Vault-13

VANECK ETF TRUST ANGL

FALLEN ANGEL HG · ETP · CUSIP 92189F437

349 institutional holders +9 vs Q2 2024
74,288,62274.3m shares reported held*
$2.2bnreported value*
28 new 148 added 118 reduced 26 sold out net bought ≈ $2.0m (-469.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $29.41. Options: 1 managers hold calls ($5.9k notional), 1 hold puts ($5.9k).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 284Q4 22: 322Q1 23: 319Q2 23: 317Q3 23: 311Q4 23: 347Q1 24: 345Q2 24: 340Q3 24: 349349Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022284
Q4 2022322
Q1 2023319
Q2 2023317
Q3 2023311
Q4 2023347
Q1 2024345
Q2 2024340
Q3 2024349

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 146 bought or addedQ4 22: 153 cut or sold outQ1 23: 167 bought or addedQ1 23: 137 cut or sold outQ1 23Q2 23: 170 bought or addedQ2 23: 139 cut or sold outQ3 23: 151 bought or addedQ3 23: 161 cut or sold outQ3 23Q4 23: 174 bought or addedQ4 23: 152 cut or sold outQ1 24: 184 bought or addedQ1 24: 165 cut or sold outQ1 24Q2 24: 167 bought or addedQ2 24: 161 cut or sold outQ3 24: 176 bought or addedQ3 24: 144 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022146153
Q1 2023167137
Q2 2023170139
Q3 2023151161
Q4 2023174152
Q1 2024184165
Q2 2024167161
Q3 2024176144

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ4 23 calls: $374.1kQ4 23 puts: $342.5kQ4 23P/C 0.92Q1 24 calls: $8.7kQ1 24 puts: $156.7kQ1 24P/C 18.00Q2 24 calls: $8.5kQ2 24 puts: $288.7kQ2 24P/C 34.00Q3 24 calls: $5.9kQ3 24 puts: $5.9kQ3 24P/C 1.00
Numbers
QuarterCallsPutsP/C
Q4 2023$374.1k$342.5k0.92
Q1 2024$8.7k$156.7k18.00
Q2 2024$8.5k$288.7k34.00
Q3 2024$5.9k$5.9k1.00

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +753,442+753.4k
GOLDMAN SACHS GROUP INC Added +530,499+530.5k
BRASS TAX WEALTH MANAGEMENT, INC Added +344,625+344.6k
Integrated Wealth Concepts LLC Added +282,668+282.7k
Balyasny Asset Management L.P. Added +277,282+277.3k
GeoWealth Management, LLC Added +263,233+263.2k
LPL Financial LLC Added +246,899+246.9k
State of Tennessee, Department of Treasury Added +244,000+244.0k
NATIONAL BANK OF CANADA /FI/ New +237,816+237.8k
Tidal Investments LLC New +212,486+212.5k

Biggest sellers

Migdal Insurance & Financial Holdings Ltd. Reduced -1,000,000-1.0m
MILLENNIUM MANAGEMENT LLC Reduced -676,768-676.8k
One Capital Management, LLC Reduced -568,776-568.8k
Strategic Financial Concepts, LLC Reduced -536,945-536.9k
MORGAN STANLEY Reduced -352,383-352.4k
Deseret Mutual Benefit Administrators Reduced -332,333-332.3k
OLD MISSION CAPITAL LLC Sold out -191,416-191.4k
Capital Investment Advisors, LLC Reduced -191,136-191.1k
JANE STREET GROUP, LLC Reduced -177,739-177.7k
OSAIC HOLDINGS, INC. Reduced -159,361-159.4k

