Vault-13

SCHWAB STRATEGIC TR SCHM

US MID-CAP ETF · ETP · CUSIP 808524508

1,068 institutional holders +49 vs Q1 2026
277,383,325277.4m shares reported held*
$10.2bnreported value*
91 new 359 added 427 reduced 35 sold out net bought ≈ $61.4m (+1.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($25.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $36.78. Options: 1 managers hold calls ($17.8m notional), 0 hold puts (—).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

05001k1.5kQ3 22: 722Q4 22: 779Q1 23: 784Q2 23: 785Q3 23: 779Q4 23: 856Q1 24: 862Q2 24: 861Q3 24: 887Q4 24: 935Q1 25: 916Q2 25: 947Q3 25: 946Q4 25: 998Q1 26: 1,019Q2 26: 1,0681,068Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 2022722
Q4 2022779
Q1 2023784
Q2 2023785
Q3 2023779
Q4 2023856
Q1 2024862
Q2 2024861
Q3 2024887
Q4 2024935
Q1 2025916
Q2 2025947
Q3 2025946
Q4 2025998
Q1 20261,019
Q2 20261,068

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q3 24: 391 bought or addedQ3 24: 374 cut or sold outQ4 24: 385 bought or addedQ4 24: 403 cut or sold outQ4 24Q1 25: 373 bought or addedQ1 25: 442 cut or sold outQ2 25: 406 bought or addedQ2 25: 428 cut or sold outQ2 25Q3 25: 396 bought or addedQ3 25: 451 cut or sold outQ4 25: 399 bought or addedQ4 25: 415 cut or sold outQ4 25Q1 26: 430 bought or addedQ1 26: 444 cut or sold outQ2 26: 450 bought or addedQ2 26: 462 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 2024391374
Q4 2024385403
Q1 2025373442
Q2 2025406428
Q3 2025396451
Q4 2025399415
Q1 2026430444
Q2 2026450462

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ3 25 calls: $14.2mQ3 25 puts: $0Q3 25P/C 0.00Q4 25 calls: $13.0mQ4 25 puts: $0Q4 25P/C 0.00Q1 26 calls: $11.6mQ1 26 puts: $0Q1 26P/C 0.00Q2 26 calls: $17.8mQ2 26 puts: $0Q2 26P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2025$14.2m$00.00
Q4 2025$13.0m$00.00
Q1 2026$11.6m$00.00
Q2 2026$17.8m$00.00

Biggest buyers

Savant Capital, LLC Added +2,752,495+2.8m
JONES FINANCIAL COMPANIES LLLP Added +2,558,214+2.6m
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +930,189+930.2k
Cambridge Investment Research Advisors, Inc. Added +757,624+757.6k
MONETA GROUP INVESTMENT ADVISORS LLC Added +499,305+499.3k
TWO SIGMA INVESTMENTS, LP New +460,100+460.1k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +452,264+452.3k
Simplicity Wealth,LLC New +348,047+348.0k
Kestra Advisory Services, LLC Added +311,509+311.5k
Focus Partners Wealth Added +290,462+290.5k

Biggest sellers

Financial Engines Advisors L.L.C. Reduced -5,067,671-5.1m
Thrivent Financial for Lutherans Reduced -1,849,425-1.8m
HighTower Advisors, LLC Reduced -660,451-660.5k
BNP PARIBAS FINANCIAL MARKETS Sold out -600,030-600.0k
Creative Planning Reduced -415,802-415.8k
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Reduced -292,331-292.3k
New York Life Investment Management LLC Sold out -223,251-223.3k
Victrix Investment Advisors Sold out -213,732-213.7k
Advisory Alpha, LLC Reduced -167,760-167.8k
Summit Financial Strategies, Inc. Reduced -151,033-151.0k

