Vault-13

SPDR SER TR SPIB

PORTFOLIO INTRMD · ETP · CUSIP 78464A375

501 institutional holders +4 vs Q2 2024
213,429,569213.4m shares reported held*
$7.2bnreported value*
43 new 257 added 122 reduced 43 sold out net bought ≈ $579.8m (+17.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $33.75. Options: 1 managers hold calls ($10.1k notional), 0 hold puts (—).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 394Q4 22: 419Q1 23: 404Q2 23: 416Q3 23: 416Q4 23: 459Q1 24: 487Q2 24: 497Q3 24: 501501Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022394
Q4 2022419
Q1 2023404
Q2 2023416
Q3 2023416
Q4 2023459
Q1 2024487
Q2 2024497
Q3 2024501

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 200 bought or addedQ4 22: 191 cut or sold outQ1 23: 201 bought or addedQ1 23: 187 cut or sold outQ1 23Q2 23: 209 bought or addedQ2 23: 170 cut or sold outQ3 23: 217 bought or addedQ3 23: 164 cut or sold outQ3 23Q4 23: 225 bought or addedQ4 23: 184 cut or sold outQ1 24: 269 bought or addedQ1 24: 192 cut or sold outQ1 24Q2 24: 278 bought or addedQ2 24: 191 cut or sold outQ3 24: 300 bought or addedQ3 24: 165 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022200191
Q1 2023201187
Q2 2023209170
Q3 2023217164
Q4 2023225184
Q1 2024269192
Q2 2024278191
Q3 2024300165

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5k$10k$15kQ4 23 calls: $6.6kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $3.3kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $10.1kQ3 24 puts: $0Q3 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2023$6.6k$00.00
Q1 2024$3.3k$00.00
Q2 2024$0$0—
Q3 2024$10.1k$00.00

Biggest buyers

D. E. Shaw & Co., Inc. New +2,684,800+2.7m
LPL Financial LLC Added +2,519,120+2.5m
ENVESTNET ASSET MANAGEMENT INC Added +1,280,831+1.3m
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +1,191,162+1.2m
BNP PARIBAS FINANCIAL MARKETS Added +1,007,106+1.0m
Squarepoint Ops LLC Added +875,985+876.0k
Cerity Partners LLC Added +734,917+734.9k
OLD MISSION CAPITAL LLC Added +654,606+654.6k
True Link Financial Advisors, LLC Added +644,542+644.5k
JANE STREET GROUP, LLC Added +598,569+598.6k

Biggest sellers

ROYAL BANK OF CANADA Reduced -1,390,679-1.4m
WELLS FARGO & COMPANY/MN Reduced -869,300-869.3k
Great Lakes Retirement, Inc. Sold out -687,042-687.0k
CABOT WEALTH MANAGEMENT INC Reduced -338,029-338.0k
CWM, LLC Reduced -250,770-250.8k
Creative Planning Reduced -217,299-217.3k
Quadrature Capital Ltd Sold out -153,945-153.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -149,039-149.0k
Allworth Financial LP Reduced -118,516-118.5k
Headlands Technologies LLC Sold out -100,397-100.4k

