Vault-13

DBX ETF TR ASHR

XTRACK HRVST CSI · ETP · CUSIP 233051879

147 institutional holders +13 vs Q1 2026
31,084,44831.1m shares reported held*
$1.1bnreported value*
31 new 38 added 46 reduced 19 sold out net sold ≈ $41.5m (-1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $36.64. Options: 16 managers hold calls ($676.6m notional), 15 hold puts ($742.2m).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 127Q4 22: 142Q1 23: 148Q2 23: 131Q3 23: 123Q4 23: 119Q1 24: 118Q2 24: 110Q3 24: 123Q4 24: 138Q1 25: 139Q2 25: 134Q3 25: 142Q4 25: 138Q1 26: 134Q2 26: 147147Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 2022127
Q4 2022142
Q1 2023148
Q2 2023131
Q3 2023123
Q4 2023119
Q1 2024118
Q2 2024110
Q3 2024123
Q4 2024138
Q1 2025139
Q2 2025134
Q3 2025142
Q4 2025138
Q1 2026134
Q2 2026147

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 60 bought or addedQ3 24: 60 cut or sold outQ4 24: 82 bought or addedQ4 24: 64 cut or sold outQ4 24Q1 25: 70 bought or addedQ1 25: 73 cut or sold outQ2 25: 61 bought or addedQ2 25: 71 cut or sold outQ2 25Q3 25: 66 bought or addedQ3 25: 56 cut or sold outQ4 25: 58 bought or addedQ4 25: 71 cut or sold outQ4 25Q1 26: 61 bought or addedQ1 26: 76 cut or sold outQ2 26: 69 bought or addedQ2 26: 65 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20246060
Q4 20248264
Q1 20257073
Q2 20256171
Q3 20256656
Q4 20255871
Q1 20266176
Q2 20266965

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1bn$2bn$3bnQ3 25 calls: $2.7bnQ3 25 puts: $901.2mQ3 25P/C 0.33Q4 25 calls: $1.0bnQ4 25 puts: $428.3mQ4 25P/C 0.43Q1 26 calls: $355.2mQ1 26 puts: $401.6mQ1 26P/C 1.13Q2 26 calls: $676.6mQ2 26 puts: $742.2mQ2 26P/C 1.10
Numbers
QuarterCallsPutsP/C
Q3 2025$2.7bn$901.2m0.33
Q4 2025$1.0bn$428.3m0.43
Q1 2026$355.2m$401.6m1.13
Q2 2026$676.6m$742.2m1.10

Biggest buyers

GOLDMAN SACHS GROUP INC Added +2,032,405+2.0m
SCHRODER INVESTMENT MANAGEMENT GROUP New +1,135,000+1.1m
BANK OF AMERICA CORP /DE/ Added +1,093,159+1.1m
Robinhood Asset Management, LLC New +932,468+932.5k
Castle Hook Partners LP Added +753,240+753.2k
Squarepoint Ops LLC New +456,052+456.1k
Delphi Financial Group, Inc. Added +402,600+402.6k
HRT FINANCIAL LP Added +291,936+291.9k
CITADEL ADVISORS LLC Added +151,843+151.8k
Rovida Investment Management Ltd Added +125,000+125.0k

Biggest sellers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -2,115,339-2.1m
Varma Mutual Pension Insurance Co Sold out -1,700,000-1.7m
BNP PARIBAS FINANCIAL MARKETS Reduced -1,101,792-1.1m
OLD MISSION CAPITAL LLC Sold out -919,077-919.1k
MORGAN STANLEY Reduced -623,051-623.1k
FRANKLIN RESOURCES INC Reduced -572,567-572.6k
Qube Research & Technologies Ltd Reduced -319,004-319.0k
JANE STREET GROUP, LLC Reduced -267,473-267.5k
CAPITAL FUND MANAGEMENT S.A. Reduced -233,558-233.6k
ICICI Prudential Asset Management Co Ltd Reduced -194,000-194.0k