Biggest calls

SIMPLEX TRADING, LLC Added $17.8m560.7k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Financial Engines Advisors L.L.C. 3.39% of their portfolio SANTA CLARA, CA 51,767,94751.8m $1.9bn $1.9bn 3.39% Reduced -5.1m -5,067,671
2 Creative Planning 0.63% of their portfolio OVERLAND PARK, KS 29,016,20829.0m $1.1bn $1.1bn 0.63% Reduced -415.8k -415,802
3 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.25% of their portfolio MILWAUKEE, WI 12,568,63212.6m $463.4m $463.4m 0.25% Added +930.2k +930,189
4 MONETA GROUP INVESTMENT ADVISORS LLC 3.21% of their portfolio ST LOUIS, MO 11,767,14711.8m $433.9m $433.9m 3.21% Added +499.3k +499,305
5 JONES FINANCIAL COMPANIES LLLP 0.11% of their portfolio DES PERES, MO 7,349,2417.3m $266.2m $266.2m 0.11% Added +2.6m +2,558,214
6 Advisory Alpha, LLC 6.32% of their portfolio HOLLAND, MI 6,983,7677.0m $257.5m $257.5m 6.32% Reduced -167.8k -167,760
7 HighTower Advisors, LLC 0.22% of their portfolio CHICAGO, IL 6,149,2196.1m $226.7m $226.7m 0.22% Reduced -660.5k -660,451
8 Cerity Partners LLC 0.24% of their portfolio NEW YORK, NY 5,729,8225.7m $198.5m $198.5m 0.24% Added +219.0k +219,018
9 Legacy Wealth Management, LLC 8.27% of their portfolio MEMPHIS, TN 4,286,4764.3m $158.0m $158.0m 8.27% Reduced -33.6k -33,621
10 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.20% of their portfolio PLYMOUTH, MN 3,315,8803.3m $118.7m $118.7m 0.20% Reduced -102.9k -102,935
11 Savant Capital, LLC 0.34% of their portfolio ROCKFORD, IL 3,231,6433.2m $114.6m $114.6m 0.34% Added +2.8m +2,752,495
12 JMG Financial Group, Ltd. 2.74% of their portfolio DOWNERS GROVE, IL 3,074,4253.1m $113.4m $113.4m 2.74% Reduced -5.3k -5,275
13 Fragasso Financial Advisors Inc 5.65% of their portfolio SEWICKLEY, PA 2,867,9942.9m $105.7m $105.7m 5.65% Reduced -55.5k -55,479
14 Mariner, LLC 0.10% of their portfolio Overland Park, KS 2,627,0842.6m $96.9m $96.9m 0.10% Reduced -100.8k -100,806
15 UBS Group AG 0.01% of their portfolio ZURICH, V8 2,285,4362.3m $84.3m $84.3m 0.01% Reduced -11.2k -11,169
16 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 2,017,7822.0m $74.4m $74.4m 0.02% Added +90.9k +90,945
17 RAYMOND JAMES FINANCIAL INC 0.02% of their portfolio ST. PETERSBURG, FL 1,859,8761.9m $68.6m $68.6m 0.02% Added +35.0k +34,957
18 Prime Capital Investment Advisors, LLC 0.65% of their portfolio OVERLAND PARK, KS 1,830,9821.8m $67.5m $67.5m 0.65% Reduced -43.2k -43,211
19 Advocacy Wealth Management, LLC 2.30% of their portfolio ATLANTA, GA 1,715,3921.7m $63.2m $63.2m 2.30% Added +134.2k +134,186
20 Waverly Advisors, LLC 0.36% of their portfolio BIRMINGHAM, AL 1,699,5501.7m $62.7m $62.7m 0.36% Reduced -3.2k -3,231
21 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 1,682,8481.7m $62.0m $62.0m 0.07% Added +757.6k +757,624
22 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,649,1311.6m $60.8m $60.8m 0.00% Reduced -43.3k -43,255
23 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 1,636,9941.6m $60.4m $60.4m 0.01% Added +452.3k +452,264
24 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,553,9721.6m $57.2m $57.2m 0.01% Added +139.6k +139,644
