Vault-13

INVESCO EXCHANGE TRADED FD T PRF

RAFI US 1000 ETF · ETP · CUSIP 46137V613

431 institutional holders +1 vs Q2 2023
129,942,932129.9m shares reported held*
$4.1bnreported value*
21 new 120 added 162 reduced 23 sold out net bought ≈ $54.7m (-3.0m shares)

Q2 2023 share counts are adjusted for a 5-for-1 stock split, so holders aren't shown as buying or selling because of it.

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $31.86. Options: 4 managers hold calls ($639.6k notional), 1 hold puts ($3.2k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 394Q4 22: 411Q1 23: 420Q2 23: 430Q3 23: 431431Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022394
Q4 2022411
Q1 2023420
Q2 2023430
Q3 2023431

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 153 bought or addedQ4 22: 145 cut or sold outQ4 22Q1 23: 153 bought or addedQ1 23: 156 cut or sold outQ1 23Q2 23: 130 bought or addedQ2 23: 169 cut or sold outQ2 23Q3 23: 141 bought or addedQ3 23: 185 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022153145
Q1 2023153156
Q2 2023130169
Q3 2023141185

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ4 22 calls: $372.4kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $815.3kQ1 23 puts: $47.0kQ1 23P/C 0.06Q2 23 calls: $425.5kQ2 23 puts: $276.2kQ2 23P/C 0.65Q3 23 calls: $639.6kQ3 23 puts: $3.2kQ3 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q4 2022$372.4k$00.00
Q1 2023$815.3k$47.0k0.06
Q2 2023$425.5k$276.2k0.65
Q3 2023$639.6k$3.2k0.00

Biggest buyers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +2,698,081+2.7m
RFG Advisory, LLC Added +337,632+337.6k
OSAIC HOLDINGS, INC. Added +233,829+233.8k
Connectus Wealth, LLC New +228,735+228.7k
Cambridge Investment Research Advisors, Inc. Added +171,278+171.3k
WELLS FARGO & COMPANY/MN Added +155,774+155.8k
Raymond James Financial Services Advisors, Inc. Added +115,473+115.5k
JPMORGAN CHASE & CO Added +84,416+84.4k
Mariner Managed Account Solutions, LLC Added +74,949+74.9k
COMMONWEALTH EQUITY SERVICES, LLC Added +72,471+72.5k

Biggest sellers

MERCER GLOBAL ADVISORS INC /ADV Reduced -1,956,761-2.0m
LJI Wealth Management, LLC Reduced -1,789,150-1.8m
SAXON INTERESTS, INC. Sold out -452,745-452.7k
Invesco Ltd. Reduced -369,034-369.0k
GUIDANCE CAPITAL, INC Reduced -353,661-353.7k
AMERIPRISE FINANCIAL INC Reduced -338,490-338.5k
MONETA GROUP INVESTMENT ADVISORS LLC Reduced -265,369-265.4k
NEIRG Wealth Management, LLC Sold out -243,330-243.3k
Trinity Legacy Partners, LLC Reduced -231,365-231.4k
Allworth Financial LP Reduced -193,352-193.4k

