Vault-13

SPDR SER TR SDY

S&P DIVID ETF · ETP · CUSIP 78464A763

1,159 institutional holders +52 vs Q2 2024
66,973,76667.0m shares reported held*
$9.4bnreported value*
99 new 296 added 450 reduced 42 sold out net sold ≈ $175.0m (-192.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($9.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $139.87. Options: 3 managers hold calls ($7.2m notional), 4 hold puts ($6.5m).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,031Q4 22: 1,126Q1 23: 1,108Q2 23: 1,098Q3 23: 1,053Q4 23: 1,125Q1 24: 1,115Q2 24: 1,107Q3 24: 1,1591,159Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 20221,031
Q4 20221,126
Q1 20231,108
Q2 20231,098
Q3 20231,053
Q4 20231,125
Q1 20241,115
Q2 20241,107
Q3 20241,159

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 511 bought or addedQ4 22: 354 cut or sold outQ1 23: 431 bought or addedQ1 23: 450 cut or sold outQ1 23Q2 23: 366 bought or addedQ2 23: 499 cut or sold outQ3 23: 372 bought or addedQ3 23: 484 cut or sold outQ3 23Q4 23: 368 bought or addedQ4 23: 526 cut or sold outQ1 24: 362 bought or addedQ1 24: 559 cut or sold outQ1 24Q2 24: 370 bought or addedQ2 24: 508 cut or sold outQ3 24: 395 bought or addedQ3 24: 492 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022511354
Q1 2023431450
Q2 2023366499
Q3 2023372484
Q4 2023368526
Q1 2024362559
Q2 2024370508
Q3 2024395492

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ4 23 calls: $10.3mQ4 23 puts: $8.5mQ4 23P/C 0.83Q1 24 calls: $13.1mQ1 24 puts: $2.2mQ1 24P/C 0.17Q2 24 calls: $5.5mQ2 24 puts: $2.2mQ2 24P/C 0.40Q3 24 calls: $7.2mQ3 24 puts: $6.5mQ3 24P/C 0.90
Numbers
QuarterCallsPutsP/C
Q4 2023$10.3m$8.5m0.83
Q1 2024$13.1m$2.2m0.17
Q2 2024$5.5m$2.2m0.40
Q3 2024$7.2m$6.5m0.90

Biggest buyers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +1,165,660+1.2m
JPMORGAN CHASE & CO Added +245,716+245.7k
JONES FINANCIAL COMPANIES LLLP Added +69,548+69.5k
Gunma Bank,Ltd. New +67,000+67.0k
Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. Added +47,789+47.8k
SYNOVUS FINANCIAL CORP Added +42,078+42.1k
JANE STREET GROUP, LLC Added +38,977+39.0k
NWAM LLC New +37,129+37.1k
BROWN BROTHERS HARRIMAN & CO Added +36,120+36.1k
MORGAN STANLEY Added +32,368+32.4k

Biggest sellers

Nan Shan Life Insurance Co., Ltd. Sold out -357,410-357.4k
AMERIPRISE FINANCIAL INC Reduced -233,704-233.7k
O'Dell Group, LLC Reduced -187,526-187.5k
BANK OF AMERICA CORP /DE/ Reduced -141,657-141.7k
LPL Financial LLC Reduced -137,831-137.8k
Strategic Financial Concepts, LLC Sold out -88,692-88.7k
WELLS FARGO & COMPANY/MN Reduced -74,587-74.6k
UBS Group AG Reduced -56,952-57.0k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -53,740-53.7k
OSAIC HOLDINGS, INC. Reduced -52,919-52.9k

