Vault-13

SPDR INDEX SHS FDS SPDW

PORTFOLIO DEVLPD · ETP · CUSIP 78463X889

894 institutional holders +14 vs Q2 2024
458,261,367458.3m shares reported held*
$17.2bnreported value*
55 new 347 added 324 reduced 46 sold out net bought ≈ $59.7m (+305.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($32.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $37.54.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 622Q4 22: 690Q1 23: 711Q2 23: 738Q3 23: 759Q4 23: 846Q1 24: 854Q2 24: 880Q3 24: 894894Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022622
Q4 2022690
Q1 2023711
Q2 2023738
Q3 2023759
Q4 2023846
Q1 2024854
Q2 2024880
Q3 2024894

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 341 bought or addedQ4 22: 268 cut or sold outQ1 23: 333 bought or addedQ1 23: 318 cut or sold outQ1 23Q2 23: 360 bought or addedQ2 23: 309 cut or sold outQ3 23: 367 bought or addedQ3 23: 304 cut or sold outQ3 23Q4 23: 399 bought or addedQ4 23: 322 cut or sold outQ1 24: 388 bought or addedQ1 24: 352 cut or sold outQ1 24Q2 24: 477 bought or addedQ2 24: 288 cut or sold outQ3 24: 402 bought or addedQ3 24: 370 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022341268
Q1 2023333318
Q2 2023360309
Q3 2023367304
Q4 2023399322
Q1 2024388352
Q2 2024477288
Q3 2024402370

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150kQ4 23 calls: $2.0kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $130.0kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $136.8kQ2 24 puts: $1.3kQ2 24P/C 0.01Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —
Numbers
QuarterCallsPutsP/C
Q4 2023$2.0k$00.00
Q1 2024$130.0k$00.00
Q2 2024$136.8k$1.3k0.01
Q3 2024$0$0—

Biggest buyers

BENJAMIN EDWARDS INC Added +1,652,751+1.7m
Betterment LLC Added +1,621,109+1.6m
Financial Engines Advisors L.L.C. Added +1,504,059+1.5m
Horizon Investments, LLC Added +964,793+964.8k
CWM, LLC Added +906,935+906.9k
MORGAN STANLEY Added +659,331+659.3k
Allworth Financial LP Added +572,639+572.6k
AlphaStar Capital Management, LLC Added +499,785+499.8k
TOWNSQUARE CAPITAL LLC Added +441,484+441.5k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +429,186+429.2k

Biggest sellers

STATE STREET CORP Reduced -5,164,306-5.2m
Strategic Financial Concepts, LLC Reduced -1,347,050-1.3m
ASSETMARK, INC Reduced -1,234,531-1.2m
Callan Capital, LLC Reduced -1,058,765-1.1m
OneAscent Financial Services LLC Sold out -776,008-776.0k
ERn Financial, LLC Reduced -587,678-587.7k
LPL Financial LLC Reduced -586,134-586.1k
KNIGHTSBRIDGE ASSET MANAGEMENT, LLC Reduced -512,692-512.7k
AMERIPRISE FINANCIAL INC Reduced -420,213-420.2k
ENVESTNET ASSET MANAGEMENT INC Reduced -383,318-383.3k

