ROTHSCHILD INVESTMENT LLC

CHICAGO, IL · CIK 85338 · 13F filing filed 2026-08-06

SEC-registered investment adviser since 1971 · limited liability company

Assets managed$2.8bn
Staff39 · 19 in investment roles
Main clients (by assets)High net worth individuals 84%, Individuals 10%, Companies 3%
Private funds1 · $1.5m gross assets
Websiterothschildwealth.com
Form ADV · 2026-03-30SEC adviser record

Legal entityRothschild Investment LLC (US)

Other 13F filers in this group: ROTHSCHILD INVESTMENT LLC /IL last filed Q3 2023

Kindventure, wealth
Others nearbyChicago, IL
FamilyROTHSCHILD INVESTMENT LLC · 2 related pages

As an employer

Offices in1 country
Private fundsventure capital 1

$2.7bn reported value +39.8% vs Q1 2026

3,636positions

20.1%in top 10

153 new 2,128 added 763 reduced 122 sold out vs Q1 2026

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	APPLE INC COM AAPL	AAPL	337,494	$97.7m3.65%	3.65%	Added +73.5k	+73,492 27.8%
2	NVIDIA CORPORATION COM NVDA	NVDA	484,103	$96.9m3.62%	3.62%	Added +68.8k	+68,763 16.6%
3	ALPHABET INC CAP STK CL A GOOGL	GOOGL	190,103	$67.9m2.54%	2.54%	Added +17.3k	+17,347 10.0%
4	JPMORGAN CHASE & CO COM JPM	JPM	159,525	$52.2m1.95%	1.95%	Added +16.8k	+16,778 11.8%
5	AMAZON COM INC COM AMZN	AMZN	173,367	$41.3m1.54%	1.54%	Added +28.4k	+28,406 19.6%
6	ALPHABET INC CAP STK CL C GOOG	GOOG	114,712	$40.5m1.51%	1.51%	Added +23.7k	+23,698 26.0%
7	MICROSOFT CORP COM MSFT	MSFT	102,397	$38.2m1.43%	1.43%	Added +23.4k	+23,423 29.7%
8	INVESCO EXCHANGE TRADED FD T RAFI US 1000 ETF PRF	PRF	656,475	$35.5m1.33%	1.33%	Added +13.5k	+13,466 2.1%
9	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	68,150	$34.1m1.27%	1.27%	Added +5.1k	+5,114 8.1%
10	PALO ALTO NETWORKS INC COM PANW	PANW	95,932	$32.7m1.22%	1.22%	Added +18.7k	+18,733 24.3%
11	ABBVIE INC COM ABBV	ABBV	122,435	$30.8m1.15%	1.15%	Added +16.4k	+16,421 15.5%
12	BLACKSTONE INC COM BX	BX	240,474	$28.3m1.06%	1.06%	Added +35.3k	+35,335 17.2%
13	COSTCO WHSL CORP NEW COM COST	COST	28,910	$27.0m1.01%	1.01%	Added +7.9k	+7,902 37.6%
14	AMERICAN CENTY ETF TR US SML CP VALU AVUV	AVUV	212,533	$26.5m0.99%	0.99%	Added +20.6k	+20,598 10.7%
15	CAPITAL GROUP DIVIDEND GROWE SHS ETF CGDG	CGDG	682,462	$25.6m0.96%	0.96%	Added +21.5k	+21,530 3.3%
16	JOHNSON & JOHNSON COM JNJ	JNJ	96,818	$24.6m0.92%	0.92%	Reduced -601	-601 -0.6%
17	CATERPILLAR INC COM CAT	CAT	22,368	$23.8m0.89%	0.89%	Reduced -477	-477 -2.1%
18	CAMBRIA ETF TR SHSHLD YIELD ETF SYLD	SYLD	290,441	$23.0m0.86%	0.86%	Added +15.0k	+15,022 5.5%
19	CHEVRON CORP NEW COM CVX	CVX	134,721	$22.3m0.83%	0.83%	Added +26.5k	+26,522 24.5%
20	CAMBRIA ETF TR CAMBRIA FGN SHR FYLD	FYLD	604,453	$22.1m0.82%	0.82%	Added +20.6k	+20,587 3.5%
21	ADVANCED MICRO DEVICES INC COM AMD	AMD	37,165	$21.6m0.81%	0.81%	Reduced -3.9k	-3,902 -9.5%
22	AMGEN INC COM AMGN	AMGN	59,073	$21.4m0.80%	0.80%	Added +848	+848 1.5%
23	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	28,407	$21.2m0.79%	0.79%	Reduced -414	-414 -1.4%
24	MARVELL TECHNOLOGY INC COM MRVL	MRVL	69,497	$20.7m0.77%	0.77%	Reduced -8.4k	-8,449 -10.8%
25	J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM JEPI	JEPI	364,432	$20.6m0.77%	0.77%	Added +14.8k	+14,800 4.2%
26	GE AEROSPACE COM NEW GE	GE	55,075	$20.6m0.77%	0.77%	Added +5.8k	+5,786 11.7%
