Vault-13

UNILEVER PLC

SPON ADR NEW · CUSIP 904767704

1,104 institutional holders +83 vs Q3 2022
265,961,863266.0m shares reported held*
$13.4bnreported value*
117 new 377 added 405 reduced 64 sold out net bought ≈ $238.1m (+4.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($73.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $50.34. Options: 16 managers hold calls ($213.4m notional), 16 hold puts ($150.5m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 1,021Q4 22: 1,1041,104Q3 22Q4 22
Numbers
QuarterHolders
Q3 20221,021
Q4 20221,104

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300mQ3 22 calls: $199.8mQ3 22 puts: $103.6mQ3 22P/C 0.52Q4 22 calls: $213.4mQ4 22 puts: $150.5mQ4 22P/C 0.71
Numbers
QuarterCallsPutsP/C
Q3 2022$199.8m$103.6m0.52
Q4 2022$213.4m$150.5m0.71

Biggest buyers

Pendal Group Ltd Added +4,518,649+4.5m
ALLIANCEBERNSTEIN L.P. New +3,371,284+3.4m
LORD, ABBETT & CO. LLC Added +2,126,673+2.1m
Fisher Asset Management, LLC Added +758,405+758.4k
Qube Research & Technologies Ltd New +548,185+548.2k
Allspring Global Investments Holdings, LLC Added +449,176+449.2k
SEGALL BRYANT & HAMILL, LLC Added +351,446+351.4k
LPL Financial LLC Added +339,389+339.4k
JPMORGAN CHASE & CO Added +323,533+323.5k
CITIGROUP INC Added +314,306+314.3k

Biggest sellers

Capital International Investors Reduced -1,701,127-1.7m
BlackRock Inc. Reduced -1,213,275-1.2m
River Road Asset Management, LLC Reduced -1,067,971-1.1m
Cullen Capital Management, LLC Reduced -996,810-996.8k
GARDNER RUSSO & QUINN LLC Reduced -944,072-944.1k
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Reduced -878,319-878.3k
FIDUCIARY MANAGEMENT INC /WI/ Reduced -726,411-726.4k
FMR LLC Reduced -605,432-605.4k
AMERICAN CENTURY COMPANIES INC Reduced -583,444-583.4k
Kemnay Advisory Services Inc. Sold out -356,226-356.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $49.9m990.4k shares
JANE STREET GROUP, LLC Reduced $43.1m852.3k shares
Optiver Holding B.V. Reduced $37.4m742.9k shares
CITADEL ADVISORS LLC Reduced $31.6m627.7k shares
Squarepoint Ops LLC Added $20.0m398.0k shares
SIMPLEX TRADING, LLC Added $11.4m226.1k shares
GROUP ONE TRADING LLC Reduced $5.1m100.4k shares
PEAK6 Investments LLC New $4.3m84.9k shares
WOLVERINE TRADING, LLC Reduced $3.8m74.8k shares
Walleye Trading LLC Added $3.4m67.4k shares

