Vault-13

SPDR SER TR MDYV

S&P 400 MDCP VAL · ETP · CUSIP 78464A839

354 institutional holders +12 vs Q2 2024
26,710,33526.7m shares reported held*
$2.1bnreported value*
31 new 135 added 121 reduced 24 sold out net bought ≈ $41.2m (-57.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $79.43. Options: 1 managers hold calls ($31.8k notional), 0 hold puts (—).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 265Q4 22: 315Q1 23: 309Q2 23: 303Q3 23: 306Q4 23: 348Q1 24: 357Q2 24: 342Q3 24: 354354Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022265
Q4 2022315
Q1 2023309
Q2 2023303
Q3 2023306
Q4 2023348
Q1 2024357
Q2 2024342
Q3 2024354

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 187 bought or addedQ4 22: 79 cut or sold outQ1 23: 132 bought or addedQ1 23: 153 cut or sold outQ1 23Q2 23: 129 bought or addedQ2 23: 137 cut or sold outQ3 23: 131 bought or addedQ3 23: 138 cut or sold outQ3 23Q4 23: 174 bought or addedQ4 23: 122 cut or sold outQ1 24: 152 bought or addedQ1 24: 172 cut or sold outQ1 24Q2 24: 141 bought or addedQ2 24: 178 cut or sold outQ3 24: 166 bought or addedQ3 24: 145 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 202218779
Q1 2023132153
Q2 2023129137
Q3 2023131138
Q4 2023174122
Q1 2024152172
Q2 2024141178
Q3 2024166145

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30k$40kQ4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $31.8kQ3 24 puts: $0Q3 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2023$0$0—
Q1 2024$0$0—
Q2 2024$0$0—
Q3 2024$31.8k$00.00

Biggest buyers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +450,824+450.8k
BENJAMIN EDWARDS INC Added +450,409+450.4k
Equitable Holdings, Inc. Added +119,189+119.2k
Jacobi Capital Management LLC New +101,383+101.4k
AE Wealth Management LLC Added +69,493+69.5k
Merit Financial Group, LLC New +58,302+58.3k
AVANTAX ADVISORY SERVICES, INC. Added +37,095+37.1k
NorthRock Partners, LLC Added +28,901+28.9k
CWM, LLC Added +28,841+28.8k
AMERIPRISE FINANCIAL INC Added +23,113+23.1k

Biggest sellers

Strategic Financial Concepts, LLC Reduced -463,752-463.8k
Financial Engines Advisors L.L.C. Reduced -318,480-318.5k
ERn Financial, LLC Reduced -218,007-218.0k
BALANCED WEALTH GROUP LLC Reduced -113,153-113.2k
Foundations Investment Advisors, LLC Sold out -110,333-110.3k
Rockbridge Investment Management, LCC Reduced -89,551-89.6k
McAdam, LLC Reduced -58,571-58.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -52,738-52.7k
JNBA Financial Advisors Reduced -48,501-48.5k
Bellwether Advisors, LLC Sold out -38,924-38.9k