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 4.85% of their portfolio SANTA CLARA, CA 61,894,48661.9m $2.3bn $2.3bn 4.85% Added +1.5m +1,504,059
2 Creative Planning 1.98% of their portfolio OVERLAND PARK, KS 53,357,01353.4m $2.0bn $2.0bn 1.98% Added +69.8k +69,753
3 Allworth Financial LP 6.83% of their portfolio FOLSOM, CA 29,863,75229.9m $1.1bn $1.1bn 6.83% Added +572.6k +572,639
4 LPL Financial LLC 0.46% of their portfolio FORT MILL, SC 27,260,57227.3m $1.0bn $1.0bn 0.46% Reduced -586.1k -586,134
5 Auto-Owners Insurance Co 16.16% of their portfolio LANSING, MI 17,576,00017.6m $660.2m $660.2m 16.16% Unchanged
6 TIAA TRUST, NATIONAL ASSOCIATION 1.47% of their portfolio CHARLOTTE, NC 13,153,49113.2m $494.0m $494.0m 1.47% Added +377.7k +377,740
7 CWM, LLC 1.85% of their portfolio OMAHA, NE 11,425,71411.4m $429.1m $429.1m 1.85% Added +906.9k +906,935
8 UBS Group AG 0.09% of their portfolio ZURICH, V8 8,617,0278.6m $323.7m $323.7m 0.09% Added +18.3k +18,255
9 Horizon Investments, LLC 6.97% of their portfolio Charlotte, NC 6,993,9267.0m $262.7m $262.7m 6.97% Added +964.8k +964,793
10 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 6,960,5687.0m $261.4m $261.4m 0.01% Reduced -5.2m -5,164,306
11 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 6,595,6396.6m $247.7m $247.7m 0.02% Added +659.3k +659,331
12 ENVESTNET ASSET MANAGEMENT INC 0.07% of their portfolio Berwyn, PA 6,101,9566.1m $229.2m $229.2m 0.07% Reduced -383.3k -383,318
13 Stadion Money Management, LLC 16.15% of their portfolio WATKINSVILLE, GA 5,699,9075.7m $214.1m $214.1m 16.15% Added +227.7k +227,664
14 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 5,421,3375.4m $203.6m $203.6m 0.02% Added +193.0k +192,968
15 TOWNSQUARE CAPITAL LLC 2.37% of their portfolio Lehi, UT 5,259,7975.3m $197.6m $197.6m 2.37% Added +441.5k +441,484
16 Mariner, LLC 0.33% of their portfolio Overland Park, KS 4,934,5774.9m $185.3m $185.3m 0.33% Added +88.4k +88,372
17 OSAIC HOLDINGS, INC. 0.39% of their portfolio SCOTTSDALE, AZ 4,640,7024.6m $174.3m $174.3m 0.39% Added +68.6k +68,623
18 Advisory Alpha, LLC 5.83% of their portfolio HOLLAND, MI 4,368,8984.4m $164.1m $164.1m 5.83% Added +340.2k +340,208
19 Bank of New York Mellon Corp 0.03% of their portfolio NEW YORK, NY 3,956,5064.0m $148.6m $148.6m 0.03% Added +383.2k +383,200
20 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 3,346,0463.3m $126.5m $126.5m 0.03% Reduced -420.2k -420,213
21 Gradient Investments LLC 2.56% of their portfolio ARDEN HILLS, MN 3,273,4963.3m $123.0m $123.0m 2.56% Added +81.8k +81,839
22 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,031,9563.0m $113.9m $113.9m 0.00% Added +392.5k +392,490
23 Betterment LLC 0.27% of their portfolio NEW YORK, NY 3,001,6803.0m $112.7m $112.7m 0.27% Added +1.6m +1,621,109
24 Pathstone Holdings, LLC 0.50% of their portfolio ENGLEWOOD, NJ 2,976,5693.0m $111.7m $111.7m 0.50% Added +6.2k +6,193
25 Equitable Holdings, Inc. 1.05% of their portfolio NEW YORK, NY 2,894,0282.9m $108.7m $108.7m 1.05% Added +126.7k +126,678
26 STIFEL FINANCIAL CORP 0.11% of their portfolio ST. LOUIS, MO 2,673,0472.7m $100.4m $100.4m 0.11% Added +20.1k +20,086