Biggest calls

JANE STREET GROUP, LLC Added $167.9m4.6m shares
GOLDMAN SACHS GROUP INC Added $124.6m3.4m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $120.9m3.3m shares
CITADEL ADVISORS LLC Reduced $99.1m2.7m shares
Castle Hook Partners LP New $55.0m1.5m shares
Schonfeld Strategic Advisors LLC New $36.7m1.0m shares
MILLENNIUM MANAGEMENT LLC Added $17.6m480.0k shares
Walleye Trading LLC Added $15.0m409.0k shares
Squarepoint Ops LLC Reduced $14.0m381.2k shares
Anson Funds Management LP New $7.3m200.0k shares

Biggest puts

JANE STREET GROUP, LLC Added $469.7m12.8m shares
GOLDMAN SACHS GROUP INC New $157.6m4.3m shares
CITADEL ADVISORS LLC Added $42.7m1.2m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $31.1m848.2k shares
Walleye Trading LLC Reduced $10.1m274.8k shares
BARCLAYS PLC New $9.2m250.0k shares
WELLS FARGO & COMPANY/MN New $5.5m150.0k shares
BNP PARIBAS FINANCIAL MARKETS Reduced $5.5m1.5k shares
Jain Global LLC Reduced $4.6m125.0k shares
Squarepoint Ops LLC Reduced $1.8m48.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 4,522,4404.5m $165.8m $165.8m 0.01% Reduced -623.1k -623,051
2 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 2,329,6122.3m $85.4m $85.4m 0.01% Added +2.0m +2,032,405
3 BNP PARIBAS FINANCIAL MARKETS 0.03% of their portfolio PARIS, I0 1,827,2731.8m $67.0m $67.0m 0.03% Reduced -1.1m -1,101,792
4 CI INVESTMENTS INC. 0.17% of their portfolio TORONTO, Z4 1,425,8801.4m $52.3m $52.3m 0.17% Added +65.0k +64,968
5 ICICI Prudential Asset Management Co Ltd 5.63% of their portfolio MUMBAI, K7 1,402,2101.4m $51.4m $51.4m 5.63% Reduced -194.0k -194,000
6 ASSETMARK, INC 0.09% of their portfolio CONCORD, CA 1,355,3641.4m $49.7m $49.7m 0.09% Reduced -146.4k -146,405
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,181,1851.2m $43.3m $43.3m 0.00% Added +1.1m +1,093,159
8 SCHRODER INVESTMENT MANAGEMENT GROUP 0.03% of their portfolio London, X0 1,135,0001.1m $41.1m $41.1m 0.03% New
9 Rafferty Asset Management, LLC 0.09% of their portfolio New York, NY 1,067,8401.1m $39.1m $39.1m 0.09% Reduced -156.9k -156,888
10 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,060,2031.1m $38.9m $38.9m 0.01% Added +26.7k +26,704
11 Castle Hook Partners LP 0.41% of their portfolio NEW YORK, NY 1,036,4821.0m $38.0m $38.0m 0.41% Added +753.2k +753,240
12 Delphi Financial Group, Inc. 17.99% of their portfolio Wilmington, DE 992,880992.9k $36.4m $36.4m 17.99% Added +402.6k +402,600
13 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 942,260942.3k $34.5m $34.5m 0.02% Reduced -267.5k -267,473
14 Robinhood Asset Management, LLC 1.83% of their portfolio MENLO PARK, CA 932,468932.5k $34.2m $34.2m 1.83% New
15 Federation des caisses Desjardins du Quebec 0.09% of their portfolio LEVIS, A8 823,536823.5k $30.2m $30.2m 0.09% Added +55.3k +55,321
16 Harel Insurance Investments & Financial Services Ltd. 0.13% of their portfolio Ramat Gan, L3 734,945734.9k $26.9m $26.9m 0.13% Reduced -668 -668
17 SUN LIFE FINANCIAL INC 1.04% of their portfolio Toronto, A6 552,918552.9k $20.3m $20.3m 1.04% Added +38.3k +38,311
