Vault-13

ISHARES TR IWP

RUS MD CP GR ETF · ETP · CUSIP 464287481

1,026 institutional holders +3 vs Q2 2024
90,931,42090.9m shares reported held*
$10.6bnreported value*
59 new 333 added 334 reduced 55 sold out net sold ≈ $246.9m (-2.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $116.96. Options: 6 managers hold calls ($7.0m notional), 1 hold puts ($609.9k).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 815Q4 22: 890Q1 23: 886Q2 23: 921Q3 23: 927Q4 23: 1,019Q1 24: 1,042Q2 24: 1,023Q3 24: 1,0261,026Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022815
Q4 2022890
Q1 2023886
Q2 2023921
Q3 2023927
Q4 20231,019
Q1 20241,042
Q2 20241,023
Q3 20241,026

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 315 bought or addedQ4 22: 357 cut or sold outQ1 23: 304 bought or addedQ1 23: 384 cut or sold outQ1 23Q2 23: 327 bought or addedQ2 23: 339 cut or sold outQ3 23: 311 bought or addedQ3 23: 351 cut or sold outQ3 23Q4 23: 435 bought or addedQ4 23: 316 cut or sold outQ1 24: 402 bought or addedQ1 24: 411 cut or sold outQ1 24Q2 24: 371 bought or addedQ2 24: 418 cut or sold outQ3 24: 392 bought or addedQ3 24: 389 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022315357
Q1 2023304384
Q2 2023327339
Q3 2023311351
Q4 2023435316
Q1 2024402411
Q2 2024371418
Q3 2024392389

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ4 23 calls: $11.7mQ4 23 puts: $752.1kQ4 23P/C 0.06Q1 24 calls: $10.6mQ1 24 puts: $787.6kQ1 24P/C 0.07Q2 24 calls: $7.0mQ2 24 puts: $154.5kQ2 24P/C 0.02Q3 24 calls: $7.0mQ3 24 puts: $609.9kQ3 24P/C 0.09
Numbers
QuarterCallsPutsP/C
Q4 2023$11.7m$752.1k0.06
Q1 2024$10.6m$787.6k0.07
Q2 2024$7.0m$154.5k0.02
Q3 2024$7.0m$609.9k0.09

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +882,886+882.9k
WELLINGTON MANAGEMENT GROUP LLP Added +318,410+318.4k
AMERIPRISE FINANCIAL INC Added +286,587+286.6k
BNP PARIBAS FINANCIAL MARKETS Added +249,899+249.9k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +218,430+218.4k
CONGRESS ASSET MANAGEMENT CO Added +202,880+202.9k
NEUBERGER BERMAN GROUP LLC New +195,074+195.1k
JONES FINANCIAL COMPANIES LLLP Added +194,885+194.9k
Integrated Investment Consultants, LLC Added +185,012+185.0k
LPL Financial LLC Added +181,523+181.5k

Biggest sellers

TIAA TRUST, NATIONAL ASSOCIATION Reduced -744,630-744.6k
Focus Partners Wealth Reduced -682,575-682.6k
Strategic Financial Concepts, LLC Reduced -632,360-632.4k
ENVESTNET ASSET MANAGEMENT INC Reduced -606,201-606.2k
GOLDMAN SACHS GROUP INC Reduced -297,601-297.6k
BARCLAYS PLC Reduced -271,820-271.8k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -246,546-246.5k
OSAIC HOLDINGS, INC. Reduced -203,172-203.2k
HSBC HOLDINGS PLC Reduced -189,246-189.2k
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Sold out -177,000-177.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $3.8m32.0k shares
CITADEL ADVISORS LLC Reduced $1.7m14.9k shares
WOLVERINE TRADING, LLC Added $527.6k4.5k shares
JANE STREET GROUP, LLC New $516.1k4.4k shares
Belvedere Trading LLC Reduced $234.6k2.0k shares
GTS SECURITIES LLC Reduced $222.9k1.9k shares

