ROTHSCHILD INVESTMENT LLC /IL

CHICAGO, IL · CIK 1020918 · 13F filing filed 2023-10-16

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

Legal entityRothschild Investment LLC (US)

Other 13F filers in this group: ROTHSCHILD INVESTMENT LLC last filed Q2 2026

Kindventure, wealth
Others nearbyChicago, IL
FamilyROTHSCHILD INVESTMENT LLC · 2 related pages · largest: ROTHSCHILD INVESTMENT LLC

$1.2bn reported value -1.4% vs Q2 2023

488positions

21.0%in top 10

29 new 221 added 167 reduced 42 sold out vs Q2 2023

Holdings, Q3 2023

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	APPLE INC COM AAPL	AAPL	318,764	$54.6m4.60%	4.60%	Added +5.6k	+5,647 1.8%
2	JPMORGAN CHASE & CO COM JPM	JPM	165,058	$23.9m2.02%	2.02%	Added +2.6k	+2,572 1.6%
3	NVIDIA CORPORATION COM NVDA	NVDA	53,954	$23.5m1.98%	1.98%	Reduced -7.6k	-7,595 -12.3%
4	ALPHABET INC CAP STK CL A GOOGL	GOOGL	174,070	$22.8m1.92%	1.92%	Added +5.8k	+5,768 3.4%
5	CHEVRON CORP NEW COM CVX	CVX	135,021	$22.8m1.92%	1.92%	Added +402	+402 0.3%
6	BLACKSTONE INC COM BX	BX	204,764	$21.9m1.85%	1.85%	Added +1.2k	+1,243 0.6%
7	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	62,003	$21.7m1.83%	1.83%	Added +925	+925 1.5%
8	MICROSOFT CORP COM MSFT	MSFT	67,747	$21.4m1.80%	1.80%	Reduced -2.7k	-2,689 -3.8%
9	ABBVIE INC COM ABBV	ABBV	127,653	$19.0m1.61%	1.61%	Added +1.7k	+1,740 1.4%
10	INVESCO EXCHANGE TRADED FD T RAFI US 1000 ETF PRF	PRF	562,021	$17.9m1.51%	1.51%	Added +15.1k	+15,121 2.8%
11	COSTCO WHSL CORP NEW COM COST	COST	30,428	$17.2m1.45%	1.45%	Added +285	+285 0.9%
12	ALPHABET INC CAP STK CL C GOOG	GOOG	126,512	$16.7m1.41%	1.41%	Added +1.1k	+1,065 0.8%
13	AMGEN INC COM AMGN	AMGN	59,399	$16.0m1.35%	1.35%	Reduced -145	-145 -0.2%
14	JOHNSON & JOHNSON COM JNJ	JNJ	95,973	$14.9m1.26%	1.26%	Reduced -18.4k	-18,368 -16.1%
15	THERMO FISHER SCIENTIFIC INC COM TMO	TMO	29,352	$14.9m1.25%	1.25%	Added +286	+286 1.0%
16	PALO ALTO NETWORKS INC COM PANW	PANW	63,071	$14.8m1.25%	1.25%	Reduced -771	-771 -1.2%
17	AMERICAN FUNDS CAPITAL I EQUITY FUNDS CFIHX	CFIHX	236,901	$14.6m1.23%	1.23%	Added +8.7k	+8,700 3.8%
18	BOEING CO COM BA	BA	75,101	$14.4m1.21%	1.21%	Added +13.1k	+13,079 21.1%
19	AMAZON COM INC COM AMZN	AMZN	96,739	$12.3m1.04%	1.04%	Added +4.6k	+4,622 5.0%
20	ILLINOIS TOOL WKS INC COM ITW	ITW	53,229	$12.3m1.03%	1.03%	Added +57	+57 0.1%
21	POPLAR FOREST PARTNERS INSTITU MF IPFPX	IPFPX	258,811	$12.1m1.02%	1.02%	Added +3.0k	+3,034 1.2%
22	GENERAL DYNAMICS CORP COM GD	GD	52,954	$11.7m0.99%	0.99%	Reduced -48	-48 -0.1%
23	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	73,638	$11.4m0.97%	0.97%	Added +241	+241 0.3%
24	MERCK & CO INC COM MRK	MRK	108,857	$11.2m0.95%	0.95%	Added +2.6k	+2,648 2.5%
25	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	25,866	$11.1m0.93%	0.93%	Unchanged
26	HONEYWELL INTL INC COM COM		58,512	$10.8m0.91%	0.91%	Added +1.6k	+1,580 2.8%
27	BLACKSTONE REAL ESTATE INCOME TRUST INC - CLASS I RE RE		719,790	$10.7m0.90%	0.90%	Added +9.2k	+9,203 1.3%
28	CISCO SYS INC COM CSCO	CSCO	191,284	$10.3m0.87%	0.87%	Added +235	+235 0.1%