25 93 Financial Group, LLC 21.82% of their portfolio WOBURN, MA 1,499,2691.5m $55.3m $55.3m 21.82% Reduced -83.9k -83,872
26 Beacon Pointe Advisors, LLC 0.25% of their portfolio NEWPORT BEACH, CA 1,484,0181.5m $54.7m $54.7m 0.25% Added +1.2k +1,168
27 CAPTRUST FINANCIAL ADVISORS 0.08% of their portfolio RALEIGH, NC 1,421,7661.4m $52.4m $52.4m 0.08% Added +18.7k +18,701
28 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 1,418,7751.4m $52.3m $52.3m 0.05% Added +133.2k +133,205
29 Financial Solutions Advisory Group, Inc. 5.78% of their portfolio CHICAGO, IL 1,275,6551.3m $45.7m $45.7m 5.78% Reduced -3.9k -3,901
30 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,266,4541.3m $46.7m $46.7m 0.01% Added +23.9k +23,929
31 Summit Asset Management, LLC 5.95% of their portfolio MEMPHIS, TN 1,259,0731.3m $46.4m $46.4m 5.95% Reduced -9.7k -9,738
32 Dynamic Advisor Solutions LLC 1.26% of their portfolio PHOENIX, AZ 1,198,8721.2m $44.2m $44.2m 1.26% Added +59.6k +59,632
33 BLB&B Advisors, LLC 1.61% of their portfolio MONTGOMERYVILLE, PA 1,196,5151.2m $44.1m $44.1m 1.61% Reduced -21.1k -21,123
34 Summit Financial Strategies, Inc. 2.93% of their portfolio Columbus, OH 1,131,3411.1m $41.7m $41.7m 2.93% Reduced -151.0k -151,033
35 Focus Partners Wealth 0.04% of their portfolio ST LOUIS, MO 1,131,3091.1m $41.7m $41.7m 0.04% Added +290.5k +290,462
36 Mokosak Advisory Group, LLC 9.02% of their portfolio URBANDALE, IA 1,129,8141.1m $41.7m $41.7m 9.02% Reduced -5.7k -5,697
37 Chicago Partners Investment Group LLC 0.77% of their portfolio CHICAGO, IL 1,096,0571.1m $38.6m $38.6m 0.77% Added +79.2k +79,204
38 SAGE FINANCIAL GROUP INC 2.05% of their portfolio W. CONSHOHOCKEN, PA 1,005,2021.0m $37.1m $37.1m 2.05% Added +20.8k +20,799
39 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 965,564965.6k $35.6m $35.6m 0.00% Added +95.9k +95,891
40 High Note Wealth, LLC 5.77% of their portfolio DEEPHAVEN, MN 916,640916.6k $33.8m $33.8m 5.77% Added +12.7k +12,732
41 BlackRock, Inc. 0.00% of their portfolio New York, NY 887,355887.4k $32.7m $32.7m 0.00% Added +278.3k +278,274
42 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 873,101873.1k $32.2m $32.2m 0.04% Added +7.8k +7,753
43 CHOREO, LLC 0.35% of their portfolio ROCKFORD, IL 871,833871.8k $32.1m $32.1m 0.35% Reduced -15.1k -15,074
44 Gemmer Asset Management LLC 2.14% of their portfolio WALNUT CREEK, CA 863,655863.7k $31.8m $31.8m 2.14% Reduced -21.7k -21,712
45 JOHNSON INVESTMENT COUNSEL INC 0.22% of their portfolio Cincinnati, OH 815,376815.4k $30.1m $30.1m 0.22% Added +158.1k +158,146
46 IFP Advisors, Inc 0.52% of their portfolio TAMPA, FL 775,129775.1k $28.6m $28.6m 0.52% Added +257 +257
47 Koshinski Asset Management, Inc. 1.51% of their portfolio DECATUR, IL 769,563769.6k $28.4m $28.4m 1.51% Added +10.4k +10,366
48 Seneca Financial Advisors LLC 7.35% of their portfolio ROCHESTER, NY 767,806767.8k $28.3m $28.3m 7.35% Added +6.8k +6,778
49 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 766,354766.4k $28.3m $28.3m 0.03% Added +101.6k +101,552
50 Financial Planning Navigators CORP 10.09% of their portfolio MAPLE GROVE, MN 730,881730.9k $26.9m $26.9m 10.09% Reduced -15.1k -15,107
