Rafferty Asset Management, LLC

New York, NY · CIK 1389426 · 13F filing filed 2026-08-14

SEC-registered investment adviser since 1997 · limited liability company

Assets managed$55.2bn
Staff45 · 13 in investment roles
Main clients (by assets)Mutual funds and ETFs 100%
Form ADV · 2026-03-03SEC adviser record

Legal entityRAFFERTY ASSET MANAGEMENT, LLC (US)

Kindmutual funds, futures
Others nearbyNew York, NY, Boston, MA

As an employer

Offices in1 country

Where they work

people there (dot area)number not reportedmain officeHover or tap a dot. Australian and UK companies are placed at their business or registered address, with their staff across the whole country.

Offices

From Form ADV: the main office and the other offices where it does advisory work (at most the 25 largest), with the people doing investment work at each. “About” is worked out: the firm's investment staff less its other offices. Each city links to the other managers there.

City	Country	People
New York, NY (main office)United States	United States	about 13
Boston, MAUnited States	United States

Map: places from GeoNames (CC BY 4.0), outlines from Natural Earth.

$43.9bn reported value +78.3% vs Q1 2026

1,133positions

41.0%in top 10

114 new 648 added 369 reduced 38 sold out vs Q1 2026

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	MICRON TECHNOLOGY INC COM MU	MU	3,081,122	$3.6bn8.10%	8.10%	Added +785.1k	+785,149 34.2%
2	NVIDIA CORPORATION COM NVDA	NVDA	12,793,123	$2.6bn5.83%	5.83%	Added +5.1m	+5,114,821 66.6%
3	ADVANCED MICRO DEVICES INC COM AMD	AMD	3,455,156	$2.0bn4.57%	4.57%	Added +478.4k	+478,380 16.1%
4	BROADCOM INC COM AVGO	AVGO	4,476,607	$1.7bn3.85%	3.85%	Added +1.6m	+1,601,323 55.7%
5	INTEL CORP COM INTC	INTC	11,127,772	$1.6bn3.54%	3.54%	Added +2.3m	+2,324,454 26.4%
6	ISHARES TR 20 YR TR BD ETF TLT	TLT	17,250,388	$1.5bn3.39%	3.39%	Reduced -5.8m	-5,792,035 -25.1%
7	APPLIED MATLS INC COM AMAT	AMAT	1,931,172	$1.4bn3.18%	3.18%	Added +362.6k	+362,611 23.1%
8	KLA CORP COM NEW KLAC	KLAC	4,339,579	$1.3bn2.98%	2.98%	Added +1.7m	+1,748,009 67.5%
9	MARVELL TECHNOLOGY INC COM MRVL	MRVL	4,090,492	$1.2bn2.77%	2.77%	Reduced -164.5k	-164,512 -3.9%
10	LAM RESEARCH CORP COM NEW LRCX	LRCX	2,774,672	$1.2bn2.74%	2.74%	Added +989.2k	+989,215 55.4%
11	ISHARES INC MSCI STH KOR ETF EWY	EWY	5,093,198	$1.0bn2.34%	2.34%	Added +537.2k	+537,212 11.8%
12	ISHARES TR RUSSELL 2000 ETF IWM	IWM	3,410,936	$1.0bn2.33%	2.33%	Reduced -246.2k	-246,231 -6.7%
13	APPLE INC COM AAPL	AAPL	3,391,118	$981.3m2.23%	2.23%	Added +1.3m	+1,280,845 60.7%
14	TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS TSM	TSM	2,004,572	$957.3m2.18%	2.18%	Added +1.1m	+1,054,499 111.0%
