Vault-13

SPDR SERIES TRUST SPYV

PRTFLO S&P500 VL · ETP · CUSIP 78464A508

960 institutional holders +58 vs Q2 2024
405,950,256406.0m shares reported held*
$21.5bnreported value*
94 new 419 added 301 reduced 42 sold out net bought ≈ $1.5bn (+26.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($65.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $53.04. Options: 14 managers hold calls ($790.6m notional), 2 hold puts ($2.0m).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

05001kQ3 22: 603Q4 22: 710Q1 23: 689Q2 23: 722Q3 23: 727Q4 23: 841Q1 24: 856Q2 24: 902Q3 24: 960960Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022603
Q4 2022710
Q1 2023689
Q2 2023722
Q3 2023727
Q4 2023841
Q1 2024856
Q2 2024902
Q3 2024960

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 397 bought or addedQ4 22: 230 cut or sold outQ1 23: 316 bought or addedQ1 23: 337 cut or sold outQ1 23Q2 23: 355 bought or addedQ2 23: 304 cut or sold outQ3 23: 366 bought or addedQ3 23: 307 cut or sold outQ3 23Q4 23: 411 bought or addedQ4 23: 299 cut or sold outQ1 24: 451 bought or addedQ1 24: 358 cut or sold outQ1 24Q2 24: 467 bought or addedQ2 24: 333 cut or sold outQ3 24: 513 bought or addedQ3 24: 343 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022397230
Q1 2023316337
Q2 2023355304
Q3 2023366307
Q4 2023411299
Q1 2024451358
Q2 2024467333
Q3 2024513343

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500m$1bn$1.5bn$2bnQ4 23 calls: $2.0bnQ4 23 puts: $270.5kQ4 23P/C 0.00Q1 24 calls: $1.1bnQ1 24 puts: $365.7kQ1 24P/C 0.00Q2 24 calls: $925.4mQ2 24 puts: $29.2kQ2 24P/C 0.00Q3 24 calls: $790.6mQ3 24 puts: $2.0mQ3 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2023$2.0bn$270.5k0.00
Q1 2024$1.1bn$365.7k0.00
Q2 2024$925.4m$29.2k0.00
Q3 2024$790.6m$2.0m0.00

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +8,194,381+8.2m
Clark Capital Management Group, Inc. Added +3,206,290+3.2m
LPL Financial LLC Added +3,176,679+3.2m
BANK OF AMERICA CORP /DE/ Added +1,593,701+1.6m
Financial Engines Advisors L.L.C. Added +1,461,428+1.5m
Orion Portfolio Solutions, LLC Added +1,360,461+1.4m
Orion Porfolio Solutions, LLC Added +1,360,461+1.4m
OSAIC HOLDINGS, INC. Added +1,034,637+1.0m
AMERIPRISE FINANCIAL INC Added +990,984+991.0k
MORGAN STANLEY Added +696,253+696.3k

Biggest sellers

Horizon Investments, LLC Reduced -2,294,656-2.3m
ELEVATION POINT WEALTH PARTNERS, LLC Sold out -1,373,876-1.4m
Dynasty Wealth Management, LLC Reduced -1,345,543-1.3m
Bank of New York Mellon Corp Reduced -1,131,934-1.1m
Strategic Financial Concepts, LLC Reduced -849,426-849.4k
BALANCED WEALTH GROUP LLC Reduced -730,615-730.6k
Tradewinds Capital Management, LLC Reduced -545,753-545.8k
Tennessee Valley Asset Management Partners Reduced -531,064-531.1k
ERn Financial, LLC Reduced -449,749-449.7k
Systelligence, LLC Sold out -259,263-259.3k