27	EXXONMOBIL HOLDINGS CORP COM SHS STOCK XOM	XOM	149,044	$20.4m0.76%	0.76%	New
28	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	85,747	$20.3m0.76%	0.76%	Added +623	+623 0.7%
29	BROADCOM INC COM AVGO	AVGO	52,535	$19.8m0.74%	0.74%	Added +9.7k	+9,689 22.6%
30	META PLATFORMS INC CL A META	META	33,506	$18.9m0.71%	0.71%	Added +3.0k	+2,991 9.8%
31	ELI LILLY & CO COM LLY	LLY	15,725	$18.9m0.70%	0.70%	Added +5.3k	+5,312 51.0%
32	CISCO SYS INC COM CSCO	CSCO	151,415	$17.8m0.66%	0.66%	Reduced -179	-179 -0.1%
33	GENERAL DYNAMICS CORP COM GD	GD	49,051	$17.4m0.65%	0.65%	Added +9.1k	+9,065 22.7%
34	CAPITAL GROUP GBL GROWTH EQT SHS CREATION UNI CGGO	CGGO	406,399	$17.2m0.64%	0.64%	Added +38.6k	+38,560 10.5%
35	J P MORGAN EXCHANGE TRADED F BETABUILDERS I BBIN	BBIN	220,104	$17.2m0.64%	0.64%	Added +26.0k	+26,027 13.4%
36	CAPITAL GROUP DIVIDEND VALUE SHS CREATION UNI CGDV	CGDV	338,843	$16.7m0.62%	0.62%	Added +45.6k	+45,617 15.6%
37	VISA INC COM CL A V	V	48,495	$16.6m0.62%	0.62%	Added +16.5k	+16,531 51.7%
38	THERMO FISHER SCIENTIFIC INC COM TMO	TMO	30,021	$15.1m0.56%	0.56%	Added +4.3k	+4,321 16.8%
39	ISHARES TR ISHS 1-5YR INVS IGSB	IGSB	280,681	$14.7m0.55%	0.55%	Added +48.0k	+48,042 20.6%
40	J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM JEPQ	JEPQ	222,830	$13.7m0.51%	0.51%	Added +10.0k	+9,964 4.7%
41	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	19,221	$13.2m0.49%	0.49%	Added +646	+646 3.5%
42	MICRON TECHNOLOGY INC COM MU	MU	11,065	$12.8m0.48%	0.48%	Added +4.8k	+4,815 77.0%
43	GLOBAL X FDS US INFR DEV ETF PAVE	PAVE	214,811	$12.7m0.47%	0.47%	Added +1.7k	+1,704 0.8%
44	HOME DEPOT INC COM HD	HD	35,713	$12.6m0.47%	0.47%	Added +9.3k	+9,315 35.3%
45	STRYKER CORPORATION COM SYK	SYK	39,507	$12.4m0.46%	0.46%	Added +10.4k	+10,398 35.7%
46	MERCK & CO INC COM MRK	MRK	96,633	$12.4m0.46%	0.46%	Reduced -523	-523 -0.5%
47	QUALCOMM INC COM QCOM	QCOM	67,001	$12.4m0.46%	0.46%	Added +745	+745 1.1%
48	NETFLIX INC COM NFLX	NFLX	173,169	$12.4m0.46%	0.46%	Added +3.5k	+3,486 2.0%
49	SEAGATE TECHNOLOGY HLDNGS PL ORD SHS STX	STX	12,576	$12.1m0.45%	0.45%	Added +2.7k	+2,748 28.0%
50	ORACLE CORP COM ORCL	ORCL	78,943	$11.6m0.43%	0.43%	Added +3.5k	+3,548 4.7%
51	DIGITAL RLTY TR INC COM DLR	DLR	62,930	$11.3m0.42%	0.42%	Added +5.4k	+5,428 9.4%
52	PHILLIPS 66 COM PSX	PSX	63,281	$10.7m0.40%	0.40%	Added +13.1k	+13,120 26.2%
53	AMERICAN INTL GROUP INC COM NEW AIG	AIG	143,040	$10.7m0.40%	0.40%	Added +15.4k	+15,442 12.1%
54	INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT RSP	RSP	49,665	$10.6m0.39%	0.39%	Added +4.1k	+4,126 9.1%
55	SOUTHERN CO COM SO	SO	109,458	$10.5m0.39%	0.39%	Added +9.5k	+9,477 9.5%
56	CUMMINS INC COM CMI	CMI	14,531	$10.4m0.39%	0.39%	Added +2.9k	+2,940 25.4%
57	ISHARES TR EXPANDED TECH IGV	IGV	109,026	$9.9m0.37%	0.37%	Added +1.6k	+1,551 1.4%
58	UNION PAC CORP COM UNP	UNP	36,190	$9.8m0.37%	0.37%	Reduced -16	-16 -0.0%
59	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	34,166	$9.6m0.36%	0.36%	Added +8.5k	+8,498 33.1%
60	NUCOR CORP COM NUE	NUE	41,714	$9.3m0.35%	0.35%	Reduced -143	-143 -0.3%
61	INTEL CORP COM INTC	INTC	65,668	$9.2m0.34%	0.34%	Added +11.5k	+11,519 21.3%
62	ISHARES TR RUS 1000 GRW ETF IWF	IWF	73,747	$9.2m0.34%	0.34%	Reduced -701	-701 -0.9%