Biggest puts

CITADEL ADVISORS LLC Added $609.9k5.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.09% of their portfolio NEW YORK, NY 10,814,39110.8m $1.3bn $1.3bn 0.09% Added +948 +948
2 BANK OF AMERICA CORP /DE/ 0.07% of their portfolio CHARLOTTE, NC 7,127,9927.1m $836.0m $836.0m 0.07% Added +882.9k +882,886
3 WELLS FARGO & COMPANY/MN 0.14% of their portfolio SAN FRANCISCO, CA 5,000,5515.0m $586.5m $586.5m 0.14% Reduced -84.8k -84,760
4 JONES FINANCIAL COMPANIES LLLP 0.53% of their portfolio DES PERES, MO 4,404,3734.4m $516.4m $516.4m 0.53% Added +194.9k +194,885
5 TIAA TRUST, NATIONAL ASSOCIATION 1.23% of their portfolio CHARLOTTE, NC 3,524,4053.5m $413.4m $413.4m 1.23% Reduced -744.6k -744,630
6 PNC Financial Services Group, Inc. 0.20% of their portfolio Pittsburgh, PA 2,658,0382.7m $311.8m $311.8m 0.20% Reduced -117.3k -117,266
7 AMERIPRISE FINANCIAL INC 0.08% of their portfolio MINNEAPOLIS, MN 2,607,6192.6m $305.8m $305.8m 0.08% Added +286.6k +286,587
8 COMMONWEALTH EQUITY SERVICES, LLC 0.44% of their portfolio WALTHAM, MA 2,475,8732.5m $290.4m $290.4m 0.44% Reduced -246.5k -246,546
9 UBS Group AG 0.08% of their portfolio ZURICH, V8 2,287,2112.3m $268.3m $268.3m 0.08% Added +31.4k +31,361
10 Cassaday & Co Wealth Management LLC 7.08% of their portfolio MCLEAN, VA 2,134,1502.1m $250.3m $250.3m 7.08% Added +47.3k +47,328
11 COMMERCE BANK 1.34% of their portfolio KANSAS CITY, MO 1,857,6521.9m $217.9m $217.9m 1.34% Reduced -36.9k -36,912
12 LPL Financial LLC 0.09% of their portfolio FORT MILL, SC 1,814,1401.8m $212.8m $212.8m 0.09% Added +181.5k +181,523
13 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 1,637,6561.6m $192.1m $192.1m 0.06% Reduced -606.2k -606,201
14 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,585,6081.6m $186.0m $186.0m 0.01% Reduced -142.1k -142,074
15 Envestnet Portfolio Solutions, Inc. 0.57% of their portfolio BERWYN, PA 1,491,5021.5m $174.9m $174.9m 0.57% Reduced -52.1k -52,071
16 FIRST CITIZENS BANK & TRUST CO 3.68% of their portfolio RALEIGH, NC 1,425,7001.4m $167.2m $167.2m 3.68% Reduced -5.7k -5,699
17 US BANCORP \DE\ 0.21% of their portfolio MINNEAPOLIS, MN 1,404,7361.4m $164.8m $164.8m 0.21% Reduced -114.1k -114,074
18 FMR LLC 0.01% of their portfolio BOSTON, MA 1,162,9391.2m $136.4m $136.4m 0.01% Reduced -28.7k -28,718
19 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.09% of their portfolio MILWAUKEE, WI 892,878892.9k $104.7m $104.7m 0.09% Added +21.4k +21,446
20 GLOBALT Investments LLC / GA 3.86% of their portfolio Atlanta, GA 878,778878.8k $103.1m $103.1m 3.86% Reduced -36.8k -36,788
21 Cullen/Frost Bankers, Inc. 1.19% of their portfolio San Antonio, TX 746,559746.6k $87.6m $87.6m 1.19% Added +9.2k +9,208
22 TRUIST FINANCIAL CORP 0.13% of their portfolio CHARLOTTE, NC 710,027710.0k $83.3m $83.3m 0.13% Reduced -121.0k -120,978
23 CIBC Private Wealth Group LLC 0.15% of their portfolio ATLANTA, GA 691,999692.0k $81.2m $81.2m 0.15% Reduced -7.1k -7,066
24 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 674,226674.2k $79.1m $79.1m 0.02% Reduced -61.7k -61,728