Biggest calls

SIMPLEX TRADING, LLC Added $333.1m4.9m shares
JPMORGAN CHASE & CO Added $182.2m3.1m shares
IMC-Chicago, LLC Added $117.9m1.9m shares
Optiver Holding B.V. Reduced $115.0m2.0m shares
Maven Securities LTD Reduced $15.2m265.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $11.7m222.0k shares
GARDA CAPITAL PARTNERS LP Unchanged $4.8m85.0k shares
CITADEL ADVISORS LLC Added $4.0m76.6k shares
CenterStar Asset Management, LLC Added $2.8m26.3k shares
JANE STREET GROUP, LLC Reduced $2.7m51.1k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $1.4m25.8k shares
CITADEL ADVISORS LLC Added $681.9k12.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 8.46% of their portfolio SANTA CLARA, CA 76,685,99276.7m $4.1bn $4.1bn 8.46% Added +1.5m +1,461,428
2 LPL Financial LLC 0.92% of their portfolio FORT MILL, SC 39,150,61939.2m $2.1bn $2.1bn 0.92% Added +3.2m +3,176,679
3 Allworth Financial LP 6.54% of their portfolio FOLSOM, CA 20,300,68620.3m $1.1bn $1.1bn 6.54% Added +461.0k +461,035
4 ENVESTNET ASSET MANAGEMENT INC 0.21% of their portfolio Berwyn, PA 12,573,37312.6m $664.6m $664.6m 0.21% Added +8.2m +8,194,381
5 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 11,139,44611.1m $588.8m $588.8m 0.02% Added +573.6k +573,590
6 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 9,587,3579.6m $506.8m $506.8m 0.04% Added +696.3k +696,253
7 BANK OF AMERICA CORP /DE/ 0.04% of their portfolio CHARLOTTE, NC 7,655,6147.7m $404.7m $404.7m 0.04% Added +1.6m +1,593,701
8 Valmark Advisers, Inc. 6.19% of their portfolio AKRON, OH 7,491,8697.5m $396.0m $396.0m 6.19% Added +140.5k +140,498
9 AMERIPRISE FINANCIAL INC 0.10% of their portfolio MINNEAPOLIS, MN 7,262,7227.3m $384.8m $384.8m 0.10% Added +991.0k +990,984
10 UBS Group AG 0.09% of their portfolio ZURICH, V8 6,333,3466.3m $334.8m $334.8m 0.09% Added +303.1k +303,121
11 Advisory Alpha, LLC 8.78% of their portfolio HOLLAND, MI 4,674,3494.7m $247.1m $247.1m 8.78% Added +286.0k +285,982
12 CWM, LLC 0.99% of their portfolio OMAHA, NE 4,351,0504.4m $230.0m $230.0m 0.99% Added +211.5k +211,529
13 NorthRock Partners, LLC 7.53% of their portfolio MINNEAPOLIS, MN 4,326,9144.3m $228.7m $228.7m 7.53% Added +100.2k +100,196
14 Raymond James Financial Services Advisors, Inc. 0.30% of their portfolio ST. PETERSBURG, FL 4,232,1894.2m $223.7m $223.7m 0.30% Added +27.4k +27,434
15 ROYAL BANK OF CANADA 0.05% of their portfolio TORONTO, A6 4,037,7084.0m $213.4m $213.4m 0.05% Added +49.3k +49,271
16 OSAIC HOLDINGS, INC. 0.48% of their portfolio SCOTTSDALE, AZ 3,992,1754.0m $211.0m $211.0m 0.48% Added +1.0m +1,034,637
17 Willis Johnson & Associates, Inc. 15.84% of their portfolio Houston, TX 3,944,8403.9m $208.5m $208.5m 15.84% Added +124.4k +124,396
18 TIAA TRUST, NATIONAL ASSOCIATION 0.60% of their portfolio CHARLOTTE, NC 3,831,2753.8m $202.5m $202.5m 0.60% Added +576.0k +576,015
19 Equitable Holdings, Inc. 1.96% of their portfolio NEW YORK, NY 3,822,2303.8m $202.0m $202.0m 1.96% Added +82.2k +82,160
20 TOWNSQUARE CAPITAL LLC 2.40% of their portfolio Lehi, UT 3,791,7773.8m $200.4m $200.4m 2.40% Added +255.7k +255,672
21 FRANKLIN RESOURCES INC 0.06% of their portfolio San Mateo, CA 3,689,2863.7m $197.6m $197.6m 0.06% Reduced -172.9k -172,861
22 Cerity Partners LLC 0.40% of their portfolio NEW YORK, NY 3,434,8633.4m $181.6m $181.6m 0.40% Added +304.6k +304,598
