New York Life Investment Management LLC

New York, NY · CIK 1133639 · 13F filing filed 2026-08-10

SEC-registered investment adviser since 2000 · limited liability company

Assets managed$120.7bn
Staff364 · 18 in investment roles
Main clients (by assets)Mutual funds and ETFs 96%, Companies 1%
Form ADV · 2026-03-30SEC adviser record

Legal entityNEW YORK LIFE INVESTMENT MANAGEMENT LLC (US)
Part of NEW YORK LIFE INSURANCE COMPANY (US)

Other 13F filers in this group: NYL Investors LLC $260.8m, Ausbil Investment Management Ltd $221.0m

$14.3bn reported value +21.1% vs Q1 2026

778positions

28.5%in top 10

57 new 422 added 297 reduced 60 sold out vs Q1 2026

This report includes the holdings of 1 other manager that shares the investment decisions:

NYLIM Capital LLC – reports through this filing

Also in the report of:

Winslow Capital Management, LLC – $4.5bn of shares are in both reports
Epoch Investment Partners, Inc. – $1.9bn of shares are in both reports
Jupiter Topco LLC – $1.3bn of shares are in both reports
CBRE INVESTMENT MANAGEMENT LISTED REAL ASSETS LLC – $281.5m of shares are in both reports
CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT – $65.9m of shares are in both reports
BROWN ADVISORY INC – $35.8m of shares are in both reports
SEGALL BRYANT & HAMILL, LLC – $28.3m of shares are in both reports
MacKay Shields LLC – $8.8m of shares are in both reports

5 more

Shares in two reports are counted once in each security's totals.