Biggest calls

CITADEL ADVISORS LLC Added $273.7k8.6k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $203.6k6.4k shares
BANK OF AMERICA CORP /DE/ New $162.3k5.1k shares
Cutler Group LLC / CA New $0500 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $3.2k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Charles Schwab Investment Advisory, Inc. 1.26% of their portfolio SAN FRANCISCO, CA 25,057,82425.1m $797.3m $797.3m 1.26% Reduced -31.7k -31,676
2 BANK OF AMERICA CORP /DE/ 0.04% of their portfolio CHARLOTTE, NC 9,494,7939.5m $302.1m $302.1m 0.04% Reduced -73.9k -73,947
3 AMERIPRISE FINANCIAL INC 0.08% of their portfolio MINNEAPOLIS, MN 7,147,3707.1m $228.6m $228.6m 0.08% Reduced -338.5k -338,490
4 Invesco Ltd. 0.05% of their portfolio ATLANTA, GA 5,621,7915.6m $178.9m $178.9m 0.05% Reduced -369.0k -369,034
5 PNC Financial Services Group, Inc. 0.15% of their portfolio Pittsburgh, PA 5,554,5415.6m $176.7m $176.7m 0.15% Reduced -68.5k -68,459
6 ENVESTNET ASSET MANAGEMENT INC 0.08% of their portfolio Berwyn, PA 5,174,1185.2m $164.6m $164.6m 0.08% Reduced -31.0k -31,027
7 RFG Advisory, LLC 7.24% of their portfolio BIRMINGHAM, AL 5,087,2325.1m $161.9m $161.9m 7.24% Added +337.6k +337,632
8 Waverly Advisors, LLC 6.38% of their portfolio BIRMINGHAM, AL 4,597,3024.6m $146.3m $146.3m 6.38% Reduced -89.5k -89,518
9 COMMONWEALTH EQUITY SERVICES, LLC 0.19% of their portfolio WALTHAM, MA 2,887,4562.9m $91.9m $91.9m 0.19% Added +72.5k +72,471
10 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.28% of their portfolio PLYMOUTH, MN 2,721,3812.7m $86.6m $86.6m 0.28% Added +2.7m +2,698,081
11 Mariner Managed Account Solutions, LLC 6.95% of their portfolio Boston, MA 2,650,7492.7m $84.3m $84.3m 6.95% Added +74.9k +74,949
12 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 2,302,6512.3m $73.3m $73.3m 0.05% Added +29.0k +28,981
13 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,212,4622.2m $70.4m $70.4m 0.01% Reduced -24.8k -24,838
14 Arbor Investment Advisors, LLC 12.06% of their portfolio WINSTON SALEM, NC 2,168,9042.2m $69.0m $69.0m 12.06% Reduced -26.6k -26,571
15 Linscomb Wealth, Inc. 4.02% of their portfolio Houston, TX 2,161,9352.2m $68.8m $68.8m 4.02% Reduced -35.6k -35,620
16 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.08% of their portfolio MILWAUKEE, WI 1,874,7931.9m $59.7m $59.7m 0.08% Added +16.1k +16,063
17 D.A. DAVIDSON & CO. 0.57% of their portfolio GREAT FALLS, MT 1,654,4241.7m $52.6m $52.6m 0.57% Added +25.0k +24,964
18 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 1,524,7941.5m $48.5m $48.5m 0.07% Added +233.8k +233,829
19 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,463,3091.5m $46.6m $46.6m 0.01% Added +155.8k +155,774
20 Relative Value Partners Group, LLC 3.05% of their portfolio NORTHBROOK, IL 1,426,8711.4m $45.4m $45.4m 3.05% Reduced -36.4k -36,394
21 McIlrath & Eck, LLC 8.94% of their portfolio ARLINGTON, WA 1,397,1641.4m $44.5m $44.5m 8.94% Reduced -56.9k -56,936
22 Raymond James Financial Services Advisors, Inc. 0.08% of their portfolio ST. PETERSBURG, FL 1,356,7931.4m $43.2m $43.2m 0.08% Added +115.5k +115,473