23 Clark Capital Management Group, Inc. 1.16% of their portfolio PHILADELPHIA, PA 3,211,0373.2m $169.7m $169.7m 1.16% Added +3.2m +3,206,290
24 Quotient Wealth Partners, LLC 5.57% of their portfolio DALLAS, TX 3,205,2433.2m $169.4m $169.4m 5.57% Added +62.9k +62,939
25 NICOLET ADVISORY SERVICES, LLC 14.84% of their portfolio GREEN BAY, WI 3,000,9953.0m $157.2m $157.2m 14.84% Reduced -66.4k -66,435
26 Cetera Investment Advisers 0.33% of their portfolio SCHAUMBURG, IL 2,891,9772.9m $152.9m $152.9m 0.33% Added +415.4k +415,380
27 Betterment LLC 0.36% of their portfolio NEW YORK, NY 2,888,4352.9m $152.7m $152.7m 0.36% Reduced -120.0k -119,964
28 Private Advisor Group, LLC 0.91% of their portfolio MORRISTOWN, NJ 2,761,7312.8m $146.0m $146.0m 0.91% Added +122.0k +121,974
29 Connecticut Wealth Management, LLC 6.46% of their portfolio FARMINGTON, CT 2,526,0582.5m $133.5m $133.5m 6.46% Added +89.8k +89,823
30 Lutz Financial Services LLC 9.49% of their portfolio OMAHA, NE 2,211,2282.2m $116.9m $116.9m 9.49% Added +4.4k +4,422
31 First National Trust Co 4.29% of their portfolio Johnstown, PA 2,101,9752.1m $111.1m $111.1m 4.29% Reduced -157.5k -157,544
32 AE Wealth Management LLC 0.94% of their portfolio TOPEKA, KS 1,964,7842.0m $103.9m $103.9m 0.94% Added +395.5k +395,546
33 HighTower Advisors, LLC 0.15% of their portfolio CHICAGO, IL 1,953,6502.0m $103.3m $103.3m 0.15% Added +136.8k +136,781
34 Dynasty Wealth Management, LLC 5.59% of their portfolio ST. PETERSBURG, FL 1,929,4061.9m $184.9m $184.9m 5.59% Reduced -1.3m -1,345,543
35 SIMON QUICK ADVISORS, LLC 6.43% of their portfolio MORRISTOWN, NJ 1,926,2221.9m $101.8m $101.8m 6.43% Reduced -24.2k -24,209
36 FLPUTNAM INVESTMENT MANAGEMENT CO 1.78% of their portfolio PORTLAND, ME 1,870,1121.9m $98.9m $98.9m 1.78% Reduced -1.5k -1,522
37 Gerber Kawasaki Wealth & Investment Management 4.30% of their portfolio SANTA MONICA, CA 1,767,3021.8m $93.4m $93.4m 4.30% Added +28.6k +28,637
38 ANGELES WEALTH MANAGEMENT, LLC 7.88% of their portfolio SANTA MONICA, CA 1,730,9931.7m $91.5m $91.5m 7.88% Added +158.6k +158,641
39 OLD NATIONAL BANCORP /IN/ 2.08% of their portfolio EVANSVILLE, IN 1,704,0431.7m $90.1m $90.1m 2.08% Added +44.6k +44,612
40 Mariner, LLC 0.16% of their portfolio Overland Park, KS 1,667,7141.7m $88.2m $88.2m 0.16% Reduced -101.7k -101,656
41 KWB Wealth 10.43% of their portfolio REDLANDS, CA 1,641,0871.6m $80.0m $80.0m 10.43% Added +45.2k +45,163
42 Bank of New York Mellon Corp 0.02% of their portfolio NEW YORK, NY 1,615,5931.6m $85.4m $85.4m 0.02% Reduced -1.1m -1,131,934
43 Magnus Financial Group LLC 8.61% of their portfolio NEW YORK, NY 1,601,5981.6m $84.7m $84.7m 8.61% Added +83.8k +83,823
44 FLAGSHIP HARBOR ADVISORS, LLC 4.62% of their portfolio BOSTON, MA 1,590,1891.6m $84.1m $84.1m 4.62% Added +579.0k +578,972
45 N.E.W. Advisory Services LLC 8.23% of their portfolio DE PERE, WI 1,580,0921.6m $83.5m $83.5m 8.23% Reduced -859 -859
46 Octavia Wealth Advisors, LLC 10.04% of their portfolio CINCINNATI, OH 1,540,9241.5m $81.5m $81.5m 10.04% Added +100.0k +100,032
47 AlphaStar Capital Management, LLC 6.30% of their portfolio CORNELIUS, NC 1,502,0221.5m $79.4m $79.4m 6.30% Reduced -34.2k -34,157
48 Janney Montgomery Scott LLC 0.22% of their portfolio PHILADELPHIA, PA 1,499,6071.5m $79.3m $79.3m 0.22% Added +36.9k +36,889