Biggest calls

CITADEL ADVISORS LLC Reduced $5.9k200 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $5.9k200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 8,485,4638.5m $249.6m $249.6m 0.02% Added +753.4k +753,442
2 State of Tennessee, Department of Treasury 0.51% of their portfolio NASHVILLE, TN 4,934,2004.9m $145.1m $145.1m 0.51% Added +244.0k +244,000
3 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 3,772,8063.8m $111.0m $111.0m 0.05% Added +246.9k +246,899
4 Capital Investment Advisors, LLC 1.70% of their portfolio ATLANTA, GA 2,809,1542.8m $82.6m $82.6m 1.70% Reduced -191.1k -191,136
5 Cerity Partners LLC 0.18% of their portfolio NEW YORK, NY 2,802,4132.8m $82.4m $82.4m 0.18% Added +70.2k +70,163
6 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,684,7502.7m $79.0m $79.0m 0.01% Reduced -352.4k -352,383
7 Kensington Asset Management, LLC 3.75% of their portfolio AUSTIN, TX 2,369,7262.4m $68.4m $68.4m 3.75% Added +127.6k +127,626
8 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,917,2531.9m $56.4m $56.4m 0.02% Reduced -118.5k -118,486
9 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,824,9521.8m $53.7m $53.7m 0.01% Added +21.4k +21,435
10 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 1,376,6461.4m $40.5m $40.5m 0.01% Added +38.2k +38,164
11 SOUTHERN FARM BUREAU LIFE INSURANCE 5.68% of their portfolio JACKSON, MS 1,231,4471.2m $36.2m $36.2m 5.68% Unchanged
12 1832 Asset Management L.P. 0.06% of their portfolio TORONTO, A6 1,223,4091.2m $36.0m $36.0m 0.06% Reduced -6.2k -6,250
13 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,185,3021.2m $34.9m $34.9m 0.01% Reduced -2.9k -2,932
14 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,047,0871.0m $30.8m $30.8m 0.01% Added +76.3k +76,300
15 EVERGREEN CAPITAL MANAGEMENT LLC 1.01% of their portfolio Bellevue, WA 1,021,6271.0m $30.0m $30.0m 1.01% Added +27.5k +27,454
16 Horizon Investments, LLC 0.79% of their portfolio Charlotte, NC 1,021,4321.0m $29.7m $29.7m 0.79% Added +14.1k +14,100
17 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 967,015967.0k $28.4m $28.4m 0.01% Added +48.8k +48,752
18 Ocean Park Asset Management, LLC 1.18% of their portfolio SANTA MONICA, CA 913,400913.4k $26.9m $26.9m 1.18% Unchanged
19 Morningstar Investment Services LLC 0.26% of their portfolio CHICAGO, IL 861,446861.4k $25.3m $25.3m 0.26% Reduced -10.8k -10,845
20 Integrated Wealth Concepts LLC 0.29% of their portfolio WALTHAM, MA 802,677802.7k $23.6m $23.6m 0.29% Added +282.7k +282,668
21 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 714,598714.6k $21.0m $21.0m 0.03% Reduced -177.7k -177,739
22 Aveo Capital Partners, LLC 2.21% of their portfolio ENGLEWOOD, CO 708,327708.3k $20.8m $20.8m 2.21% Added +46.8k +46,823
23 RiverFront Investment Group, LLC 0.46% of their portfolio RICHMOND, VA 670,653670.7k $19.7m $19.7m 0.46% Added +78.5k +78,533
24 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 659,506659.5k $19.4m $19.4m 0.00% Reduced -132.8k -132,798