Biggest calls

CITADEL ADVISORS LLC Added $3.6m25.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $3.3m23.5k shares
JANE STREET GROUP, LLC New $269.9k1.9k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $4.7m33.3k shares
CITADEL ADVISORS LLC Added $1.3m9.3k shares
JANE STREET GROUP, LLC New $355.1k2.5k shares
Financial Advocates Investment Management New $71.0k500 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.10% of their portfolio CHARLOTTE, NC 7,692,0087.7m $1.1bn $1.1bn 0.10% Reduced -141.7k -141,657
2 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 4,691,0614.7m $666.3m $666.3m 0.05% Added +32.4k +32,368
3 LPL Financial LLC 0.18% of their portfolio FORT MILL, SC 2,802,6932.8m $398.1m $398.1m 0.18% Reduced -137.8k -137,831
4 Joel Isaacson & Co., LLC 16.68% of their portfolio NEW YORK, NY 2,461,9972.5m $349.7m $349.7m 16.68% Added +30.4k +30,381
5 ROYAL BANK OF CANADA 0.08% of their portfolio TORONTO, A6 2,417,6572.4m $343.4m $343.4m 0.08% Added +5.1k +5,114
6 RAYMOND JAMES & ASSOCIATES 0.19% of their portfolio ST PETERSBURG, FL 2,221,9892.2m $315.6m $315.6m 0.19% Reduced -34.5k -34,503
7 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 2,072,1002.1m $294.3m $294.3m 0.01% Added +245.7k +245,716
8 WELLS FARGO & COMPANY/MN 0.06% of their portfolio SAN FRANCISCO, CA 1,768,0381.8m $251.1m $251.1m 0.06% Reduced -74.6k -74,587
9 UBS Group AG 0.07% of their portfolio ZURICH, V8 1,702,6431.7m $241.8m $241.8m 0.07% Reduced -57.0k -56,952
10 AMERIPRISE FINANCIAL INC 0.06% of their portfolio MINNEAPOLIS, MN 1,702,3591.7m $242.4m $242.4m 0.06% Reduced -233.7k -233,704
11 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 1,299,3961.3m $184.6m $184.6m 0.06% Reduced -24.2k -24,168
12 Richard Bernstein Advisors LLC 3.77% of their portfolio NEW YORK, NY 1,238,6181.2m $175.9m $175.9m 3.77% Reduced -48.5k -48,516
13 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 1,174,2961.2m $8.3k $8.3k 0.02% Added +1.2m +1,165,660
14 COMMONWEALTH EQUITY SERVICES, LLC 0.23% of their portfolio WALTHAM, MA 1,073,4571.1m $152.5m $152.5m 0.23% Reduced -53.7k -53,740
15 Janney Montgomery Scott LLC 0.42% of their portfolio PHILADELPHIA, PA 1,059,9651.1m $150.6m $150.6m 0.42% Reduced -14.7k -14,669
16 Bank of New York Mellon Corp 0.03% of their portfolio NEW YORK, NY 1,047,1881.0m $148.7m $148.7m 0.03% Reduced -43.6k -43,606
17 TRUIST FINANCIAL CORP 0.20% of their portfolio CHARLOTTE, NC 877,892877.9k $124.7m $124.7m 0.20% Reduced -12.6k -12,596
18 Pathstone Holdings, LLC 0.49% of their portfolio ENGLEWOOD, NJ 773,031773.0k $109.8m $109.8m 0.49% Reduced -2.1k -2,118
19 1ST SOURCE BANK 5.97% of their portfolio SOUTH BEND, IN 744,555744.6k $105.8m $105.8m 5.97% Added +512 +512
20 Destination Wealth Management 3.08% of their portfolio Walnut Creek, CA 700,423700.4k $99.5m $99.5m 3.08% Added +2.4k +2,366
21 Raymond James Financial Services Advisors, Inc. 0.13% of their portfolio ST. PETERSBURG, FL 697,849697.8k $99.1m $99.1m 0.13% Reduced -29.9k -29,931
22 Cetera Investment Advisers 0.21% of their portfolio SCHAUMBURG, IL 681,391681.4k $96.8m $96.8m 0.21% Reduced -1.1k -1,089