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	NVIDIA CORPORATION COM NVDA	NVDA	3,640,286	$728.4m5.09%	5.09%	Added +92.0k	+92,020 2.6%
2	APPLE INC COM AAPL	AAPL	2,319,660	$671.2m4.69%	4.69%	Added +58.3k	+58,309 2.6%
3	MICROSOFT CORP COM MSFT	MSFT	1,162,926	$433.8m3.03%	3.03%	Added +39.9k	+39,934 3.6%
4	NEW YORK LIFE INVESTMENTS ET NYLI US LC R&D L LRND	LRND	8,599,898	$379.3m2.65%	2.65%	Added +3.2m	+3,180,497 58.7%
5	AMAZON COM INC COM AMZN	AMZN	1,492,511	$355.7m2.48%	2.48%	Added +22.5k	+22,501 1.5%
6	ALPHABET INC CAP STK CL A GOOGL	GOOGL	964,737	$344.8m2.41%	2.41%	Added +39.0k	+39,018 4.2%
7	NEW YORK LIFE INVESTMENTS ET CANDRIAM US MID IQSM	IQSM	8,329,582	$331.5m2.32%	2.32%	Added +518.2k	+518,188 6.6%
8	NEW YORK LIFE INVESTMENTS ET CANDRIAM US LRG IQSU	IQSU	4,724,616	$295.7m2.07%	2.07%	Reduced -191.7k	-191,748 -3.9%
9	NEW YORK LIFE INVTS ACTIVE E NYLI MACKAY CORE CPLB	CPLB	13,263,659	$277.2m1.94%	1.94%	Added +378.4k	+378,440 2.9%
10	BROADCOM INC COM AVGO	AVGO	699,053	$264.1m1.84%	1.84%	Added +8.0k	+7,972 1.1%
11	ALPHABET INC CAP STK CL C GOOG	GOOG	701,829	$248.0m1.73%	1.73%	Added +5.3k	+5,305 0.8%
12	NEW YORK LIFE INVESTMENTS ET NYLI CANDRIAM IN IQSI	IQSI	5,695,211	$218.1m1.52%	1.52%	Added +563.9k	+563,885 11.0%
13	ISHARES TR FLTG RATE NT ETF FLOT	FLOT	3,955,418	$201.9m1.41%	1.41%	Added +909.6k	+909,626 29.9%
14	VANGUARD WORLD FD MEGA CAP INDEX MGC	MGC	730,563	$199.9m1.40%	1.40%	Reduced -13.8k	-13,779 -1.9%
15	MICRON TECHNOLOGY INC COM MU	MU	168,423	$194.4m1.36%	1.36%	Reduced -84	-84 -0.1%
16	META PLATFORMS INC CL A META	META	330,926	$186.4m1.30%	1.30%	Added +11.2k	+11,218 3.5%
17	TESLA INC COM TSLA	TSLA	423,945	$178.3m1.25%	1.25%	Added +4.3k	+4,263 1.0%
18	NEW YORK LIFE INVTS ACTIVE E NYLI MACKAY SECU SECR	SECR	6,997,978	$177.6m1.24%	1.24%	Added +2.2m	+2,218,575 46.4%
19	ELI LILLY & CO COM LLY	LLY	129,708	$155.6m1.09%	1.09%	Added +9.6k	+9,633 8.0%
20	ADVANCED MICRO DEVICES INC COM AMD	AMD	242,459	$140.8m0.98%	0.98%	Reduced -1.0k	-1,014 -0.4%
21	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	254,496	$127.3m0.89%	0.89%	Added +664	+664 0.3%
22	JPMORGAN CHASE & CO COM JPM	JPM	373,305	$122.2m0.85%	0.85%	Reduced -1.3k	-1,331 -0.4%
23	INDEXIQ ACTIVE ETF TR MACKAY ESG HIGH IQHI	IQHI	4,602,678	$118.9m0.83%	0.83%	Added +276.3k	+276,263 6.4%
24	NEW YORK LIFE INVESTMENTS ET NYLI FTSE INTERN HFXI	HFXI	3,003,229	$114.4m0.80%	0.80%	Reduced -113.1k	-113,101 -3.6%
25	ISHARES TR CORE MSCI EAFE IEFA	IEFA	1,078,383	$104.2m0.73%	0.73%	Added +47.6k	+47,556 4.6%
26	VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT VEA	VEA	1,446,949	$103.1m0.72%	0.72%	Added +307.7k	+307,716 27.0%
27	NEW YORK LIFE INVTS ACTIVE E NYLI MACKAY MUNI MMSD	MMSD	3,955,410	$100.2m0.70%	0.70%	New
28	INTEL CORP COM INTC	INTC	704,143	$98.3m0.69%	0.69%	Added +4.9k	+4,911 0.7%
29	FRANKLIN TEMPLETON ETF TR SENIOR LOAN ETF FLBL	FLBL	4,268,479	$97.8m0.68%	0.68%	Added +1.6m	+1,571,463 58.3%
30	APPLIED MATLS INC COM AMAT	AMAT	130,731	$94.5m0.66%	0.66%	Added +3.7k	+3,709 2.9%
31	NEW YORK LIFE INVTS ACTIVE E IQ WINSLOW FOCUS IWFG	IWFG	1,719,014	$93.2m0.65%	0.65%	Added +859.5k	+859,507 100.0%
