Vault-13

ISHARES TR IJS

SP SMCP600VL ETF · ETP · CUSIP 464287879

781 institutional holders +41 vs Q2 2024
40,902,07940.9m shares reported held*
$4.4bnreported value*
58 new 243 added 283 reduced 21 sold out net bought ≈ $123.4m (+1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $107.16. Options: 2 managers hold calls ($1.9m notional), 2 hold puts ($1.2m).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 701Q4 22: 730Q1 23: 729Q2 23: 737Q3 23: 718Q4 23: 802Q1 24: 759Q2 24: 740Q3 24: 781781Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022701
Q4 2022730
Q1 2023729
Q2 2023737
Q3 2023718
Q4 2023802
Q1 2024759
Q2 2024740
Q3 2024781

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 294 bought or addedQ4 22: 305 cut or sold outQ1 23: 275 bought or addedQ1 23: 317 cut or sold outQ1 23Q2 23: 259 bought or addedQ2 23: 319 cut or sold outQ3 23: 227 bought or addedQ3 23: 342 cut or sold outQ3 23Q4 23: 313 bought or addedQ4 23: 301 cut or sold outQ1 24: 261 bought or addedQ1 24: 391 cut or sold outQ1 24Q2 24: 248 bought or addedQ2 24: 358 cut or sold outQ3 24: 301 bought or addedQ3 24: 304 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022294305
Q1 2023275317
Q2 2023259319
Q3 2023227342
Q4 2023313301
Q1 2024261391
Q2 2024248358
Q3 2024301304

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ4 23 calls: $3.7mQ4 23 puts: $3.3mQ4 23P/C 0.87Q1 24 calls: $3.7mQ1 24 puts: $1.6mQ1 24P/C 0.44Q2 24 calls: $1.3mQ2 24 puts: $544.7kQ2 24P/C 0.42Q3 24 calls: $1.9mQ3 24 puts: $1.2mQ3 24P/C 0.65
Numbers
QuarterCallsPutsP/C
Q4 2023$3.7m$3.3m0.87
Q1 2024$3.7m$1.6m0.44
Q2 2024$1.3m$544.7k0.42
Q3 2024$1.9m$1.2m0.65

Biggest buyers

AMERIPRISE FINANCIAL INC Added +407,030+407.0k
World Investment Advisors Added +357,958+358.0k
LPL Financial LLC Added +151,532+151.5k
COMMONWEALTH EQUITY SERVICES, LLC Added +141,658+141.7k
NorthCoast Asset Management LLC Added +141,192+141.2k
Prospera Financial Services Inc Added +74,434+74.4k
Cordatus Wealth Management LLC New +70,979+71.0k
Cambridge Investment Research Advisors, Inc. Added +63,311+63.3k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +49,874+49.9k
JPMORGAN CHASE & CO Added +48,000+48.0k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -88,072-88.1k
FMR LLC Reduced -88,046-88.0k
Tower Research Capital LLC (TRC) Reduced -80,160-80.2k
D. E. Shaw & Co., Inc. Reduced -66,847-66.8k
NISA INVESTMENT ADVISORS, LLC Sold out -58,700-58.7k
VICUS CAPITAL Reduced -52,928-52.9k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -52,885-52.9k
Compound Planning, Inc. Reduced -43,356-43.4k
WELLS FARGO & COMPANY/MN Reduced -32,350-32.4k
Savant Capital, LLC Reduced -30,978-31.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $968.9k9.0k shares
CITADEL ADVISORS LLC Added $947.4k8.8k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $721.3k6.7k shares
CITADEL ADVISORS LLC Added $527.5k4.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 3,486,0523.5m $375.3m $375.3m 0.03% Added +15.1k +15,103