25 SCOTIA CAPITAL INC. 0.10% of their portfolio TORONTO, A6 615,885615.9k $18.1m $18.1m 0.10% Added +60.2k +60,213
26 Trilogy Capital Inc. 0.89% of their portfolio IRVINE, CA 597,154597.2k $17.6m $17.6m 0.89% Added +19.3k +19,336
27 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 575,957576.0k $16.9m $16.9m 0.00% Added +530.5k +530,499
28 CAPE COD FIVE CENTS SAVINGS BANK 1.51% of their portfolio HYANNIS, MA 562,071562.1k $16.5m $16.5m 1.51% Added +35.3k +35,321
29 Wealthcare Advisory Partners LLC 0.45% of their portfolio WEST CHESTER, PA 537,399537.4k $15.8m $15.8m 0.45% Added +36.9k +36,850
30 American Financial Advisors, LLC 2.00% of their portfolio Marietta, GA 497,181497.2k $14.6m $14.6m 2.00% Reduced -6.3k -6,260
31 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 493,944493.9k $14.5m $14.5m 0.01% Reduced -47.5k -47,463
32 GUGGENHEIM CAPITAL LLC 0.10% of their portfolio CHICAGO, IL 480,979481.0k $14.1m $14.1m 0.10% Reduced -41.3k -41,289
33 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 480,072480.1k $14.1m $14.1m 0.03% Added +563 +563
34 Janney Capital Management LLC 0.91% of their portfolio PITTSBURGH, PA 458,942458.9k $13.5m $13.5m 0.91% Reduced -8.4k -8,378
35 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 453,158453.2k $13.3m $13.3m 0.02% Reduced -82.1k -82,130
36 AE Wealth Management LLC 0.12% of their portfolio TOPEKA, KS 453,020453.0k $13.3m $13.3m 0.12% Reduced -19.9k -19,857
37 Destiny Wealth Partners, LLC 2.07% of their portfolio TAVARES, FL 401,732401.7k $11.8m $11.8m 2.07% Added +20.5k +20,524
38 Strategic Wealth Investment Group, LLC 1.26% of their portfolio LOUISVILLE, KY 400,529400.5k $11.7m $11.7m 1.26% Added +58.7k +58,670
39 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 386,343386.3k $11.4m $11.4m 0.01% Added +82.6k +82,622
40 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 380,747380.7k $11.2m $11.2m 0.01% Reduced -6.6k -6,642
41 Atlantic Edge Private Wealth Management, LLC 3.34% of their portfolio JACKSONVILLE, FL 372,750372.8k $11.0m $11.0m 3.34% Reduced -11.8k -11,814
42 CYPRESS FINANCIAL PLANNING LLC 3.91% of their portfolio HADDON HEIGHTS, NJ 359,173359.2k $10.6m $10.6m 3.91% Added +47.3k +47,346
43 BRASS TAX WEALTH MANAGEMENT, INC 1.44% of their portfolio CINCINNATI, OH 357,433357.4k $10.5m $10.5m 1.44% Added +344.6k +344,625
44 MERCER GLOBAL ADVISORS INC /ADV 0.02% of their portfolio DENVER, CO 345,120345.1k $10.1m $10.1m 0.02% Added +1.1k +1,129
45 Performa Ltd (US), LLC 3.74% of their portfolio CHARLESTON, SC 342,441342.4k $10.1m $10.1m 3.74% Added +59.9k +59,895
46 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 342,362342.4k $10.1m $10.1m 0.02% Added +18.0k +17,979
47 Balyasny Asset Management L.P. 0.03% of their portfolio Chicago, IL 340,920340.9k $10.0m $10.0m 0.03% Added +277.3k +277,282
48 RWA WEALTH PARTNERS, LLC 0.12% of their portfolio BOSTON, MA 339,167339.2k $10.0m $10.0m 0.12% Reduced -7.2k -7,199
49 Allworth Financial LP 0.06% of their portfolio FOLSOM, CA 329,465329.5k $9.7m $9.7m 0.06% Added +25.0k +25,023