27 Raymond James Financial Services Advisors, Inc. 0.13% of their portfolio ST. PETERSBURG, FL 2,663,7302.7m $100.0m $100.0m 0.13% Reduced -122.9k -122,896
28 Strategies Wealth Advisors, LLC 13.32% of their portfolio GRAND RAPIDS, MI 2,651,9502.7m $99.6m $99.6m 13.32% Added +271.1k +271,086
29 Advocacy Wealth Management, LLC 7.77% of their portfolio ATLANTA, GA 2,635,0382.6m $99.0m $99.0m 7.77% Reduced -14.5k -14,509
30 GeoWealth Management, LLC 3.48% of their portfolio CHICAGO, IL 2,624,1032.6m $98.6m $98.6m 3.48% Added +352.1k +352,102
31 Clearstead Advisors, LLC 1.50% of their portfolio CLEVELAND, OH 2,580,5682.6m $96.9m $96.9m 1.50% Added +37.2k +37,237
32 Private Advisor Group, LLC 0.56% of their portfolio MORRISTOWN, NJ 2,422,4392.4m $91.0m $91.0m 0.56% Reduced -96.5k -96,530
33 Savant Capital, LLC 0.73% of their portfolio ROCKFORD, IL 2,327,3722.3m $87.4m $87.4m 0.73% Reduced -90.6k -90,646
34 JNBA Financial Advisors 8.57% of their portfolio BLOOMINGTON, MN 2,266,2802.3m $85.1m $85.1m 8.57% Added +227.8k +227,829
35 McNamara Financial Services, Inc. 16.31% of their portfolio MARSHFIELD, MA 2,205,2182.2m $82.8m $82.8m 16.31% Added +18.8k +18,795
36 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.17% of their portfolio PLYMOUTH, MN 2,133,9192.1m $80.2m $80.2m 0.17% Added +18.5k +18,499
37 Envestnet Portfolio Solutions, Inc. 0.25% of their portfolio BERWYN, PA 2,063,3132.1m $77.5m $77.5m 0.25% Reduced -263.1k -263,124
38 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.07% of their portfolio MILWAUKEE, WI 2,042,3512.0m $76.7m $76.7m 0.07% Added +429.2k +429,186
39 ASSETMARK, INC 0.22% of their portfolio CONCORD, CA 2,028,0832.0m $76.2m $76.2m 0.22% Reduced -1.2m -1,234,531
40 Cetera Investment Advisers 0.15% of their portfolio SCHAUMBURG, IL 1,786,0011.8m $67.1m $67.1m 0.15% Added +74.4k +74,445
41 BENJAMIN EDWARDS INC 0.96% of their portfolio Clayton, MO 1,748,1641.7m $65.7m $65.7m 0.96% Added +1.7m +1,652,751
42 PARK AVENUE SECURITIES LLC 0.68% of their portfolio NEW YORK, NY 1,600,1501.6m $60.1m $60.1m 0.68% Reduced -129.7k -129,668
43 Peterson Wealth Advisors, LLC 11.30% of their portfolio Orem, UT 1,592,5211.6m $59.8m $59.8m 11.30% Added +45.7k +45,653
44 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 1,507,5761.5m $56.6m $56.6m 0.01% Reduced -99.2k -99,246
45 SEI INVESTMENTS CO 0.07% of their portfolio OAKS, PA 1,478,2021.5m $55.5m $55.5m 0.07% Reduced -1.3k -1,282
46 AlphaStar Capital Management, LLC 4.40% of their portfolio CORNELIUS, NC 1,477,6751.5m $55.5m $55.5m 4.40% Added +499.8k +499,785
47 AXXCESS WEALTH MANAGEMENT, LLC 1.39% of their portfolio CARLSBAD, CA 1,460,2421.5m $54.8m $54.8m 1.39% Reduced -23.2k -23,221
48 Capital Asset Advisory Services LLC 2.58% of their portfolio Williamston, MI 1,396,5451.4m $51.5m $51.5m 2.58% Added +72.8k +72,794
49 Schneider Downs Wealth Management Advisors, LP 10.44% of their portfolio Pittsburgh, PA 1,357,8131.4m $51.0m $51.0m 10.44% Added +46.7k +46,732
50 Rockefeller Capital Management L.P. 0.14% of their portfolio NEW YORK, NY 1,347,5701.3m $50.6m $50.6m 0.14% Added +53.8k +53,841
