Vault-13

NEW YORK LIFE INVTS ACTIVE E MMCA

NYLI MACKAY CALI · ETP · CUSIP 45409F777

26 institutional holders +1 vs Q1 2026
4,948,3734.9m shares reported held*
$107.8mreported value*
5 new 13 added 4 reduced 4 sold out net bought ≈ $43.2m (+2.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $21.78.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 6Q4 22: 6Q1 23: 6Q2 23: 6Q3 23: 6Q4 23: 7Q1 24: 9Q2 24: 7Q3 24: 9Q4 24: 10Q1 25: 9Q2 25: 10Q3 25: 14Q4 25: 19Q1 26: 25Q2 26: 2626Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 20226
Q4 20226
Q1 20236
Q2 20236
Q3 20236
Q4 20237
Q1 20249
Q2 20247
Q3 20249
Q4 202410
Q1 20259
Q2 202510
Q3 202514
Q4 202519
Q1 202625
Q2 202626

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 24: 6 bought or addedQ3 24: 1 cut or sold outQ4 24: 4 bought or addedQ4 24: 4 cut or sold outQ4 24Q1 25: 3 bought or addedQ1 25: 5 cut or sold outQ2 25: 6 bought or addedQ2 25: 3 cut or sold outQ2 25Q3 25: 11 bought or addedQ3 25: 3 cut or sold outQ4 25: 13 bought or addedQ4 25: 2 cut or sold outQ4 25Q1 26: 17 bought or addedQ1 26: 5 cut or sold outQ2 26: 18 bought or addedQ2 26: 8 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 202461
Q4 202444
Q1 202535
Q2 202563
Q3 2025113
Q4 2025132
Q1 2026175
Q2 2026188

Biggest buyers

New York Life Investment Management LLC Added +2,788,137+2.8m
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +310,451+310.5k
Cambridge Investment Research Advisors, Inc. Added +109,418+109.4k
GUGGENHEIM CAPITAL LLC New +34,676+34.7k
Cetera Investment Advisers Added +30,993+31.0k
Sprinkle Financial Consultants LLC New +14,198+14.2k
FF Advisors,LLC New +13,445+13.4k
Brio Consultants, LLC Added +12,782+12.8k
CREATIVE FINANCIAL DESIGNS INC /ADV New +5,450+5.5k
Weil Company, Inc. Added +4,920+4.9k

Biggest sellers

NEW YORK LIFE INSURANCE CO Sold out -1,151,544-1.2m
Entruity Wealth, LLC Reduced -80,960-81.0k
FLOW TRADERS U.S. LLC Sold out -48,960-49.0k
Octavia Wealth Advisors, LLC Reduced -30,156-30.2k
JANE STREET GROUP, LLC Reduced -28,715-28.7k
OLD MISSION CAPITAL LLC Reduced -14,145-14.1k
UBS Group AG Sold out -659-659
MORGAN STANLEY Sold out -1-1

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Weil Company, Inc. 13G · institution -1.3 pts · filed 2026-10-02 10.3% -1.3 pts 430.8k≈ $9.4m 2026-10-02

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 New York Life Investment Management LLC 0.50% of their portfolio New York, NY 3,273,1863.3m $71.3m $71.3m 0.50% Added +2.8m +2,788,137
2 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 478,377478.4k $10.4m $10.4m 0.02% Added +310.5k +310,451
3 Weil Company, Inc. 1.67% of their portfolio SAN DIEGO, CA 435,765435.8k $9.5m $9.5m 1.67% Added +4.9k +4,920
4 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 168,042168.0k $3.7m $3.7m 0.00% Added +109.4k +109,418
5 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 156,871156.9k $3.4m $3.4m 0.00% Added +31.0k +30,993
6 Octavia Wealth Advisors, LLC 0.19% of their portfolio CINCINNATI, OH 99,36099.4k $2.2m $2.2m 0.19% Reduced -30.2k -30,156
7 Brio Consultants, LLC 0.19% of their portfolio SAN FRANCISCO, CA 75,04475.0k $1.6m $1.6m 0.19% Added +12.8k +12,782
8 GUGGENHEIM CAPITAL LLC 0.00% of their portfolio CHICAGO, IL 34,67634.7k $755.6k $755.6k 0.00% New
9 Entruity Wealth, LLC 0.46% of their portfolio BAKERSFIELD, CA 32,85332.9k $715.8k $715.8k 0.46% Reduced -81.0k -80,960
10 Avantax Planning Partners, Inc. 0.02% of their portfolio DUBUQUE, IA 29,36129.4k $639.7k $639.7k 0.02% Added +2.0k +2,016
11 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio ORLANDO, FL 24,50424.5k $533.7k $533.7k 0.03% Added +39 +39
12 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 21,35721.4k $465.4k $465.4k 0.00% Added +3.8k +3,813
13 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 16,95317.0k $369.4k $369.4k 0.01% Reduced -14.1k -14,145
14 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 16,49916.5k $359.5k $359.5k 0.00% Reduced -28.7k -28,715
15 SeaCrest Wealth Management, LLC 0.04% of their portfolio PURCHASE, NY 14,92814.9k $325.3k $325.3k 0.04% Added +4.6k +4,618
16 Sprinkle Financial Consultants LLC 0.12% of their portfolio LITTLETON, CO 14,19814.2k $309.4k $309.4k 0.12% New
17 FF Advisors,LLC 0.11% of their portfolio MANHATTAN BEACH, CA 13,44513.4k $293.0k $293.0k 0.11% New
18 Wedmont Private Capital 0.01% of their portfolio WEST CHESTER, PA 11,44811.4k $248.1k $248.1k 0.01% Unchanged
19 WEALTH ALLIANCE, LLC 0.02% of their portfolio MELLVILLE, NY 10,65010.7k $232.1k $232.1k 0.02% Unchanged
20 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 7,5597.6k $164.7k $164.7k 0.00% Added +9 +9
21 CREATIVE FINANCIAL DESIGNS INC /ADV 0.01% of their portfolio KOKOMO, IN 5,4505.5k $118.8k $118.8k 0.01% New
22 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 3,2673.3k $71.2k $71.2k 0.00% Added +2.5k +2,459
23 Physician Wealth Advisors, Inc. 0.01% of their portfolio MIDVALE, UT 2,5872.6k $56.4k $56.4k 0.01% Added +43 +43
24 Sunrise Financial Services, LLC 0.02% of their portfolio BURIEN, WA 1,4501.4k $31.6k $31.6k 0.02% Unchanged
25 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 543543 $11.9k $11.9k 0.00% New
26 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $9 $9 0.00% Unchanged