29	META PLATFORMS INC CL A META	META	32,596	$9.8m0.83%	0.83%	Reduced -7.7k	-7,747 -19.2%
30	SALESFORCE INC COM CRM	CRM	47,480	$9.6m0.81%	0.81%	Added +28	+28 0.1%
31	AMERICAN FUNDS AMERICAN BALANCED F3 EQUITY FUNDS AFMBX	AFMBX	322,031	$9.5m0.80%	0.80%	Added +2.7k	+2,675 0.8%
32	ORACLE CORP COM ORCL	ORCL	85,451	$9.1m0.76%	0.76%	Reduced -588	-588 -0.7%
33	STRYKER CORPORATION COM SYK	SYK	32,428	$8.9m0.75%	0.75%	Added +108	+108 0.3%
34	UNION PAC CORP COM UNP	UNP	43,495	$8.9m0.75%	0.75%	Reduced -1.6k	-1,629 -3.6%
35	CAMBRIA ETF TR CAMBRIA FGN SHR FYLD	FYLD	352,450	$8.5m0.71%	0.71%	Added +241.8k	+241,780 218.5%
36	AMERICAN INTL GROUP INC COM NEW AIG	AIG	137,903	$8.4m0.71%	0.71%	Reduced -425	-425 -0.3%
37	QUALCOMM INC COM QCOM	QCOM	74,463	$8.3m0.70%	0.70%	Reduced -1.2k	-1,185 -1.6%
38	VERIZON COMMUNICATIONS INC COM VZ	VZ	253,494	$8.2m0.69%	0.69%	Reduced -7.1k	-7,100 -2.7%
39	CVS HEALTH CORP COM CVS	CVS	113,625	$7.9m0.67%	0.67%	Reduced -439	-439 -0.4%
40	J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM JEPI	JEPI	143,852	$7.7m0.65%	0.65%	Added +4.4k	+4,386 3.1%
41	EXXON MOBIL CORP COM XOM	XOM	65,469	$7.7m0.65%	0.65%	Added +925	+925 1.4%
42	GLOBAL PMTS INC COM GPN	GPN	66,265	$7.6m0.65%	0.65%	Reduced -190	-190 -0.3%
43	CAMBRIA ETF TR SHSHLD YIELD ETF SYLD	SYLD	122,928	$7.6m0.64%	0.64%	Added +8.6k	+8,637 7.6%
44	PIONEER NAT RES CO COM PXD	PXD	32,967	$7.6m0.64%	0.64%	Added +16.5k	+16,509 100.3%
45	KENVUE INC COM KVUE	KVUE	372,465	$7.5m0.63%	0.63%	New
46	INVITATION HOMES INC COM INVH	INVH	228,058	$7.2m0.61%	0.61%	Reduced -9.9k	-9,942 -4.2%
47	VISA INC COM CL A V	V	30,792	$7.1m0.60%	0.60%	Added +684	+684 2.3%
48	PUBLIC STORAGE COM PSA	PSA	26,400	$7.0m0.59%	0.59%	Reduced -352	-352 -1.3%
49	HILTON WORLDWIDE HLDGS INC COM HLT	HLT	45,043	$6.8m0.57%	0.57%	Added +3.0k	+2,979 7.1%
50	HOME DEPOT INC COM HD	HD	22,327	$6.7m0.57%	0.57%	Added +880	+880 4.1%
51	ENTERPRISE PRODS PARTNERS L COM EPD	EPD	240,784	$6.6m0.56%	0.56%	Added +2.2k	+2,198 0.9%
52	ISHARES TR RUS 1000 GRW ETF IWF	IWF	24,123	$6.4m0.54%	0.54%	Reduced -25	-25 -0.1%
53	MCDONALDS CORP COM MCD	MCD	24,064	$6.3m0.53%	0.53%	Added +96	+96 0.4%
54	FORD MTR CO COM F	F	508,473	$6.3m0.53%	0.53%	Added +7.3k	+7,329 1.5%
55	TRUIST FINL CORP COM TFC	TFC	212,940	$6.1m0.51%	0.51%	Reduced -1.4k	-1,450 -0.7%
56	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	15,110	$5.9m0.50%	0.50%	Added +3.1k	+3,124 26.1%
57	INVESCO EXCH TRADED FD TR II FTSE RAFI EMNG PXH	PXH	332,243	$5.9m0.50%	0.50%	Reduced -19.7k	-19,725 -5.6%
58	SYSCO CORP COM SYY	SYY	89,381	$5.9m0.50%	0.50%	Reduced -2.9k	-2,914 -3.2%
59	ADVISORS SER TR POPLAR FRST CO MF IPFCX	IPFCX	219,006	$5.9m0.50%	0.50%	Reduced -2.5k	-2,451 -1.1%
60	AMERICAN TOWER CORP NEW COM AMT	AMT	35,263	$5.8m0.49%	0.49%	Added +5	+5 0.0%
61	PHILLIPS 66 COM PSX	PSX	47,038	$5.7m0.48%	0.48%	Added +62	+62 0.1%
62	NUCOR CORP COM NUE	NUE	35,849	$5.6m0.47%	0.47%	Reduced -644	-644 -1.8%
63	PFIZER INC COM PFE	PFE	167,856	$5.6m0.47%	0.47%	Added +17.2k	+17,242 11.4%