50 GeoWealth Management, LLC 0.34% of their portfolio CHICAGO, IL 324,928324.9k $9.6m $9.6m 0.34% Added +263.2k +263,233
51 Lido Advisors, LLC 0.07% of their portfolio Los Angeles, CA 312,459312.5k $9.2m $9.2m 0.07% Reduced -124.4k -124,364
52 HOWARD FINANCIAL SERVICES, LTD. 1.32% of their portfolio DALLAS, TX 310,752310.8k $9.1m $9.1m 1.32% Added +66.3k +66,309
53 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 301,193301.2k $8.9m $8.9m 0.03% Reduced -5.0k -4,991
54 CHB Investment Group, LLC 4.64% of their portfolio NEW HOPE, PA 297,329297.3k $8.7m $8.7m 4.64% First filing
55 Octavia Wealth Advisors, LLC 1.07% of their portfolio CINCINNATI, OH 296,415296.4k $8.7m $8.7m 1.07% Added +35.0k +34,962
56 SHEPHERD KAPLAN KROCHUK, LLC 6.51% of their portfolio Boston, MA 293,475293.5k $8.6m $8.6m 6.51% Added +49.9k +49,940
57 Symphony Financial, Ltd. Co. 1.40% of their portfolio HOUSTON, TX 288,115288.1k $8.5m $8.5m 1.40% Added +5.7k +5,688
58 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 276,991277.0k $8.1m $8.1m 0.03% Reduced -22.2k -22,154
59 Avitas Wealth Management LLC 1.14% of their portfolio LOS ANGELES, CA 275,995276.0k $8.1m $8.1m 1.14% Added +9.3k +9,349
60 Occidental Asset Management, LLC 1.26% of their portfolio Burlingame, CA 265,820265.8k $7.8m $7.8m 1.26% Added +17.2k +17,171
61 Envestnet Portfolio Solutions, Inc. 0.02% of their portfolio BERWYN, PA 254,804254.8k $7.5m $7.5m 0.02% Added +14.7k +14,706
62 Melone Private Wealth, LLC 3.89% of their portfolio AUBURN HILLS, MI 248,934248.9k $7.3m $7.3m 3.89% Added +15.6k +15,574
63 Allianz Investment Management U.S. LLC 0.50% of their portfolio Minneapolis, MN 248,042248.0k $7.3m $7.3m 0.50% Unchanged
64 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 245,252245.3k $7.2m $7.2m 0.01% Added +6.0k +6,041
65 AVANTAX ADVISORY SERVICES, INC. 0.05% of their portfolio DALLAS, TX 238,764238.8k $7.0m $7.0m 0.05% Added +17.0k +17,032
66 WRAPMANAGER INC 1.81% of their portfolio MILL VALLEY, CA 238,637238.6k $7.0m $7.0m 1.81% Added +27.4k +27,418
67 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 237,816237.8k $7.0m $7.0m 0.01% New
68 Darwin Wealth Management, LLC 1.89% of their portfolio TAMPA, FL 234,079234.1k $6.9m $6.9m 1.89% Reduced -46.6k -46,637
69 Deseret Mutual Benefit Administrators 3.40% of their portfolio SALT LAKE CITY, UT 227,194227.2k $6.7m $6.7m 3.40% Reduced -332.3k -332,333
70 MATHER GROUP, LLC. 0.09% of their portfolio CHICAGO, IL 225,900225.9k $6.6m $6.6m 0.09% Reduced -159.2k -159,207
71 Allianz Asset Management GmbH 0.01% of their portfolio MUNICH, 2M 214,279214.3k $6.3m $6.3m 0.01% Reduced -107.9k -107,900
72 NOMURA ASSET MANAGEMENT CO LTD 0.02% of their portfolio TOKYO, M0 213,423213.4k $6.3m $6.3m 0.02% Unchanged
73 Tidal Investments LLC 0.07% of their portfolio Milwaukee, WI 212,486212.5k $6.2m $6.2m 0.07% New
74 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 212,070212.1k $6.2m $6.2m 0.00% Added +4.8k +4,773