63	EATON CORP PLC SHS ETN	ETN	21,436	$9.1m0.34%	0.34%	Added +2.3k	+2,297 12.0%
64	CBOE GLOBAL MKTS INC COM CBOE	CBOE	36,503	$8.9m0.33%	0.33%	Reduced -60	-60 -0.2%
65	VANGUARD INDEX FDS TOTAL STK MKT VTI	VTI	23,423	$8.7m0.32%	0.32%	Added +2.3k	+2,335 11.1%
66	ISHARES INC MSCI EMRG CHN EMXC	EMXC	84,464	$8.6m0.32%	0.32%	Added +3.0k	+2,974 3.6%
67	TRUST FOR PROFESSIONAL MANAG PERFO TR BD ETF STBF	STBF	335,607	$8.5m0.32%	0.32%	Added +91.7k	+91,692 37.6%
68	HONEYWELL INTL INC COM HON	HON	37,938	$8.5m0.32%	0.32%	New
69	CORNING INC COM GLW	GLW	33,072	$8.4m0.32%	0.32%	Reduced -33	-33 -0.1%
70	HONEYWELL AEROSPACE INC COM HONA	HONA	37,938	$8.4m0.31%	0.31%	New
71	TESLA INC COM TSLA	TSLA	19,446	$8.2m0.31%	0.31%	Added +8.0k	+7,989 69.7%
72	BANK AMERICA CORP COM BAC	BAC	142,407	$8.1m0.30%	0.30%	Added +5.3k	+5,281 3.9%
73	TOAST INC CL A TOST	TOST	283,251	$7.9m0.29%	0.29%	Added +93.3k	+93,267 49.1%
74	RTX CORPORATION COM RTX	RTX	41,016	$7.8m0.29%	0.29%	Added +5.5k	+5,459 15.3%
75	PUBLIC STORAGE COM PSA	PSA	23,726	$7.6m0.28%	0.28%	Added +208	+208 0.9%
76	VANGUARD INDEX FDS EXTEND MKT ETF VXF	VXF	30,088	$7.4m0.28%	0.28%	Reduced -584	-584 -1.9%
77	CONSTELLATION ENERGY CORP COM CEG	CEG	28,923	$7.2m0.27%	0.27%	Added +1.2k	+1,200 4.3%
78	VERIZON COMMUNICATIONS INC COM VZ	VZ	167,898	$7.1m0.27%	0.27%	Reduced -1.3k	-1,327 -0.8%
79	ILLINOIS TOOL WKS INC COM ITW	ITW	26,257	$7.1m0.27%	0.27%	Reduced -23.1k	-23,104 -46.8%
80	MCDONALDS CORP COM MCD	MCD	26,261	$7.1m0.27%	0.27%	Added +3.3k	+3,293 14.3%
81	WALMART INC COM WMT	WMT	61,804	$7.0m0.26%	0.26%	Reduced -5.0k	-5,045 -7.5%
82	ISHARES TR RUS 1000 VAL ETF IWD	IWD	28,046	$6.8m0.25%	0.25%	Reduced -1.4k	-1,384 -4.7%
83	LOCKHEED MARTIN CORP COM LMT	LMT	13,180	$6.7m0.25%	0.25%	Added +2.2k	+2,245 20.5%
84	CAPITAL GRP FIXED INCM ETF T US MULTI-SECTOR CGMS	CGMS	245,446	$6.7m0.25%	0.25%	Added +19.1k	+19,096 8.4%
85	ENTERPRISE PRODS PARTNERS L COM EPD	EPD	178,856	$6.6m0.25%	0.25%	Added +18.4k	+18,400 11.5%
86	METLIFE INC COM MET	MET	77,582	$6.6m0.25%	0.25%	Added +6.6k	+6,616 9.3%
87	UNITEDHEALTH GROUP INC COM UNH	UNH	15,536	$6.5m0.24%	0.24%	Added +5.0k	+5,020 47.7%
88	EMERSON ELEC CO COM EMR	EMR	44,182	$6.3m0.24%	0.24%	Added +5.3k	+5,280 13.6%
89	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	8,578	$6.3m0.24%	0.24%	Added +6	+6 0.1%
90	INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL RPV	RPV	55,378	$6.3m0.24%	0.24%	Reduced -4.0k	-3,956 -6.7%
91	TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS TSM	TSM	12,703	$6.1m0.23%	0.23%	Reduced -77	-77 -0.6%
92	KLA CORP COM NEW KLAC	KLAC	19,583	$5.9m0.22%	0.22%	Reduced -777	-777 -3.8%
93	ALLSTATE CORP COM ALL	ALL	24,636	$5.9m0.22%	0.22%	Reduced -188	-188 -0.8%
94	LINDE PLC SHS LIN	LIN	11,174	$5.8m0.22%	0.22%	Added +2.3k	+2,296 25.9%
95	GE VERNOVA INC COM GEV	GEV	4,919	$5.8m0.22%	0.22%	Added +2.1k	+2,056 71.8%
96	DEERE & CO COM DE	DE	8,919	$5.7m0.21%	0.21%	Reduced -102	-102 -1.1%
97	MARATHON PETE CORP COM MPC	MPC	22,097	$5.6m0.21%	0.21%	Added +1.7k	+1,674 8.2%
98	BRISTOL-MYERS SQUIBB CO COM BMY	BMY	96,905	$5.6m0.21%	0.21%	Added +38.0k	+38,013 64.5%
99	WELLS FARGO CO NEW COM WFC	WFC	67,238	$5.6m0.21%	0.21%	Added +38.5k	+38,453 133.6%
100	T ROWE PRICE ETF INC PRICE BLUE CHIP TCHP	TCHP	109,955	$5.5m0.21%	0.21%	Added +22.1k	+22,150 25.2%