23 Capital Investment Advisors, LLC 1.58% of their portfolio ATLANTA, GA 539,981540.0k $76.7m $76.7m 1.58% Reduced -11.6k -11,606
24 HighTower Advisors, LLC 0.11% of their portfolio CHICAGO, IL 537,467537.5k $76.3m $76.3m 0.11% Added +1.2k +1,216
25 MAI Capital Management 0.71% of their portfolio INDEPENDENCE, OH 518,560518.6k $73.7m $73.7m 0.71% Reduced -735 -735
26 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 516,513516.5k $73.4m $73.4m 0.00% Added +46 +46
27 PNC Financial Services Group, Inc. 0.04% of their portfolio Pittsburgh, PA 456,897456.9k $64.9m $64.9m 0.04% Reduced -10.7k -10,656
28 Creative Planning 0.06% of their portfolio OVERLAND PARK, KS 455,279455.3k $64.7m $64.7m 0.06% Reduced -6.5k -6,460
29 OSAIC HOLDINGS, INC. 0.13% of their portfolio SCOTTSDALE, AZ 417,640417.6k $59.3m $59.3m 0.13% Reduced -52.9k -52,919
30 MML INVESTORS SERVICES, LLC 0.21% of their portfolio SPRINGFIELD, MA 413,630413.6k $58.8m $58.8m 0.21% Reduced -24.0k -23,966
31 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 388,337388.3k $55.2m $55.2m 0.01% Reduced -10.5k -10,501
32 Elk River Wealth Management LLC 9.95% of their portfolio DENVER, CO 385,024385.0k $54.7m $54.7m 9.95% Added +8.2k +8,194
33 Legacy Financial Group LLC 10.23% of their portfolio DES MOINES, IA 374,280374.3k $53.2m $53.2m 10.23% Added +2.9k +2,901
34 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.11% of their portfolio PLYMOUTH, MN 363,722363.7k $51.7m $51.7m 0.11% Added +292 +292
35 MONETA GROUP INVESTMENT ADVISORS LLC 0.72% of their portfolio ST LOUIS, MO 347,117347.1k $49.3m $49.3m 0.72% Reduced -1.3k -1,285
36 J.Safra Asset Management Corp 4.63% of their portfolio NEW YORK, NY 343,927343.9k $48.7m $48.7m 4.63% Added +6.2k +6,233
37 Linscomb Wealth, Inc. 2.08% of their portfolio Houston, TX 295,257295.3k $41.9m $41.9m 2.08% Reduced -8.2k -8,171
38 Clearstead Advisors, LLC 0.63% of their portfolio CLEVELAND, OH 287,471287.5k $40.8m $40.8m 0.63% Reduced -309 -309
39 MARINO, STRAM & ASSOCIATES LLC 8.51% of their portfolio BRAINTREE, MA 268,538268.5k $38.1m $38.1m 8.51% Added +6.7k +6,696
40 Cambridge Investment Research Advisors, Inc. 0.12% of their portfolio FAIRFIELD, IA 248,056248.1k $35.2m $35.2m 0.12% Reduced -9.8k -9,811
41 SCOTIA CAPITAL INC. 0.18% of their portfolio TORONTO, A6 242,025242.0k $34.4m $34.4m 0.18% Reduced -3.0k -3,001
42 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.28% of their portfolio IRVING, TX 235,535235.5k $33.5m $33.5m 0.28% Reduced -3.2k -3,216
43 Kestra Advisory Services, LLC 0.18% of their portfolio AUSTIN, TX 232,309232.3k $33.0m $33.0m 0.18% Reduced -43.7k -43,672
44 Wolff Financial Management LLC 8.89% of their portfolio KALAMAZOO, MI 230,330230.3k $32.7m $32.7m 8.89% Added +7.5k +7,516
45 Orion Porfolio Solutions, LLC 0.32% of their portfolio OMAHA, NE 225,031225.0k $32.0m $32.0m 0.32% Reduced -29.5k -29,474
46 Orion Portfolio Solutions, LLC 0.32% of their portfolio Omaha, NE 225,031225.0k $32.0m $32.0m 0.32% Reduced -29.5k -29,474
47 Baird Financial Group, Inc. 0.06% of their portfolio MILWAUKEE, WI 219,315219.3k $31.2m $31.2m 0.06% Reduced -10.2k -10,204
48 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 217,946217.9k $30.9m $30.9m 0.01% Added +1.0k +1,018