Biggest puts

Optiver Holding B.V. Added $50.8m1.0m shares
CITADEL ADVISORS LLC Added $28.7m569.6k shares
Squarepoint Ops LLC Added $28.5m565.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $11.4m225.6k shares
SIMPLEX TRADING, LLC Added $11.2m223.0k shares
GROUP ONE TRADING LLC Reduced $10.2m203.1k shares
UBS Group AG Reduced $2.5m49.7k shares
Walleye Trading LLC Added $2.2m43.3k shares
PEAK6 Investments LLC Added $1.4m27.7k shares
IMC-Chicago, LLC Reduced $1.4m27.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLINGTON MANAGEMENT GROUP LLP 0.35% of their portfolio Boston, MA 34,727,56234.7m $1.7bn $1.7bn 0.35% Added +228.7k +228,748
2 BlackRock Inc. 0.03% of their portfolio New York, NY 19,031,96719.0m $958.3m $958.3m 0.03% Reduced -1.2m -1,213,275
3 Pendal Group Ltd 4.39% of their portfolio SYDNEY, C3 10,061,10710.1m $508.6m $508.6m 4.39% Added +4.5m +4,518,649
4 BANK OF AMERICA CORP /DE/ 0.06% of their portfolio CHARLOTTE, NC 9,947,1249.9m $500.8m $500.8m 0.06% Reduced -234.0k -234,039
5 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 9,074,2509.1m $456.9m $456.9m 0.05% Added +16.9k +16,850
6 Fisher Asset Management, LLC 0.26% of their portfolio PLANO, TX 7,727,1267.7m $389.1m $389.1m 0.26% Added +758.4k +758,405
7 FMR LLC 0.04% of their portfolio BOSTON, MA 7,220,4957.2m $363.6m $363.6m 0.04% Reduced -605.4k -605,432
8 STATE FARM MUTUAL AUTOMOBILE INSURANCE CO 0.36% of their portfolio BLOOMINGTON, IL 6,887,7586.9m $346.8m $346.8m 0.36% Unchanged
9 HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 1.33% of their portfolio Los Angeles, CA 6,856,8366.9m $345.2m $345.2m 1.33% Reduced -295.5k -295,483
10 WELLS FARGO & COMPANY/MN 0.09% of their portfolio SAN FRANCISCO, CA 5,853,9095.9m $294.7m $294.7m 0.09% Added +144.2k +144,165
11 GARDNER RUSSO & QUINN LLC 3.04% of their portfolio LANCASTER, PA 5,463,0565.5m $275.1m $275.1m 3.04% Reduced -944.1k -944,072
12 FIDUCIARY MANAGEMENT INC /WI/ 2.48% of their portfolio MILWAUKEE, WI 4,870,9964.9m $245.3m $245.3m 2.48% Reduced -726.4k -726,411
13 GOLDMAN SACHS GROUP INC 0.06% of their portfolio NEW YORK, NY 4,189,6244.2m $210.9m $210.9m 0.06% Added +50.3k +50,271
14 DIMENSIONAL FUND ADVISORS LP 0.07% of their portfolio AUSTIN, TX 4,049,2564.0m $203.9m $203.9m 0.07% Added +43.5k +43,517
15 LORD, ABBETT & CO. LLC 0.36% of their portfolio JERSEY CITY, NJ 4,035,3464.0m $203.2m $203.2m 0.36% Added +2.1m +2,126,673
16 LAZARD ASSET MANAGEMENT LLC 0.27% of their portfolio NEW YORK, NY 3,844,9673.8m $193.6m $193.6m 0.27% Added +288.5k +288,511
17 AMERICAN CENTURY COMPANIES INC 0.15% of their portfolio KANSAS CITY, MO 3,631,7303.6m $182.9m $182.9m 0.15% Reduced -583.4k -583,444
18 NORGES BANK 0.04% of their portfolio OSLO, Q8 3,611,8063.6m $181.9m $181.9m 0.04% Unchanged
19 ROYAL BANK OF CANADA 0.05% of their portfolio TORONTO, A6 3,496,6563.5m $176.1m $176.1m 0.05% Added +60.7k +60,742
20 ALLIANCEBERNSTEIN L.P. 0.08% of their portfolio NASHVILLE, TN 3,371,2843.4m $169.7m $169.7m 0.08% New
21 Capital International Investors 0.05% of their portfolio Los Angeles, CA 3,367,3513.4m $169.6m $169.6m 0.05% Reduced -1.7m -1,701,127
22 RAYMOND JAMES & ASSOCIATES 0.15% of their portfolio ST PETERSBURG, FL 3,327,1973.3m $167.5m $167.5m 0.15% Reduced -36.2k -36,173