15	TEXAS INSTRS INC COM TXN	TXN	2,761,559	$823.1m1.87%	1.87%	Added +897.7k	+897,692 48.2%
16	ANALOG DEVICES INC COM ADI	ADI	1,975,036	$784.4m1.79%	1.79%	Added +875.8k	+875,830 79.7%
17	MICROSOFT CORP COM MSFT	MSFT	2,079,384	$775.7m1.77%	1.77%	Added +792.5k	+792,547 61.6%
18	TERADYNE INC COM TER	TER	1,515,149	$733.1m1.67%	1.67%	Added +425.0k	+425,029 39.0%
19	NXP SEMICONDUCTORS N V COM NXPI	NXPI	2,418,625	$679.7m1.55%	1.55%	Added +816.1k	+816,060 50.9%
20	TESLA INC COM TSLA	TSLA	1,596,029	$671.3m1.53%	1.53%	Reduced -141.2k	-141,186 -8.1%
21	ASTERA LABS INC COM ALAB	ALAB	1,321,419	$638.3m1.45%	1.45%	Added +375.9k	+375,913 39.8%
22	MONOLITHIC PWR SYS INC COM MPWR	MPWR	459,278	$634.9m1.45%	1.45%	Added +141.8k	+141,805 44.7%
23	QUALCOMM INC COM QCOM	QCOM	3,365,490	$621.9m1.42%	1.42%	Added +656.3k	+656,252 24.2%
24	VANECK ETF TRUST GOLD MINERS ETF GDX	GDX	6,960,342	$525.2m1.20%	1.20%	Added +961.3k	+961,259 16.0%
25	ASML HOLDING N V N Y REGISTRY SHS ASML	ASML	246,159	$489.7m1.12%	1.12%	Added +23.9k	+23,908 10.8%
26	MICROCHIP TECHNOLOGY INC. COM MCHP	MCHP	5,207,670	$474.9m1.08%	1.08%	Added +1.2m	+1,197,556 29.9%
27	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	565,821	$416.7m0.95%	0.95%	Added +14.5k	+14,531 2.6%
28	CREDO TECHNOLOGY GROUP HOLDI ORDINARY SHARES CRDO	CRDO	1,515,415	$412.1m0.94%	0.94%	Added +391.0k	+391,041 34.8%
29	ALPHABET INC CAP STK CL A GOOGL	GOOGL	1,032,816	$369.1m0.84%	0.84%	Added +285.2k	+285,196 38.1%
30	ON SEMICONDUCTOR CORP COM ON	ON	3,704,862	$350.3m0.80%	0.80%	Added +878.6k	+878,562 31.1%
31	ISHARES TR CHINA LG-CAP ETF FXI	FXI	10,150,781	$320.7m0.73%	0.73%	Reduced -834.9k	-834,937 -7.6%
32	AMAZON COM INC COM AMZN	AMZN	1,250,965	$298.2m0.68%	0.68%	Added +198.9k	+198,851 18.9%
33	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	563,804	$282.1m0.64%	0.64%	Added +93.0k	+93,038 19.8%
34	JPMORGAN CHASE & CO COM JPM	JPM	780,568	$255.5m0.58%	0.58%	Added +125.1k	+125,070 19.1%
35	ENTEGRIS INC COM ENTG	ENTG	1,389,960	$250.0m0.57%	0.57%	Added +338.1k	+338,087 32.1%
36	ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS ASX	ASX	5,521,348	$249.1m0.57%	0.57%	Added +1.9m	+1,941,218 54.2%
37	MACOM TECH SOLUTIONS HLDGS I COM MTSI	MTSI	632,776	$240.7m0.55%	0.55%	Added +165.2k	+165,189 35.3%
38	META PLATFORMS INC CL A META	META	401,011	$225.9m0.51%	0.51%	Added +143.3k	+143,321 55.6%
39	UNITED MICROELECTRONICS CORP SPON ADR NEW UMC	UMC	7,653,378	$208.2m0.47%	0.47%	Added +2.7m	+2,669,725 53.6%
40	PALANTIR TECHNOLOGIES INC CL A PLTR	PLTR	1,692,922	$197.5m0.45%	0.45%	Added +410.4k	+410,368 32.0%