64	INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL RPV	RPV	75,658	$5.6m0.47%	0.47%	Reduced -1.7k	-1,726 -2.2%
65	STANLEY BLACK & DECKER INC COM SWK	SWK	63,600	$5.3m0.45%	0.45%	Added +67	+67 0.1%
66	VANGUARD INDEX FDS EXTEND MKT ETF VXF	VXF	34,155	$4.9m0.41%	0.41%	Reduced -619	-619 -1.8%
67	YETI HLDGS INC COM YETI	YETI	100,840	$4.9m0.41%	0.41%	Unchanged
68	GRANDEUR PEAK GLOBAL OPP FD IN MF MF		1,447,417	$4.8m0.41%	0.41%	Reduced -14.1k	-14,125 -1.0%
69	ELI LILLY & CO COM LLY	LLY	8,766	$4.7m0.40%	0.40%	Added +171	+171 2.0%
70	METLIFE INC COM MET	MET	72,872	$4.6m0.39%	0.39%	Added +872	+872 1.2%
71	FEDEX CORP COM FDX	FDX	17,295	$4.6m0.39%	0.39%	Added +74	+74 0.4%
72	CONOCOPHILLIPS COM COP	COP	37,691	$4.5m0.38%	0.38%	Added +1.1k	+1,082 3.0%
73	WALMART INC COM WMT	WMT	28,165	$4.5m0.38%	0.38%	Added +116	+116 0.4%
74	TARGET CORP COM TGT	TGT	39,081	$4.3m0.36%	0.36%	Added +281	+281 0.7%
75	NETFLIX INC COM NFLX	NFLX	11,247	$4.2m0.36%	0.36%	Reduced -2.7k	-2,679 -19.2%
76	ISHARES TR RUS 1000 VAL ETF IWD	IWD	27,376	$4.2m0.35%	0.35%	Reduced -149	-149 -0.5%
77	LOCKHEED MARTIN CORP COM LMT	LMT	10,136	$4.1m0.35%	0.35%	Added +23	+23 0.2%
78	BRISTOL-MYERS SQUIBB CO COM BMY	BMY	70,425	$4.1m0.34%	0.34%	Added +909	+909 1.3%
79	GRANDEUR PEAK GLBL STALWARTS C MF MF		281,338	$4.0m0.34%	0.34%	Reduced -6.9k	-6,942 -2.4%
80	PROCTER AND GAMBLE CO COM PG	PG	27,468	$4.0m0.34%	0.34%	Added +988	+988 3.7%
81	GRANDEUR PEAK EMERGING MKTS OP MF MF		310,833	$4.0m0.33%	0.33%	Reduced -45.6k	-45,552 -12.8%
82	ADVANCED MICRO DEVICES INC COM AMD	AMD	38,301	$3.9m0.33%	0.33%	Added +604	+604 1.6%
83	BANK AMERICA CORP COM BAC	BAC	142,179	$3.9m0.33%	0.33%	Reduced -36.9k	-36,901 -20.6%
84	EMERSON ELEC CO COM EMR	EMR	40,251	$3.9m0.33%	0.33%	Added +290	+290 0.7%
85	AMERICAN FUNDS CAPITAL INCOME BLDR F2 NTF EQUITY FUNDS CAIFX	CAIFX	60,829	$3.7m0.32%	0.32%	Added +434	+434 0.7%
86	AON PLC SHS CL A AON	AON	11,408	$3.7m0.31%	0.31%	Reduced -1.1k	-1,134 -9.0%
87	ANNALY CAPITAL MANAGEMENT IN COM NEW NLY	NLY	186,515	$3.5m0.30%	0.30%	Reduced -9.1k	-9,126 -4.7%
88	DISNEY WALT CO COM DIS	DIS	43,235	$3.5m0.30%	0.30%	Added +4.2k	+4,202 10.8%
89	DIGITAL RLTY TR INC COM DLR	DLR	28,636	$3.5m0.29%	0.29%	Added +14.9k	+14,922 108.8%
90	BROADCOM INC COM AVGO	AVGO	4,092	$3.4m0.29%	0.29%	Added +159	+159 4.0%
91	LINDE PLC SHS LIN	LIN	8,957	$3.3m0.28%	0.28%	Added +221	+221 2.5%
92	ABBOTT LABS COM ABT	ABT	34,178	$3.3m0.28%	0.28%	Added +805	+805 2.4%
93	ALLSTATE CORP COM ALL	ALL	29,694	$3.3m0.28%	0.28%	Reduced -2.6k	-2,564 -8.0%
94	CANADIAN NATL RY CO COM CNI	CNI	30,331	$3.3m0.28%	0.28%	Reduced -1.1k	-1,115 -3.5%
95	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	23,337	$3.3m0.28%	0.28%	Added +251	+251 1.1%
96	AMERICAN CENTY ETF TR US SML CP VALU AVUV	AVUV	41,794	$3.3m0.27%	0.27%	Added +2.0k	+2,018 5.1%
97	DUKE ENERGY CORP NEW COM NEW DUK	DUK	36,689	$3.2m0.27%	0.27%	Added +927	+927 2.6%
98	DEERE & CO COM DE	DE	8,532	$3.2m0.27%	0.27%	Added +83	+83 1.0%
99	BP PLC SPONSORED ADR BP	BP	77,740	$3.0m0.25%	0.25%	Reduced -198	-198 -0.2%
100	CUMMINS INC COM CMI	CMI	13,150	$3.0m0.25%	0.25%	Added +52	+52 0.4%

