed 2024-10-15

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

$619.7m reported value +8.8% vs Q2 2024

215positions

33.5%in top 10

22 new 131 added 41 reduced 14 sold out vs Q2 2024

Options: 1 call positions ($14.6k notional), 4 put positions ($76.4k notional) – listed below, not included above.

Holdings, Q3 2024

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	NVIDIA CORPORATION COM NVDA	NVDA	293,250	$35.6m5.75%	5.75%	Reduced -10.1k	-10,052 -3.3%
2	APPLE INC COM AAPL	AAPL	146,301	$34.1m5.50%	5.50%	Added +4.4k	+4,360 3.1%
3	SPDR SER TR PORTFOLIO INTRMD SPIB	SPIB	666,795	$22.5m3.63%	3.63%	Added +30.7k	+30,703 4.8%
4	SPDR SER TR PORTFOLIO SHORT SPSB	SPSB	617,366	$18.7m3.02%	3.02%	Added +28.5k	+28,536 4.8%
5	MICROSOFT CORP COM MSFT	MSFT	39,910	$17.2m2.77%	2.77%	Added +2.7k	+2,681 7.2%
6	ISHARES TR RUS 1000 GRW ETF IWF	IWF	45,410	$17.0m2.75%	2.75%	Reduced -44	-44 -0.1%
7	FLEXSHARES TR CRE SLCT BD FD BNDC	BNDC	723,454	$16.5m2.66%	2.66%	Added +35.2k	+35,188 5.1%
8	FIDELITY MERRIMACK STR TR TOTAL BD ETF FBND	FBND	344,405	$16.1m2.60%	2.60%	Added +17.7k	+17,652 5.4%
9	ISHARES TR IBOXX HI YD ETF HYG	HYG	200,387	$16.1m2.60%	2.60%	Added +11.7k	+11,748 6.2%
10	META PLATFORMS INC CL A META	META	24,129	$13.8m2.23%	2.23%	Added +242	+242 1.0%
11	ISHARES TR S&P 500 VAL ETF IVE	IVE	67,897	$13.4m2.16%	2.16%	Added +215	+215 0.3%
12	ISHARES TR US TREAS BD ETF GOVT	GOVT	564,121	$13.2m2.13%	2.13%	Added +35.2k	+35,244 6.7%
13	ISHARES TR FLTG RATE NT ETF FLOT	FLOT	254,162	$13.0m2.09%	2.09%	Added +9.8k	+9,795 4.0%
14	ISHARES TR RUS MDCP VAL ETF IWS	IWS	88,027	$11.6m1.88%	1.88%	Added +4	+4 0.0%
15	SPDR SER TR BLOOMBERG 1-3 MO BIL	BIL	126,578	$11.6m1.88%	1.88%	New
16	ISHARES TR RUS MD CP GR ETF IWP	IWP	93,375	$11.0m1.77%	1.77%	Added +293	+293 0.3%
17	ISHARES TR CORE INTL AGGR IAGG	IAGG	186,301	$9.7m1.56%	1.56%	Added +10.5k	+10,482 6.0%
18	ISHARES TR JPMORGAN USD EMG EMB	EMB	92,188	$8.6m1.39%	1.39%	Added +2.8k	+2,823 3.2%
19	VANECK ETF TRUST FALLEN ANGEL HG ANGL	ANGL	265,820	$7.8m1.26%	1.26%	Added +17.2k	+17,171 6.9%
20	SELECT SECTOR SPDR TR FINANCIAL XLF	XLF	166,920	$7.6m1.22%	1.22%	Reduced -2.1k	-2,121 -1.2%
21	SPDR SERIES TRUST PRTFLO S&P500 GW SPYG	SPYG	88,660	$7.4m1.19%	1.19%	Added +961	+961 1.1%
22	SPDR SERIES TRUST PRTFLO S&P500 VL SPYV	SPYV	113,323	$6.0m0.97%	0.97%	Added +3.3k	+3,257 3.0%
23	ISHARES TR RUS 2000 GRW ETF IWO	IWO	20,876	$5.9m0.96%	0.96%	Reduced -141	-141 -0.7%
24	ISHARES TR SP SMCP600VL ETF IJS	IJS	53,607	$5.8m0.93%	0.93%	Reduced -341	-341 -0.6%
25	HOME DEPOT INC COM HD	HD	14,074	$5.7m0.92%	0.92%	Added +579	+579 4.3%
26	WALMART INC COM WMT	WMT	69,085	$5.6m0.90%	0.90%	Added +3.3k	+3,278 5.0%
27	AMAZON COM INC COM AMZN	AMZN	27,413	$5.1m0.82%	0.82%	Added +1.1k	+1,054 4.0%
28	JPMORGAN CHASE & CO COM JPM	JPM	23,190	$4.9m0.79%	0.79%	Added +1.4k	+1,356 6.2%
29	HUBBELL INC COM HUBB	HUBB	11,244	$4.8m0.78%	0.78%	Added +252	+252 2.3%