Biggest calls

CITADEL ADVISORS LLC New $31.8k400 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 1.09% of their portfolio PLYMOUTH, MN 6,357,5866.4m $505.2m $505.2m 1.09% Added +450.8k +450,824
2 Financial Engines Advisors L.L.C. 0.23% of their portfolio SANTA CLARA, CA 1,389,9641.4m $110.4m $110.4m 0.23% Reduced -318.5k -318,480
3 NorthRock Partners, LLC 3.44% of their portfolio MINNEAPOLIS, MN 1,315,9051.3m $104.6m $104.6m 3.44% Added +28.9k +28,901
4 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 1,166,9461.2m $92.7m $92.7m 0.04% Reduced -36.3k -36,321
5 Lutz Financial Services LLC 4.46% of their portfolio OMAHA, NE 690,992691.0k $54.9m $54.9m 4.46% Added +14.9k +14,917
6 TIAA TRUST, NATIONAL ASSOCIATION 0.14% of their portfolio CHARLOTTE, NC 581,450581.5k $46.2m $46.2m 0.14% Reduced -9.3k -9,313
7 FAS Wealth Partners, Inc. 3.61% of their portfolio LEAWOOD, KS 570,423570.4k $45.3m $45.3m 3.61% Added +14.8k +14,756
8 STIFEL FINANCIAL CORP 0.05% of their portfolio ST. LOUIS, MO 565,797565.8k $45.0m $45.0m 0.05% Reduced -7.6k -7,581
9 Kestra Advisory Services, LLC 0.25% of their portfolio AUSTIN, TX 560,839560.8k $44.6m $44.6m 0.25% Added +12.1k +12,085
10 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 477,606477.6k $38.0m $38.0m 0.00% Added +13.4k +13,392
11 BENJAMIN EDWARDS INC 0.54% of their portfolio Clayton, MO 470,855470.9k $37.4m $37.4m 0.54% Added +450.4k +450,409
12 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 448,746448.7k $35.7m $35.7m 0.01% Added +15.8k +15,765
13 AE Wealth Management LLC 0.29% of their portfolio TOPEKA, KS 407,171407.2k $32.4m $32.4m 0.29% Added +69.5k +69,493
14 CANANDAIGUA NATIONAL BANK & TRUST CO 2.83% of their portfolio CANANDAIGUA, NY 374,916374.9k $29.8m $29.8m 2.83% Added +18.8k +18,836
15 First Pacific Financial 6.67% of their portfolio VANCOUVER, WA 358,773358.8k $28.5m $28.5m 6.67% Reduced -303 -303
16 First National Trust Co 1.06% of their portfolio Johnstown, PA 346,222346.2k $27.5m $27.5m 1.06% Added +19.8k +19,766
17 Klingman & Associates, LLC 1.70% of their portfolio New York, NY 344,556344.6k $27.4m $27.4m 1.70% Reduced -308 -308
18 Equitable Holdings, Inc. 0.22% of their portfolio NEW YORK, NY 291,445291.4k $23.2m $23.2m 0.22% Added +119.2k +119,189
19 Asset Dedication, LLC 1.53% of their portfolio SAN FRANCISCO, CA 285,278285.3k $22.7m $22.7m 1.53% Added +4.7k +4,667
20 Avantax Planning Partners, Inc. 0.80% of their portfolio DUBUQUE, IA 281,586281.6k $22.4m $22.4m 0.80% Added +12.6k +12,574
21 GHP Investment Advisors, Inc. 0.99% of their portfolio Denver, CO 271,333271.3k $21.6m $21.6m 0.99% Added +4.2k +4,223
22 Convergence Financial, LLC 4.22% of their portfolio COLUMBIA, MO 249,956250.0k $19.9m $19.9m 4.22% Added +21.6k +21,615
23 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 248,438248.4k $19.7m $19.7m 0.01% Added +1.9k +1,924
24 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 230,158230.2k $18.3m $18.3m 0.03% Added +6.0k +5,996
25 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.23% of their portfolio ST. LOUIS, MO 219,960220.0k $17.5m $17.5m 0.23% Added +7.5k +7,539
26 ERn Financial, LLC 2.60% of their portfolio MIDDLETON, WI 214,987215.0k $17.1m $17.1m 2.60% Reduced -218.0k -218,007
27 Rodgers & Associates, LTD 1.99% of their portfolio Lancaster, PA 209,592209.6k $16.7m $16.7m 1.99% Reduced -2.9k -2,883
28 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 203,012203.0k $16.1m $16.1m 0.04% Added +509 +509
29 Avior Wealth Management, LLC 0.64% of their portfolio OMAHA, NE 201,871201.9k $16.0m $16.0m 0.64% Added +4.4k +4,402
30 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 198,250198.2k $15.8m $15.8m 0.03% Added +17.7k +17,720
31 KWB Wealth 1.85% of their portfolio REDLANDS, CA 194,713194.7k $14.2m $14.2m 1.85% Added +10.6k +10,617
32 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 184,711184.7k $14.7m $14.7m 0.02% Reduced -841 -841
