ROMAN BUTLER FULLERTON & CO

ST LOUIS, MO · CIK 733444 · 13F filing filed 2023-01-23

SEC-registered investment adviser since 1984 · corporation

Assets managed$716.1m
Staff17 · 16 in investment roles
Main clients (by assets)High net worth individuals 73%, Individuals 21%, Companies 3%
Main officeSt. Louis, MO
Form ADV · 2026-08-19SEC adviser record

$193.3m reported value +22.9% vs Q3 2022

190positions

25.1%in top 10

32 new 82 added 70 reduced 11 sold out vs Q3 2022

Holdings, Q4 2022

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	APPLE INC COM AAPL	AAPL	55,522	$7.5m3.90%	3.90%	Reduced -3.2k	-3,189 -5.4%
2	MICROSOFT CORP COM MSFT	MSFT	27,213	$6.5m3.38%	3.38%	Reduced -3.8k	-3,789 -12.2%
3	MASTERCARD INCORPORATED CL A MA	MA	16,343	$6.1m3.17%	3.17%	Reduced -451	-451 -2.7%
4	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	14,671	$5.8m3.02%	3.02%	Added +11.8k	+11,792 409.6%
5	AMAZON COM INC COM AMZN	AMZN	45,453	$4.4m2.26%	2.26%	Added +251	+251 0.6%
6	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	26,476	$4.1m2.13%	2.13%	Added +405	+405 1.6%
7	ELI LILLY & CO COM LLY	LLY	10,797	$3.9m2.00%	2.00%	Reduced -11	-11 -0.1%
8	PROCTER AND GAMBLE CO COM PG	PG	24,252	$3.6m1.89%	1.89%	Added +191	+191 0.8%
9	FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF FTCS	FTCS	44,326	$3.4m1.74%	1.74%	Added +1.1k	+1,084 2.5%
10	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	10,015	$3.2m1.63%	1.63%	Added +259	+259 2.6%
11	ISHARES TR CORE S&P SCP ETF IJR	IJR	30,680	$3.1m1.60%	1.60%	Added +25.4k	+25,366 477.3%
12	PROSHARES TR S&P 500 DV ARIST NOBL	NOBL	33,147	$3.1m1.60%	1.60%	Added +699	+699 2.1%
13	HOME DEPOT INC COM HD	HD	9,386	$3.1m1.59%	1.59%	Added +63	+63 0.7%
14	ISHARES TR RUS 1000 VAL ETF IWD	IWD	18,725	$3.0m1.53%	1.53%	New
15	PFIZER INC COM PFE	PFE	56,158	$2.6m1.34%	1.34%	Added +3.4k	+3,359 6.4%
16	ALPHABET INC CAP STK CL C GOOG	GOOG	27,909	$2.6m1.33%	1.33%	Reduced -931	-931 -3.2%
17	ISHARES TR PFD AND INCM SEC PFF	PFF	76,282	$2.5m1.30%	1.30%	Reduced -30.8k	-30,763 -28.7%
18	EATON VANCE ENHANCED EQUITY COM EOI	EOI	159,036	$2.5m1.28%	1.28%	Added +4.4k	+4,389 2.8%
19	CATERPILLAR INC COM CAT	CAT	8,983	$2.3m1.19%	1.19%	Added +5.1k	+5,146 134.1%
20	JOHNSON & JOHNSON COM JNJ	JNJ	12,595	$2.2m1.12%	1.12%	Added +993	+993 8.6%
21	WALMART INC COM WMT	WMT	14,891	$2.2m1.11%	1.11%	Added +1.1k	+1,138 8.3%