30	NETAPP INC COM NTAP	NTAP	38,540	$4.8m0.77%	0.77%	Added +670	+670 1.8%
31	RELIANCE INC COM RS	RS	15,596	$4.5m0.73%	0.73%	Added +283	+283 1.9%
32	QUALCOMM INC COM QCOM	QCOM	26,136	$4.4m0.72%	0.72%	Added +1.4k	+1,386 5.6%
33	VISA INC COM CL A V	V	15,702	$4.3m0.70%	0.70%	Added +554	+554 3.7%
34	CUMMINS INC COM CMI	CMI	13,209	$4.3m0.69%	0.69%	Added +478	+478 3.8%
35	CATERPILLAR INC COM CAT	CAT	10,920	$4.3m0.69%	0.69%	Added +589	+589 5.7%
36	SOUTHERN COPPER CORP COM SCCO	SCCO	36,770	$4.3m0.69%	0.69%	Added +1.9k	+1,912 5.5%
37	APPLIED MATLS INC COM AMAT	AMAT	20,895	$4.2m0.68%	0.68%	Added +1.5k	+1,455 7.5%
38	MORGAN STANLEY COM NEW MS	MS	39,361	$4.1m0.66%	0.66%	Added +1.9k	+1,918 5.1%
39	UNITEDHEALTH GROUP INC COM UNH	UNH	6,997	$4.1m0.66%	0.66%	Added +328	+328 4.9%
40	WILLIAMS COS INC COM WMB	WMB	88,594	$4.0m0.65%	0.65%	Added +2.8k	+2,817 3.3%
41	DOMINION ENERGY INC COM D	D	69,976	$4.0m0.65%	0.65%	New
42	DUKE ENERGY CORP NEW COM NEW DUK	DUK	34,485	$4.0m0.64%	0.64%	Added +1.4k	+1,439 4.3%
43	MARSH & MCLENNAN COS INC COM MRSH	MRSH	17,804	$4.0m0.64%	0.64%	Added +602	+602 3.5%
44	BROADRIDGE FINL SOLUTIONS IN COM BR	BR	18,053	$3.9m0.63%	0.63%	Added +862	+862 5.0%
45	AMGEN INC COM AMGN	AMGN	11,899	$3.8m0.62%	0.62%	Added +645	+645 5.7%
46	SPDR INDEX SHS FDS PORTFOLIO DEVLPD SPDW	SPDW	101,445	$3.8m0.61%	0.61%	Added +3.5k	+3,468 3.5%
47	PEPSICO INC COM PEP	PEP	21,975	$3.7m0.60%	0.60%	Added +2.5k	+2,464 12.6%
48	CENCORA INC COM COR	COR	16,193	$3.6m0.59%	0.59%	Added +665	+665 4.3%
49	EMERSON ELEC CO COM EMR	EMR	33,205	$3.6m0.59%	0.59%	Added +1.6k	+1,606 5.1%
50	QUEST DIAGNOSTICS INC COM DGX	DGX	22,540	$3.5m0.56%	0.56%	Added +1.0k	+1,046 4.9%
51	CARDINAL HEALTH INC COM CAH	CAH	30,771	$3.4m0.55%	0.55%	Added +2.4k	+2,425 8.6%
52	ILLINOIS TOOL WKS INC COM ITW	ITW	12,759	$3.3m0.54%	0.54%	Added +1.2k	+1,245 10.8%
53	CHUBB LIMITED COM CB	CB	11,342	$3.3m0.53%	0.53%	Added +620	+620 5.8%
54	ALPHABET INC CAP STK CL C GOOG	GOOG	19,475	$3.3m0.53%	0.53%	Added +336	+336 1.8%
55	AMERICAN TOWER CORP NEW COM AMT	AMT	13,977	$3.3m0.52%	0.52%	Added +784	+784 5.9%
56	DELL TECHNOLOGIES INC CL C DELL	DELL	26,943	$3.2m0.52%	0.52%	New
57	AGILENT TECHNOLOGIES INC COM A	A	21,214	$3.1m0.51%	0.51%	Added +800	+800 3.9%
58	CONSTELLATION BRANDS INC CL A STZ	STZ	12,071	$3.1m0.50%	0.50%	Added +217	+217 1.8%
59	AT&T INC COM T	T	138,044	$3.0m0.49%	0.49%	Added +4.9k	+4,949 3.7%
60	JACOBS SOLUTIONS INC COM J	J	22,426	$2.9m0.47%	0.47%	Added +1.6k	+1,618 7.8%
61	GILEAD SCIENCES INC COM GILD	GILD	34,636	$2.9m0.47%	0.47%	Added +3.0k	+2,960 9.3%
62	TARGET CORP COM TGT	TGT	18,459	$2.9m0.46%	0.46%	Added +1.0k	+1,011 5.8%
63	DIREXION SHS ETF TR AUSPCE CMD STG COM	COM	100,073	$2.9m0.46%	0.46%	Reduced -96.9k	-96,948 -49.2%
64	OMNICOM GROUP INC COM OMC	OMC	27,294	$2.8m0.46%	0.46%	Added +2.1k	+2,141 8.5%
65	ISHARES TR MSCI INTL MOMENT IMTM	IMTM	69,399	$2.8m0.45%	0.45%	Added +90	+90 0.1%
66	SCHWAB STRATEGIC TR FUNDAMENTAL INTL FNDF	FNDF	72,268	$2.7m0.44%	0.44%	Added +249	+249 0.3%
