Vault-13

NEW YORK LIFE INVTS ACTIVE E IWLG

NYLI WINSLOW LAR · ETP · CUSIP 45409F769

25 institutional holders +0 vs Q1 2026
6,145,4526.1m shares reported held*
$347.0mreported value*
5 new 9 added 9 reduced 5 sold out net sold ≈ $436.0m (-7.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $56.46.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 3Q4 22: 2Q1 23: 2Q2 23: 2Q3 23: 2Q4 23: 2Q1 24: 4Q2 24: 5Q3 24: 5Q4 24: 7Q1 25: 7Q2 25: 8Q3 25: 10Q4 25: 23Q1 26: 25Q2 26: 2525Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 20223
Q4 20222
Q1 20232
Q2 20232
Q3 20232
Q4 20232
Q1 20244
Q2 20245
Q3 20245
Q4 20247
Q1 20257
Q2 20258
Q3 202510
Q4 202523
Q1 202625
Q2 202625

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 24: 2 bought or addedQ3 24: 2 cut or sold outQ4 24: 5 bought or addedQ4 24: 1 cut or sold outQ4 24Q1 25: 4 bought or addedQ1 25: 3 cut or sold outQ2 25: 2 bought or addedQ2 25: 4 cut or sold outQ2 25Q3 25: 8 bought or addedQ3 25: 3 cut or sold outQ4 25: 20 bought or addedQ4 25: 3 cut or sold outQ4 25Q1 26: 18 bought or addedQ1 26: 10 cut or sold outQ2 26: 14 bought or addedQ2 26: 14 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 202422
Q4 202451
Q1 202543
Q2 202524
Q3 202583
Q4 2025203
Q1 20261810
Q2 20261414

Biggest buyers

Mariner, LLC New +316,241+316.2k
RAYMOND JAMES FINANCIAL INC Added +69,493+69.5k
Rockefeller Capital Management L.P. Added +17,940+17.9k
Hilltop Partners LLC New +17,656+17.7k
KINGSWOOD WEALTH ADVISORS, LLC Added +8,388+8.4k
D. E. Shaw & Co., Inc. New +6,758+6.8k
Cordgrass Capital Advisors, LLC New +6,682+6.7k
JONES FINANCIAL COMPANIES LLLP Added +2,027+2.0k
GOLDMAN SACHS GROUP INC Added +1,466+1.5k
KESTRA PRIVATE WEALTH SERVICES, LLC Added +649+649

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -7,519,279-7.5m
New York Life Investment Management LLC Reduced -510,264-510.3k
Cullen/Frost Bankers, Inc. Reduced -40,887-40.9k
CITADEL ADVISORS LLC Reduced -20,492-20.5k
LPL Financial LLC Reduced -17,851-17.9k
Thrivent Financial for Lutherans Sold out -10,828-10.8k
JANE STREET GROUP, LLC Sold out -9,591-9.6k
FLOW TRADERS U.S. LLC Sold out -5,622-5.6k
Kesler, Norman & Wride, LLC Reduced -1,682-1.7k
JPMORGAN CHASE & CO Reduced -1,299-1.3k

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Cullen/Frost Bankers, Inc. 1.18% of their portfolio San Antonio, TX 2,109,1712.1m $119.4m $119.4m 1.18% Reduced -40.9k -40,887
2 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,719,1061.7m $97.3m $97.3m 0.02% Reduced -7.5m -7,519,279
3 New York Life Investment Management LLC 0.62% of their portfolio New York, NY 1,580,1161.6m $89.4m $89.4m 0.62% Reduced -510.3k -510,264
4 Mariner, LLC 0.02% of their portfolio Overland Park, KS 316,241316.2k $17.9m $17.9m 0.02% New
5 Kesler, Norman & Wride, LLC 0.91% of their portfolio OGDEN, UT 101,985102.0k $5.8m $5.8m 0.91% Reduced -1.7k -1,682
6 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 81,44981.4k $4.6m $4.6m 0.00% Added +69.5k +69,493
7 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 53,62053.6k $3.0m $3.0m 0.00% Added +17.9k +17,940
8 KINGSWOOD WEALTH ADVISORS, LLC 0.07% of their portfolio SAN DIEGO, CA 32,04632.0k $1.8m $1.8m 0.07% Added +8.4k +8,388
9 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 31,29931.3k $1.8m $1.8m 0.00% Added +22 +22
10 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 25,46125.5k $1.4m $1.4m 0.00% Added +1.5k +1,466
11 Hilltop Partners LLC 0.06% of their portfolio MISHAWAKA, IN 17,65617.7k $237.8k $237.8k 0.06% New
12 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 13,34213.3k $755.0k $755.0k 0.00% Reduced -20.5k -20,492
13 Empirical Asset Management, LLC 0.14% of their portfolio WELLESLEY, MA 11,01011.0k $623.1k $623.1k 0.14% Reduced -45 -45
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 9,6599.7k $546.6k $546.6k 0.00% Reduced -616 -616
15 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 9,4419.4k $534.3k $534.3k 0.01% Added +649 +649
16 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 6,7586.8k $382.4k $382.4k 0.00% New
17 Cordgrass Capital Advisors, LLC 0.14% of their portfolio RALEIGH, NC 6,6826.7k $378.1k $378.1k 0.14% New
18 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 6,6786.7k $362.9k $362.9k 0.00% Added +2.0k +2,027
19 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 5,8085.8k $328.7k $328.7k 0.00% Added +363 +363
20 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 4,9124.9k $278.0k $278.0k 0.00% Reduced -17.9k -17,851
21 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,1282.1k $118.2k $118.2k 0.00% Reduced -1.3k -1,299
22 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 382382 $21.5k $21.5k 0.00% Unchanged
23 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 260260 $14.7k $14.7k 0.00% New
24 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 241241 $14.0k $14.0k 0.00% Added +5 +5
25 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 11 $38 $38 0.00% Unchanged