23 Manning & Napier Group, LLC 2.05% of their portfolio Fairport, NY 3,304,0283.3m $166.4m $166.4m 2.05% Reduced -93.4k -93,374
24 Cullen Capital Management, LLC 2.12% of their portfolio New York, NY 3,273,2083.3m $164.8m $164.8m 2.12% Reduced -996.8k -996,810
25 ENVESTNET ASSET MANAGEMENT INC 0.08% of their portfolio Berwyn, PA 3,097,2443.1m $155.9m $155.9m 0.08% Added +132.1k +132,057
26 STIFEL FINANCIAL CORP 0.22% of their portfolio ST. LOUIS, MO 2,854,5722.9m $143.7m $143.7m 0.22% Added +9.6k +9,585
27 NORTHERN TRUST CORP 0.03% of their portfolio CHICAGO, IL 2,391,9542.4m $120.4m $120.4m 0.03% Reduced -31.9k -31,923
28 Hamlin Capital Management, LLC 3.98% of their portfolio New York, NY 2,226,9472.2m $112.1m $112.1m 3.98% Added +46.6k +46,626
29 Saratoga Research & Investment Management 5.00% of their portfolio SARATOGA, CA 2,007,1722.0m $101.1m $101.1m 5.00% Reduced -89.3k -89,287
30 Scharf Investments, LLC 3.27% of their portfolio LOS GATOS, CA 1,985,5632.0m $100.0m $100.0m 3.27% Added +243.0k +242,976
31 COOKE & BIELER LP 0.96% of their portfolio PHILADELPHIA, PA 1,941,7461.9m $97.8m $97.8m 0.96% Reduced -56.2k -56,250
32 EVERETT HARRIS & CO /CA/ 1.45% of their portfolio LOS ANGELES, CA 1,675,6951.7m $84.4m $84.4m 1.45% Reduced -11.5k -11,537
33 PRICE T ROWE ASSOCIATES INC /MD/ 0.01% of their portfolio BALTIMORE, MD 1,631,3611.6m $82.1m $82.1m 0.01% Reduced -1.5k -1,542
34 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,465,0841.5m $73.8m $73.8m 0.01% Added +323.5k +323,533
35 FIRST TRUST ADVISORS LP 0.09% of their portfolio Wheaton, IL 1,432,6421.4m $72.1m $72.1m 0.09% Added +26.8k +26,769
36 EQUITY INVESTMENT CORP 2.36% of their portfolio ATLANTA, GA 1,392,2331.4m $70.1m $70.1m 2.36% Added +20.5k +20,497
37 ICICI Prudential Asset Management Co Ltd 10.18% of their portfolio MUMBAI, K7 1,307,1811.3m $65.8m $65.8m 10.18% Reduced -74.0k -74,027
38 NATIXIS ADVISORS, LLC 0.25% of their portfolio Boston, MA 1,298,5161.3m $65.4m $65.4m 0.25% Added +76.8k +76,830
39 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.35% of their portfolio IRVING, TX 1,240,3671.2m $62.5m $62.5m 0.35% Reduced -4.4k -4,360
40 SEGALL BRYANT & HAMILL, LLC 0.64% of their portfolio CHICAGO, IL 1,131,7961.1m $57.0m $57.0m 0.64% Added +351.4k +351,446
41 MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH 3.06% of their portfolio Munich, 2M 1,129,4551.1m $56.9m $56.9m 3.06% Added +93.6k +93,614
42 JOHNSON INVESTMENT COUNSEL INC 0.72% of their portfolio Cincinnati, OH 1,050,5681.1m $52.9m $52.9m 0.72% Reduced -48.1k -48,097
43 Aristotle Capital Management, LLC 0.11% of their portfolio LOS ANGELES, CA 1,018,9751.0m $51.3m $51.3m 0.11% Reduced -72.0k -72,036
44 TRILLIUM ASSET MANAGEMENT, LLC 1.55% of their portfolio BOSTON, MA 1,000,4641.0m $50.4m $50.4m 1.55% Added +4.6k +4,560
45 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 972,410972.4k $49.0m $49.0m 0.04% Added +339.4k +339,389
46 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.26% of their portfolio JUPITER, FL 938,604938.6k $47.3m $47.3m 0.26% Reduced -146.7k -146,663
47 TRUIST FINANCIAL CORP 0.08% of their portfolio CHARLOTTE, NC 931,876931.9k $46.9m $46.9m 0.08% Reduced -48.7k -48,739
