Vault-13

AMERICAN CENTY ETF TR AVUV

US SML CP VALU · ETP · CUSIP 025072877

452 institutional holders +31 vs Q2 2023
58,684,20658.7m shares reported held*
$4.6bnreported value*
42 new 264 added 102 reduced 15 sold out net bought ≈ $447.7m (+3.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($9.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $77.86. Options: 1 managers hold calls ($428.7k notional), 1 hold puts ($935.4k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 280Q4 22: 357Q1 23: 406Q2 23: 421Q3 23: 452452Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022280
Q4 2022357
Q1 2023406
Q2 2023421
Q3 2023452

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 243 bought or addedQ4 22: 64 cut or sold outQ4 22Q1 23: 273 bought or addedQ1 23: 104 cut or sold outQ1 23Q2 23: 292 bought or addedQ2 23: 130 cut or sold outQ2 23Q3 23: 306 bought or addedQ3 23: 117 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202224364
Q1 2023273104
Q2 2023292130
Q3 2023306117

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30m$40mQ4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $266.6kQ1 23 puts: $27.3mQ1 23P/C 102.45Q2 23 calls: $698.5kQ2 23 puts: $31.0mQ2 23P/C 44.34Q3 23 calls: $428.7kQ3 23 puts: $935.4kQ3 23P/C 2.18
Numbers
QuarterCallsPutsP/C
Q4 2022$0$0—
Q1 2023$266.6k$27.3m102.45
Q2 2023$698.5k$31.0m44.34
Q3 2023$428.7k$935.4k2.18

Biggest buyers

MORGAN STANLEY Added +695,749+695.7k
OXFORD FINANCIAL GROUP, LTD. LLC New +683,157+683.2k
LPL Financial LLC Added +337,119+337.1k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +295,498+295.5k
Bull Oak Capital, LLC New +259,012+259.0k
BANK OF AMERICA CORP /DE/ Added +223,894+223.9k
Creative Planning Added +223,347+223.3k
Merriman Wealth Management, LLC Added +178,134+178.1k
Hill Investment Group Partners, LLC Added +137,233+137.2k
CWM, LLC Added +127,558+127.6k

Biggest sellers

EP Wealth Advisors, LLC Reduced -2,168,487-2.2m
Annex Advisory Services, LLC Reduced -188,596-188.6k
Mason Investment Advisory Services, Inc. Reduced -94,528-94.5k
Evensky & Katz LLC Reduced -88,793-88.8k
Paragon Advisors, LLC Reduced -85,238-85.2k
V Wealth Advisors LLC Sold out -76,157-76.2k
Unison Advisors LLC Reduced -69,151-69.2k
Belvedere Trading LLC Sold out -42,696-42.7k
STOCK YARDS BANK & TRUST CO Reduced -30,442-30.4k
IFP Advisors, Inc Reduced -27,464-27.5k

