Vault-13

NEW YORK LIFE INVESTMENTS ET IQSI

NYLI CANDRIAM IN · ETP · CUSIP 45409B453

20 institutional holders +1 vs Q1 2026
6,060,8136.1m shares reported held*
$232.1mreported value*
3 new 6 added 9 reduced 2 sold out net bought ≈ $15.5m (+403.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $38.29.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 10Q4 22: 12Q1 23: 13Q2 23: 11Q3 23: 16Q4 23: 20Q1 24: 19Q2 24: 17Q3 24: 16Q4 24: 17Q1 25: 20Q2 25: 22Q3 25: 23Q4 25: 22Q1 26: 19Q2 26: 2020Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202210
Q4 202212
Q1 202313
Q2 202311
Q3 202316
Q4 202320
Q1 202419
Q2 202417
Q3 202416
Q4 202417
Q1 202520
Q2 202522
Q3 202523
Q4 202522
Q1 202619
Q2 202620

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 24: 7 bought or addedQ3 24: 10 cut or sold outQ4 24: 6 bought or addedQ4 24: 9 cut or sold outQ4 24Q1 25: 12 bought or addedQ1 25: 7 cut or sold outQ2 25: 13 bought or addedQ2 25: 7 cut or sold outQ2 25Q3 25: 14 bought or addedQ3 25: 8 cut or sold outQ4 25: 6 bought or addedQ4 25: 17 cut or sold outQ4 25Q1 26: 11 bought or addedQ1 26: 10 cut or sold outQ2 26: 9 bought or addedQ2 26: 11 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 2024710
Q4 202469
Q1 2025127
Q2 2025137
Q3 2025148
Q4 2025617
Q1 20261110
Q2 2026911

Biggest buyers

New York Life Investment Management LLC Added +563,885+563.9k
BANK OF AMERICA CORP /DE/ New +9,099+9.1k
Summit Financial, LLC New +8,646+8.6k
JANE STREET GROUP, LLC Added +6,073+6.1k
LPL Financial LLC Added +307+307
Silver Grove Financial Group, Inc. New +229+229
CAPTRUST FINANCIAL ADVISORS Added +85+85
OSAIC HOLDINGS, INC. Added +79+79
Focus Partners Wealth Added +59+59

Biggest sellers

NYL Investors LLC Reduced -79,000-79.0k
Ascentis Independent Advisors Sold out -52,852-52.9k
FLOW TRADERS U.S. LLC Reduced -24,141-24.1k
KWB Wealth Sold out -10,584-10.6k
Rossby Financial, LCC Reduced -6,822-6.8k
RAYMOND JAMES FINANCIAL INC Reduced -5,384-5.4k
MORGAN STANLEY Reduced -2,360-2.4k
Orion Porfolio Solutions, LLC Reduced -2,017-2.0k
SEEDS INVESTOR LLC Reduced -1,035-1.0k
Golden State Wealth Management, LLC Reduced -493-493

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 New York Life Investment Management LLC 1.52% of their portfolio New York, NY 5,695,2115.7m $218.1m $218.1m 1.52% Added +563.9k +563,885
2 NYL Investors LLC 1.38% of their portfolio NEW YORK, NY 94,10894.1k $3.6m $3.6m 1.38% Reduced -79.0k -79,000
3 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 36,84036.8k $1.4m $1.4m 0.00% Added +59 +59
4 SEEDS INVESTOR LLC 0.13% of their portfolio NEW YORK, NY 32,30832.3k $1.2m $1.2m 0.13% Reduced -1.0k -1,035
5 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 29,45529.5k $1.1m $1.1m 0.01% Reduced -2.0k -2,017
6 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 27,26727.3k $1.0m $1.0m 0.00% Added +6.1k +6,073
7 Paul R. Ried Financial Group, LLC 0.44% of their portfolio BELLEVUE, WA 26,32926.3k $1.0m $1.0m 0.44% Reduced -284 -284
8 FLOW TRADERS U.S. LLC 0.04% of their portfolio NEW YORK, NY 23,47123.5k $899.0k $899.0k 0.04% Reduced -24.1k -24,141
9 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 16,32416.3k $625.1k $625.1k 0.00% Added +85 +85
10 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 16,09716.1k $616.4k $616.4k 0.00% Reduced -5.4k -5,384
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 14,49714.5k $555.1k $555.1k 0.00% Reduced -2.4k -2,360
12 Golden State Wealth Management, LLC 0.04% of their portfolio SANTA ANA, CA 10,66410.7k $408.4k $408.4k 0.04% Reduced -493 -493
13 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 9,0999.1k $348.4k $348.4k 0.00% New
14 Summit Financial, LLC 0.00% of their portfolio PARSIPPANY, NJ 8,6468.6k $331.1k $331.1k 0.00% New
15 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 6,9226.9k $265.1k $265.1k 0.00% Added +307 +307
16 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 3,6903.7k $141.3k $141.3k 0.00% Added +79 +79
17 Rossby Financial, LCC 0.03% of their portfolio MELBOURNE, FL 3,6633.7k $140.3k $140.3k 0.03% Reduced -6.8k -6,822
18 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 3,4233.4k $131.1k $131.1k 0.00% Unchanged
19 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 2,5702.6k $98.4k $98.4k 0.00% Unchanged
20 Silver Grove Financial Group, Inc. 0.00% of their portfolio ORCHARD PARK, NY 229229 $8.8k $8.8k 0.00% New