22	VERTEX PHARMACEUTICALS INC COM VRTX	VRTX	5,933	$1.9m0.96%	0.96%	Reduced -72	-72 -1.2%
23	VANGUARD INDEX FDS GROWTH ETF VUG	VUG	7,731	$1.7m0.90%	0.90%	Reduced -60	-60 -0.8%
24	UNITEDHEALTH GROUP INC COM UNH	UNH	3,571	$1.7m0.90%	0.90%	Added +2.4k	+2,422 210.8%
25	DEERE & CO COM DE	DE	3,892	$1.7m0.88%	0.88%	Added +3.3k	+3,270 525.7%
26	NASDAQ INC COM NDAQ	NDAQ	26,689	$1.7m0.87%	0.87%	Added +295	+295 1.1%
27	ISHARES TR CORE S&P500 ETF IVV	IVV	4,137	$1.7m0.86%	0.86%	Added +406	+406 10.9%
28	BIOMARIN PHARMACEUTICAL INC COM BMRN	BMRN	14,637	$1.6m0.85%	0.85%	Added +2.3k	+2,256 18.2%
29	JPMORGAN CHASE & CO COM JPM	JPM	11,560	$1.6m0.84%	0.84%	Added +761	+761 7.0%
30	SELECT SECTOR SPDR TR SBI HEALTHCARE XLV	XLV	11,536	$1.6m0.80%	0.80%	Reduced -423	-423 -3.5%
31	EATON VANCE TAX-MANAGED GLOB COM ETW	ETW	187,108	$1.5m0.79%	0.79%	Reduced -571	-571 -0.3%
32	BOEING CO COM BA	BA	7,212	$1.5m0.79%	0.79%	Added +5.5k	+5,477 315.7%
33	CBRE GBL REAL ESTATE INC FD COM COM		232,134	$1.5m0.78%	0.78%	Added +62	+62 0.0%
34	PALO ALTO NETWORKS INC COM PANW	PANW	10,426	$1.5m0.77%	0.77%	Added +93	+93 0.9%
35	LOWES COS INC COM LOW	LOW	7,002	$1.5m0.76%	0.76%	Reduced -133	-133 -1.9%
36	BRISTOL-MYERS SQUIBB CO COM BMY	BMY	20,234	$1.5m0.76%	0.76%	Reduced -56	-56 -0.3%
37	MERCK & CO INC COM MRK	MRK	12,600	$1.4m0.72%	0.72%	Added +1.1k	+1,074 9.3%
38	VANGUARD INTL EQUITY INDEX F ALLWRLD EX US VEU	VEU	25,745	$1.4m0.72%	0.72%	New
39	ISHARES TR MSCI USA MIN VOL USMV	USMV	18,882	$1.4m0.72%	0.72%	Added +77	+77 0.4%
40	VALERO ENERGY CORP COM VLO	VLO	9,957	$1.4m0.71%	0.71%	Added +397	+397 4.2%
41	ORACLE CORP COM ORCL	ORCL	15,284	$1.4m0.70%	0.70%	Reduced -220	-220 -1.4%
42	ARRAY TECHNOLOGIES INC COM SHS ARRY	ARRY	56,303	$1.3m0.69%	0.69%	Added +17.9k	+17,917 46.7%
43	ABBOTT LABS COM ABT	ABT	11,633	$1.3m0.68%	0.68%	Reduced -573	-573 -4.7%
44	SCHWAB STRATEGIC TR US DIVIDEND EQ SCHD	SCHD	16,834	$1.3m0.67%	0.67%	Added +7.2k	+7,224 75.2%
45	HUMANA INC COM HUM	HUM	2,646	$1.3m0.67%	0.67%	Reduced -451	-451 -14.6%
46	NEUROCRINE BIOSCIENCES INC COM NBIX	NBIX	11,864	$1.3m0.66%	0.66%	Added +1.3k	+1,305 12.4%
47	AMEREN CORP COM AEE	AEE	14,291	$1.3m0.66%	0.66%	Added +45	+45 0.3%
48	EMERSON ELEC CO COM EMR	EMR	13,887	$1.3m0.66%	0.66%	Added +1.0k	+1,000 7.8%
49	EATON VANCE ENHANCED EQUITY COM EOS	EOS	73,900	$1.2m0.64%	0.64%	Added +3.2k	+3,228 4.6%
50	ULTA BEAUTY INC COM ULTA	ULTA	2,459	$1.2m0.63%	0.63%	New