Biggest calls

CITADEL ADVISORS LLC New $10.1k300 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.29% of their portfolio SAN FRANCISCO, CA 44,565,03044.6m $1.5bn $1.5bn 0.29% Added +1.2m +1,191,162
2 LPL Financial LLC 0.53% of their portfolio FORT MILL, SC 34,976,11035.0m $1.2bn $1.2bn 0.53% Added +2.5m +2,519,120
3 ENVESTNET ASSET MANAGEMENT INC 0.11% of their portfolio Berwyn, PA 10,102,88710.1m $340.6m $340.6m 0.11% Added +1.3m +1,280,831
4 Creative Planning 0.23% of their portfolio OVERLAND PARK, KS 6,934,2446.9m $233.8m $233.8m 0.23% Reduced -217.3k -217,299
5 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 5,050,2735.1m $170.2m $170.2m 0.04% Reduced -869.3k -869,300
6 D.A. DAVIDSON & CO. 1.38% of their portfolio GREAT FALLS, MT 4,949,4634.9m $166.8m $166.8m 1.38% Added +63.6k +63,599
7 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 4,886,7964.9m $164.7m $164.7m 0.01% Added +591.2k +591,197
8 Point72 Asset Management, L.P. 0.46% of their portfolio STAMFORD, CT 3,953,0004.0m $133.3m $133.3m 0.46% Added +200.0k +200,000
9 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 2.82% of their portfolio MINNEAPOLIS, MN 3,628,8853.6m $122.3m $122.3m 2.82% Added +304.3k +304,321
10 ASSETMARK, INC 0.32% of their portfolio CONCORD, CA 3,361,4583.4m $113.3m $113.3m 0.32% Added +82.3k +82,309
11 MISSION WEALTH MANAGEMENT, LP 2.61% of their portfolio Santa Barbara, CA 3,125,1993.1m $105.4m $105.4m 2.61% Added +191.0k +191,045
12 Buckingham Capital Management, Inc. 11.39% of their portfolio DAYTON, OH 2,953,8333.0m $99.6m $99.6m 11.39% Added +136.8k +136,802
13 HighTower Advisors, LLC 0.13% of their portfolio CHICAGO, IL 2,705,7702.7m $91.2m $91.2m 0.13% Added +200.1k +200,114
14 D. E. Shaw & Co., Inc. 0.12% of their portfolio New York, NY 2,684,8002.7m $90.5m $90.5m 0.12% New
15 State of New Jersey Common Pension Fund D 0.33% of their portfolio TRENTON, NJ 2,405,7662.4m $81.1m $81.1m 0.33% Added +350.0k +350,000
16 True Link Financial Advisors, LLC 6.62% of their portfolio SAN FRANCISCO, CA 2,312,5762.3m $78.0m $78.0m 6.62% Added +644.5k +644,542
17 EASTERN BANK 1.21% of their portfolio BOSTON, MA 2,006,7682.0m $67.6m $67.6m 1.21% Added +900 +900
18 CAPITAL ADVISORS INC/OK 1.30% of their portfolio TULSA, OK 1,918,0401.9m $64.7m $64.7m 1.30% Added +2.3k +2,338
19 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,495,3231.5m $50.4m $50.4m 0.00% Added +33.3k +33,287
20 Squarepoint Ops LLC 0.16% of their portfolio NEW YORK, NY 1,476,4801.5m $49.8m $49.8m 0.16% Added +876.0k +875,985
21 Private Advisor Group, LLC 0.31% of their portfolio MORRISTOWN, NJ 1,468,9531.5m $49.5m $49.5m 0.31% Reduced -48.9k -48,886
22 Zurich Insurance Group Ltd/FI 0.40% of their portfolio ZURICH, V8 1,402,9031.4m $47.3m $47.3m 0.40% Unchanged
23 STEPHENS GROUP ASSET MANAGEMENT, LLC 3.87% of their portfolio LITTLE ROCK, AR 1,372,6741.4m $46.3m $46.3m 3.87% Added +140.4k +140,405
24 Dodds Wealth, LLC 14.85% of their portfolio GREENWOOD VILLAGE, CO 1,337,4101.3m $44.6m $44.6m 14.85% Added +32.6k +32,562