2 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 3,363,6673.4m $362.1m $362.1m 0.03% Reduced -88.1k -88,072
3 FMR LLC 0.02% of their portfolio BOSTON, MA 2,822,4472.8m $303.9m $303.9m 0.02% Reduced -88.0k -88,046
4 M&T Bank Corp 0.54% of their portfolio BUFFALO, NY 1,516,3951.5m $163.3m $163.3m 0.54% Reduced -6.5k -6,486
5 REGIONS FINANCIAL CORP 1.16% of their portfolio BIRMINGHAM, AL 1,495,7301.5m $161.0m $161.0m 1.16% Added +35.8k +35,752
6 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 1,298,8181.3m $139.8m $139.8m 0.03% Reduced -32.4k -32,350
7 UBS Group AG 0.04% of their portfolio ZURICH, V8 1,178,5521.2m $126.9m $126.9m 0.04% Reduced -16.6k -16,555
8 Prime Capital Investment Advisors, LLC 1.40% of their portfolio OVERLAND PARK, KS 911,090911.1k $98.1m $98.1m 1.40% Reduced -7.8k -7,774
9 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 802,146802.1k $86.4m $86.4m 0.02% Added +407.0k +407,030
10 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 772,116772.1k $83.1m $83.1m 0.04% Added +151.5k +151,532
11 Modera Wealth Management, LLC 1.05% of their portfolio WESTWOOD, NJ 763,500763.5k $82.2m $82.2m 1.05% Reduced -22.3k -22,303
12 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 742,592742.6k $79.9m $79.9m 0.00% Added +48.0k +48,000
13 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 699,828699.8k $75.3m $75.3m 0.02% Reduced -4.4k -4,402
14 PNC Financial Services Group, Inc. 0.05% of their portfolio Pittsburgh, PA 674,695674.7k $72.6m $72.6m 0.05% Reduced -6.0k -6,014
15 COMMONWEALTH EQUITY SERVICES, LLC 0.11% of their portfolio WALTHAM, MA 647,373647.4k $69.7m $69.7m 0.11% Added +141.7k +141,658
16 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 454,405454.4k $48.9m $48.9m 0.01% Added +15.0k +15,043
17 One Capital Management, LLC 1.50% of their portfolio WESTLAKE VILLAGE, CA 437,312437.3k $47.1m $47.1m 1.50% Added +24.9k +24,858
18 World Investment Advisors 1.23% of their portfolio LINCROFT, NJ 363,078363.1k $39.2m $39.2m 1.23% Added +358.0k +357,958
19 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 360,420360.4k $38.8m $38.8m 0.04% Reduced -28.8k -28,813
20 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 356,781356.8k $38.4m $38.4m 0.05% Added +27.2k +27,210
21 Baird Financial Group, Inc. 0.07% of their portfolio MILWAUKEE, WI 322,423322.4k $34.7m $34.7m 0.07% Added +144 +144
22 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.03% of their portfolio MILWAUKEE, WI 318,739318.7k $34.3m $34.3m 0.03% Reduced -52.9k -52,885
23 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 318,645318.6k $34.2m $34.2m 0.02% Reduced -1.6k -1,555
24 GW HENSSLER & ASSOCIATES LTD 1.91% of their portfolio KENNESAW, GA 314,094314.1k $33.8m $33.8m 1.91% Added +5.5k +5,453
25 EXENCIAL WEALTH ADVISORS, LLC 1.19% of their portfolio OKLAHOMA CITY, OK 307,532307.5k $33.1m $33.1m 1.19% Reduced -15.9k -15,918