49 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 217,159217.2k $30.8m $30.8m 0.03% Added +9.6k +9,594
50 Klingman & Associates, LLC 1.80% of their portfolio New York, NY 205,028205.0k $29.1m $29.1m 1.80% Reduced -1.4k -1,377
51 Flaharty Asset Management, LLC 4.03% of their portfolio CLEARWATER, FL 201,999202.0k $28.7m $28.7m 4.03% Reduced -111 -111
52 Graves Light Lenhart Wealth, Inc. 3.39% of their portfolio HARRISONBURG, VA 193,909193.9k $27.5m $27.5m 3.39% Reduced -44.3k -44,255
53 Mariner, LLC 0.05% of their portfolio Overland Park, KS 189,857189.9k $27.0m $27.0m 0.05% Reduced -12.0k -12,004
54 JONES FINANCIAL COMPANIES LLLP 0.03% of their portfolio DES PERES, MO 189,524189.5k $26.9m $26.9m 0.03% Added +69.5k +69,548
55 Hyperion Partners, LLC 16.79% of their portfolio BERWYN, PA 185,217185.2k $26.3m $26.3m 16.79% Added +9.5k +9,528
56 NWF Advisory Services Inc. 3.81% of their portfolio Los Angeles, CA 184,687184.7k $26.2m $26.2m 3.81% Added +3.8k +3,817
57 Jackson, Grant Investment Advisers, Inc. 9.43% of their portfolio STAMFORD, CT 177,587177.6k $25.2m $25.2m 9.43% Reduced -1.6k -1,644
58 Rockefeller Capital Management L.P. 0.07% of their portfolio NEW YORK, NY 171,422171.4k $24.3m $24.3m 0.07% Reduced -24.8k -24,777
59 HUNTINGTON NATIONAL BANK 0.17% of their portfolio COLUMBUS, OH 165,137165.1k $23.5m $23.5m 0.17% Reduced -454 -454
60 Steward Partners Investment Advisory, LLC 0.20% of their portfolio STAMFORD, CT 153,962154.0k $21.9m $21.9m 0.20% Added +8.9k +8,937
61 Capital Advisors, Ltd. LLC 2.67% of their portfolio SHAKER HEIGHTS, OH 151,652151.7k $21.5m $21.5m 2.67% Reduced -4.2k -4,159
62 Baltimore-Washington Financial Advisors, Inc. 1.12% of their portfolio Columbia, MD 146,992147.0k $20.9m $20.9m 1.12% Added +6.5k +6,471
63 UMB Bank, n.a. 0.32% of their portfolio Kansas City, MO 144,258144.3k $20.5m $20.5m 0.32% Reduced -14.4k -14,353
64 CAPTRUST FINANCIAL ADVISORS 0.06% of their portfolio RALEIGH, NC 138,865138.9k $19.7m $19.7m 0.06% Reduced -1.9k -1,858
65 Private Advisor Group, LLC 0.12% of their portfolio MORRISTOWN, NJ 138,672138.7k $19.7m $19.7m 0.12% Added +2.6k +2,643
66 COMERICA BANK 0.08% of their portfolio DALLAS, TX 134,813134.8k $19.1m $19.1m 0.08% Reduced -2.1k -2,095
67 TD PRIVATE CLIENT WEALTH LLC 0.52% of their portfolio NEW YORK, NY 128,339128.3k $18.2m $18.2m 0.52% Reduced -2.9k -2,868
68 Prosperity Consulting Group, LLC 1.32% of their portfolio OWINGS MILLS, MD 118,696118.7k $16.9m $16.9m 1.32% Reduced -2.8k -2,813
69 BOKF, NA 0.29% of their portfolio TULSA, OK 115,416115.4k $16.2m $16.2m 0.29% Reduced -4.2k -4,155
70 CRA Financial Services, LLC 2.93% of their portfolio NORTHFIELD, NJ 112,393112.4k $16.0m $16.0m 2.93% Reduced -2.2k -2,222
71 FINANCIAL COUNSELORS INC 0.23% of their portfolio Overland Park, KS 111,619111.6k $15.9m $15.9m 0.23% Reduced -3.4k -3,444
72 Hubbell Strickland Wealth Management, LLC 7.34% of their portfolio NEW ORLEANS, LA 110,383110.4k $15.7m $15.7m 7.34% Added +188 +188
73 Associated Banc-Corp 0.46% of their portfolio Green Bay, WI 108,994109.0k $15.5m $15.5m 0.46% Added +3.0k +2,967