25 Roberts Financial Services LLC 8.39% of their portfolio MARQUETTE, MI 1,330,0951.3m $44.8m $44.8m 8.39% Added +45.8k +45,848
26 OSAIC HOLDINGS, INC. 0.10% of their portfolio SCOTTSDALE, AZ 1,305,9111.3m $44.0m $44.0m 0.10% Added +127.5k +127,542
27 Orange Investment Advisors, Inc. 4.50% of their portfolio GOSHEN, NY 1,206,0721.2m $40.7m $40.7m 4.50% Added +367.3k +367,288
28 CWM, LLC 0.17% of their portfolio OMAHA, NE 1,183,4171.2m $39.9m $39.9m 0.17% Reduced -250.8k -250,770
29 TCV Trust & Wealth Management, Inc. 3.50% of their portfolio RICHMOND, VA 1,160,2471.2m $39.1m $39.1m 3.50% Added +47.0k +47,042
30 Cetera Investment Advisers 0.09% of their portfolio SCHAUMBURG, IL 1,154,4151.2m $38.9m $38.9m 0.09% Added +246.6k +246,649
31 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,097,2991.1m $37.0m $37.0m 0.01% Added +47.6k +47,600
32 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,055,1761.1m $35.5m $35.5m 0.01% Added +40.7k +40,735
33 BNP PARIBAS FINANCIAL MARKETS 0.03% of their portfolio PARIS, I0 1,007,5001.0m $34.0m $34.0m 0.03% Added +1.0m +1,007,106
34 Eagle Ridge Investment Management 2.95% of their portfolio STAMFORD, CT 998,013998.0k $33.6m $33.6m 2.95% Added +44.1k +44,060
35 JANE STREET GROUP, LLC 0.05% of their portfolio NEW YORK, NY 997,129997.1k $33.6m $33.6m 0.05% Added +598.6k +598,569
36 Migdal Insurance & Financial Holdings Ltd. 0.49% of their portfolio Petach Tikva, L3 895,404895.4k $30.2m $30.2m 0.49% Added +224.0k +224,028
37 Clark Capital Management Group, Inc. 0.20% of their portfolio PHILADELPHIA, PA 869,541869.5k $29.3m $29.3m 0.20% Added +224.5k +224,504
38 OLD MISSION CAPITAL LLC 0.60% of their portfolio CHICAGO, IL 810,207810.2k $27.3m $27.3m 0.60% Added +654.6k +654,606
39 Dynamic Advisor Solutions LLC 0.81% of their portfolio PHOENIX, AZ 801,401801.4k $27.0m $27.0m 0.81% Added +71.2k +71,206
40 Advisors Capital Management, LLC 0.44% of their portfolio RIDGEWOOD, NJ 798,087798.1k $26.9m $26.9m 0.44% Added +17.6k +17,569
41 Cerity Partners LLC 0.06% of their portfolio NEW YORK, NY 785,541785.5k $26.5m $26.5m 0.06% Added +734.9k +734,917
42 NOTTINGHAM ADVISORS, INC. 2.92% of their portfolio AMHERST, NY 783,570783.6k $26.4m $26.4m 2.92% Added +77.7k +77,659
43 Burt Wealth Advisors 6.49% of their portfolio North Bethesda, MD 781,888781.9k $26.4m $26.4m 6.49% Added +25.8k +25,803
44 Obsidian Personal Planning Solutions LLC 12.49% of their portfolio ROCKVILLE, MD 723,132723.1k $23.9m $23.9m 12.49% Added +446.7k +446,663
45 ST GERMAIN D J CO INC 1.12% of their portfolio SPRINGFIELD, MA 720,532720.5k $24.3m $24.3m 1.12% Added +16.0k +16,042
46 CANTOR FITZGERALD INVESTMENT ADVISORS L.P. 1.60% of their portfolio NEW YORK, NY 697,959698.0k $23.5m $23.5m 1.60% Added +74.5k +74,479
47 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.05% of their portfolio PLYMOUTH, MN 693,685693.7k $23.4m $23.4m 0.05% Reduced -32.3k -32,339
48 Cherry Tree Wealth Management, LLC 5.49% of their portfolio MINNETONKA, MN 686,520686.5k $23.1m $23.1m 5.49% Reduced -7.9k -7,946
49 Occidental Asset Management, LLC 3.63% of their portfolio Burlingame, CA 666,795666.8k $22.5m $22.5m 3.63% Added +30.7k +30,703