41	ARM HOLDINGS PLC SPONSORED ADS ARM	ARM	495,435	$175.7m0.40%	0.40%	Added +113.4k	+113,355 29.7%
42	CISCO SYS INC COM CSCO	CSCO	1,486,217	$174.6m0.40%	0.40%	Added +355.7k	+355,706 31.5%
43	VISA INC COM CL A V	V	483,477	$165.9m0.38%	0.38%	Added +73.5k	+73,527 17.9%
44	STMICROELECTRONICS N V NY REGISTRY STM	STM	2,158,374	$161.6m0.37%	0.37%	Added +753.9k	+753,946 53.7%
45	ALPHABET INC CAP STK CL C GOOG	GOOG	447,892	$158.3m0.36%	0.36%	Added +141.0k	+141,013 46.0%
46	NOVA LTD COM NVMI	NVMI	290,772	$157.9m0.36%	0.36%	Added +69.8k	+69,753 31.6%
47	SANDISK CORP COM SNDK	SNDK	58,090	$132.1m0.30%	0.30%	Added +23.3k	+23,281 66.9%
48	RAMBUS INC DEL COM RMBS	RMBS	984,388	$130.7m0.30%	0.30%	Added +238.9k	+238,869 32.0%
49	VANECK ETF TRUST JUNIOR GOLD MINE GDXJ	GDXJ	1,231,566	$121.0m0.28%	0.28%	Reduced -201.0k	-200,974 -14.0%
50	MASTERCARD INCORPORATED CL A MA	MA	235,048	$120.7m0.27%	0.27%	Added +36.3k	+36,292 18.3%
51	PALO ALTO NETWORKS INC COM PANW	PANW	340,725	$116.2m0.26%	0.26%	Added +72.4k	+72,422 27.0%
52	KRANESHARES TRUST CSI CHI INTERNET KWEB	KWEB	4,494,602	$110.0m0.25%	0.25%	Reduced -544.6k	-544,637 -10.8%
53	BANK AMERICA CORP COM BAC	BAC	1,901,845	$108.4m0.25%	0.25%	Added +288.6k	+288,641 17.9%
54	ELI LILLY & CO COM LLY	LLY	90,318	$108.3m0.25%	0.25%	Added +26.3k	+26,325 41.1%
55	GE AEROSPACE COM NEW GE	GE	262,057	$97.9m0.22%	0.22%	Reduced -8.5k	-8,539 -3.2%
56	SKYWORKS SOLUTIONS INC COM SWKS	SWKS	1,429,761	$96.9m0.22%	0.22%	Added +345.9k	+345,916 31.9%
57	EXXON MOBIL CORP COM XOM	XOM	683,690	$93.5m0.21%	0.21%	Added +17.7k	+17,707 2.7%
58	WESTERN DIGITAL CORP COM WDC	WDC	141,930	$90.7m0.21%	0.21%	Added +21.7k	+21,747 18.1%
59	ORACLE CORP COM ORCL	ORCL	605,668	$88.8m0.20%	0.20%	Added +190.9k	+190,914 46.0%
60	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	314,646	$88.5m0.20%	0.20%	Added +91.6k	+91,629 41.1%
61	SEAGATE TECHNOLOGY HLDNGS PL ORD SHS STX	STX	90,937	$87.8m0.20%	0.20%	Added +11.0k	+11,041 13.8%
62	GOLDMAN SACHS GROUP INC COM GS	GS	86,484	$87.5m0.20%	0.20%	Added +13.3k	+13,276 18.1%
63	D R HORTON INC COM DHI	DHI	520,215	$84.7m0.19%	0.19%	Added +120.2k	+120,159 30.0%
64	CROWDSTRIKE HLDGS INC CL A CRWD	CRWD	103,283	$78.8m0.18%	0.18%	Added +15.2k	+15,238 17.3%
65	WELLS FARGO CO NEW COM WFC	WFC	891,448	$73.7m0.17%	0.17%	Added +139.6k	+139,574 18.6%
66	MORGAN STANLEY COM NEW MS	MS	351,691	$73.5m0.17%	0.17%	Added +57.6k	+57,632 19.6%
67	AMPHENOL CORP CL A APH	APH	411,776	$72.6m0.17%	0.17%	Added +120.0k	+120,019 41.1%
68	NETFLIX INC COM NFLX	NFLX	1,015,742	$72.5m0.17%	0.17%	Added +274.6k	+274,629 37.1%
69	CITIGROUP INC COM NEW C	C	500,917	$70.1m0.16%	0.16%	Added +76.1k	+76,069 17.9%