49 Orion Porfolio Solutions, LLC 0.76% of their portfolio OMAHA, NE 1,449,6641.4m $76.6m $76.6m 0.76% Added +1.4m +1,360,461
50 Orion Portfolio Solutions, LLC 0.76% of their portfolio Omaha, NE 1,449,6641.4m $76.6m $76.6m 0.76% Added +1.4m +1,360,461
51 Horizon Investments, LLC 2.03% of their portfolio Charlotte, NC 1,447,4581.4m $76.5m $76.5m 2.03% Reduced -2.3m -2,294,656
52 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,318,7591.3m $69.7m $69.7m 0.02% Added +83.2k +83,201
53 Good Life Advisors, LLC 4.20% of their portfolio READING, PA 1,291,0991.3m $68.2m $68.2m 4.20% Added +234.0k +233,974
54 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 1,259,9181.3m $66.6m $66.6m 0.01% Reduced -221.6k -221,572
55 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.06% of their portfolio MILWAUKEE, WI 1,244,9631.2m $65.8m $65.8m 0.06% Added +358.1k +358,096
56 COMMONWEALTH EQUITY SERVICES, LLC 0.10% of their portfolio WALTHAM, MA 1,220,8401.2m $64.5m $64.5m 0.10% Added +1.3k +1,322
57 NOTTINGHAM ADVISORS, INC. 6.92% of their portfolio AMHERST, NY 1,183,0171.2m $62.5m $62.5m 6.92% Added +4.5k +4,529
58 Cambridge Investment Research Advisors, Inc. 0.21% of their portfolio FAIRFIELD, IA 1,149,6001.1m $60.8m $60.8m 0.21% Added +87.5k +87,493
59 Klingman & Associates, LLC 3.64% of their portfolio New York, NY 1,110,6541.1m $58.7m $58.7m 3.64% Reduced -3.1k -3,138
60 FMR LLC 0.00% of their portfolio BOSTON, MA 1,105,9921.1m $58.5m $58.5m 0.00% Added +4.6k +4,649
61 NICOLET BANKSHARES INC 13.75% of their portfolio GREEN BAY, WI 1,074,1611.1m $56.8m $56.8m 13.75% Reduced -11.6k -11,631
62 STIFEL FINANCIAL CORP 0.06% of their portfolio ST. LOUIS, MO 1,041,2041.0m $55.0m $55.0m 0.06% Reduced -216.3k -216,323
63 Compton Financial Group, LLC 15.20% of their portfolio TOWSON, MD 951,791951.8k $50.3m $50.3m 15.20% Added +86.1k +86,119
64 IHT Wealth Management, LLC 1.38% of their portfolio Chicago, IL 918,498918.5k $48.5m $48.5m 1.38% Added +96.2k +96,168
65 Roberts Financial Services LLC 9.05% of their portfolio MARQUETTE, MI 914,539914.5k $48.3m $48.3m 9.05% Reduced -22.1k -22,097
66 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.10% of their portfolio PLYMOUTH, MN 885,441885.4k $46.8m $46.8m 0.10% Added +62.7k +62,742
67 Arrow Financial Corp 4.29% of their portfolio Glens Falls, NY 877,479877.5k $46.4m $46.4m 4.29% Reduced -41.0k -40,961
68 Whitcomb & Hess, Inc. 13.67% of their portfolio ASHLAND, OH 869,592869.6k $46.0m $46.0m 13.67% Reduced -14.9k -14,944
69 Accredited Investors Inc. 2.61% of their portfolio EDINA, MN 863,821863.8k $45.7m $45.7m 2.61% Reduced -15.5k -15,476
70 PRUDENTIAL FINANCIAL INC 0.06% of their portfolio NEWARK, NJ 844,939844.9k $44.7m $44.7m 0.06% Added +113.5k +113,537
71 BALANCED WEALTH GROUP LLC 17.01% of their portfolio WESTLAKE, OH 788,568788.6k $38.4m $38.4m 17.01% Reduced -730.6k -730,615
72 MML INVESTORS SERVICES, LLC 0.15% of their portfolio SPRINGFIELD, MA 767,014767.0k $40.5m $40.5m 0.15% Added +131.3k +131,270
73 CoreCap Advisors, LLC 1.90% of their portfolio SOUTHFIELD, MI 764,567764.6k $40.4m $40.4m 1.90% Added +38.3k +38,272
74 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 762,790762.8k $40.3m $40.3m 0.02% Added +78.7k +78,717