50 Astoria Portfolio Advisors LLC. 7.41% of their portfolio NEW YORK, NY 652,260652.3k $21.7m $21.7m 7.41% Added +16.1k +16,107
51 Allworth Financial LP 0.13% of their portfolio FOLSOM, CA 646,333646.3k $21.8m $21.8m 0.13% Reduced -118.5k -118,516
52 GenTrust, LLC 1.02% of their portfolio MIAMI, FL 620,408620.4k $20.9m $20.9m 1.02% Added +84.7k +84,743
53 PARK AVENUE SECURITIES LLC 0.23% of their portfolio NEW YORK, NY 604,825604.8k $20.4m $20.4m 0.23% Added +37.4k +37,374
54 Willow Creek Wealth Management Inc. 2.11% of their portfolio Sebastopol, CA 594,703594.7k $20.0m $20.0m 2.11% Added +15.5k +15,534
55 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 591,165591.2k $19.9m $19.9m 0.00% Reduced -1.4m -1,390,679
56 High Probability Advisors, LLC 3.34% of their portfolio Pittsford, NY 582,268582.3k $19.6m $19.6m 3.34% Reduced -8.6k -8,594
57 Hobbs Group Advisors, LLC 6.86% of their portfolio COLUMBIA, SC 568,027568.0k $19.1m $19.1m 6.86% Added +17.4k +17,424
58 WRAPMANAGER INC 4.76% of their portfolio MILL VALLEY, CA 546,592546.6k $18.4m $18.4m 4.76% Added +54.5k +54,523
59 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 529,826529.8k $17.9m $17.9m 0.02% Added +96.4k +96,363
60 CGN Advisors LLC 1.76% of their portfolio MANHATTAN, KS 519,406519.4k $17.5m $17.5m 1.76% Added +74.7k +74,685
61 Jefferies Financial Group Inc. 0.27% of their portfolio NEW YORK, NY 500,000500.0k $16.9m $16.9m 0.27% New
62 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 471,740471.7k $15.9m $15.9m 0.00% Added +413.4k +413,416
63 Flaharty Asset Management, LLC 2.20% of their portfolio CLEARWATER, FL 463,341463.3k $15.6m $15.6m 2.20% Added +9.5k +9,509
64 Farther Finance Advisors, LLC 0.58% of their portfolio SAN FRANCISCO, CA 460,891460.9k $15.5m $15.5m 0.58% Added +224.5k +224,524
65 INTEGRAL INVESTMENT ADVISORS, INC. 5.16% of their portfolio TURLOCK, CA 457,400457.4k $15.4m $15.4m 5.16% Added +44.7k +44,676
66 TRUEFG, LLC 4.86% of their portfolio CEDAR PARK, TX 441,520441.5k $14.9m $14.9m 4.86% Added +44.1k +44,134
67 LEUTHOLD GROUP, LLC 1.60% of their portfolio MINNEAPOLIS, MN 428,312428.3k $14.4m $14.4m 1.60% Added +145.2k +145,229
68 Capital Analysts, LLC 0.58% of their portfolio FORT WASHINGTON, PA 422,601422.6k $14.2m $14.2m 0.58% Added +5.1k +5,056
69 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 417,041417.0k $14.1m $14.1m 0.02% Reduced -53.4k -53,359
70 Financial Gravity Companies, Inc. 3.72% of their portfolio Lakeway, TX 412,470412.5k $13.9m $13.9m 3.72% First filing
71 Wayfinding Financial, LLC 10.23% of their portfolio LYNNWOOD, WA 408,244408.2k $13.8m $13.8m 10.23% Added +111.4k +111,419
72 Waverly Advisors, LLC 0.25% of their portfolio BIRMINGHAM, AL 398,544398.5k $13.4m $13.4m 0.25% Added +36.8k +36,768
73 Members Advisory Group LLC 6.71% of their portfolio WILLIAMSVILLE, NY 398,291398.3k $13.4m $13.4m 6.71% New
74 CABOT WEALTH MANAGEMENT INC 1.60% of their portfolio BEVERLY, MA 380,544380.5k $12.8m $12.8m 1.60% Reduced -338.0k -338,029