18 Fosun International Ltd 4.21% of their portfolio HONG KONG, F4 511,946511.9k $18.8m $18.8m 4.21% Reduced -8.3k -8,324
19 Squarepoint Ops LLC 0.03% of their portfolio NEW YORK, NY 456,052456.1k $16.7m $16.7m 0.03% New
20 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 400,202400.2k $14.5m $14.5m 0.00% Reduced -134.7k -134,686
21 Rovida Investment Management Ltd 0.94% of their portfolio Grand Cayman, E9 375,000375.0k $13.7m $13.7m 0.94% Added +125.0k +125,000
22 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 374,814374.8k $13.7m $13.7m 0.01% Added +151.8k +151,843
23 HRT FINANCIAL LP 0.03% of their portfolio NEW YORK, NY 370,470370.5k $13.6m $13.6m 0.03% Added +291.9k +291,936
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 365,940365.9k $13.4m $13.4m 0.01% Reduced -2.1m -2,115,339
25 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 355,336355.3k $13.0m $13.0m 0.00% Added +1.4k +1,391
26 Analyst IMS Investment Management Services Ltd. 0.29% of their portfolio Tel-aviv, L3 345,757345.8k $12.7m $12.7m 0.29% Unchanged
27 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 313,316313.3k $11.5m $11.5m 0.00% Added +35.2k +35,197
28 Point72 Asset Management, L.P. 0.02% of their portfolio STAMFORD, CT 297,900297.9k $10.9m $10.9m 0.02% Reduced -23.6k -23,600
29 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 296,855296.9k $10.9m $10.9m 0.00% Unchanged
30 STRS OHIO 0.03% of their portfolio COLUMBUS, OH 236,503236.5k $8.7m $8.7m 0.03% Reduced -13.6k -13,627
31 EVERGREEN CAPITAL MANAGEMENT LLC 0.09% of their portfolio Bellevue, WA 139,510139.5k $5.1m $5.1m 0.09% Added +2.7k +2,710
32 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 132,389132.4k $4.9m $4.9m 0.00% Reduced -572.6k -572,567
33 Bank Julius Baer & Co. Ltd, Zurich 0.01% of their portfolio ZURICH, V8 119,408119.4k $4.4m $4.4m 0.01% New
34 Pekin Hardy Strauss, Inc. 0.37% of their portfolio CHICAGO, IL 115,310115.3k $4.2m $4.2m 0.37% Added +52.3k +52,275
35 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 115,210115.2k $4.2m $4.2m 0.00% Added +40.8k +40,849
36 Tidal Investments LLC 0.01% of their portfolio Milwaukee, WI 110,201110.2k $4.0m $4.0m 0.01% New
37 Itau Unibanco Holding S.A. 0.07% of their portfolio SAO PAULO, D5 90,44690.4k $3.3m $3.3m 0.07% New
38 WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio CHICAGO, IL 90,27790.3k $3.3m $3.3m 0.01% Added +4.5k +4,498
39 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 84,00084.0k $3.1m $3.1m 0.00% New
40 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 83,21583.2k $3.1m $3.1m 0.00% Added +1.4k +1,412
41 PRELUDE CAPITAL MANAGEMENT, LLC 0.22% of their portfolio NEW YORK, NY 80,86380.9k $3.0m $3.0m 0.22% Added +40.9k +40,863
42 Vontobel Holding Ltd. 0.01% of their portfolio ZURICH, V8 79,86379.9k $2.9m $2.9m 0.01% Added +5.8k +5,825
43 Galaxy Digital Inc. 0.46% of their portfolio NEW YORK, NY 78,75078.8k $2.9m $2.9m 0.46% Reduced -79.0k -79,000
44 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 78,02578.0k $2.9m $2.9m 0.00% Added +19.6k +19,577
45 FIL Ltd 0.00% of their portfolio HAMILTON, D0 72,85672.9k $2.7m $2.7m 0.00% Reduced -4.2k -4,169