23 Kestra Advisory Services, LLC 0.40% of their portfolio AUSTIN, TX 1,282,8001.3m $40.8m $40.8m 0.40% Added +21.3k +21,305
24 SYNOVUS FINANCIAL CORP 0.42% of their portfolio Columbus, GA 1,151,3711.2m $36.6m $36.6m 0.42% Added +5.7k +5,681
25 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,137,7191.1m $36.2m $36.2m 0.01% Added +5.5k +5,524
26 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 6.96% of their portfolio FORT WORTH, TX 1,117,5001.1m $35.6m $35.6m 6.96% Reduced -6.3k -6,350
27 Callan Capital, LLC 3.50% of their portfolio LA JOLLA, CA 1,025,9471.0m $32.6m $32.6m 3.50% Added +3.6k +3,637
28 Equitable Holdings, Inc. 0.41% of their portfolio NEW YORK, NY 901,581901.6k $28.7m $28.7m 0.41% Reduced -10.3k -10,264
29 GRIMES & Co WEALTH MANAGEMENT, LLC 1.08% of their portfolio WESTBOROUGH, MA 877,763877.8k $27.9m $27.9m 1.08% Reduced -13.8k -13,757
30 UBS Group AG 0.01% of their portfolio ZURICH, V8 800,586800.6k $25.5m $25.5m 0.01% Added +116 +116
31 Klingman & Associates, LLC 1.89% of their portfolio New York, NY 735,927735.9k $23.4m $23.4m 1.89% Reduced -33.8k -33,798
32 Pinnacle Financial Group, LLC / IL 13.60% of their portfolio WESTERN SPRINGS, IL 718,022718.0k $22.8m $22.8m 13.60% Reduced -10.1k -10,073
33 Forvis Mazars Wealth Advisors, LLC 0.63% of their portfolio Springfield, MO 652,804652.8k $20.8m $20.8m 0.63% Added +3.2k +3,194
34 FLYNN ZITO CAPITAL MANAGEMENT, LLC 13.91% of their portfolio GARDEN CITY, NY 622,781622.8k $19.8m $19.8m 13.91% Added +14.9k +14,921
35 ROTHSCHILD INVESTMENT LLC /IL 1.51% of their portfolio CHICAGO, IL 562,021562.0k $17.9m $17.9m 1.51% Added +15.1k +15,121
36 Wharton Business Group, LLC 0.99% of their portfolio MALVERN, PA 561,725561.7k $17.9m $17.9m 0.99% Unchanged
37 Garrett Wealth Advisory Group, LLC 7.81% of their portfolio WEATHERFORD, TX 539,560539.6k $17.2m $17.2m 7.81% Added +18.5k +18,495
38 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 531,650531.6k $16.9m $16.9m 0.03% Reduced -1.6k -1,580
39 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 487,703487.7k $15.5m $15.5m 0.03% Added +20.3k +20,313
40 Charles Schwab Trust Co 1.74% of their portfolio HENDERSON, NV 485,019485.0k $15.4m $15.4m 1.74% Added +25.7k +25,664
41 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 463,079463.1k $14.7m $14.7m 0.01% Reduced -5.2k -5,166
42 MERCER GLOBAL ADVISORS INC /ADV 0.06% of their portfolio DENVER, CO 456,239456.2k $14.5m $14.5m 0.06% Reduced -2.0m -1,956,761
43 GLENMEDE TRUST CO NA 0.08% of their portfolio PHILADELPHIA, PA 453,950453.9k $14.4m $14.4m 0.08% Added +5.9k +5,905
44 Cetera Advisor Networks LLC 0.09% of their portfolio EL SEGUNDO, CA 428,580428.6k $13.6m $13.6m 0.09% Added +41.4k +41,395
45 JNBA Financial Advisors 1.65% of their portfolio BLOOMINGTON, MN 414,518414.5k $13.2m $13.2m 1.65% Added +13.2k +13,198
46 Pettinga Financial Advisors LLC 3.88% of their portfolio EVANSVILLE, IN 403,604403.6k $12.8m $12.8m 3.88% Added +3.5k +3,454
47 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 389,843389.8k $12.4m $12.4m 0.06% Added +171.3k +171,278
48 Ted Buchan & Co 9.39% of their portfolio San Diego, CA 367,384367.4k $11.7m $11.7m 9.39% Reduced -2.7k -2,721