70	JOHNSON & JOHNSON COM JNJ	JNJ	265,811	$67.5m0.15%	0.15%	Added +79.0k	+78,990 42.3%
71	CORNING INC COM GLW	GLW	263,166	$67.2m0.15%	0.15%	Added +79.1k	+79,052 42.9%
72	ISHARES TR CORE S&P500 ETF IVV	IVV	87,516	$65.5m0.15%	0.15%	Unchanged
73	RTX CORPORATION COM RTX	RTX	338,252	$64.2m0.15%	0.15%	Reduced -8.1k	-8,060 -2.3%
74	ARISTA NETWORKS INC COM SHS ANET	ANET	364,531	$61.9m0.14%	0.14%	Added +99.2k	+99,171 37.4%
75	APPLOVIN CORP COM CL A APP	APP	113,570	$58.5m0.13%	0.13%	Added +22.9k	+22,938 25.3%
76	WALMART INC COM WMT	WMT	514,068	$58.2m0.13%	0.13%	Added +154.0k	+154,002 42.8%
77	CHEVRON CORP NEW COM CVX	CVX	349,005	$57.9m0.13%	0.13%	Reduced -13.6k	-13,583 -3.8%
78	HOME DEPOT INC COM HD	HD	155,448	$54.8m0.12%	0.12%	Added +46.5k	+46,531 42.7%
79	AMERICAN EXPRESS CO COM AXP	AXP	155,039	$52.4m0.12%	0.12%	Added +24.0k	+24,048 18.4%
80	ABBVIE INC COM ABBV	ABBV	206,756	$52.0m0.12%	0.12%	Added +50.4k	+50,378 32.2%
81	PULTE GROUP INC COM PHM	PHM	375,744	$51.6m0.12%	0.12%	Added +90.4k	+90,443 31.7%
82	COSTCO WHSL CORP NEW COM COST	COST	54,457	$50.9m0.12%	0.12%	Added +15.9k	+15,927 41.3%
83	CADENCE DESIGN SYSTEM INC COM CDNS	CDNS	129,803	$48.7m0.11%	0.11%	Added +24.6k	+24,594 23.4%
84	CATERPILLAR INC COM CAT	CAT	45,132	$48.1m0.11%	0.11%	Added +14.8k	+14,836 49.0%
85	ISHARES INC MSCI BRAZIL ETF EWZ	EWZ	1,374,194	$47.4m0.11%	0.11%	Reduced -251.1k	-251,110 -15.4%
86	FORTINET INC COM FTNT	FTNT	306,699	$47.1m0.11%	0.11%	Added +17.8k	+17,759 6.2%
87	DATADOG INC CL A COM DDOG	DDOG	176,919	$46.1m0.10%	0.10%	Reduced -2.7k	-2,688 -1.5%
88	SALESFORCE INC COM CRM	CRM	286,317	$44.9m0.10%	0.10%	Added +52.6k	+52,646 22.5%
89	SCHWAB CHARLES CORP COM SCHW	SCHW	476,200	$43.9m0.10%	0.10%	Added +70.1k	+70,114 17.3%
90	BOEING CO COM BA	BA	201,577	$43.6m0.10%	0.10%	Reduced -1.8k	-1,802 -0.9%
91	SYNOPSYS INC COM SNPS	SNPS	95,672	$42.7m0.10%	0.10%	Added +21.3k	+21,292 28.6%
92	DELL TECHNOLOGIES INC CL C DELL	DELL	98,314	$42.4m0.10%	0.10%	Added +25.2k	+25,166 34.4%
93	UNITEDHEALTH GROUP INC COM UNH	UNH	101,264	$42.1m0.10%	0.10%	Added +30.6k	+30,569 43.2%
94	BLACKROCK INC COM BLK	BLK	42,080	$40.5m0.09%	0.09%	Added +7.0k	+7,001 20.0%
95	AMGEN INC COM AMGN	AMGN	109,431	$39.6m0.09%	0.09%	Added +22.2k	+22,236 25.5%
96	DBX ETF TR XTRACK HRVST CSI ASHR	ASHR	1,067,840	$39.1m0.09%	0.09%	Reduced -156.9k	-156,888 -12.8%
97	ADOBE INC COM ADBE	ADBE	189,343	$38.8m0.09%	0.09%	Added +45.6k	+45,595 31.7%
98	LENNAR CORP CL A LEN	LEN	424,580	$38.4m0.09%	0.09%	Added +104.2k	+104,196 32.5%
99	PROGRESSIVE CORP COM PGR	PGR	170,226	$37.2m0.08%	0.08%	Added +27.7k	+27,731 19.5%
100	CAPITAL ONE FINL CORP COM COF	COF	184,140	$36.9m0.08%	0.08%	Added +30.7k	+30,725 20.0%