51 BERKSHIRE ASSET MANAGEMENT LLC/PA 1.06% of their portfolio WILKES BARRE, PA 730,699730.7k $26.9m $26.9m 1.06% Added +15.3k +15,266
52 Corient Private Wealth LP 0.04% of their portfolio MIAMI, FL 686,859686.9k $25.3m $25.3m 0.04% Reduced -141.3k -141,332
53 Compass Advisory Group LLC 6.00% of their portfolio MELVILLE, NY 685,027685.0k $25.3m $25.3m 6.00% Reduced -2.9k -2,859
54 RKL Wealth Management LLC 2.01% of their portfolio LANCASTER, PA 683,405683.4k $25.2m $25.2m 2.01% Reduced -12.1k -12,149
55 Curi Capital, LLC 0.39% of their portfolio CHICAGO, IL 683,104683.1k $25.2m $25.2m 0.39% Reduced -115.7k -115,713
56 Bleakley Financial Group, LLC 0.32% of their portfolio PARSIPPANY, NJ 675,122675.1k $24.9m $24.9m 0.32% Added +32.2k +32,209
57 Essex LLC 3.77% of their portfolio DEER PARK, IL 673,370673.4k $24.8m $24.8m 3.77% Added +7.2k +7,197
58 Lutz Financial Services LLC 1.51% of their portfolio OMAHA, NE 672,364672.4k $24.8m $24.8m 1.51% Reduced -6.0k -6,004
59 Noble Family Wealth, LLC 4.41% of their portfolio Clearwater, FL 667,905667.9k $24.6m $24.6m 4.41% Reduced -4.8k -4,752
60 Modera Wealth Management, LLC 0.26% of their portfolio WESTWOOD, NJ 666,792666.8k $24.6m $24.6m 0.26% Reduced -30.6k -30,599
61 FAS Wealth Partners, Inc. 1.28% of their portfolio LEAWOOD, KS 666,751666.8k $24.6m $24.6m 1.28% Added +39.6k +39,563
62 SALEM INVESTMENT COUNSELORS INC 0.59% of their portfolio WINSTON-SALEM, NC 642,681642.7k $23.7m $23.7m 0.59% Reduced -3.2k -3,179
63 MAI Capital Management 0.09% of their portfolio INDEPENDENCE, OH 612,338612.3k $22.6m $22.6m 0.09% Added +21.3k +21,330
64 OneDigital Investment Advisors LLC 0.18% of their portfolio OVERLAND PARK, KS 568,557568.6k $21.0m $21.0m 0.18% Reduced -2.2k -2,198
65 Plante Moran Financial Advisors, LLC 0.97% of their portfolio SOUTHFIELD, MI 565,591565.6k $20.9m $20.9m 0.97% Reduced -39.2k -39,160
66 Bangor Savings Bank 1.46% of their portfolio BANGOR, ME 537,014537.0k $19.8m $19.8m 1.46% Reduced -22.8k -22,763
67 Triangle Securities Wealth Management 3.88% of their portfolio RALEIGH, NC 530,443530.4k $19.6m $19.6m 3.88% Reduced -1.6k -1,596
68 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 529,633529.6k $19.5m $19.5m 0.00% Added +1.9k +1,915
69 Curbstone Financial Management Corp 3.26% of their portfolio MANCHESTER, NH 518,787518.8k $19.1m $19.1m 3.26% Added +3.5k +3,468
70 Denver PWM, LLC 6.15% of their portfolio DENVER, CO 512,689512.7k $18.8m $18.8m 6.15% Added +3.5k +3,476
71 Fortis Capital Management LLC 2.08% of their portfolio BELLEVUE, WA 501,416501.4k $18.5m $18.5m 2.08% Added +14.3k +14,263
72 Asset Management Group, Inc. 2.69% of their portfolio STAMFORD, CT 498,057498.1k $18.4m $18.4m 2.69% Reduced -9.8k -9,800
73 LODESTAR PRIVATE ASSET MANAGEMENT LLC 1.58% of their portfolio ALAMO, CA 494,924494.9k $18.2m $18.2m 1.58% Added +22.7k +22,723
74 Sherwood Financial Partners, LLC 14.66% of their portfolio WESTLAKE VILLAGE, CA 493,878493.9k $18.2m $18.2m 14.66% Reduced -1.7k -1,665
75 PITTENGER & ANDERSON INC 0.64% of their portfolio LINCOLN, NE 487,343487.3k $18.0m $18.0m 0.64% Added +26.3k +26,329