Biggest calls

CITADEL ADVISORS LLC Reduced $428.7k5.5k shares

Biggest puts

CITADEL ADVISORS LLC Added $935.4k12.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Creative Planning 0.47% of their portfolio OVERLAND PARK, KS 4,562,7574.6m $355.7m $355.7m 0.47% Added +223.3k +223,347
2 Merriman Wealth Management, LLC 14.57% of their portfolio SEATTLE, WA 3,613,7723.6m $281.7m $281.7m 14.57% Added +178.1k +178,134
3 Mason Investment Advisory Services, Inc. 19.54% of their portfolio RESTON, VA 2,727,6172.7m $212.6m $212.6m 19.54% Reduced -94.5k -94,528
4 LPL Financial LLC 0.12% of their portfolio FORT MILL, SC 2,143,5722.1m $167.1m $167.1m 0.12% Added +337.1k +337,119
5 Truepoint, Inc. 5.29% of their portfolio CINCINNATI, OH 2,111,2562.1m $164.6m $164.6m 5.29% Added +52.1k +52,070
6 BUCKINGHAM STRATEGIC WEALTH, LLC 1.75% of their portfolio CLAYTON, MO 1,583,2921.6m $123.4m $123.4m 1.75% Added +41.6k +41,579
7 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,562,0991.6m $121.8m $121.8m 0.01% Added +695.7k +695,749
8 Unison Advisors LLC 10.34% of their portfolio PROVIDENCE, RI 1,127,7461.1m $87.9m $87.9m 10.34% Reduced -69.2k -69,151
9 Annex Advisory Services, LLC 4.87% of their portfolio BROOKFIELD, WI 1,033,6181.0m $80.6m $80.6m 4.87% Reduced -188.6k -188,596
10 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 924,432924.4k $72.1m $72.1m 0.01% Added +223.9k +223,894
11 Evensky & Katz LLC 5.91% of their portfolio CORAL GABLES, FL 888,118888.1k $69.2m $69.2m 5.91% Reduced -88.8k -88,793
12 Carlson Capital Management 4.00% of their portfolio NORTHFIELD, MN 865,001865.0k $67.4m $67.4m 4.00% Added +39.7k +39,703
13 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.08% of their portfolio MILWAUKEE, WI 800,043800.0k $62.4m $62.4m 0.08% Added +28.9k +28,896
14 COMMONWEALTH EQUITY SERVICES, LLC 0.12% of their portfolio WALTHAM, MA 762,670762.7k $59.5m $59.5m 0.12% Added +35.5k +35,452
15 HighTower Advisors, LLC 0.11% of their portfolio CHICAGO, IL 762,522762.5k $59.4m $59.4m 0.11% Reduced -4.8k -4,759
16 TCI Wealth Advisors, Inc. 7.22% of their portfolio Tucson, AZ 725,955726.0k $56.6m $56.6m 7.22% Added +23.0k +22,980
17 Plancorp, LLC 2.99% of their portfolio SAINT LOUIS, MO 716,075716.1k $55.8m $55.8m 2.99% Added +44.6k +44,627
18 OXFORD FINANCIAL GROUP, LTD. LLC 4.65% of their portfolio INDIANAPOLIS, IN 683,157683.2k $53.3m $53.3m 4.65% New
19 SATOVSKY ASSET MANAGEMENT LLC 16.56% of their portfolio NEW YORK, NY 627,397627.4k $48.9m $48.9m 16.56% Added +9.0k +9,029
20 WMS Partners, LLC 3.75% of their portfolio TOWSON, MD 608,482608.5k $47.4m $47.4m 3.75% Added +42.6k +42,573
21 Hill Investment Group Partners, LLC 7.83% of their portfolio ST. LOUIS, MO 603,976604.0k $47.1m $47.1m 7.83% Added +137.2k +137,233
22 Parcion Private Wealth LLC 4.65% of their portfolio BELLEVUE, WA 574,958575.0k $44.8m $44.8m 4.65% Added +19.3k +19,301
23 Waverly Advisors, LLC 1.92% of their portfolio BIRMINGHAM, AL 565,619565.6k $44.1m $44.1m 1.92% Added +47.3k +47,332
24 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 534,389534.4k $41.7m $41.7m 0.01% Added +20.9k +20,931