26 BAILARD, INC. 0.84% of their portfolio Foster City, CA 300,542300.5k $32.4m $32.4m 0.84% Added +2.9k +2,893
27 Palisades Hudson Asset Management, L.P. 13.28% of their portfolio FORT LAUDERDALE, FL 292,430292.4k $31.5m $31.5m 13.28% Reduced -415 -415
28 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 261,627261.6k $28.2m $28.2m 0.02% Reduced -6.3k -6,269
29 JONES FINANCIAL COMPANIES LLLP 0.03% of their portfolio DES PERES, MO 257,680257.7k $27.6m $27.6m 0.03% Added +11.7k +11,741
30 SPC Financial, Inc. 2.23% of their portfolio ROCKVILLE, MD 235,134235.1k $25.3m $25.3m 2.23% Reduced -6.5k -6,500
31 Mariner, LLC 0.04% of their portfolio Overland Park, KS 234,854234.9k $25.3m $25.3m 0.04% Reduced -4.2k -4,249
32 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 234,447234.4k $25.2m $25.2m 0.00% Added +28.1k +28,077
33 Heartwood Wealth Advisors LLC 2.49% of their portfolio RICHMOND, VA 208,996209.0k $22.5m $22.5m 2.49% Added +1.9k +1,881
34 Savant Capital, LLC 0.19% of their portfolio ROCKFORD, IL 208,979209.0k $22.5m $22.5m 0.19% Reduced -31.0k -30,978
35 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.19% of their portfolio IRVING, TX 208,940208.9k $22.5m $22.5m 0.19% Added +2.0k +1,989
36 GHP Investment Advisors, Inc. 1.03% of their portfolio Denver, CO 208,263208.3k $22.4m $22.4m 1.03% Reduced -2.1k -2,092
37 Probity Advisors, Inc. 4.16% of their portfolio DALLAS, TX 201,809201.8k $21.7m $21.7m 4.16% Reduced -19.6k -19,555
38 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 197,602197.6k $21.3m $21.3m 0.03% Reduced -19.5k -19,476
39 NorthCoast Asset Management LLC 0.11% of their portfolio STAMFORD, CT 196,877196.9k $15.6m $15.6m 0.11% Added +141.2k +141,192
40 Cerity Partners LLC 0.05% of their portfolio NEW YORK, NY 196,860196.9k $21.2m $21.2m 0.05% Added +1.2k +1,247
41 PHILLIPS FINANCIAL MANAGEMENT, LLC 1.57% of their portfolio FORT WAYNE, IN 188,650188.7k $20.3m $20.3m 1.57% Reduced -10.1k -10,136
42 Lido Advisors, LLC 0.14% of their portfolio Los Angeles, CA 176,576176.6k $19.0m $19.0m 0.14% Reduced -9.4k -9,404
43 Family Firm, Inc. 1.76% of their portfolio BETHESDA, MD 173,778173.8k $8.0m $8.0m 1.76% Added +13 +13
44 Waverly Advisors, LLC 0.33% of their portfolio BIRMINGHAM, AL 164,467164.5k $17.7m $17.7m 0.33% Reduced -16.8k -16,800
45 MAI Capital Management 0.17% of their portfolio INDEPENDENCE, OH 164,384164.4k $17.7m $17.7m 0.17% Added +1.3k +1,281
46 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 161,775161.8k $17.4m $17.4m 0.06% Added +63.3k +63,311
47 Rockefeller Capital Management L.P. 0.05% of their portfolio NEW YORK, NY 159,675159.7k $17.2m $17.2m 0.05% Reduced -2.8k -2,826
48 Ellis Investment Partners, LLC 3.16% of their portfolio Berwyn, PA 150,408150.4k $16.2m $16.2m 3.16% Reduced -4.2k -4,204
49 MONETA GROUP INVESTMENT ADVISORS LLC 0.23% of their portfolio ST LOUIS, MO 149,990150.0k $16.1m $16.1m 0.23% Reduced -5.2k -5,159
50 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 145,388145.4k $15.7m $15.7m 0.04% Reduced -20.0k -19,972