74 AVANTAX ADVISORY SERVICES, INC. 0.10% of their portfolio DALLAS, TX 108,767108.8k $15.4m $15.4m 0.10% Added +659 +659
75 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 108,040108.0k $15.3m $15.3m 0.00% Added +9.4k +9,357
76 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 103,563103.6k $14.7m $14.7m 0.03% Reduced -710 -710
77 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 2.23% of their portfolio FORT WORTH, TX 103,128103.1k $14.6m $14.6m 2.23% Added +47.8k +47,789
78 Atria Wealth Solutions, Inc. 0.16% of their portfolio NEW YORK, NY 101,647101.6k $14.4m $14.4m 0.16% Reduced -8.8k -8,805
79 Mesirow Financial Investment Management, Inc. 0.28% of their portfolio CHICAGO, IL 101,088101.1k $14.4m $14.4m 0.28% Added +1.9k +1,869
80 FMR LLC 0.00% of their portfolio BOSTON, MA 100,974101.0k $14.3m $14.3m 0.00% Reduced -2.5k -2,461
81 Sanctuary Advisors, LLC 0.09% of their portfolio INDIANAPOLIS, IN 99,06199.1k $14.1m $14.1m 0.09% Added +20.3k +20,276
82 NATIONAL BANK OF CANADA /FI/ 0.02% of their portfolio MONTREAL, A8 98,59198.6k $14.0m $14.0m 0.02% Reduced -9.9k -9,870
83 KCM INVESTMENT ADVISORS LLC 0.45% of their portfolio GREENBRAE, CA 94,56194.6k $13.4m $13.4m 0.45% Reduced -148 -148
84 WESBANCO BANK INC 0.45% of their portfolio WHEELING, WV 94,19194.2k $13.4m $13.4m 0.45% Added +1.0k +1,041
85 Savant Capital, LLC 0.11% of their portfolio ROCKFORD, IL 93,07793.1k $13.2m $13.2m 0.11% Reduced -2.5k -2,496
86 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 93,01993.0k $13.2m $13.2m 0.01% Reduced -4.4k -4,378
87 CWM, LLC 0.06% of their portfolio OMAHA, NE 91,14891.1k $12.9m $12.9m 0.06% Reduced -10.8k -10,793
88 NBT BANK, N.A. 0.87% of their portfolio NORWICH, NY 90,93790.9k $12.9m $12.9m 0.87% Reduced -15 -15
89 HB Wealth Management, LLC 0.14% of their portfolio Atlanta, GA 90,51490.5k $12.9m $12.9m 0.14% Reduced -4.5k -4,486
90 Equitable Holdings, Inc. 0.12% of their portfolio NEW YORK, NY 90,22790.2k $12.8m $12.8m 0.12% Reduced -3.2k -3,207
91 SARD WEALTH MANAGEMENT GROUP, LLC 8.45% of their portfolio ATLANTA, GA 89,98990.0k $12.8m $12.8m 8.45% Reduced -480 -480
92 SYNOVUS FINANCIAL CORP 0.15% of their portfolio Columbus, GA 89,57289.6k $12.7m $12.7m 0.15% Added +42.1k +42,078
93 Ameritas Investment Partners, Inc. 0.41% of their portfolio LINCOLN, NE 88,66688.7k $12.6m $12.6m 0.41% Added +2.2k +2,159
94 Regent Peak Wealth Advisors LLC 2.88% of their portfolio ATLANTA, GA 88,25188.3k $12.5m $12.5m 2.88% Added +4.8k +4,837
95 Focus Partners Wealth 0.04% of their portfolio ST LOUIS, MO 88,08688.1k $12.5m $12.5m 0.04% Reduced -2.2k -2,187
96 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 85,56385.6k $12.2m $12.2m 0.02% Added +10.3k +10,285
97 O'Dell Group, LLC 2.67% of their portfolio CINCINNATI, OH 84,82384.8k $12.0m $12.0m 2.67% Reduced -187.5k -187,526
98 SAGE RHINO CAPITAL LLC 2.65% of their portfolio MENLO PARK, CA 84,34984.3k $12.0m $12.0m 2.65% Reduced -573 -573
99 CIBC WORLD MARKET INC. 0.03% of their portfolio TORONTO, A6 84,07184.1k $11.9m $11.9m 0.03% Reduced -15.4k -15,425
100 IRONWOOD WEALTH MANAGEMENT, INC. 5.80% of their portfolio HURRICANE, WV 84,01784.0k $11.8m $11.8m 5.80% Reduced -209 -209