Vault-13

NEW YORK LIFE INVTS ACTIVE E SECR

NYLI MACKAY SECU · ETP · CUSIP 45409F686

8 institutional holders -1 vs Q1 2026
7,476,6457.5m shares reported held*
$189.7mreported value*
0 new 6 added 1 reduced 1 sold out net bought ≈ $31.4m (+1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($146.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $25.38.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0510Q2 24: 4Q3 24: 5Q4 24: 4Q1 25: 5Q2 25: 5Q3 25: 8Q4 25: 8Q1 26: 9Q2 26: 88Q2 24Q4 24Q2 25Q4 25Q2 26
Numbers
QuarterHolders
Q2 20244
Q3 20245
Q4 20244
Q1 20255
Q2 20255
Q3 20258
Q4 20258
Q1 20269
Q2 20268

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q3 24: 1 bought or addedQ3 24: 2 cut or sold outQ4 24: 2 bought or addedQ4 24: 1 cut or sold outQ4 24Q1 25: 2 bought or addedQ1 25: 1 cut or sold outQ2 25: 3 bought or addedQ2 25: 2 cut or sold outQ2 25Q3 25: 6 bought or addedQ3 25: 1 cut or sold outQ4 25: 5 bought or addedQ4 25: 4 cut or sold outQ4 25Q1 26: 8 bought or addedQ1 26: 0 cut or sold outQ2 26: 6 bought or addedQ2 26: 2 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 202412
Q4 202421
Q1 202521
Q2 202532
Q3 202561
Q4 202554
Q1 202680
Q2 202662

Biggest buyers

New York Life Investment Management LLC Added +2,218,575+2.2m
ENVESTNET ASSET MANAGEMENT INC Added +29,337+29.3k
Prosperity Financial Group, Inc. Added +6,533+6.5k
Integrated Wealth Concepts LLC Added +2,825+2.8k
Cetera Investment Advisers Added +1,753+1.8k
UBS Group AG Added +21+21

Biggest sellers

NEW YORK LIFE INSURANCE CO Sold out -1,013,087-1.0m
CITADEL ADVISORS LLC Reduced -6,891-6.9k

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 New York Life Investment Management LLC 1.24% of their portfolio New York, NY 6,997,9787.0m $177.6m $177.6m 1.24% Added +2.2m +2,218,575
2 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 301,569301.6k $7.7m $7.7m 0.00% Added +29.3k +29,337
3 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 79,85679.9k $2.0m $2.0m 0.01% Added +2.8k +2,825
4 Prosperity Financial Group, Inc. 0.34% of their portfolio San Ramon, CA 43,15243.2k $1.1m $1.1m 0.34% Added +6.5k +6,533
5 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 33,40533.4k $847.8k $847.8k 0.00% Added +1.8k +1,753
6 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,86314.9k $377.2k $377.2k 0.00% Reduced -6.9k -6,891
7 MacKay Shields LLC 0.01% of their portfolio New York, NY 11,50411.5k $292.0k $292.0k 0.01% Unchanged
8 UBS Group AG 0.00% of their portfolio ZURICH, V8 7070 $1.8k $1.8k 0.00% Added +21 +21