51 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 138,505138.5k $14.9m $14.9m 0.02% Reduced -4.7k -4,741
52 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 137,886137.9k $14.8m $14.8m 0.01% Added +1.9k +1,920
53 KEYBANK NATIONAL ASSOCIATION/OH 0.05% of their portfolio BROOKLYN, OH 129,901129.9k $14.0m $14.0m 0.05% Added +4.0k +3,995
54 MERCER GLOBAL ADVISORS INC /ADV 0.03% of their portfolio DENVER, CO 126,757126.8k $13.4m $13.4m 0.03% Reduced -2.3k -2,257
55 ETFIDEA, LLC 4.12% of their portfolio SYRACUSE, NY 121,011121.0k $13.0m $13.0m 4.12% Added +303 +303
56 COMERICA BANK 0.05% of their portfolio DALLAS, TX 113,783113.8k $12.2m $12.2m 0.05% Reduced -7.0k -7,044
57 Covenant Partners, LLC 3.26% of their portfolio Nashville, TN 104,090104.1k $11.2m $11.2m 3.26% Reduced -2.4k -2,415
58 CIBC WORLD MARKET INC. 0.03% of their portfolio TORONTO, A6 103,690103.7k $11.2m $11.2m 0.03% Reduced -935 -935
59 Focus Partners Wealth 0.04% of their portfolio ST LOUIS, MO 102,418102.4k $11.0m $11.0m 0.04% Reduced -26.5k -26,526
60 Wealth Architects, LLC 1.24% of their portfolio MOUNTAIN VIEW, CA 101,952102.0k $11.0m $11.0m 1.24% Reduced -1.6k -1,604
61 CAPTRUST FINANCIAL ADVISORS 0.03% of their portfolio RALEIGH, NC 96,56196.6k $10.4m $10.4m 0.03% Reduced -7.0k -7,046
62 Asset Dedication, LLC 0.69% of their portfolio SAN FRANCISCO, CA 94,40994.4k $10.2m $10.2m 0.69% Reduced -1.1k -1,111
63 JFS WEALTH ADVISORS, LLC 0.67% of their portfolio HERMITAGE, PA 92,86292.9k $10.0m $10.0m 0.67% Reduced -2.9k -2,887
64 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 92,09492.1k $9.9m $9.9m 0.01% Reduced -5.5k -5,463
65 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 90,99591.0k $9.8m $9.8m 0.02% Added +17.5k +17,478
66 Asset Management Group, Inc. 1.70% of their portfolio STAMFORD, CT 90,01390.0k $9.7m $9.7m 1.70% Reduced -37 -37
67 AVANTAX ADVISORY SERVICES, INC. 0.06% of their portfolio DALLAS, TX 89,72289.7k $9.7m $9.7m 0.06% Added +2.9k +2,914
68 One Day In July LLC 1.07% of their portfolio BURLINGTON, VT 88,01788.0k $9.5m $9.5m 1.07% Reduced -10.5k -10,489
69 RTD Financial Advisors, Inc. 1.20% of their portfolio Philadelphia, PA 87,92987.9k $9.5m $9.5m 1.20% Added +822 +822
70 BOKF, NA 0.16% of their portfolio TULSA, OK 87,48787.5k $9.2m $9.2m 0.16% Added +2.8k +2,809
71 Prospera Financial Services Inc 0.24% of their portfolio Dallas, TX 86,73186.7k $9.3m $9.3m 0.24% Added +74.4k +74,434
72 GLENMEDE TRUST CO NA 0.04% of their portfolio PHILADELPHIA, PA 85,20185.2k $9.2m $9.2m 0.04% Reduced -4.9k -4,860
73 PRUDENTIAL FINANCIAL INC 0.01% of their portfolio NEWARK, NJ 83,35383.4k $9.0m $9.0m 0.01% Added +5.4k +5,360
74 Financial Engines Advisors L.L.C. 0.02% of their portfolio SANTA CLARA, CA 82,50082.5k $8.9m $8.9m 0.02% Reduced -413 -413
75 Sterling Financial Planning, Inc. 3.25% of their portfolio SPARTA, NJ 81,96282.0k $8.8m $8.8m 3.25% Reduced -1.3k -1,251