51 TRUEFG, LLC 16.21% of their portfolio CEDAR PARK, TX 1,320,3931.3m $49.6m $49.6m 16.21% Added +68.7k +68,746
52 COMMONWEALTH EQUITY SERVICES, LLC 0.07% of their portfolio WALTHAM, MA 1,275,0121.3m $47.9m $47.9m 0.07% Added +27.4k +27,368
53 MML INVESTORS SERVICES, LLC 0.17% of their portfolio SPRINGFIELD, MA 1,274,7971.3m $47.9m $47.9m 0.17% Reduced -25.0k -25,015
54 KWB Wealth 5.47% of their portfolio REDLANDS, CA 1,196,9841.2m $42.0m $42.0m 5.47% Reduced -359.5k -359,542
55 Cambridge Investment Research Advisors, Inc. 0.15% of their portfolio FAIRFIELD, IA 1,168,0161.2m $43.9m $43.9m 0.15% Reduced -30.2k -30,174
56 IAG Wealth Partners, LLC 7.78% of their portfolio WAUKESHA, WI 1,119,9581.1m $42.1m $42.1m 7.78% Added +29.6k +29,618
57 Clearwater Capital Advisors, LLC 4.07% of their portfolio HOFFMAN ESTATES, IL 1,113,5741.1m $41.8m $41.8m 4.07% Added +27.2k +27,250
58 Stratos Wealth Partners, LTD. 0.60% of their portfolio BEACHWOOD, OH 1,108,4801.1m $41.6m $41.6m 0.60% Reduced -17.9k -17,907
59 HighTower Advisors, LLC 0.06% of their portfolio CHICAGO, IL 1,105,4991.1m $41.6m $41.6m 0.06% Reduced -18.5k -18,536
60 Callan Capital, LLC 2.84% of their portfolio LA JOLLA, CA 1,081,0761.1m $40.6m $40.6m 2.84% Reduced -1.1m -1,058,765
61 Global Strategic Investment Solutions, LLC 4.65% of their portfolio Scottsdale, AZ 1,058,4261.1m $39.8m $39.8m 4.65% Reduced -21.9k -21,870
62 Boston Standard Wealth Management, LLC 7.07% of their portfolio WINCHESTER, MA 966,456966.5k $36.3m $36.3m 7.07% Added +25.1k +25,076
63 Ballentine Partners, LLC 0.62% of their portfolio Waltham, MA 965,513965.5k $36.3m $36.3m 0.62% Added +3.4k +3,409
64 Blueprint Investment Partners LLC 6.52% of their portfolio GREENSBORO, NC 957,417957.4k $36.0m $36.0m 6.52% Added +12.2k +12,214
65 Kestra Advisory Services, LLC 0.20% of their portfolio AUSTIN, TX 950,299950.3k $35.7m $35.7m 0.20% Added +33.4k +33,444
66 Meeder Advisory Services, Inc. 2.26% of their portfolio DUBLIN, OH 929,931929.9k $34.9m $34.9m 2.26% Reduced -7.5k -7,494
67 Bristlecone Advisors, LLC 2.80% of their portfolio BELLEVUE, WA 929,722929.7k $34.9m $34.9m 2.80% Reduced -10.0k -9,980
68 Integrated Wealth Concepts LLC 0.42% of their portfolio WALTHAM, MA 922,456922.5k $34.6m $34.6m 0.42% Added +27.3k +27,280
69 Global Retirement Partners, LLC 1.04% of their portfolio San Rafael, CA 916,785916.8k $34.4m $34.4m 1.04% Added +25.4k +25,374
70 Edmonds Duncan Registered Investment Advisors, LLC 7.45% of their portfolio LAWRENCE, KS 906,065906.1k $34.0m $34.0m 7.45% Added +53.9k +53,903
71 WALLER FINANCIAL PLANNING GROUP, INC 8.37% of their portfolio COLUMBUS, OH 898,921898.9k $33.8m $33.8m 8.37% Added +1.8k +1,830
72 US BANCORP \DE\ 0.04% of their portfolio MINNEAPOLIS, MN 891,977892.0k $33.5m $33.5m 0.04% Added +21.6k +21,619
73 Atlas Private Wealth Advisors 4.75% of their portfolio RED BANK, NJ 871,552871.6k $32.7m $32.7m 4.75% Reduced -263.1k -263,110
74 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.43% of their portfolio ST. LOUIS, MO 852,528852.5k $32.0m $32.0m 0.43% Added +30.3k +30,313
75 Halpern Financial, Inc. 8.08% of their portfolio ASHBURN, VA 842,980843.0k $31.4m $31.4m 8.08% Added +40.6k +40,609