48 River Road Asset Management, LLC 0.64% of their portfolio LOUISVILLE, KY 927,299927.3k $46.7m $46.7m 0.64% Reduced -1.1m -1,067,971
49 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 919,747919.7k $46.8m $46.8m 0.02% Added +99.4k +99,389
50 UBS Group AG 0.02% of their portfolio ZURICH, V8 864,596864.6k $43.5m $43.5m 0.02% Added +29.7k +29,661
51 POLEN CAPITAL MANAGEMENT LLC 0.12% of their portfolio Boca Raton, FL 838,581838.6k $42.2m $42.2m 0.12% Added +313.6k +313,636
52 CORDA Investment Management, LLC. 3.42% of their portfolio HOUSTON, TX 834,389834.4k $42.0m $42.0m 3.42% Added +981 +981
53 Federation des caisses Desjardins du Quebec 0.49% of their portfolio LEVIS, A8 828,305828.3k $41.7m $41.7m 0.49% Reduced -43.8k -43,774
54 FEDERATED HERMES, INC. 0.11% of their portfolio PITTSBURGH, PA 805,054805.1k $40.5m $40.5m 0.11% Added +22.8k +22,804
55 Welch Group, LLC 2.29% of their portfolio BIRMINGHAM, AL 795,474795.5k $40.1m $40.1m 2.29% Added +18.9k +18,871
56 Chevy Chase Trust Holdings, LLC 0.16% of their portfolio BETHESDA, MD 750,316750.3k $37.8m $37.8m 0.16% Reduced -94.7k -94,680
57 Clearbridge Investments, LLC 0.04% of their portfolio NEW YORK, NY 723,543723.5k $36.4m $36.4m 0.04% Reduced -22.7k -22,740
58 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 697,636697.6k $35.1m $35.1m 0.01% Added +3.7k +3,687
59 BROWN ADVISORY INC 0.06% of their portfolio BALTIMORE, MD 667,229667.2k $33.6m $33.6m 0.06% Added +89.0k +88,964
60 St. James Investment Company, LLC 5.06% of their portfolio SOUTHLAKE, TX 666,987667.0k $33.6m $33.6m 5.06% Reduced -37.8k -37,815
61 Morningstar Investment Services LLC 0.45% of their portfolio CHICAGO, IL 644,400644.4k $32.7m $32.7m 0.45% Reduced -26.6k -26,630
62 M&T Bank Corp 0.13% of their portfolio BUFFALO, NY 641,470641.5k $32.3m $32.3m 0.13% Reduced -1.9k -1,891
63 OPPENHEIMER ASSET MANAGEMENT INC. 0.51% of their portfolio NEW YORK, NY 632,910632.9k $31.9m $31.9m 0.51% Reduced -17.5k -17,520
64 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.57% of their portfolio New York, NY 597,056597.1k $30.1m $30.1m 0.57% Reduced -3.7k -3,734
65 PNC Financial Services Group, Inc. 0.03% of their portfolio Pittsburgh, PA 593,577593.6k $29.9m $29.9m 0.03% Reduced -1.2k -1,173
66 SCOTIA CAPITAL INC. 0.23% of their portfolio TORONTO, A6 583,741583.7k $29.4m $29.4m 0.23% Reduced -28.5k -28,502
67 Allspring Global Investments Holdings, LLC 0.05% of their portfolio CHARLOTTE, NC 579,158579.2k $29.2m $29.2m 0.05% Added +449.2k +449,176
68 JARISLOWSKY, FRASER Ltd 0.19% of their portfolio MONTREAL, A8 572,300572.3k $28.8m $28.8m 0.19% Reduced -29 -29
69 Qube Research & Technologies Ltd 0.17% of their portfolio LONDON, X0 548,185548.2k $27.6m $27.6m 0.17% New
70 Boston Common Asset Management, LLC 1.31% of their portfolio BOSTON, MA 542,153542.2k $27.3m $27.3m 1.31% Reduced -35.4k -35,406
71 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 538,241538.2k $27.1m $27.1m 0.01% Reduced -47.7k -47,658
72 CIBC WORLD MARKET INC. 0.11% of their portfolio TORONTO, A6 537,677537.7k $27.1m $27.1m 0.11% Reduced -217 -217
73 CLARK ESTATES INC/NY 5.49% of their portfolio NEW YORK, NY 525,000525.0k $26.4m $26.4m 5.49% Unchanged