49 CAPTRUST FINANCIAL ADVISORS 0.04% of their portfolio RALEIGH, NC 351,875351.9k $11.2m $11.2m 0.04% Reduced -9.0k -9,045
50 Allworth Financial LP 0.09% of their portfolio FOLSOM, CA 345,548345.5k $11.0m $11.0m 0.09% Reduced -193.4k -193,352
51 J.P. Morgan Private Wealth Advisors LLC 0.03% of their portfolio SAN FRANCISCO, CA 329,674329.7k $10.5m $10.5m 0.03% Reduced -7.3k -7,281
52 Steward Partners Investment Advisory, LLC 0.16% of their portfolio STAMFORD, CT 327,821327.8k $10.4m $10.4m 0.16% Added +21.7k +21,736
53 Baker Ellis Asset Management LLC 1.86% of their portfolio Vancouver, WA 324,810324.8k $10.3m $10.3m 1.86% Reduced -100 -100
54 Breakwater Capital Group 3.45% of their portfolio PARAMUS, NJ 321,381321.4k $10.0m $10.0m 3.45% Added +42.3k +42,341
55 Rodgers & Associates, LTD 1.53% of their portfolio Lancaster, PA 318,523318.5k $10.1m $10.1m 1.53% Reduced -7.4k -7,367
56 PATHSTONE FAMILY OFFICE, LLC 0.08% of their portfolio ENGLEWOOD, NJ 306,195306.2k $9.7m $9.7m 0.08% Reduced -2.3k -2,340
57 Compass Financial Group, Inc. 5.89% of their portfolio DEERFIELD BEACH, FL 304,835304.8k $9.7m $9.7m 5.89% Added +1.3k +1,295
58 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 0.72% of their portfolio SAN FRANCISCO, CA 304,276304.3k $9.7m $9.7m 0.72% Reduced -11.2k -11,199
59 Clear Harbor Asset Management, LLC 0.99% of their portfolio Stamford, CT 299,241299.2k $9.5m $9.5m 0.99% Reduced -2.2k -2,174
60 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 294,711294.7k $9.4m $9.4m 0.00% Added +84.4k +84,416
61 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 283,176283.2k $9.3m $9.3m 0.02% Added +49.3k +49,281
62 World Investment Advisors 1.68% of their portfolio LINCROFT, NJ 266,868266.9k $8.5m $8.5m 1.68% Added +2.8k +2,808
63 Montz Harcus Wealth Management LLC 6.68% of their portfolio New Orleans, LA 245,824245.8k $7.8m $7.8m 6.68% Added +7.7k +7,719
64 Wealthspire Retirement, LLC 1.48% of their portfolio ALISO VIEJO, CA 243,642243.6k $7.8m $7.8m 1.48% Added +15.0k +14,957
65 Connectus Wealth, LLC 0.16% of their portfolio CINCINNATI, OH 228,735228.7k $7.3m $7.3m 0.16% New
66 Private Ocean, LLC 0.92% of their portfolio SAN RAFAEL, CA 227,647227.6k $7.2m $7.2m 0.92% Reduced -3.9k -3,928
67 Arlington Financial Advisors, LLC 2.57% of their portfolio SANTA BARBARA, CA 227,595227.6k $7.2m $7.2m 2.57% Reduced -45.1k -45,090
68 COMERICA SECURITIES,INC. 0.60% of their portfolio DETROIT, MI 226,243226.2k $7.2m $7.2m 0.60% Reduced -7.3k -7,262
69 AVANTAX ADVISORY SERVICES, INC. 0.08% of their portfolio DALLAS, TX 220,169220.2k $7.0m $7.0m 0.08% Added +10.3k +10,264
70 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 211,474211.5k $6.7m $6.7m 0.04% Reduced -17.7k -17,701
71 Journey Advisory Group, LLC 0.96% of their portfolio COVINGTON, KY 201,701201.7k $6.4m $6.4m 0.96% Added +22.7k +22,746
72 Mariner, LLC 0.02% of their portfolio Overland Park, KS 200,489200.5k $6.4m $6.4m 0.02% Added +7.4k +7,429
73 Resonant Capital Advisors, LLC 0.65% of their portfolio Madison, WI 190,465190.5k $6.1m $6.1m 0.65% Reduced -50 -50
74 WIMMER ASSOCIATES 1, LLC 3.70% of their portfolio PASADENA, CA 186,376186.4k $5.9m $5.9m 3.70% Added +4.9k +4,891