25 Raymond James Financial Services Advisors, Inc. 0.10% of their portfolio ST. PETERSBURG, FL 632,436632.4k $74.2m $74.2m 0.10% Added +860 +860
26 Equitable Holdings, Inc. 0.69% of their portfolio NEW YORK, NY 610,032610.0k $71.6m $71.6m 0.69% Added +1.0k +1,027
27 Mariner, LLC 0.12% of their portfolio Overland Park, KS 566,584566.6k $66.5m $66.5m 0.12% Added +26.9k +26,948
28 American Family Investments, Inc. 4.48% of their portfolio MADISON, WI 541,095541.1k $63.5m $63.5m 4.48% Reduced -125.9k -125,899
29 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 521,898521.9k $61.2m $61.2m 0.01% Added +318.4k +318,410
30 Zions Bancorporation, N.A. 4.36% of their portfolio SALT LAKE CITY, UT 509,806509.8k $59.8m $59.8m 4.36% Reduced -81.8k -81,824
31 STEPHENS INC /AR/ 0.84% of their portfolio LITTLE ROCK, AR 502,160502.2k $58.9m $58.9m 0.84% Added +1.5k +1,475
32 OSAIC HOLDINGS, INC. 0.13% of their portfolio SCOTTSDALE, AZ 476,731476.7k $55.9m $55.9m 0.13% Reduced -203.2k -203,172
33 STEPHENS GROUP ASSET MANAGEMENT, LLC 4.38% of their portfolio LITTLE ROCK, AR 446,802446.8k $52.4m $52.4m 4.38% Reduced -6.8k -6,806
34 Rodgers & Associates, LTD 6.12% of their portfolio Lancaster, PA 437,027437.0k $51.3m $51.3m 6.12% Added +4.5k +4,488
35 JOHNSON INVESTMENT COUNSEL INC 0.49% of their portfolio Cincinnati, OH 427,209427.2k $50.1m $50.1m 0.49% Added +12.0k +12,031
36 Cetera Investment Advisers 0.10% of their portfolio SCHAUMBURG, IL 398,631398.6k $46.8m $46.8m 0.10% Reduced -139 -139
37 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 387,339387.3k $45.4m $45.4m 0.01% Reduced -297.6k -297,601
38 CONGRESS ASSET MANAGEMENT CO 0.29% of their portfolio BOSTON, MA 368,085368.1k $43.2m $43.2m 0.29% Added +202.9k +202,880
39 Integrated Investment Consultants, LLC 9.21% of their portfolio BLOOMFIELD HILLS, MI 362,269362.3k $42.5m $42.5m 9.21% Added +185.0k +185,012
40 Creative Planning 0.04% of their portfolio OVERLAND PARK, KS 361,983362.0k $42.5m $42.5m 0.04% Added +1.1k +1,095
41 One Capital Management, LLC 1.32% of their portfolio WESTLAKE VILLAGE, CA 353,520353.5k $41.5m $41.5m 1.32% Added +29.7k +29,682
42 M&T Bank Corp 0.13% of their portfolio BUFFALO, NY 341,839341.8k $40.1m $40.1m 0.13% Reduced -9.0k -9,031
43 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 335,416335.4k $39.3m $39.3m 0.02% Added +5.1k +5,145
44 RTD Financial Advisors, Inc. 4.82% of their portfolio Philadelphia, PA 324,482324.5k $38.1m $38.1m 4.82% Added +15.5k +15,458
45 AMG National Trust Bank 1.01% of their portfolio GREENWOOD VILLAGE, CO 319,095319.1k $37.4m $37.4m 1.01% Reduced -2.7k -2,665
46 Summit Rock Advisors, LP 13.44% of their portfolio New York, NY 292,928292.9k $34.4m $34.4m 13.44% Reduced -174.8k -174,814
47 LBJ Family Wealth Advisors, Ltd. 9.89% of their portfolio AUSTIN, TX 278,725278.7k $32.2m $32.2m 9.89% Reduced -337 -337
48 Cedar Mountain Advisors, LLC 7.31% of their portfolio LAKE OSWEGO, OR 276,566276.6k $32.4m $32.4m 7.31% Added +3.7k +3,747
49 Orion Porfolio Solutions, LLC 0.31% of their portfolio OMAHA, NE 267,498267.5k $31.4m $31.4m 0.31% Added +9.2k +9,241