51	ASML HOLDING N V N Y REGISTRY SHS ASML	ASML	1,835	$1.2m0.62%	0.62%	New
52	DOLLAR GEN CORP NEW COM DG	DG	5,150	$1.2m0.62%	0.62%	Added +12	+12 0.2%
53	ISHARES TR CORE DIV GRWTH DGRO	DGRO	23,123	$1.2m0.61%	0.61%	Reduced -381	-381 -1.6%
54	PARKER-HANNIFIN CORP COM PH	PH	3,753	$1.2m0.61%	0.61%	Reduced -55	-55 -1.4%
55	BANK AMERICA CORP COM BAC	BAC	33,894	$1.2m0.61%	0.61%	Added +2.0k	+1,955 6.1%
56	EXXON MOBIL CORP COM XOM	XOM	9,557	$1.1m0.56%	0.56%	Added +1.3k	+1,331 16.2%
57	CVS HEALTH CORP COM CVS	CVS	11,989	$1.1m0.55%	0.55%	Reduced -133	-133 -1.1%
58	REGENERON PHARMACEUTICALS COM REGN	REGN	1,424	$1.0m0.54%	0.54%	Reduced -402	-402 -22.0%
59	PEPSICO INC COM PEP	PEP	5,801	$1.0m0.53%	0.53%	Reduced -229	-229 -3.8%
60	TARGET CORP COM TGT	TGT	6,283	$1.0m0.53%	0.53%	Added +161	+161 2.6%
61	DATADOG INC CL A COM DDOG	DDOG	13,911	$1.0m0.53%	0.53%	Reduced -1.3k	-1,266 -8.3%
62	MCDONALDS CORP COM MCD	MCD	3,555	$974.6k0.50%	0.50%	Reduced -123	-123 -3.3%
63	INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV PKW	PKW	10,910	$971.3k0.50%	0.50%	Reduced -746	-746 -6.4%
64	AUTOMATIC DATA PROCESSING IN COM ADP	ADP	4,058	$960.8k0.50%	0.50%	Reduced -100	-100 -2.4%
65	NVIDIA CORPORATION COM NVDA	NVDA	5,327	$943.0k0.49%	0.49%	Reduced -247	-247 -4.4%
66	VISA INC COM CL A V	V	4,145	$924.4k0.48%	0.48%	Added +450	+450 12.2%
67	VERIZON COMMUNICATIONS INC COM VZ	VZ	22,463	$917.6k0.47%	0.47%	Added +1.1k	+1,124 5.3%
68	IRON MTN INC DEL COM IRM	IRM	17,522	$916.8k0.47%	0.47%	Reduced -452	-452 -2.5%
69	SCHWAB STRATEGIC TR US LCAP VA ETF SCHV	SCHV	12,870	$879.6k0.46%	0.46%	New
70	SOLAREDGE TECHNOLOGIES INC COM SEDG	SEDG	2,725	$872.5k0.45%	0.45%	New
71	ADOBE INC COM ADBE	ADBE	2,506	$863.0k0.45%	0.45%	Reduced -206	-206 -7.6%
72	DIGITAL RLTY TR INC COM DLR	DLR	8,060	$861.3k0.45%	0.45%	Added +110	+110 1.4%
73	CISCO SYS INC COM CSCO	CSCO	17,115	$822.9k0.43%	0.43%	Added +437	+437 2.6%
74	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	5,641	$819.0k0.42%	0.42%	Added +735	+735 15.0%
75	FIDELITY COVINGTON TRUST MSCI HLTH CARE I FHLC	FHLC	12,797	$818.5k0.42%	0.42%	Reduced -3.8k	-3,804 -22.9%
76	FREEPORT-MCMORAN INC CL B FCX	FCX	18,473	$815.6k0.42%	0.42%	Reduced -1.1k	-1,063 -5.4%
77	STEEL DYNAMICS INC COM STLD	STLD	7,295	$803.8k0.42%	0.42%	New
78	INVESCO EXCH TRADED FD TR II VAR RATE PFD VRP	VRP	33,583	$782.1k0.40%	0.40%	Reduced -8.4k	-8,415 -20.0%