76 Thrivent Financial for Lutherans 0.06% of their portfolio Minneapolis, MN 832,579832.6k $31.3m $31.3m 0.06% Added +37.7k +37,657
77 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.71% of their portfolio LOS ANGELES, CA 815,365815.4k $30.6m $30.6m 0.71% Reduced -136.9k -136,938
78 Goodman Financial Corp 6.57% of their portfolio HOUSTON, TX 782,758782.8k $29.4m $29.4m 6.57% Added +13.0k +13,023
79 Wealthcare Advisory Partners LLC 0.82% of their portfolio WEST CHESTER, PA 769,096769.1k $28.9m $28.9m 0.82% Added +44.0k +43,961
80 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 767,199767.2k $28.8m $28.8m 0.01% Added +54.9k +54,876
81 Facet Wealth, Inc. 0.78% of their portfolio WEST PALM BEACH, FL 766,962767.0k $27.4m $27.4m 0.78% Added +7.9k +7,910
82 Rinkey Investments 9.22% of their portfolio San Diego, CA 758,890758.9k $28.5m $28.5m 9.22% Reduced -241.2k -241,235
83 RESTON WEALTH MANAGEMENT LLC 10.22% of their portfolio Reston, VA 751,453751.5k $28.2m $28.2m 10.22% Added +11.7k +11,707
84 JT Stratford LLC 4.69% of their portfolio GAINESVILLE, GA 729,928729.9k $27.4m $27.4m 4.69% Added +23.4k +23,412
85 Auour Investments LLC 9.32% of their portfolio WOBURN, MA 721,348721.3k $26.1m $26.1m 9.32% Reduced -82.1k -82,127
86 IFP Advisors, Inc 0.97% of their portfolio TAMPA, FL 713,273713.3k $26.8m $26.8m 0.97% Added +50.6k +50,626
87 Brio Consultants, LLC 4.26% of their portfolio SAN FRANCISCO, CA 712,361712.4k $26.8m $26.8m 4.26% Added +4.5k +4,496
88 ProVise Management Group, LLC 2.12% of their portfolio CLEARWATER, FL 711,747711.7k $26.7m $26.7m 2.12% Added +26.0k +25,954
89 Higgins & Schmidt Wealth Strategies LLC 17.17% of their portfolio DENVER, CO 708,374708.4k $26.6m $26.6m 17.17% Added +45.4k +45,410
90 IHT Wealth Management, LLC 0.74% of their portfolio Chicago, IL 698,259698.3k $26.2m $26.2m 0.74% Reduced -221.9k -221,911
91 N.E.W. Advisory Services LLC 2.58% of their portfolio DE PERE, WI 697,369697.4k $26.2m $26.2m 2.58% Reduced -13.1k -13,064
92 Goldstein Advisors, LLC 3.83% of their portfolio Madison, WI 670,520670.5k $25.2m $25.2m 3.83% Added +265.1k +265,123
93 Cerity Partners LLC 0.06% of their portfolio NEW YORK, NY 667,025667.0k $25.1m $25.1m 0.06% Reduced -9.4k -9,354
94 ERn Financial, LLC 3.71% of their portfolio MIDDLETON, WI 649,180649.2k $24.4m $24.4m 3.71% Reduced -587.7k -587,678
95 Flagstone Financial Management 8.01% of their portfolio LINCOLN, NE 635,907635.9k $23.9m $23.9m 8.01% Added +11.4k +11,450
96 Pure Financial Advisors, LLC 0.57% of their portfolio SAN DIEGO, CA 630,340630.3k $23.7m $23.7m 0.57% Reduced -18.4k -18,377
97 Garrett Wealth Advisory Group, LLC 5.70% of their portfolio WEATHERFORD, TX 614,582614.6k $23.1m $23.1m 5.70% Added +27.7k +27,705
98 Merit Financial Group, LLC 0.48% of their portfolio ALPHARETTA, GA 572,111572.1k $21.5m $21.5m 0.48% Reduced -82.4k -82,411
99 Aptus Capital Advisors, LLC 0.32% of their portfolio FAIRHOPE, AL 569,443569.4k $21.4m $21.4m 0.32% Added +45.3k +45,254
100 Geneos Wealth Management Inc. 0.79% of their portfolio ENGLEWOOD, CO 554,431554.4k $20.8m $20.8m 0.79% Added +28.3k +28,289