25 Meredith Wealth Planning 29.64% of their portfolio MARYVILLE, IL 511,550511.6k $39.9m $39.9m 29.64% Added +35.6k +35,578
26 Moisand Fitzgerald Tamayo, LLC 8.32% of their portfolio ORLANDO, FL 505,397505.4k $39.4m $39.4m 8.32% Reduced -2.4k -2,360
27 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 492,881492.9k $38.4m $38.4m 0.01% Added +81.7k +81,674
28 AMERICAN CENTURY COMPANIES INC 0.03% of their portfolio KANSAS CITY, MO 474,270474.3k $37.0m $37.0m 0.03% Added +77.3k +77,286
29 Werba Rubin Papier Wealth Management 12.77% of their portfolio SAN JOSE, CA 460,374460.4k $35.9m $35.9m 12.77% Reduced -15.4k -15,418
30 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 440,569440.6k $34.3m $34.3m 0.06% Added +44.6k +44,615
31 Beaird Harris Wealth Management, LLC 3.87% of their portfolio DALLAS, TX 415,245415.2k $32.4m $32.4m 3.87% Added +2.3k +2,297
32 Marquette Asset Management, LLC 7.59% of their portfolio MINNEAPOLIS, MN 410,300410.3k $32.0m $32.0m 7.59% Added +75.3k +75,270
33 Relative Value Partners Group, LLC 2.14% of their portfolio NORTHBROOK, IL 408,725408.7k $31.9m $31.9m 2.14% Added +19.8k +19,793
34 Corient Private Wealth LP 0.07% of their portfolio MIAMI, FL 403,614403.6k $31.5m $31.5m 0.07% Added +16.0k +16,035
35 Burton Enright Welch 9.48% of their portfolio WALNUT CREEK, CA 394,136394.1k $30.7m $30.7m 9.48% Added +6.6k +6,557
36 Focus Partners Advisor Solutions, LLC 1.47% of their portfolio SAINT LOUIS, MO 388,715388.7k $30.3m $30.3m 1.47% Added +52.5k +52,481
37 UBS Group AG 0.01% of their portfolio ZURICH, V8 365,734365.7k $28.5m $28.5m 0.01% Added +22.7k +22,694
38 RED LIGHTHOUSE INVESTMENT MANAGEMENT, LLC 12.89% of their portfolio HILLSDALE, NY 351,365351.4k $27.4m $27.4m 12.89% Added +240 +240
39 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 341,801341.8k $26.6m $26.6m 0.02% Added +86.7k +86,672
40 Krilogy Financial LLC 2.40% of their portfolio ST. LOUIS, MO 336,251336.3k $26.2m $26.2m 2.40% Reduced -7.1k -7,121
41 Team Hewins, LLC 5.99% of their portfolio FOSTER CITY, CA 334,113334.1k $26.0m $26.0m 5.99% Added +7.9k +7,877
42 TruWealth Advisors, LLC 2.22% of their portfolio Metairie, LA 331,857331.9k $25.9m $25.9m 2.22% Added +5.0k +5,033
43 PrairieView Partners, LLC 3.47% of their portfolio ST. PAUL, MN 328,531328.5k $25.6m $25.6m 3.47% Added +61 +61
44 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.08% of their portfolio PLYMOUTH, MN 325,199325.2k $25.3m $25.3m 0.08% Added +295.5k +295,498
45 Falcon Wealth Planning 5.29% of their portfolio Ontario, CA 313,212313.2k $24.4m $24.4m 5.29% Added +18.6k +18,632
46 ACORN FINANCIAL ADVISORY SERVICES INC /ADV 4.23% of their portfolio Reston, VA 304,101304.1k $23.7m $23.7m 4.23% Reduced -1.5k -1,503
47 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 289,592289.6k $22.6m $22.6m 0.01% Added +20.6k +20,571
48 Creative Capital Management Investments LLC 15.11% of their portfolio SAN DIEGO, CA 282,858282.9k $22.0m $22.0m 15.11% Added +4.4k +4,435
49 Windsor Wealth Management, Inc. 3.97% of their portfolio INDIANAPOLIS, IN 277,951278.0k $21.7m $21.7m 3.97% Added +14.4k +14,450