46 Banque Cantonale Vaudoise 0.10% of their portfolio LAUSANNE, V8 69,82069.8k $2.6m $2.6m 0.10% Reduced -694 -694
47 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 66,22066.2k $2.4m $2.4m 0.00% Added +55.3k +55,259
48 Corecam AG 2.00% of their portfolio ZURICH, V8 63,80063.8k $2.3m $2.3m 2.00% Reduced -51.1k -51,100
49 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 60,22560.2k $2.2m $2.2m 0.00% Added +14.2k +14,237
50 Summit Place Financial Advisors, LLC 0.85% of their portfolio SUMMIT, NJ 53,09453.1k $1.9m $1.9m 0.85% Added +2.3k +2,260
51 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 52,75752.8k $1.9m $1.9m 0.00% Added +44.8k +44,757
52 Jain Global LLC 0.02% of their portfolio NEW YORK, NY 49,11449.1k $1.8m $1.8m 0.02% Reduced -115.0k -114,952
53 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 46,87046.9k $1.7m $1.7m 0.00% Reduced -134.9k -134,916
54 SELDON CAPITAL LP 0.51% of their portfolio SAN FRANCISCO, CA 44,10644.1k $1.6m $1.6m 0.51% Unchanged
55 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 42,62942.6k $1.6m $1.6m 0.00% Added +21.3k +21,346
56 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 41,73841.7k $1.5m $1.5m 0.00% Reduced -3.2k -3,180
57 Nan Shan Life Insurance Co., Ltd. 0.05% of their portfolio Taipei City, F5 40,00040.0k $1.5m $1.5m 0.05% New
58 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 38,11438.1k $1.4m $1.4m 0.00% Unchanged
59 Verition Fund Management LLC 0.01% of their portfolio GREENWICH, CT 37,77737.8k $1.4m $1.4m 0.01% New
60 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 35,45535.5k $1.3m $1.3m 0.02% New
61 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 31,20031.2k $1.1m $1.1m 0.00% Added +10.2k +10,200
62 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 30,63530.6k $1.1m $1.1m 0.00% Reduced -85.9k -85,883
63 TWIN FOCUS CAPITAL PARTNERS, LLC 0.11% of their portfolio Boston, MA 29,64329.6k $1.1m $1.1m 0.11% Unchanged
64 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 29,52129.5k $1.1m $1.1m 0.00% Reduced -319.0k -319,004
65 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.06% of their portfolio London, X0 28,25528.3k $1.0m $1.0m 0.06% New
66 WASHINGTON GROWTH STRATEGIES LLC 0.57% of their portfolio WASHINGTON, DC 27,85227.9k $1.0m $1.0m 0.57% Unchanged
67 PICTON MAHONEY ASSET MANAGEMENT 0.01% of their portfolio Toronto, A6 27,84527.8k $1.0m $1.0m 0.01% Reduced -4.0k -4,000
68 Y-Intercept (Hong Kong) Ltd 0.02% of their portfolio HONG KONG, K3 27,00027.0k $989.8k $989.8k 0.02% New
69 Global Endowment Management, LP 0.10% of their portfolio CHARLOTTE, NC 26,00026.0k $953.0k $953.0k 0.10% Added +6.0k +6,000
70 Absolute Gestao de Investimentos Ltda. 0.25% of their portfolio SAO PAULO, D5 25,00025.0k $916.5k $916.5k 0.25% New
71 Provenance Wealth Advisors, LLC 0.08% of their portfolio FORT LAUDERDALE, FL 24,23224.2k $888.3k $888.3k 0.08% Unchanged
72 New York Life Investment Management LLC 0.01% of their portfolio New York, NY 23,97524.0k $878.9k $878.9k 0.01% Reduced -65.0k -65,046
73 Polunin Capital Partners Ltd 0.20% of their portfolio LONDON, X0 23,18323.2k $820.0k $820.0k 0.20% Unchanged