75 PRUDENTIAL FINANCIAL INC 0.02% of their portfolio NEWARK, NJ 364,070364.1k $12.3m $12.3m 0.02% Added +130.0k +129,964
76 DUFF & PHELPS INVESTMENT MANAGEMENT CO 0.14% of their portfolio CHICAGO, IL 362,015362.0k $12.2m $12.2m 0.14% Added +3.7k +3,700
77 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 356,889356.9k $12.0m $12.0m 0.01% Reduced -38.9k -38,868
78 5th Street Advisors, LLC 5.73% of their portfolio Southport, CT 349,009349.0k $11.8m $11.8m 5.73% Added +47.0k +47,003
79 PRINCIPAL SECURITIES, INC. 0.28% of their portfolio DES MOINES, IA 337,877337.9k $11.4m $11.4m 0.28% Added +149.7k +149,659
80 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 324,282324.3k $10.9m $10.9m 0.01% Added +13.1k +13,146
81 Fortune 45 LLC 7.59% of their portfolio Gonzales, LA 318,175318.2k $10.7m $10.7m 7.59% Added +32.5k +32,466
82 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 316,516316.5k $10.7m $10.7m 0.02% Added +194.8k +194,819
83 HTLF Bank 1.16% of their portfolio Denver, CO 315,824315.8k $10.6m $10.6m 1.16% Added +160.7k +160,717
84 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 296,780296.8k $10.0m $10.0m 0.03% Added +5.1k +5,099
85 Orion Porfolio Solutions, LLC 0.10% of their portfolio OMAHA, NE 294,454294.5k $9.9m $9.9m 0.10% Reduced -946 -946
86 Orion Portfolio Solutions, LLC 0.10% of their portfolio Omaha, NE 294,454294.5k $9.9m $9.9m 0.10% Reduced -946 -946
87 Leicht Financial Planning & Wealth Management, Inc. 4.94% of their portfolio PARSIPPANY, NJ 291,099291.1k $9.8m $9.8m 4.94% Added +482 +482
88 BANK HAPOALIM BM 1.48% of their portfolio TEL AVIV, L3 290,588290.6k $9.8m $9.8m 1.48% Added +14.8k +14,809
89 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 288,056288.1k $9.7m $9.7m 0.00% Added +42.0k +41,982
90 Mariner, LLC 0.02% of their portfolio Overland Park, KS 279,770279.8k $9.4m $9.4m 0.02% Added +67.9k +67,910
91 AVANTAX ADVISORY SERVICES, INC. 0.06% of their portfolio DALLAS, TX 273,332273.3k $9.2m $9.2m 0.06% Added +30.2k +30,165
92 Amtrust Financial Services, Inc. 4.20% of their portfolio New York, NY 270,400270.4k $9.1m $9.1m 4.20% Unchanged
93 Global Retirement Partners, LLC 0.27% of their portfolio San Rafael, CA 269,918269.9k $9.1m $9.1m 0.27% Reduced -15.1k -15,077
94 Shilanski & Associates, Inc. 2.88% of their portfolio ANCHORAGE, AK 263,129263.1k $8.9m $8.9m 2.88% Reduced -6.8k -6,823
95 M&T Bank Corp 0.03% of their portfolio BUFFALO, NY 258,559258.6k $8.7m $8.7m 0.03% Added +4.0k +4,028
96 GoalVest Advisory LLC 2.46% of their portfolio New York, NY 254,165254.2k $8.6m $8.6m 2.46% Added +23.5k +23,483
97 SHEETS SMITH WEALTH MANAGEMENT 1.03% of their portfolio WINSTON-SALEM, NC 249,085249.1k $8.4m $8.4m 1.03% Added +57.9k +57,940
98 APPLETON PARTNERS INC/MA 0.61% of their portfolio BOSTON, MA 245,497245.5k $8.3m $8.3m 0.61% Added +11.9k +11,950
99 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.11% of their portfolio ST. LOUIS, MO 237,179237.2k $8.0m $8.0m 0.11% Reduced -7.3k -7,340
100 Auour Investments LLC 2.79% of their portfolio WOBURN, MA 235,333235.3k $7.8m $7.8m 2.79% Added +24.3k +24,328