76 Womack Financial LLC 11.86% of their portfolio DALLAS, TX 486,443486.4k $17.9m $17.9m 11.86% Reduced -3.9k -3,949
77 AQR CAPITAL MANAGEMENT LLC 0.01% of their portfolio Greenwich, CT 486,421486.4k $17.9m $17.9m 0.01% Reduced -2.2k -2,229
78 Trinity Legacy Partners, LLC 3.39% of their portfolio HOUSTON, TX 481,343481.3k $16.9m $16.9m 3.39% Reduced -11.8k -11,753
79 Harbor Group, Inc. 2.07% of their portfolio BEDFORD, NH 478,114478.1k $17.6m $17.6m 2.07% Added +2.9k +2,877
80 HHM Wealth Advisors, LLC 1.76% of their portfolio CHATTANOOGA, TN 472,953473.0k $17.4m $17.4m 1.76% Reduced -10.5k -10,530
81 Spinnaker Investment Group, LLC 2.79% of their portfolio Newport Beach, CA 472,438472.4k $17.4m $17.4m 2.79% Added +55.0k +54,976
82 IMA Advisory Services, Inc. 1.09% of their portfolio DENVER, CO 471,971472.0k $17.4m $17.4m 1.09% Added +3.1k +3,150
83 Farther Finance Advisors, LLC 0.14% of their portfolio SAN FRANCISCO, CA 468,804468.8k $17.3m $17.3m 0.14% Added +29.2k +29,185
84 Focus Financial Network, Inc. 0.53% of their portfolio MINNEAPOLIS, MN 465,129465.1k $17.1m $17.1m 0.53% Reduced -20.5k -20,457
85 Clearwater Capital Advisors, LLC 1.26% of their portfolio HOFFMAN ESTATES, IL 464,741464.7k $17.1m $17.1m 1.26% Reduced -8.3k -8,270
86 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 464,605464.6k $17.1m $17.1m 0.00% Reduced -5.0k -5,028
87 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 460,100460.1k $17.0m $17.0m 0.01% New
88 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 456,059456.1k $16.8m $16.8m 0.05% Added +311.5k +311,509
89 Courage Miller Partners, LLC 4.43% of their portfolio NORFOLK, VA 455,266455.3k $16.8m $16.8m 4.43% Reduced -4.8k -4,843
90 Schneider Downs Wealth Management Advisors, LP 1.57% of their portfolio Pittsburgh, PA 451,823451.8k $16.7m $16.7m 1.57% Reduced -8.5k -8,475
91 Rockefeller Capital Management L.P. 0.03% of their portfolio NEW YORK, NY 446,605446.6k $16.5m $16.5m 0.03% Added +51.9k +51,888
92 Pacific Sage Partners, LLC 2.31% of their portfolio EDMONDS, WA 439,926439.9k $16.2m $16.2m 2.31% Added +21.0k +21,011
93 White & Co Financial Planning Inc 10.04% of their portfolio SUNNYSIDE, WA 439,692439.7k $16.2m $16.2m 10.04% Added +2.9k +2,860
94 Fifth Third Securities, Inc. 0.91% of their portfolio Cincinnati, OH 433,827433.8k $16.0m $16.0m 0.91% Reduced -468 -468
95 BENJAMIN EDWARDS INC 0.15% of their portfolio Clayton, MO 433,379433.4k $16.0m $16.0m 0.15% Added +26.7k +26,747
96 Clear Creek Financial Management, LLC 1.02% of their portfolio SILVERDALE, WA 431,877431.9k $15.9m $15.9m 1.02% Added +1.9k +1,860
97 Cannon Capital Management, Inc. 13.33% of their portfolio SALT LAKE CITY, UT 425,771425.8k $15.7m $15.7m 13.33% Reduced -7.1k -7,072
98 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 415,997416.0k $15.2m $15.2m 0.00% Reduced -72.7k -72,748
99 HORIZON FINANCIAL SERVICES, LLC 5.73% of their portfolio WINSTON SALEM, NC 405,444405.4k $14.9m $14.9m 5.73% Added +4.0k +3,960
100 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 399,513399.5k $14.7m $14.7m 0.03% Added +66.9k +66,925