75 Perennial Investment Advisors, LLC 5.21% of their portfolio Los Angeles, CA 758,958759.0k $40.1m $40.1m 5.21% Reduced -26.9k -26,864
76 Modern Wealth Management, LLC 2.45% of their portfolio KANSAS CITY, MO 754,849754.8k $39.9m $39.9m 2.45% Added +423.1k +423,134
77 CREATIVE FINANCIAL DESIGNS INC /ADV 3.20% of their portfolio KOKOMO, IN 719,207719.2k $38.0m $38.0m 3.20% Reduced -41.7k -41,657
78 Alera Investment Advisors, LLC 4.41% of their portfolio DEERFIELD, IL 710,471710.5k $37.6m $37.6m 4.41% Reduced -17.8k -17,778
79 CGN Advisors LLC 3.77% of their portfolio MANHATTAN, KS 710,051710.1k $37.5m $37.5m 3.77% Added +135.4k +135,430
80 Facet Wealth, Inc. 1.06% of their portfolio WEST PALM BEACH, FL 709,658709.7k $37.1m $37.1m 1.06% Reduced -58.7k -58,681
81 Williams Financial, LLC 23.22% of their portfolio NORTH BENNINGTON, VT 702,694702.7k $37.1m $37.1m 23.22% Added +12.9k +12,908
82 Envestnet Portfolio Solutions, Inc. 0.12% of their portfolio BERWYN, PA 701,496701.5k $37.1m $37.1m 0.12% Reduced -27.7k -27,668
83 WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV 7.92% of their portfolio BERMUDA RUN, NC 666,836666.8k $35.2m $35.2m 7.92% Added +42.4k +42,384
84 Corient Private Wealth LP 0.05% of their portfolio MIAMI, FL 648,305648.3k $34.3m $34.3m 0.05% Added +25.7k +25,664
85 FOUNDERS FINANCIAL SECURITIES LLC 3.15% of their portfolio TOWSON, MD 645,597645.6k $34.1m $34.1m 3.15% Reduced -21.2k -21,174
86 SIGNET FINANCIAL MANAGEMENT, LLC 4.31% of their portfolio PARSIPPANY, NJ 639,951640.0k $33.8m $33.8m 4.31% Added +1.5k +1,462
87 Thrivent Financial for Lutherans 0.06% of their portfolio Minneapolis, MN 628,845628.8k $33.2m $33.2m 0.06% Added +179.2k +179,235
88 BENJAMIN EDWARDS INC 0.48% of their portfolio Clayton, MO 623,960624.0k $33.0m $33.0m 0.48% Added +581.6k +581,565
89 PRINCIPAL SECURITIES, INC. 0.79% of their portfolio DES MOINES, IA 614,932614.9k $32.5m $32.5m 0.79% Added +614.4k +614,392
90 BIP Wealth, LLC 2.20% of their portfolio ATLANTA, GA 611,737611.7k $32.3m $32.3m 2.20% Added +25.6k +25,551
91 Edmonds Duncan Registered Investment Advisors, LLC 6.99% of their portfolio LAWRENCE, KS 603,545603.5k $31.9m $31.9m 6.99% Added +41.6k +41,623
92 Avior Wealth Management, LLC 1.26% of their portfolio OMAHA, NE 599,173599.2k $31.7m $31.7m 1.26% Added +12.1k +12,132
93 VICUS CAPITAL 2.71% of their portfolio STATE COLLEGE, PA 579,993580.0k $30.7m $30.7m 2.71% Added +12.6k +12,594
94 INSPIRION WEALTH ADVISORS, LLC 4.21% of their portfolio LIBERTYVILLE, IL 569,290569.3k $30.1m $30.1m 4.21% Reduced -9.6k -9,619
95 Tennessee Valley Asset Management Partners 4.91% of their portfolio KNOXVILLE, TN 561,536561.5k $29.7m $29.7m 4.91% Reduced -531.1k -531,064
96 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 555,462555.5k $29.4m $29.4m 0.00% Reduced -2.0k -1,977
97 RIVERSEDGE ADVISORS, LLC 6.48% of their portfolio Wilmington, DE 540,478540.5k $28.6m $28.6m 6.48% Added +6.0k +5,957
98 Prospera Financial Services Inc 0.73% of their portfolio Dallas, TX 538,683538.7k $28.5m $28.5m 0.73% Added +481.8k +481,801
99 Stratos Wealth Partners, LTD. 0.41% of their portfolio BEACHWOOD, OH 537,606537.6k $28.4m $28.4m 0.41% Added +73.2k +73,211
100 Cordatus Wealth Management LLC 10.08% of their portfolio NEWTOWN, PA 531,029531.0k $28.1m $28.1m 10.08% Added +477.7k +477,741