50 QUARRY HILL ADVISORS, LLC 19.39% of their portfolio ST PAUL, MN 271,454271.5k $21.2m $21.2m 19.39% Added +3.3k +3,295
51 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 265,946265.9k $20.7m $20.7m 0.03% Added +53.5k +53,484
52 Private Advisor Group, LLC 0.18% of their portfolio MORRISTOWN, NJ 259,134259.1k $20.2m $20.2m 0.18% Added +30.4k +30,358
53 Bull Oak Capital, LLC 22.09% of their portfolio RANCHO SANTA FE, CA 259,012259.0k $20.2m $20.2m 22.09% New
54 J.P. Morgan Private Wealth Advisors LLC 0.05% of their portfolio SAN FRANCISCO, CA 246,960247.0k $19.3m $19.3m 0.05% Added +11.9k +11,900
55 Brown University 7.67% of their portfolio Providence, RI 245,900245.9k $19.2m $19.2m 7.67% Unchanged
56 CGC Financial Services, LLC 12.82% of their portfolio LAKE OSWEGO, OR 235,304235.3k $18.3m $18.3m 12.82% Reduced -8.6k -8,572
57 RVW Wealth, LLC 2.03% of their portfolio LOS ANGELES, CA 216,482216.5k $16.9m $16.9m 2.03% Added +29.1k +29,130
58 AE Wealth Management LLC 0.10% of their portfolio TOPEKA, KS 209,336209.3k $16.3m $16.3m 0.10% Added +14.6k +14,629
59 Symphony Financial, Ltd. Co. 3.86% of their portfolio HOUSTON, TX 206,094206.1k $15.7m $15.7m 3.86% Added +113.6k +113,573
60 Intelligence Driven Advisers, LLC 2.71% of their portfolio CARLSBAD, CA 203,347203.3k $15.3m $15.3m 2.71% Added +17.2k +17,223
61 Mariner, LLC 0.04% of their portfolio Overland Park, KS 192,080192.1k $15.0m $15.0m 0.04% Added +35.8k +35,775
62 Financial Partners Group, Inc 2.83% of their portfolio Overland Park, KS 183,169183.2k $13.7m $13.7m 2.83% Added +13.3k +13,309
63 Bluespring Wealth Management, LLC 1.84% of their portfolio AUSTIN, TX 178,543178.5k $13.9m $13.9m 1.84% Added +3.3k +3,344
64 PATHSTONE FAMILY OFFICE, LLC 0.09% of their portfolio ENGLEWOOD, NJ 177,677177.7k $11.7m $11.7m 0.09% Added +23.9k +23,936
65 MFA WEALTH ADVISORS, LLC 4.22% of their portfolio PITTSBURGH, PA 174,308174.3k $13.6m $13.6m 4.22% Added +2.6k +2,596
66 JRM Investment Counsel, LLC 5.98% of their portfolio OMAHA, NE 173,134173.1k $13.5m $13.5m 5.98% Reduced -490 -490
67 WMG Financial Advisors, LLC 11.40% of their portfolio Knoxville, TN 172,179172.2k $13.4m $13.4m 11.40% Added +8.8k +8,837
68 WESPAC Advisors SoCal, LLC 4.42% of their portfolio Pasadena, CA 167,715167.7k $13.1m $13.1m 4.42% Added +55 +55
69 Klaas Financial Asset Advisors, LLC 2.95% of their portfolio LOVES PARK, IL 167,080167.1k $13.0m $13.0m 2.95% Added +2.3k +2,344
70 True Wealth Design, LLC 4.35% of their portfolio AKRON, OH 166,916166.9k $13.0m $13.0m 4.35% Added +30.3k +30,294
71 Stephens Consulting, LLC 5.26% of their portfolio FLINT, MI 166,308166.3k $13.0m $13.0m 5.26% Added +6.7k +6,734
72 SAGE RHINO CAPITAL LLC 3.61% of their portfolio MENLO PARK, CA 164,839164.8k $12.8m $12.8m 3.61% Reduced -1.9k -1,862
73 CONCENTRIC WEALTH MANAGEMENT, LLC 4.04% of their portfolio LAFAYETTE, CA 157,077157.1k $12.2m $12.2m 4.04% Added +4.3k +4,274
74 Chicago Partners Investment Group LLC 0.61% of their portfolio CHICAGO, IL 152,985153.0k $11.3m $11.3m 0.61% Added +3.1k +3,063