32	NEW YORK LIFE INVTS ACTIVE E NYLI WINSLOW LAR IWLG	IWLG	1,580,116	$89.4m0.62%	0.62%	Reduced -510.3k	-510,264 -24.4%
33	LAM RESEARCH CORP COM NEW LRCX	LRCX	205,583	$89.1m0.62%	0.62%	Added +5.3k	+5,337 2.7%
34	VANGUARD SCOTTSDALE FDS SHORT TERM TREAS VGSH	VGSH	1,526,211	$88.8m0.62%	0.62%	Reduced -757.5k	-757,502 -33.2%
35	JOHNSON & JOHNSON COM JNJ	JNJ	335,320	$85.2m0.59%	0.59%	Added +699	+699 0.2%
36	VISA INC COM CL A V	V	247,610	$85.0m0.59%	0.59%	Reduced -2.5k	-2,503 -1.0%
37	ISHARES TR CORE US AGGBD ET AGG	AGG	823,286	$81.5m0.57%	0.57%	Added +110.9k	+110,863 15.6%
38	EXXON MOBIL CORP COM XOM	XOM	577,369	$78.9m0.55%	0.55%	Reduced -2.9k	-2,906 -0.5%
39	CISCO SYS INC COM CSCO	CSCO	646,204	$75.9m0.53%	0.53%	Added +17.0k	+17,013 2.7%
40	ISHARES TR CORE S&P SCP ETF IJR	IJR	489,674	$72.6m0.51%	0.51%	Added +94.4k	+94,362 23.9%
41	NEW YORK LIFE INVTS ACTIVE E NYLI MACKAY CALI MMCA	MMCA	3,273,186	$71.3m0.50%	0.50%	Added +2.8m	+2,788,137 574.8%
42	WALMART INC COM WMT	WMT	610,654	$69.2m0.48%	0.48%	Added +1.6k	+1,627 0.3%
43	CATERPILLAR INC COM CAT	CAT	64,152	$68.3m0.48%	0.48%	Reduced -467	-467 -0.7%
44	ISHARES INC MSCI EMRG CHN EMXC	EMXC	618,086	$63.2m0.44%	0.44%	Added +45.1k	+45,118 7.9%
45	ISHARES TR MSCI USA MMENTM MTUM	MTUM	181,964	$62.4m0.44%	0.44%	Added +26.8k	+26,801 17.3%
46	ABBVIE INC COM ABBV	ABBV	246,242	$62.0m0.43%	0.43%	Added +749	+749 0.3%
47	MASTERCARD INCORPORATED CL A MA	MA	120,113	$61.7m0.43%	0.43%	Reduced -871	-871 -0.7%
48	SCHWAB STRATEGIC TR US SML CAP ETF SCHA	SCHA	1,694,799	$61.2m0.43%	0.43%	Reduced -76.9k	-76,891 -4.3%
49	SPDR SER TR BLOOMBERG INVT FLRN	FLRN	1,967,252	$60.7m0.42%	0.42%	Added +450.2k	+450,225 29.7%
50	KLA CORP COM NEW KLAC	KLAC	196,164	$59.2m0.41%	0.41%	Reduced -126	-126 -0.1%
51	GE AEROSPACE COM NEW GE	GE	155,224	$58.0m0.41%	0.41%	Reduced -1.0k	-1,045 -0.7%
52	COSTCO WHSL CORP NEW COM COST	COST	61,800	$57.8m0.40%	0.40%	Added +128	+128 0.2%
53	VANGUARD INDEX FDS MID CAP ETF VO	VO	688,447	$55.5m0.39%	0.39%	Reduced -19.3k	-19,257 -2.7%
54	BANK AMERICA CORP COM BAC	BAC	971,595	$55.4m0.39%	0.39%	Reduced -13.7k	-13,707 -1.4%
55	UNITEDHEALTH GROUP INC COM UNH	UNH	126,515	$52.6m0.37%	0.37%	Added +697	+697 0.6%
56	HOME DEPOT INC COM HD	HD	148,880	$52.5m0.37%	0.37%	Added +738	+738 0.5%
57	PROCTER AND GAMBLE CO COM PG	PG	347,775	$51.0m0.36%	0.36%	Added +1.4k	+1,350 0.4%
58	NEW YORK LIFE INVTS ACTIVE E NYLI MACKAY MUNI MMMA	MMMA	1,990,000	$50.7m0.35%	0.35%	Added +995.0k	+995,000 100.0%
59	GE VERNOVA INC COM GEV	GEV	39,854	$46.8m0.33%	0.33%	Reduced -444	-444 -1.1%
60	ISHARES TR CONV BD ETF ICVT	ICVT	383,882	$46.7m0.33%	0.33%	Added +87.5k	+87,511 29.5%
61	SANDISK CORP COM SNDK	SNDK	20,351	$46.3m0.32%	0.32%	Added +120	+120 0.6%
62	PALO ALTO NETWORKS INC COM PANW	PANW	132,516	$45.2m0.32%	0.32%	Added +6.0k	+6,007 4.8%
63	ISHARES TR NATIONAL MUN ETF MUB	MUB	417,162	$44.9m0.31%	0.31%	Added +183.8k	+183,761 78.7%
64	MERCK & CO INC COM MRK	MRK	343,960	$44.2m0.31%	0.31%	Reduced -790	-790 -0.2%
65	COCA COLA CO COM KO	KO	539,413	$43.8m0.31%	0.31%	Added +1.9k	+1,892 0.3%