67	WISDOMTREE TR INTL QULTY DIV IQDG	IQDG	68,801	$2.7m0.43%	0.43%	Added +73	+73 0.1%
68	WISDOMTREE TR DYNAMIC INTL EQT DDWM	DDWM	74,422	$2.7m0.43%	0.43%	Added +4	+4 0.0%
69	COMCAST CORP NEW CL A CMCSA	CMCSA	62,938	$2.6m0.42%	0.42%	Added +5.9k	+5,939 10.4%
70	SELECT SECTOR SPDR TR SBI INT-UTILS XLU	XLU	32,502	$2.6m0.42%	0.42%	New
71	MERITAGE HOMES CORP COM MTH	MTH	12,167	$2.5m0.40%	0.40%	Added +572	+572 4.9%
72	OKTA INC CL A OKTA	OKTA	33,501	$2.5m0.40%	0.40%	Unchanged
73	ISHARES TR CORE US AGGBD ET AGG	AGG	23,952	$2.4m0.39%	0.39%	Reduced -559	-559 -2.3%
74	SPDR SER TR S&P DIVID ETF SDY	SDY	16,226	$2.3m0.37%	0.37%	Unchanged
75	BAKER HUGHES COMPANY CL A BKR	BKR	63,433	$2.3m0.37%	0.37%	Added +3.5k	+3,467 5.8%
76	ISHARES TR CORE MSCI EAFE IEFA	IEFA	27,584	$2.2m0.35%	0.35%	Added +4.8k	+4,848 21.3%
77	SPDR SER TR S&P 400 MDCP VAL MDYV	MDYV	25,693	$2.0m0.33%	0.33%	Added +794	+794 3.2%
78	SPDR SER TR S&P 400 MDCP GRW MDYG	MDYG	22,851	$2.0m0.32%	0.32%	Added +662	+662 3.0%
79	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	3,725	$2.0m0.32%	0.32%	Reduced -1.5k	-1,515 -28.9%
80	SPDR INDEX SHS FDS PORTFOLIO EMG MK SPEM	SPEM	46,102	$1.9m0.31%	0.31%	Added +833	+833 1.8%
81	EBAY INC. COM EBAY	EBAY	29,010	$1.9m0.30%	0.30%	Added +1.6k	+1,642 6.0%
82	ISHARES TR CORE S&P US VLU IUSV	IUSV	19,651	$1.9m0.30%	0.30%	Added +10.3k	+10,341 111.1%
83	TESLA INC COM TSLA	TSLA	7,069	$1.8m0.30%	0.30%	Reduced -319	-319 -4.3%
84	DIGITAL RLTY TR INC COM DLR	DLR	11,228	$1.8m0.29%	0.29%	Added +897	+897 8.7%
85	NXP SEMICONDUCTORS N V COM NXPI	NXPI	7,396	$1.8m0.29%	0.29%	Added +417	+417 6.0%
86	ISHARES INC CORE MSCI EMKT IEMG	IEMG	30,525	$1.8m0.28%	0.28%	Reduced -2.1k	-2,132 -6.5%
87	DISNEY WALT CO COM DIS	DIS	18,072	$1.7m0.28%	0.28%	Added +2.4k	+2,421 15.5%
88	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	3,657	$1.7m0.27%	0.27%	Reduced -1.1k	-1,062 -22.5%
89	SELECT SECTOR SPDR TR TECHNOLOGY XLK	XLK	7,402	$1.7m0.27%	0.27%	Reduced -775	-775 -9.5%
90	VANGUARD INDEX FDS GROWTH ETF VUG	VUG	4,153	$1.6m0.26%	0.26%	Reduced -3.0k	-3,047 -42.3%
91	SCHWAB STRATEGIC TR FUNDAMENTAL EMER FNDE	FNDE	49,192	$1.6m0.26%	0.26%	Added +282	+282 0.6%
92	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	2,766	$1.6m0.26%	0.26%	Added +146	+146 5.6%
93	ABBVIE INC COM ABBV	ABBV	7,990	$1.6m0.25%	0.25%	Added +537	+537 7.2%
94	WISDOMTREE TR EM MKTS QTLY DIV DGRE	DGRE	53,801	$1.5m0.24%	0.24%	Added +82	+82 0.1%
95	MERCK & CO INC COM MRK	MRK	12,920	$1.5m0.24%	0.24%	Added +33	+33 0.3%
96	EXXON MOBIL CORP COM XOM	XOM	11,631	$1.4m0.22%	0.22%	Added +1.0k	+1,005 9.5%
97	WISDOMTREE TR EMG MKTS SMCAP DGS	DGS	24,699	$1.3m0.21%	0.21%	Reduced -18	-18 -0.1%
98	ISHARES TR CORE DIV GRWTH DGRO	DGRO	20,966	$1.3m0.21%	0.21%	Unchanged
99	J P MORGAN EXCHANGE TRADED F DIV RTN EM EQT JPEM	JPEM	23,071	$1.3m0.21%	0.21%	Added +70	+70 0.3%
100	REINSURANCE GRP OF AMERICA I COM NEW RGA	RGA	5,960	$1.3m0.21%	0.21%	New