75 Foster Group, Inc. 0.71% of their portfolio WEST DES MOINES, IA 149,909149.9k $11.7m $11.7m 0.71% Added +5.4k +5,425
76 Callan Capital, LLC 1.25% of their portfolio LA JOLLA, CA 149,541149.5k $11.7m $11.7m 1.25% Added +55.2k +55,250
77 Wallington Asset Management, LLC 2.06% of their portfolio Indianapolis, IN 145,128145.1k $11.3m $11.3m 2.06% Added +1.6k +1,610
78 Mraz, Amerine & Associates, Inc. 2.55% of their portfolio Modesto, CA 145,006145.0k $11.3m $11.3m 2.55% Reduced -485 -485
79 Flagstone Financial Management 5.16% of their portfolio LINCOLN, NE 144,629144.6k $11.3m $11.3m 5.16% Added +5.2k +5,234
80 Glenview Trust Co 0.31% of their portfolio Louisville, KY 141,818141.8k $11.1m $11.1m 0.31% Added +56.8k +56,785
81 Wealth Architects, LLC 1.84% of their portfolio MOUNTAIN VIEW, CA 138,502138.5k $10.8m $10.8m 1.84% Added +14.2k +14,214
82 AIRE ADVISORS, LLC 2.88% of their portfolio BEVERLY HILLS, CA 138,120138.1k $10.8m $10.8m 2.88% Added +13.8k +13,770
83 Opus Capital Group, LLC 1.86% of their portfolio CINCINNATI, OH 134,545134.5k $10.5m $10.5m 1.86% Added +2.9k +2,928
84 Oakwell Private Wealth Management, LLC 4.43% of their portfolio Austin, TX 134,062134.1k $10.5m $10.5m 4.43% Added +6.6k +6,595
85 EP Wealth Advisors, LLC 0.16% of their portfolio TORRANCE, CA 131,513131.5k $10.3m $10.3m 0.16% Reduced -2.2m -2,168,487
86 KESTRA PRIVATE WEALTH SERVICES, LLC 0.32% of their portfolio AUSTIN, TX 130,479130.5k $10.2m $10.2m 0.32% Added +28.6k +28,592
87 CWM, LLC 0.06% of their portfolio OMAHA, NE 129,304129.3k $10.1m $10.1m 0.06% Added +127.6k +127,558
88 Tower Wealth Partners, Inc. 8.23% of their portfolio LEWISBURG, PA 128,456128.5k $10.0m $10.0m 8.23% Added +468 +468
89 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 127,696127.7k $10.0m $10.0m 0.05% Added +25.2k +25,201
90 REGATTA CAPITAL GROUP, LLC 3.16% of their portfolio EL SEGUNDO, CA 127,572127.6k $9.9m $9.9m 3.16% Added +508 +508
91 Great Point Wealth Advisors, LLC 2.86% of their portfolio BOSTON, MA 122,417122.4k $9.5m $9.5m 2.86% Added +3.5k +3,544
92 SFG Wealth Management, LLC. 7.52% of their portfolio TOWSON, MD 121,479121.5k $9.5m $9.5m 7.52% Added +31.2k +31,248
93 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.37% of their portfolio Seattle, WA 120,740120.7k $9.4m $9.4m 0.37% Added +40.1k +40,122
94 Insight Wealth Strategies, LLC 1.82% of their portfolio SAN RAMON, CA 120,624120.6k $9.4m $9.4m 1.82% New
95 WCG Wealth Advisors LLC 0.68% of their portfolio LAS VEGAS, NV 118,374118.4k $9.2m $9.2m 0.68% New
96 Tarbox Family Office, Inc. 1.90% of their portfolio NEWPORT BEACH, CA 117,394117.4k $9.2m $9.2m 1.90% Added +85.6k +85,616
97 Orion Porfolio Solutions, LLC 0.11% of their portfolio OMAHA, NE 115,745115.7k $9.0m $9.0m 0.11% Reduced -22.9k -22,854
98 Orion Portfolio Solutions, LLC 0.11% of their portfolio Omaha, NE 115,745115.7k $9.0m $9.0m 0.11% Reduced -22.9k -22,854
99 Austin Asset Management Co Inc 2.57% of their portfolio AUSTIN, TX 113,117113.1k $8.8m $8.8m 2.57% Added +9.4k +9,363
100 Allegiance Financial Group Advisory Services LLC 4.96% of their portfolio VIENNA, VA 112,903112.9k $8.8m $8.8m 4.96% Added +8.6k +8,613