75 Creative Capital Management Investments LLC 4.01% of their portfolio SAN DIEGO, CA 183,727183.7k $5.8m $5.8m 4.01% Reduced -313 -313
76 Cornerstone Wealth Management, LLC 0.52% of their portfolio ST. PETERS, MO 172,770172.8k $5.5m $5.5m 0.52% Added +10.8k +10,810
77 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 172,154172.2k $5.5m $5.5m 0.05% Reduced -17.6k -17,616
78 Lido Advisors, LLC 0.06% of their portfolio Los Angeles, CA 159,655159.7k $5.1m $5.1m 0.06% Reduced -875 -875
79 Marion Wealth Management 1.75% of their portfolio MONROEVILLE, PA 156,067156.1k $5.0m $5.0m 1.75% Added +4.7k +4,692
80 Bouvel Investment Partners, LLC 2.68% of their portfolio PHOENIXVILLE, PA 155,847155.8k $5.0m $5.0m 2.68% Added +642 +642
81 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 150,531150.5k $4.8m $4.8m 0.01% Added +19.3k +19,316
82 IEQ CAPITAL, LLC 0.10% of their portfolio Foster City, CA 148,046148.0k $4.7m $4.7m 0.10% Added +21.2k +21,236
83 BLAIR WILLIAM & CO/IL 0.02% of their portfolio CHICAGO, IL 144,886144.9k $4.6m $4.6m 0.02% Reduced -12.6k -12,604
84 Cornerstone Advisory, LLC 0.79% of their portfolio HUNT VALLEY, MD 141,042141.0k $4.5m $4.5m 0.79% Reduced -6.3k -6,268
85 MARKET STREET WEALTH MANAGEMENT ADVISORS LLC 1.12% of their portfolio INDIANAPOLIS, IN 137,769137.8k $4.4m $4.4m 1.12% Reduced -6.8k -6,796
86 Perigon Wealth Management, LLC 0.18% of their portfolio SAN FRANCISCO, CA 136,952137.0k $4.4m $4.4m 0.18% Added +2.5k +2,452
87 Ellevest, Inc. 0.33% of their portfolio NEW YORK, NY 136,925136.9k $4.4m $4.4m 0.33% Reduced -245 -245
88 Federation des caisses Desjardins du Quebec 0.04% of their portfolio LEVIS, A8 135,615135.6k $4.3m $4.3m 0.04% Reduced -3.7k -3,690
89 Legacy Private Trust Co. 0.37% of their portfolio NEENAH, WI 134,734134.7k $4.3m $4.3m 0.37% Added +909 +909
90 Hirtle & Co., LLC 0.20% of their portfolio WEST CONSHOHOCKEN, PA 125,000125.0k $4.0m $4.0m 0.20% Unchanged
91 CIDEL ASSET MANAGEMENT INC 0.18% of their portfolio TORONTO, A6 114,430114.4k $3.6m $3.6m 0.18% Reduced -6.7k -6,650
92 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 111,121111.1k $3.5m $3.5m 0.01% Reduced -4.5k -4,504
93 WEALTHSOURCE PARTNERS, LLC 0.24% of their portfolio SAN LUIS OBISPO, CA 109,826109.8k $3.5m $3.5m 0.24% Added +91 +91
94 Obsidian Personal Planning Solutions LLC 2.96% of their portfolio ROCKVILLE, MD 108,884108.9k $3.5m $3.5m 2.96% Added +12.3k +12,339
95 New England Private Wealth Advisors LLC 0.67% of their portfolio WELLESLEY, MA 101,693101.7k $3.2m $3.2m 0.67% Added +243 +243
96 CENTRAL TRUST Co 0.09% of their portfolio JEFFERSON CITY, MO 101,100101.1k $3.2m $3.2m 0.09% Reduced -675 -675
97 Capital Market Strategies LLC 3.08% of their portfolio PALM BEACH GARDENS, FL 98,98699.0k $3.1m $3.1m 3.08% Reduced -424 -424
98 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 97,81797.8k $3.1m $3.1m 0.00% Added +23.1k +23,117
99 Yoder Wealth Management, Inc. 2.55% of their portfolio WALNUT CREEK, CA 97,01597.0k $3.1m $3.1m 2.55% Unchanged
100 One Wealth Map LLC 2.10% of their portfolio LAS VEGAS, NV 96,00996.0k $3.0m $3.0m 2.10% Reduced -361 -361