75 FAS Wealth Partners, Inc. 0.48% of their portfolio LEAWOOD, KS 207,215207.2k $6.1m $6.1m 0.48% Reduced -1.8k -1,824
76 PEAK FINANCIAL ADVISORS LLC 3.03% of their portfolio DENVER, CO 200,192200.2k $5.9m $5.9m 3.03% New
77 Waverly Advisors, LLC 0.11% of their portfolio BIRMINGHAM, AL 194,769194.8k $5.7m $5.7m 0.11% Added +3.1k +3,069
78 OneDigital Investment Advisors LLC 0.07% of their portfolio OVERLAND PARK, KS 193,813193.8k $5.7m $5.7m 0.07% Added +18.3k +18,338
79 Wela Strategies, Inc. 2.37% of their portfolio ATLANTA, GA 184,857184.9k $5.4m $5.4m 2.37% Added +18.0k +17,958
80 NBT BANK, N.A. 0.36% of their portfolio NORWICH, NY 180,661180.7k $5.3m $5.3m 0.36% Added +40.7k +40,659
81 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 179,704179.7k $5.3m $5.3m 0.01% Reduced -34.0k -34,000
82 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 177,132177.1k $5.2m $5.2m 0.00% Added +45.7k +45,694
83 M Holdings Securities, Inc. 1.30% of their portfolio PORTLAND, OR 175,509175.5k $5.2m $5.2m 1.30% Added +11.8k +11,810
84 Transamerica Financial Advisors, LLC 0.50% of their portfolio CEDAR RAPIDS, IA 172,900172.9k $5.1m $5.1m 0.50% Added +2.9k +2,872
85 SECURIAN ASSET MANAGEMENT, INC 0.14% of their portfolio ST PAUL, MN 169,800169.8k $5.0m $5.0m 0.14% New
86 US FINANCIAL ADVISORS, LLC 1.53% of their portfolio BRAINTREE, MA 167,309167.3k $4.9m $4.9m 1.53% Added +5.4k +5,443
87 Ancora Advisors LLC 0.11% of their portfolio Cleveland, OH 163,837163.8k $4.8m $4.8m 0.11% Added +5.5k +5,510
88 LANDMARK WEALTH MANAGEMENT, INC. 2.33% of their portfolio NORMAL, IL 159,255159.3k $4.7m $4.7m 2.33% Added +4.5k +4,488
89 UBS Group AG 0.00% of their portfolio ZURICH, V8 155,398155.4k $4.6m $4.6m 0.00% Reduced -5.1k -5,104
90 Essex LLC 0.92% of their portfolio DEER PARK, IL 153,060153.1k $4.5m $4.5m 0.92% Added +7.3k +7,284
91 MOSAIC FAMILY WEALTH PARTNERS, LLC 0.66% of their portfolio ST. LOUIS, MO 151,129151.1k $4.4m $4.4m 0.66% Added +6.7k +6,707
92 MONEY CONCEPTS CAPITAL CORP 0.33% of their portfolio PALM BEACH GARDENS, FL 149,030149.0k $4.4m $4.4m 0.33% Reduced -13.2k -13,161
93 Family Legacy, Inc. 1.38% of their portfolio GREENVILLE, SC 140,862140.9k $4.1m $4.1m 1.38% Added +1.6k +1,626
94 Frank, Rimerman Advisors LLC 0.28% of their portfolio Palo Alto, CA 136,249136.2k $4.0m $4.0m 0.28% Unchanged
95 PRINCIPAL SECURITIES, INC. 0.10% of their portfolio DES MOINES, IA 134,409134.4k $4.0m $4.0m 0.10% Added +3.1k +3,096
96 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 126,587126.6k $3.7m $3.7m 0.01% Reduced -159.4k -159,361
97 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 123,726123.7k $3.6m $3.6m 0.01% Added +64 +64
98 CW Advisors, LLC 0.05% of their portfolio BOSTON, MA 120,253120.3k $3.5m $3.5m 0.05% Reduced -11.7k -11,694
99 CONGRESS ASSET MANAGEMENT CO 0.02% of their portfolio BOSTON, MA 118,985119.0k $3.5m $3.5m 0.02% Reduced -12.6k -12,562
100 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 117,143117.1k $3.4m $3.4m 0.01% Reduced -662 -662