33 Clark Capital Management Group, Inc. 0.10% of their portfolio PHILADELPHIA, PA 180,169180.2k $14.3m $14.3m 0.10% Added +7.3k +7,320
34 McAdam, LLC 0.80% of their portfolio Philadelphia, PA 178,410178.4k $14.2m $14.2m 0.80% Reduced -58.6k -58,571
35 SIGNET FINANCIAL MANAGEMENT, LLC 1.77% of their portfolio PARSIPPANY, NJ 174,459174.5k $13.9m $13.9m 1.77% Reduced -1.9k -1,916
36 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 171,357171.4k $13.6m $13.6m 0.02% Added +5.5k +5,500
37 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.48% of their portfolio RICHMOND, VA 162,748162.7k $12.9m $12.9m 0.48% Reduced -327 -327
38 FinTrust Capital Advisors, LLC 2.12% of their portfolio Greenville, SC 157,016157.0k $12.5m $12.5m 2.12% Added +9.6k +9,550
39 Marathon Mission, Inc. 8.51% of their portfolio ALBANY, NY 153,679153.7k $12.2m $12.2m 8.51% Added +2.4k +2,438
40 Private Wealth Management Group, LLC 4.48% of their portfolio PRINCETON, NJ 142,796142.8k $11.3m $11.3m 4.48% Reduced -997 -997
41 BALANCED WEALTH GROUP LLC 4.70% of their portfolio WESTLAKE, OH 134,734134.7k $10.6m $10.6m 4.70% Reduced -113.2k -113,153
42 JNBA Financial Advisors 1.08% of their portfolio BLOOMINGTON, MN 134,411134.4k $10.7m $10.7m 1.08% Reduced -48.5k -48,501
43 CWM, LLC 0.04% of their portfolio OMAHA, NE 128,319128.3k $10.2m $10.2m 0.04% Added +28.8k +28,841
44 Rockbridge Investment Management, LCC 1.31% of their portfolio Syracuse, NY 127,410127.4k $10.1m $10.1m 1.31% Reduced -89.6k -89,551
45 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 122,882122.9k $10.2m $10.2m 0.00% Added +23.1k +23,113
46 Alesco Advisors, LLC, An ESL Co 0.30% of their portfolio Pittsford, NY 121,913121.9k $9.7m $9.7m 0.30% Reduced -5.1k -5,105
47 Mariner, LLC 0.02% of their portfolio Overland Park, KS 110,697110.7k $8.8m $8.8m 0.02% Added +4.5k +4,470
48 TOWNSQUARE CAPITAL LLC 0.10% of their portfolio Lehi, UT 109,487109.5k $8.7m $8.7m 0.10% Added +3.5k +3,453
49 AVANTAX ADVISORY SERVICES, INC. 0.06% of their portfolio DALLAS, TX 105,871105.9k $8.4m $8.4m 0.06% Added +37.1k +37,095
50 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 104,155104.2k $8.3m $8.3m 0.02% Reduced -2.0k -2,039
51 Jacobi Capital Management LLC 0.61% of their portfolio PITTSTON, PA 101,383101.4k $8.1m $8.1m 0.61% New
52 WCG Wealth Advisors LLC 0.54% of their portfolio LAS VEGAS, NV 99,77299.8k $7.9m $7.9m 0.54% Reduced -6.4k -6,421
53 Total Wealth Planning, LLC 1.21% of their portfolio CINCINNATI, OH 97,31897.3k $7.7m $7.7m 1.21% Reduced -2.6k -2,629
54 Diligent Investors, LLC 1.56% of their portfolio REDLANDS, CA 84,85484.9k $6.7m $6.7m 1.56% Reduced -1.4k -1,403
55 Prestige Wealth Management Group LLC 1.32% of their portfolio FLEMINGTON, NJ 80,00280.0k $6.4m $6.4m 1.32% Reduced -896 -896
56 Councilor Wealth, LLC 3.09% of their portfolio BETHESDA, MD 79,49979.5k $6.3m $6.3m 3.09% Added +3.6k +3,561
57 SAGE FINANCIAL GROUP INC 0.51% of their portfolio W. CONSHOHOCKEN, PA 79,11179.1k $6.3m $6.3m 0.51% Reduced -803 -803
58 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 70,79570.8k $5.6m $5.6m 0.00% Reduced -1.2k -1,153
59 WealthShield Partners, LLC 0.75% of their portfolio CARY, NC 69,99870.0k $5.6m $5.6m 0.75% Added +3.5k +3,505
60 Pathstone Holdings, LLC 0.02% of their portfolio ENGLEWOOD, NJ 69,29069.3k $5.5m $5.5m 0.02% Unchanged
61 CAPITAL WEALTH MANAGEMENT, LLC 2.35% of their portfolio W. WARWICK, RI 69,11669.1k $5.5m $5.5m 2.35% Reduced -562 -562
62 WALLER FINANCIAL PLANNING GROUP, INC 1.36% of their portfolio COLUMBUS, OH 68,87068.9k $5.5m $5.5m 1.36% Added +3.5k +3,477
63 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 68,49068.5k $5.4m $5.4m 0.01% Added +2.0k +1,965
64 Koss-Olinger Consulting, LLC 0.46% of their portfolio GAINESVILLE, FL 66,68466.7k $5.3m $5.3m 0.46% Reduced -501 -501
65 Freedom Investment Management, Inc. 0.42% of their portfolio SOUTH WINDSOR, CT 65,67565.7k $5.2m $5.2m 0.42% Reduced -6.9k -6,901
66 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 65,18565.2k $5.2m $5.2m 0.00% Reduced -2.0k -1,977