Sold out since Q2 2023

Security	Ticker	Shares held before	Value then
ARK ETF TR ARKG	ARKG	63,095	$2.2m63.1k shares
EBAY INC. EBAY	EBAY	22,723	$1.0m22.7k shares
WISDOMTREE TR DEM	DEM	19,830	$759.0k19.8k shares
VIR BIOTECHNOLOGY INC VIR	VIR	24,850	$610.0k24.9k shares
CITIGROUP INC C	C	12,968	$597.0k13.0k shares
AMERICAN FUNDS GROWTH FUND OF AMER A AGTHX	AGTHX	9,128	$556.0k9.1k shares
MAGELLAN MIDSTREAM PRTNRS LP		8,200	$511.0k8.2k shares
AMERICAN FUNDS NEW PERSPECTIVE A ANWPX	ANWPX	8,726	$483.0k8.7k shares
TENCENT HOLDINGS LTD TCEHY	TCEHY	11,210	$476.0k11.2k shares
ADTRAN HOLDINGS INC ADTN	ADTN	42,000	$442.0k42.0k shares
MP MATERIALS CORP MP	MP	17,700	$405.0k17.7k shares
WHIRLPOOL CORP WHR	WHR	2,367	$352.0k2.4k shares
AMERICAN FUNDS INVMT CO OF AMER A AIVSX	AIVSX	7,157	$340.0k7.2k shares
AMERICAN FUNDS AMCAP A AMCPX	AMCPX	9,319	$334.0k9.3k shares
AMERICAN FUNDS FUNDAMENTAL INVS A ANCFX	ANCFX	4,877	$331.0k4.9k shares
E TRADE FINANCIAL CORPORATION		25,673	$326.0k25.7k shares
AMERICAN FUNDS SMALLCAP WORLD A SMCWX	SMCWX	4,836	$304.0k4.8k shares
AMERICAN FUNDS CAPITAL INCOME BLDR A CAIBX	CAIBX	4,599	$296.0k4.6k shares
PARNASSUS MID CAP INSTITUTIONAL PFPMX	PFPMX	8,302	$295.0k8.3k shares
AMERICAN FUNDS NEW ECONOMY A ANEFX	ANEFX	5,718	$293.0k5.7k shares
SKYWORKS SOLUTIONS INC SWKS	SWKS	2,651	$293.0k2.7k shares
AMERICAN FUNDS AMERICAN MUTUAL A AMRMX	AMRMX	5,838	$290.0k5.8k shares
BLACKSTONE STRATEGIC CRED 20 BGB	BGB	25,780	$282.0k25.8k shares
SOUTHWESTERN ENERGY CO SWN	SWN	45,400	$273.0k45.4k shares
DESIGNER BRANDS INC DBI	DBI	26,900	$272.0k26.9k shares