50 Orion Portfolio Solutions, LLC 0.31% of their portfolio Omaha, NE 267,498267.5k $31.4m $31.4m 0.31% Added +9.2k +9,241
51 HANTZ FINANCIAL SERVICES, INC. 0.55% of their portfolio SOUTHFIELD, MI 262,196262.2k $30.8m $30.8m 0.55% Reduced -11.9k -11,854
52 COMERICA BANK 0.12% of their portfolio DALLAS, TX 257,948257.9k $30.3m $30.3m 0.12% Reduced -8.1k -8,119
53 BNP PARIBAS FINANCIAL MARKETS 0.03% of their portfolio PARIS, I0 250,026250.0k $29.3m $29.3m 0.03% Added +249.9k +249,899
54 Truepoint, Inc. 0.76% of their portfolio CINCINNATI, OH 242,114242.1k $28.4m $28.4m 0.76% Reduced -1.1k -1,095
55 Krilogy Financial LLC 1.95% of their portfolio ST. LOUIS, MO 240,942240.9k $28.3m $28.3m 1.95% Reduced -19.5k -19,548
56 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 240,913240.9k $28.3m $28.3m 0.01% Added +52.8k +52,761
57 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 237,220237.2k $27.8m $27.8m 0.04% Reduced -6.9k -6,851
58 Accredited Investors Inc. 1.53% of their portfolio EDINA, MN 227,576227.6k $26.7m $26.7m 1.53% Reduced -2.6k -2,644
59 Badgley Phelps Wealth Managers, LLC 0.62% of their portfolio SEATTLE, WA 225,958226.0k $26.5m $26.5m 0.62% Added +1.4k +1,415
60 FIFTH THIRD BANCORP 0.09% of their portfolio CINCINNATI, OH 221,745221.7k $26.0m $26.0m 0.09% Added +930 +930
61 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 220,582220.6k $1.9k $1.9k 0.01% Added +218.4k +218,430
62 PRUDENTIAL FINANCIAL INC 0.04% of their portfolio NEWARK, NJ 216,344216.3k $25.4m $25.4m 0.04% Reduced -102 -102
63 Baird Financial Group, Inc. 0.05% of their portfolio MILWAUKEE, WI 205,287205.3k $24.1m $24.1m 0.05% Added +12.3k +12,330
64 AE Wealth Management LLC 0.21% of their portfolio TOPEKA, KS 200,678200.7k $23.5m $23.5m 0.21% Reduced -3.3k -3,326
65 MONETA GROUP INVESTMENT ADVISORS LLC 0.34% of their portfolio ST LOUIS, MO 197,529197.5k $23.2m $23.2m 0.34% Added +11.7k +11,705
66 NEUBERGER BERMAN GROUP LLC 0.02% of their portfolio NEW YORK, NY 195,074195.1k $22.9m $22.9m 0.02% New
67 Corient Private Wealth LP 0.04% of their portfolio MIAMI, FL 193,437193.4k $22.7m $22.7m 0.04% Added +7.7k +7,730
68 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 188,644188.6k $22.1m $22.1m 0.01% Reduced -189.2k -189,246
69 KEYBANK NATIONAL ASSOCIATION/OH 0.09% of their portfolio BROOKLYN, OH 188,481188.5k $22.1m $22.1m 0.09% Reduced -2.6k -2,575
70 Rockefeller Capital Management L.P. 0.06% of their portfolio NEW YORK, NY 174,644174.6k $20.5m $20.5m 0.06% Reduced -4.8k -4,794
71 Steward Partners Investment Advisory, LLC 0.19% of their portfolio STAMFORD, CT 174,412174.4k $20.5m $20.5m 0.19% Added +4.7k +4,701
72 Arax Advisory Partners 1.77% of their portfolio NEW YORK, NY 169,425169.4k $19.9m $19.9m 1.77% Reduced -17.8k -17,774
73 GenWealth Group, Inc. 4.43% of their portfolio Maplewood, NJ 164,240164.2k $19.3m $19.3m 4.43% Added +4.0k +4,003
74 Falcon Wealth Planning 2.16% of their portfolio Ontario, CA 156,844156.8k $18.4m $18.4m 2.16% Reduced -23.5k -23,537