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
HONEYWELL INTL INC		46,374	$21.0m46.4k shares
COTERRA ENERGY INC CTRA	CTRA	369,415	$13.0m369.4k shares
THOMSON REUTERS CORP		121,872	$11.0m121.9k shares
ZSCALER INC ZS	ZS	75,173	$10.5m75.2k shares
APELLIS PHARMACEUTICALS INC APLS	APLS	180,471	$7.3m180.5k shares
TRI POINTE HOMES INC TPH	TPH	120,123	$5.6m120.1k shares
AMICUS THERAPEUTICS INC FOLD	FOLD	313,882	$4.5m313.9k shares
ARCELLX INC ACLX	ACLX	39,441	$4.5m39.4k shares
SOLENO THERAPEUTICS INC SLNO	SLNO	79,622	$2.7m79.6k shares
CARNIVAL CORP		83,682	$2.2m83.7k shares
EPAM SYS INC EPAM	EPAM	14,519	$2.0m14.5k shares
DUPONT DE NEMOURS INC DWDP	DWDP	10,010	$1.4m10.0k shares
HOLOGIC INC HOLX	HOLX	17,197	$1.3m17.2k shares
DAY ONE BIOPHARMACEUTICALS I		59,207	$1.3m59.2k shares
KALVISTA PHARMACEUTICALS INC KALV	KALV	57,296	$1.2m57.3k shares
HERITAGE COMM CORP HTBK	HTBK	72,037	$899.0k72.0k shares
FLUSHING FINL CORP		42,509	$652.9k42.5k shares
ROCKET PHARMACEUTICALS INC RCKT	RCKT	141,212	$505.5k141.2k shares
AKEBIA THERAPEUTICS INC AKBA	AKBA	327,110	$454.7k327.1k shares
AMERICAN WOODMARK CORPORATIO AMWD	AMWD	11,361	$452.5k11.4k shares
CONAGRA BRANDS INC CAG	CAG	28,633	$450.1k28.6k shares
ANAVEX LIFE SCIENCES CORP AVXL	AVXL	143,750	$441.3k143.8k shares
FIRST FNDTN INC FFWM	FFWM	73,267	$432.3k73.3k shares
POOL CORP POOL	POOL	2,060	$416.8k2.1k shares
INVIVYD INC IVVD	IVVD	306,290	$398.2k306.3k shares