74 Advisors Capital Management, LLC 0.71% of their portfolio RIDGEWOOD, NJ 521,975522.0k $26.3m $26.3m 0.71% Reduced -30.9k -30,903
75 CITIGROUP INC 0.04% of their portfolio NEW YORK, NY 516,025516.0k $26.0m $26.0m 0.04% Added +314.3k +314,306
76 CAPITAL ADVISORS INC/OK 0.73% of their portfolio TULSA, OK 512,464512.5k $25.8m $25.8m 0.73% Added +27.5k +27,476
77 GUYASUTA INVESTMENT ADVISORS INC 1.96% of their portfolio PITTSBURGH, PA 492,903492.9k $24.8m $24.8m 1.96% Reduced -6.2k -6,152
78 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 491,090491.1k $24.7m $24.7m 0.06% Added +7.7k +7,651
79 SATURNA CAPITAL CORP 0.52% of their portfolio BELLINGHAM, WA 483,242483.2k $24.3m $24.3m 0.52% Reduced -33.6k -33,590
80 GRANDFIELD & DODD, LLC 1.75% of their portfolio NEW YORK, NY 474,390474.4k $23.9m $23.9m 1.75% Added +7.2k +7,191
81 LEVIN CAPITAL STRATEGIES, L.P. 3.17% of their portfolio NEW YORK, NY 465,528465.5k $23.4m $23.4m 3.17% Reduced -7.5k -7,502
82 Janney Montgomery Scott LLC 0.09% of their portfolio PHILADELPHIA, PA 458,975459.0k $23.1m $23.1m 0.09% Reduced -12.1k -12,077
83 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 450,566450.6k $22.7m $22.7m 0.05% Added +65.6k +65,624
84 EASTERLY INVESTMENT PARTNERS LLC 1.96% of their portfolio BEVERLY, MA 449,771449.8k $22.6m $22.6m 1.96% Reduced -24.8k -24,831
85 CAUSEWAY CAPITAL MANAGEMENT LLC 0.64% of their portfolio LOS ANGELES, CA 437,645437.6k $22.0m $22.0m 0.64% Reduced -68.0k -68,014
86 Tweedy, Browne Co LLC 1.16% of their portfolio Stamford, CT 431,535431.5k $21.7m $21.7m 1.16% Reduced -27.0k -27,008
87 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 404,609404.6k $20.4m $20.4m 0.01% Reduced -17.7k -17,730
88 Pacer Advisors, Inc. 0.10% of their portfolio Malvern, PA 397,732397.7k $20.0m $20.0m 0.10% Added +46.9k +46,886
89 Reynders McVeigh Capital Management, LLC 1.42% of their portfolio BOSTON, MA 384,446384.4k $19.4m $19.4m 1.42% Reduced -17.8k -17,819
90 INGALLS & SNYDER LLC 1.06% of their portfolio NEW YORK, NY 383,024383.0k $19.3m $19.3m 1.06% Reduced -33.7k -33,700
91 Corient Private Wealth LP 0.07% of their portfolio MIAMI, FL 380,587380.6k $19.2m $19.2m 0.07% First filing
92 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 370,864370.9k $18.7m $18.7m 0.04% Added +22.8k +22,757
93 Mariner, LLC 0.06% of their portfolio Overland Park, KS 360,483360.5k $18.2m $18.2m 0.06% Added +8.6k +8,636
94 Cardinal Capital Management, Inc. 1.02% of their portfolio WINNIPEG, A2 357,600357.6k $18.0m $18.0m 1.02% Added +20.1k +20,093
95 BECKER CAPITAL MANAGEMENT INC 0.84% of their portfolio Portland, OR 356,965357.0k $18.0m $18.0m 0.84% Reduced -21.7k -21,705
96 OLD MISSION CAPITAL LLC 0.76% of their portfolio CHICAGO, IL 343,544343.5k $17.3m $17.3m 0.76% Reduced -4.3k -4,273
97 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 326,987327.0k $16.5m $16.5m 0.03% Added +21.5k +21,500
98 NEUBERGER BERMAN GROUP LLC 0.02% of their portfolio NEW YORK, NY 320,205320.2k $16.1m $16.1m 0.02% Added +25.2k +25,161
99 NORTHSTAR ASSET MANAGEMENT INC 5.38% of their portfolio Boston, MA 320,149320.1k $16.1m $16.1m 5.38% Reduced -620 -620
100 GOFEN & GLOSSBERG LLC /IL/ 0.41% of their portfolio CHICAGO, IL 319,183319.2k $16.1m $16.1m 0.41% Reduced -10.8k -10,791