Sold out since Q2 2024

Security	Ticker	Shares held before	Value then
US BANCORP DEL USB	USB	78,727	$3.1m78.7k shares
PRICE T ROWE GROUP INC TROW	TROW	26,401	$3.0m26.4k shares
HOST HOTELS & RESORTS INC HST	HST	146,269	$2.6m146.3k shares
WILLIAMS SONOMA INC WSM	WSM	17,514	$2.5m17.5k shares
AMERICAN EAGLE OUTFITTERS IN AEO	AEO	83,481	$1.7m83.5k shares
UGI CORP NEW UGI	UGI	67,304	$1.5m67.3k shares
GAP INC GAP	GAP	45,665	$1.1m45.7k shares
PIMCO ETF TR MINT	MINT	3,628	$365.2k3.6k shares
INTEL CORP INTC	INTC	8,034	$248.8k8.0k shares
ROYAL CARIBBEAN GROUP RCL	RCL	1,405	$224.0k1.4k shares
BOEING CO BA	BA	1,211	$220.4k1.2k shares
AIRBNB INC ABNB	ABNB	1,436	$217.7k1.4k shares
VANGUARD INDEX FDS VTV	VTV	1,267	$203.2k1.3k shares
NOKIA CORP NOK	NOK	10,700	$40.4k10.7k shares

Options (notional value)

Underlying	Ticker	Type	Shares controlled	Notional	Change
SPDR S&P 500 ETF TR SPY · Put	SPY	Put	3,000	$64.7k3.0k shares	New
CROWDSTRIKE HLDGS INC CRWD · Call	CRWD	Call	200	$14.6k200 shares	New
MICROSOFT CORP MSFT · Put	MSFT	Put	800	$7.5k800 shares	New
HOME DEPOT INC HD · Put	HD	Put	500	$3.4k500 shares	New
VERIZON COMMUNICATIONS INC VZ · Put	VZ	Put	8,000	$7518.0k shares	New