75 MML INVESTORS SERVICES, LLC 0.07% of their portfolio SPRINGFIELD, MA 154,437154.4k $18.1m $18.1m 0.07% Added +1.8k +1,807
76 Bishop & Co Investment Management, LLC 6.89% of their portfolio Erie, PA 154,226154.2k $18.1m $18.1m 6.89% Added +1.7k +1,688
77 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 153,113153.1k $18.0m $18.0m 0.01% Added +3.0k +3,026
78 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 152,250152.2k $17.9m $17.9m 0.00% Reduced -18.7k -18,741
79 Legacy Edge Advisors, LLC 2.82% of their portfolio SYOSSET, NY 150,515150.5k $17.7m $17.7m 2.82% Added +11.2k +11,155
80 SYNOVUS FINANCIAL CORP 0.20% of their portfolio Columbus, GA 148,414148.4k $17.4m $17.4m 0.20% Reduced -207 -207
81 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 143,315143.3k $16.8m $16.8m 0.02% Reduced -1.7k -1,654
82 NATIXIS ADVISORS, LLC 0.03% of their portfolio Boston, MA 142,947142.9k $16.8m $16.8m 0.03% Added +2.8k +2,840
83 Forvis Mazars Wealth Advisors, LLC 0.38% of their portfolio Springfield, MO 140,674140.7k $16.5m $16.5m 0.38% Reduced -16.1k -16,098
84 FSA Wealth Management LLC 6.54% of their portfolio Needham, MA 139,538139.5k $16.4m $16.4m 6.54% First filing
85 EP Wealth Advisors, LLC 0.14% of their portfolio TORRANCE, CA 138,549138.5k $16.3m $16.3m 0.14% Added +53.0k +53,028
86 Private Advisor Group, LLC 0.10% of their portfolio MORRISTOWN, NJ 136,405136.4k $16.0m $16.0m 0.10% Added +598 +598
87 BOKF, NA 0.28% of their portfolio TULSA, OK 132,862132.9k $15.5m $15.5m 0.28% Reduced -1.2k -1,172
88 KESTRA PRIVATE WEALTH SERVICES, LLC 0.28% of their portfolio AUSTIN, TX 129,751129.8k $15.2m $15.2m 0.28% Added +1.6k +1,630
89 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 126,472126.5k $14.8m $14.8m 0.05% Added +2.2k +2,177
90 Kestra Advisory Services, LLC 0.08% of their portfolio AUSTIN, TX 123,702123.7k $14.5m $14.5m 0.08% Added +673 +673
91 JMG Financial Group, Ltd. 0.49% of their portfolio DOWNERS GROVE, IL 123,493123.5k $14.5m $14.5m 0.49% Added +1.9k +1,884
92 Wealthspire Advisors, LLC 0.15% of their portfolio NEW YORK, NY 122,348122.3k $14.4m $14.4m 0.15% Added +15.6k +15,606
93 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.21% of their portfolio CINCINNATI, OH 122,099122.1k $14.3m $14.3m 0.21% Reduced -314 -314
94 HUB Investment Partners, LLC 0.62% of their portfolio AUSTIN, TX 120,902120.9k $14.2m $14.2m 0.62% Reduced -8.3k -8,332
95 Curi Capital, LLC 0.32% of their portfolio CHICAGO, IL 119,845119.8k $14.1m $14.1m 0.32% Reduced -207 -207
96 CAPTRUST FINANCIAL ADVISORS 0.04% of their portfolio RALEIGH, NC 119,334119.3k $14.0m $14.0m 0.04% Added +6.8k +6,803
97 Phoenix Financial Ltd. 0.21% of their portfolio Givatayim, L3 118,570118.6k $13.9m $13.9m 0.21% Added +5.0k +4,952
98 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 117,233117.2k $13.8m $13.8m 0.03% Reduced -1.2k -1,229
99 Mechanics Bank Trust Department 1.81% of their portfolio Walnut Creek, CA 116,070116.1k $13.6m $13.6m 1.81% Added +4.3k +4,336
100 CHURCHILL MANAGEMENT Corp 0.15% of their portfolio Los Angeles, CA 115,027115.0k $13.5m $13.5m 0.15% Reduced -1.3k -1,295