67 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 65,11965.1k $5.2m $5.2m 0.03% Added +4.9k +4,900
68 Perennial Investment Advisors, LLC 0.65% of their portfolio Los Angeles, CA 62,62962.6k $5.0m $5.0m 0.65% Reduced -455 -455
69 IAG Wealth Partners, LLC 0.89% of their portfolio WAUKESHA, WI 60,86760.9k $4.8m $4.8m 0.89% Reduced -843 -843
70 Gladstone Institutional Advisory LLC 0.23% of their portfolio Bedminster, NJ 60,03760.0k $4.8m $4.8m 0.23% Reduced -607 -607
71 RTD Financial Advisors, Inc. 0.59% of their portfolio Philadelphia, PA 59,05659.1k $4.7m $4.7m 0.59% Reduced -5.3k -5,348
72 IHT Wealth Management, LLC 0.13% of their portfolio Chicago, IL 58,70858.7k $4.7m $4.7m 0.13% Reduced -22.3k -22,305
73 Marotta Asset Management 0.91% of their portfolio CHARLOTTESVILLE, VA 58,40858.4k $4.6m $4.6m 0.91% Reduced -12.9k -12,935
74 Merit Financial Group, LLC 0.10% of their portfolio ALPHARETTA, GA 58,30258.3k $4.6m $4.6m 0.10% New
75 Garden State Investment Advisory Services LLC 1.48% of their portfolio Red Bank, NJ 57,86457.9k $4.6m $4.6m 1.48% Added +1.3k +1,285
76 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 56,76356.8k $4.5m $4.5m 0.00% Added +12.5k +12,468
77 Clarus Wealth Advisors 2.25% of their portfolio PEORIA, AZ 56,11156.1k $4.4m $4.4m 2.25% Reduced -399 -399
78 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 54,12654.1k $4.3m $4.3m 0.00% Added +1.8k +1,847
79 UBS Group AG 0.00% of their portfolio ZURICH, V8 51,57751.6k $4.1m $4.1m 0.00% Added +2.2k +2,155
80 Canandaigua National Trust Co of Florida 3.44% of their portfolio CANANDAIGUA, NY 50,39850.4k $4.0m $4.0m 3.44% First filing
81 BAILARD, INC. 0.10% of their portfolio Foster City, CA 50,23950.2k $4.0m $4.0m 0.10% Reduced -33 -33
82 Annapolis Financial Services, LLC 1.17% of their portfolio ANNAPOLIS, MD 49,86649.9k $4.0m $4.0m 1.17% Added +118 +118
83 Koshinski Asset Management, Inc. 0.32% of their portfolio DECATUR, IL 47,06247.1k $3.7m $3.7m 0.32% Added +533 +533
84 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 45,35045.4k $3.6m $3.6m 0.01% Reduced -955 -955
85 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 44,17144.2k $3.5m $3.5m 0.00% Reduced -653 -653
86 Geneos Wealth Management Inc. 0.12% of their portfolio ENGLEWOOD, CO 41,11041.1k $3.3m $3.3m 0.12% Added +1.1k +1,126
87 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 39,98540.0k $3.2m $3.2m 0.04% Added +134 +134
88 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 38,37638.4k $3.0m $3.0m 0.01% Added +17.7k +17,702
89 Chicago Partners Investment Group LLC 0.11% of their portfolio CHICAGO, IL 36,88036.9k $3.0m $3.0m 0.11% Added +3.0k +2,958
90 LODESTAR PRIVATE ASSET MANAGEMENT LLC 0.36% of their portfolio ALAMO, CA 35,54135.5k $2.8m $2.8m 0.36% Added +63 +63
91 Wealthcare Advisory Partners LLC 0.08% of their portfolio WEST CHESTER, PA 34,99035.0k $2.8m $2.8m 0.08% Added +6.2k +6,177
92 PRINCIPAL SECURITIES, INC. 0.06% of their portfolio DES MOINES, IA 32,61932.6k $2.6m $2.6m 0.06% Added +3.3k +3,336
93 Aptus Capital Advisors, LLC 0.04% of their portfolio FAIRHOPE, AL 30,19530.2k $2.4m $2.4m 0.04% Reduced -3.3k -3,258
94 Financial Guidance Group, Inc. 1.39% of their portfolio Palm Harbor, FL 30,04130.0k $2.4m $2.4m 1.39% Reduced -3.4k -3,404
95 Ignite Planners, LLC 0.54% of their portfolio SAN CLEMENTE, CA 29,57729.6k $2.4m $2.4m 0.54% Added +1.2k +1,154
96 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 29,51629.5k $2.3m $2.3m 0.00% Added +820 +820
97 Courage Miller Partners, LLC 0.78% of their portfolio NORFOLK, VA 29,03029.0k $2.3m $2.3m 0.78% Reduced -29 -29
98 Occidental Asset Management, LLC 0.33% of their portfolio Burlingame, CA 25,69325.7k $2.0m $2.0m 0.33% Added +794 +794
99 Kingsview Wealth Management, LLC 0.04% of their portfolio GRANTS PASS, OR 25,23325.2k $2.0m $2.0m 0.04% Reduced -17.6k -17,613
100 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 24,78624.8k $2.0m $2.0m 0.00% Added +4.1k +4,085