74 Balefire, LLC 0.14% of their portfolio DALLAS, TX 23,15323.2k $848.8k $848.8k 0.14% Reduced -1.4k -1,403
75 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 23,03323.0k $844.4k $844.4k 0.00% Unchanged
76 Corecam Pte. Ltd. 0.32% of their portfolio SINGAPORE, U0 23,00023.0k $843.2k $843.2k 0.32% Added +200 +200
77 ACIMA PRIVATE WEALTH, LLC 0.23% of their portfolio RICHMOND, VA 21,40421.4k $784.7k $784.7k 0.23% Reduced -33.1k -33,118
78 Intesa Sanpaolo Wealth Management 0.15% of their portfolio LUXEMBOURG, N4 20,45020.4k $749.7k $749.7k 0.15% Unchanged
79 Summit Trail Advisors, LLC 0.01% of their portfolio NEW YORK, NY 18,24718.2k $668.9k $668.9k 0.01% Unchanged
80 Phraction Management LLC 0.16% of their portfolio COLCHESTER, CT 17,61017.6k $645.6k $645.6k 0.16% Unchanged
81 Algorithmic Investment Models, LLC 0.72% of their portfolio Boston, MA 17,03917.0k $624.6k $624.6k 0.72% Reduced -739 -739
82 Gateway Wealth Partners, LLC 0.04% of their portfolio APPLETON, WI 16,07916.1k $589.5k $589.5k 0.04% Reduced -1.2k -1,176
83 Betterment LLC 0.00% of their portfolio NEW YORK, NY 15,46515.5k $567.0k $567.0k 0.00% Reduced -426 -426
84 DRW Securities, LLC 0.03% of their portfolio CHICAGO, IL 14,33914.3k $525.7k $525.7k 0.03% New
85 DV Trading LLC 0.04% of their portfolio CHICAGO, IL 14,00014.0k $513.2k $513.2k 0.04% Reduced -10.2k -10,208
86 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 13,95013.9k $511.4k $511.4k 0.00% Added +6.9k +6,935
87 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 13,95013.9k $511.4k $511.4k 0.00% Reduced -6.7k -6,658
88 Mondrian Investment Partners LTD 0.01% of their portfolio LONDON, X0 13,38513.4k $490.7k $490.7k 0.01% Reduced -598 -598
89 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 13,15213.2k $482.2k $482.2k 0.01% Reduced -577 -577
90 ASO GROUP Ltd 0.20% of their portfolio ROAD TOWN, D8 13,12113.1k $481.0k $481.0k 0.20% Unchanged
91 PRUDENTIAL PLC 0.00% of their portfolio LONDON, X0 12,60012.6k $461.9k $461.9k 0.00% New
92 CAPITAL FUND MANAGEMENT S.A. 0.00% of their portfolio PARIS, I0 12,47812.5k $457.4k $457.4k 0.00% Reduced -233.6k -233,558
93 National Philanthropic Trust 0.01% of their portfolio Jenkintown, PA 11,59411.6k $425.0k $425.0k 0.01% Unchanged
94 Jefferies Financial Group Inc. 0.00% of their portfolio NEW YORK, NY 11,50811.5k $421.9k $421.9k 0.00% New
95 Capula Management Ltd 0.00% of their portfolio Grand Cayman, E9 11,00411.0k $403.4k $403.4k 0.00% Not comparable
96 WAYSTONE ADVISORS LLC 0.30% of their portfolio REDMOND, WA 10,82210.8k $396.7k $396.7k 0.30% Reduced -1.3k -1,321
97 VestGen Advisors, LLC 0.01% of their portfolio CHICAGO, IL 10,52210.5k $385.7k $385.7k 0.01% Added +859 +859
98 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 10,19010.2k $373.6k $373.6k 0.00% New
99 PING CAPITAL MANAGEMENT, INC. 0.12% of their portfolio NEW YORK, NY 10,00010.0k $366.6k $366.6k 0.12% Reduced -18.0k -18,000
100 VestGen Investment Management 0.19% of their portfolio EGG HARBOR TOWNSHIP, NJ 9,8599.9k $361.4k $361.4k 0.19% Added +1.8k +1,773