66	VANGUARD MUN BD FDS TAX EXEMPT BD VTEB	VTEB	858,958	$43.4m0.30%	0.30%	Added +350.1k	+350,104 68.8%
67	CHEVRON CORP NEW COM CVX	CVX	260,758	$43.2m0.30%	0.30%	Added +336	+336 0.1%
68	NETFLIX INC COM NFLX	NFLX	586,485	$41.9m0.29%	0.29%	Reduced -56	-56 -0.0%
69	GOLDMAN SACHS GROUP INC COM GS	GS	41,091	$41.6m0.29%	0.29%	Reduced -570	-570 -1.4%
70	ISHARES TR BROAD USD HIGH USHY	USHY	1,118,656	$41.4m0.29%	0.29%	Added +166.2k	+166,161 17.4%
71	TEXAS INSTRS INC COM TXN	TXN	135,737	$40.5m0.28%	0.28%	Added +290	+290 0.2%
72	NEW YORK LIFE INVTS ACTIVE E INVT GRA CLO ETF CLOO	CLOO	1,594,498	$40.1m0.28%	0.28%	New
73	MARVELL TECHNOLOGY INC COM MRVL	MRVL	133,564	$39.8m0.28%	0.28%	Added +114.4k	+114,372 595.9%
74	SPDR SER TR BBG CONV SEC ETF CWB	CWB	365,834	$39.4m0.28%	0.28%	Reduced -8.7k	-8,660 -2.3%
75	PHILIP MORRIS INTL INC COM PM	PM	213,567	$38.6m0.27%	0.27%	Reduced -25.8k	-25,840 -10.8%
76	PALANTIR TECHNOLOGIES INC CL A PLTR	PLTR	320,224	$37.4m0.26%	0.26%	Added +2.9k	+2,895 0.9%
77	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	131,095	$36.9m0.26%	0.26%	Reduced -1.2k	-1,213 -0.9%
78	ISHARES TR CORE S&P MCP ETF IJH	IJH	477,342	$36.8m0.26%	0.26%	Added +116.2k	+116,242 32.2%
79	RTX CORPORATION COM RTX	RTX	187,452	$35.6m0.25%	0.25%	Added +1.1k	+1,073 0.6%
80	WELLS FARGO CO NEW COM WFC	WFC	426,339	$35.2m0.25%	0.25%	Reduced -3.6k	-3,613 -0.8%
81	INDEXIQ ETF TR IQ MRGR ARB ETF MNA	MNA	957,745	$34.9m0.24%	0.24%	Added +190.4k	+190,425 24.8%
82	MORGAN STANLEY COM NEW MS	MS	166,946	$34.9m0.24%	0.24%	Reduced -3.2k	-3,201 -1.9%
83	ORACLE CORP COM ORCL	ORCL	237,124	$34.8m0.24%	0.24%	Added +972	+972 0.4%
84	CITIGROUP INC COM NEW C	C	237,658	$33.3m0.23%	0.23%	Reduced -9.7k	-9,691 -3.9%
85	WESTERN DIGITAL CORP COM WDC	WDC	51,172	$32.7m0.23%	0.23%	Added +370	+370 0.7%
86	ISHARES INC CORE MSCI EMKT IEMG	IEMG	390,938	$32.4m0.23%	0.23%	Added +34.8k	+34,786 9.8%
87	QUALCOMM INC COM QCOM	QCOM	171,787	$31.7m0.22%	0.22%	Added +1.7k	+1,680 1.0%
88	CROWDSTRIKE HLDGS INC CL A CRWD	CRWD	41,510	$31.7m0.22%	0.22%	Added +4.0k	+4,014 10.7%
89	PEPSICO INC COM PEP	PEP	233,016	$31.6m0.22%	0.22%	Added +6.0k	+5,985 2.6%
90	AMGEN INC COM AMGN	AMGN	86,677	$31.4m0.22%	0.22%	Added +11.9k	+11,854 15.8%
91	ISHARES TR INTRM GOV CR ETF GVI	GVI	286,461	$30.4m0.21%	0.21%	Unchanged
92	AMPHENOL CORP CL A APH	APH	171,329	$30.2m0.21%	0.21%	Added +577	+577 0.3%
93	CORNING INC COM GLW	GLW	116,388	$29.7m0.21%	0.21%	Reduced -737	-737 -0.6%
94	LITMAN GREGORY FDS TR IMGP DBI MANAGED DBMF	DBMF	968,970	$29.7m0.21%	0.21%	Added +286.4k	+286,412 42.0%
95	VANGUARD SCOTTSDALE FDS INTER TERM TREAS VGIT	VGIT	490,490	$28.9m0.20%	0.20%	Added +101.2k	+101,212 26.0%
96	ANALOG DEVICES INC COM ADI	ADI	72,631	$28.8m0.20%	0.20%	Reduced -142	-142 -0.2%
97	MCDONALDS CORP COM MCD	MCD	105,960	$28.6m0.20%	0.20%	Reduced -50	-50 -0.1%
98	VANGUARD INDEX FDS VALUE ETF VTV	VTV	126,879	$27.7m0.19%	0.19%	Added +28.7k	+28,708 29.2%
99	ARISTA NETWORKS INC COM SHS ANET	ANET	162,384	$27.6m0.19%	0.19%	Added +5.7k	+5,656 3.6%
100	NEXTERA ENERGY INC COM NEE	NEE	310,549	$27.3m0.19%	0.19%	Added +414	+414 0.1%