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
EXXON MOBIL CORP XOM	XOM	141,473	$24.0m141.5k shares
HONEYWELL INTL INC		31,834	$14.4m31.8k shares
COTERRA ENERGY INC CTRA	CTRA	60,248	$2.1m60.2k shares
CARNIVAL CORP		20,161	$521.8k20.2k shares
DUPONT DE NEMOURS INC DWDP	DWDP	3,638	$499.9k3.6k shares
TECNOGLASS INC TGLS	TGLS	11,060	$492.7k11.1k shares
AIR LEASE CORP AL	AL	2,858	$185.6k2.9k shares
MFS INVT GRADE MUN TR		22,975	$183.6k23.0k shares
MASIMO CORP MASI	MASI	606	$107.8k606 shares
MONROE CAP CORP MRCC	MRCC	22,324	$102.7k22.3k shares
PEAKSTONE REALTY TRUST PKST	PKST	4,876	$101.9k4.9k shares
SRH TOTAL RETURN FUND INC STEW	STEW	5,000	$85.5k5.0k shares
EPAM SYS INC EPAM	EPAM	470	$63.6k470 shares
CENTRAL SECS CORP CET	CET	1,000	$49.7k1.0k shares
UBIQUITI INC UI	UI	49	$38.7k49 shares
GRAND CANYON ED INC LOPE	LOPE	224	$38.1k224 shares
VANGUARD WORLD FD VFH	VFH	286	$34.6k286 shares
ESAB CORPORATION ESAB	ESAB	288	$27.8k288 shares
TRI POINTE HOMES INC TPH	TPH	476	$22.2k476 shares
TERNS PHARMACEUTICALS INC		370	$19.5k370 shares
THOMSON REUTERS CORP		148	$13.3k148 shares
CLEARWATER ANALYTICS HLDGS I		476	$11.3k476 shares
AMICUS THERAPEUTICS INC FOLD	FOLD	635	$9.2k635 shares
ONESTREAM INC OS	OS	377	$9.0k377 shares
NOVA MINERALS LTD		1,500	$8.8k1.5k shares