79	ISHARES TR SELECT DIVID ETF DVY	DVY	6,269	$779.0k0.40%	0.40%	Reduced -305	-305 -4.6%
80	PAYPAL HLDGS INC COM PYPL	PYPL	9,700	$777.7k0.40%	0.40%	Reduced -34	-34 -0.3%
81	STRATEGY SHS DAY HAGAN NED SSUS	SSUS	24,086	$767.6k0.40%	0.40%	Reduced -10.0k	-10,031 -29.4%
82	CINTAS CORP COM CTAS	CTAS	1,602	$712.9k0.37%	0.37%	Reduced -173	-173 -9.8%
83	THE CIGNA GROUP COM CI	CI	2,231	$702.8k0.36%	0.36%	Reduced -150	-150 -6.3%
84	INCYTE CORP COM INCY	INCY	8,639	$702.0k0.36%	0.36%	New
85	SPIRE INC COM SR	SR	9,582	$686.5k0.36%	0.36%	Added +399	+399 4.3%
86	SELECT SECTOR SPDR TR ENERGY XLE	XLE	7,559	$681.4k0.35%	0.35%	Added +4.9k	+4,867 180.8%
87	SCHWAB STRATEGIC TR US LCAP GR ETF SCHG	SCHG	11,435	$667.5k0.35%	0.35%	New
88	KINDER MORGAN INC DEL COM KMI	KMI	35,353	$665.3k0.34%	0.34%	Reduced -183	-183 -0.5%
89	REPUBLIC SVCS INC COM RSG	RSG	4,990	$627.1k0.32%	0.32%	Added +151	+151 3.1%
90	SMITH & WESSON BRANDS INC COM SWBI	SWBI	60,217	$625.7k0.32%	0.32%	Added +560	+560 0.9%
91	ISHARES TR MORNINGSTAR GRWT ILCG	ILCG	12,260	$625.0k0.32%	0.32%	Reduced -2.1k	-2,062 -14.4%
92	ABBVIE INC COM ABBV	ABBV	4,057	$620.0k0.32%	0.32%	Added +18	+18 0.5%
93	SCHWAB STRATEGIC TR INTL EQTY ETF SCHF	SCHF	17,806	$617.9k0.32%	0.32%	New
94	FORD MTR CO COM F	F	48,460	$614.0k0.32%	0.32%	Reduced -1.1k	-1,072 -2.2%
95	DISNEY WALT CO COM DIS	DIS	6,123	$611.7k0.32%	0.32%	Reduced -1.4k	-1,431 -18.9%
96	COCA COLA CO COM KO	KO	9,821	$605.8k0.31%	0.31%	Reduced -134	-134 -1.4%
97	KROGER CO COM KR	KR	13,063	$603.2k0.31%	0.31%	Added +444	+444 3.5%
98	UNILEVER PLC SPON ADR NEW SPON ADR NEW		11,571	$591.2k0.31%	0.31%	Added +444	+444 4.0%
99	META PLATFORMS INC CL A META	META	4,319	$584.6k0.30%	0.30%	Reduced -1.1k	-1,148 -21.0%
100	AT&T INC COM T	T	29,100	$562.5k0.29%	0.29%	Reduced -894	-894 -3.0%

Sold out since Q3 2022

Security	Ticker	Shares held before	Value then
DIAMONDBACK ENERGY INC FANG	FANG	8,880	$1.2m8.9k shares
MOLINA HEALTHCARE INC MOH	MOH	3,054	$1.1m3.1k shares
CHENIERE ENERGY INC LNG	LNG	5,246	$882.0k5.2k shares
ALBEMARLE CORP ALB	ALB	2,839	$775.0k2.8k shares
GOLAR LNG LTD GLNG	GLNG	28,094	$709.0k28.1k shares
3M CO MMM	MMM	4,401	$479.0k4.4k shares
RIVIAN AUTOMOTIVE INC RIVN	RIVN	10,570	$342.0k10.6k shares
ISHARES TR TIP	TIP	2,539	$268.0k2.5k shares
TESLA INC TSLA	TSLA	1,155	$250.0k1.2k shares
NUVEEN AMT FREE MUN CR INC F NVG	NVG	18,320	$215.0k18.3k shares
EDWARDS LIFESCIENCES CORP EW	EW	2,520	$207.0k2.5k shares