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
HONEYWELL INTL INC		44,111	$19.9m44.1k shares
INVESCO ACTVELY MNGD ETC FD PDBC	PDBC	868,553	$15.0m868.6k shares
TXNM ENERGY INC TXNM	TXNM	150,025	$8.8m150.0k shares
HOLOGIC INC HOLX	HOLX	112,568	$8.5m112.6k shares
ISHARES TR SHV	SHV	66,874	$7.4m66.9k shares
SELECT SECTOR SPDR TR XLB	XLB	140,676	$7.0m140.7k shares
SCHWAB STRATEGIC TR SCHM	SCHM	223,251	$6.9m223.3k shares
SEALED AIR CORP NEW		134,173	$5.6m134.2k shares
ONESTREAM INC OS	OS	215,678	$5.2m215.7k shares
AMICUS THERAPEUTICS INC FOLD	FOLD	306,400	$4.4m306.4k shares
CARNIVAL CORP		159,814	$4.1m159.8k shares
MASIMO CORP MASI	MASI	22,191	$3.9m22.2k shares
COTERRA ENERGY INC CTRA	CTRA	105,735	$3.7m105.7k shares
STELLAR BANCORP INC		95,213	$3.5m95.2k shares
CSG SYS INTL INC		43,382	$3.5m43.4k shares
VEECO INSTRS INC DEL VECO	VECO	91,370	$3.1m91.4k shares
ARCELLX INC ACLX	ACLX	26,243	$3.0m26.2k shares
XPO INC XPO	XPO	14,802	$2.9m14.8k shares
DUPONT DE NEMOURS INC DWDP	DWDP	20,471	$2.8m20.5k shares
PROASSURANCE CORP PRA	PRA	109,413	$2.7m109.4k shares
SUN CTRY AIRLS HLDGS INC SNCY	SNCY	161,285	$2.7m161.3k shares
MASTEC INC MTZ	MTZ	8,238	$2.7m8.2k shares
TRI POINTE HOMES INC TPH	TPH	56,680	$2.6m56.7k shares
SEMRUSH HLDGS INC SEMR	SEMR	217,676	$2.6m217.7k shares
VANECK ETF TRUST EMLC	EMLC	92,375	$2.3m92.4k shares

Stakes above 5%

Companies where this manager has reported owning more than 5% of a class of shares, on Schedule 13D (may seek influence) or 13G (passive): its latest filing for each, from 19 Dec 2024 on.

Company	Ticker	Stake	Change	Schedule	Last filed
FRANKLIN TEMPLETON ETF TR FLBL · 13G · filed 2026-07-02	FLBL	11.6%≈ $96.1m	+11.6 pts	13G	2026-07-02