76 HOME FEDERAL BANK OF TENNESSEE 2.52% of their portfolio KNOXVILLE, TN 81,90481.9k $8.8m $8.8m 2.52% Reduced -2.0k -1,993
77 Lansing Street Advisors 3.24% of their portfolio AMBLER, PA 81,65881.7k $8.8m $8.8m 3.24% Added +6.1k +6,134
78 KESTRA PRIVATE WEALTH SERVICES, LLC 0.16% of their portfolio AUSTIN, TX 81,61581.6k $8.8m $8.8m 0.16% Added +17.6k +17,568
79 SAX WEALTH ADVISORS, LLC 0.77% of their portfolio PARSIPPANY, NJ 80,62880.6k $8.7m $8.7m 0.77% Reduced -909 -909
80 Councilor Wealth, LLC 4.20% of their portfolio BETHESDA, MD 79,94279.9k $8.6m $8.6m 4.20% Reduced -4.2k -4,174
81 Evanson Asset Management, LLC 0.59% of their portfolio CARMEL, CA 77,78177.8k $8.4m $8.4m 0.59% Added +51 +51
82 Capital Advisors, Ltd. LLC 1.02% of their portfolio SHAKER HEIGHTS, OH 76,50876.5k $8.2m $8.2m 1.02% Reduced -214 -214
83 Steward Partners Investment Advisory, LLC 0.08% of their portfolio STAMFORD, CT 75,54375.5k $8.1m $8.1m 0.08% Added +1.3k +1,287
84 Wilmington Savings Fund Society, FSB 0.14% of their portfolio WILMINGTON, DE 73,72773.7k $7.9m $7.9m 0.14% Reduced -2.4k -2,431
85 Pinnacle Financial Partners Inc 0.16% of their portfolio Nashville, TN 72,62072.6k $7.8m $7.8m 0.16% Added +2.1k +2,056
86 FIFTH THIRD BANCORP 0.03% of their portfolio CINCINNATI, OH 71,65571.7k $7.7m $7.7m 0.03% Reduced -4.8k -4,849
87 Chicago Partners Investment Group LLC 0.27% of their portfolio CHICAGO, IL 71,43071.4k $7.6m $7.6m 0.27% Reduced -1.8k -1,757
88 Cordatus Wealth Management LLC 2.74% of their portfolio NEWTOWN, PA 70,97971.0k $7.6m $7.6m 2.74% New
89 Wealth Quarterback LLC 3.94% of their portfolio TOMS RIVER, NJ 70,39870.4k $7.6m $7.6m 3.94% Added +42.3k +42,334
90 TrinityPoint Wealth, LLC 1.08% of their portfolio MILFORD, CT 69,68569.7k $7.5m $7.5m 1.08% Added +29.5k +29,512
91 BURNS J W & CO INC/NY 0.96% of their portfolio DEWITT, NY 68,94168.9k $7.4m $7.4m 0.96% Added +1.0k +1,019
92 Corient Private Wealth LP 0.01% of their portfolio MIAMI, FL 68,16668.2k $7.3m $7.3m 0.01% Added +6.3k +6,289
93 Oxler Private Wealth LLC 2.55% of their portfolio Rye Brook, NY 68,08368.1k $7.3m $7.3m 2.55% Added +42.1k +42,059
94 Ifrah Financial Services, Inc. 1.91% of their portfolio Little Rock, AR 65,76365.8k $7.1m $7.1m 1.91% Reduced -7 -7
95 Atria Wealth Solutions, Inc. 0.08% of their portfolio NEW YORK, NY 65,60565.6k $7.1m $7.1m 0.08% Added +273 +273
96 NorthCrest Asset Manangement, LLC 0.21% of their portfolio PLYMOUTH, MN 65,49865.5k $7.1m $7.1m 0.21% Reduced -158 -158
97 Sepio Capital, LP 0.53% of their portfolio Salt Lake City, UT 63,03463.0k $6.8m $6.8m 0.53% Reduced -2.6k -2,580
98 Ironwood Financial, llc 1.37% of their portfolio TUCSON, AZ 60,63260.6k $6.5m $6.5m 1.37% Reduced -272 -272
99 LAKE STREET PRIVATE WEALTH, LLC 1.04% of their portfolio CHICAGO, IL 60,27860.3k $6.5m $6.5m 1.04% Added +5.4k +5,386
100 Cresset Asset Management, LLC 0.02% of their portfolio Chicago, IL 57,81857.8k $6.2m $6.2m 0.02% Added +3.8k +3,752