Vault-13

VANGUARD INDEX FDS VXF

EXTEND MKT ETF · ETP · CUSIP 922908652

688 institutional holders -6 vs Q2 2023
43,854,29343.9m shares reported held*
$6.3bnreported value*
47 new 239 added 225 reduced 59 sold out net sold ≈ $10.3m (-204.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($26.9m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $143.73. Options: 3 managers hold calls ($5.5m notional), 4 hold puts ($1.1m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 616Q4 22: 672Q1 23: 664Q2 23: 694Q3 23: 688688Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022616
Q4 2022672
Q1 2023664
Q2 2023694
Q3 2023688

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 278 bought or addedQ4 22: 247 cut or sold outQ4 22Q1 23: 290 bought or addedQ1 23: 260 cut or sold outQ1 23Q2 23: 249 bought or addedQ2 23: 275 cut or sold outQ2 23Q3 23: 286 bought or addedQ3 23: 284 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022278247
Q1 2023290260
Q2 2023249275
Q3 2023286284

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ4 22 calls: $2.1mQ4 22 puts: $332.1kQ4 22P/C 0.16Q1 23 calls: $2.5mQ1 23 puts: $658.9kQ1 23P/C 0.27Q2 23 calls: $3.8mQ2 23 puts: $1.5mQ2 23P/C 0.39Q3 23 calls: $5.5mQ3 23 puts: $1.1mQ3 23P/C 0.19
Numbers
QuarterCallsPutsP/C
Q4 2022$2.1m$332.1k0.16
Q1 2023$2.5m$658.9k0.27
Q2 2023$3.8m$1.5m0.39
Q3 2023$5.5m$1.1m0.19

Biggest buyers

CITIGROUP INC Added +332,169+332.2k
OSAIC HOLDINGS, INC. Added +268,347+268.3k
NEPC LLC New +220,711+220.7k
BANK OF MONTREAL /CAN/ Added +138,767+138.8k
Cerity Partners LLC Added +136,964+137.0k
NATIXIS ADVISORS, LLC Added +131,460+131.5k
MORGAN STANLEY Added +115,989+116.0k
VANGUARD GROUP INC Added +110,806+110.8k
Legacy Private Trust Co. Added +107,690+107.7k
US BANCORP \DE\ Added +81,297+81.3k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -990,947-990.9k
EXCHANGE TRADED CONCEPTS, LLC Sold out -680,267-680.3k
EP Wealth Advisors, LLC Reduced -120,008-120.0k
CIBC Private Wealth Group LLC Reduced -75,131-75.1k
Beaumont Financial Advisors, LLC Reduced -68,316-68.3k
Stratos Investment Management, LLC Sold out -59,474-59.5k
Beacon Harbor Wealth Advisors, Inc. Reduced -58,042-58.0k
Strategic Investment Advisors / MI Reduced -47,518-47.5k
Blue Trust, Inc. Reduced -43,769-43.8k
Summit Wealth Group, LLC Sold out -43,493-43.5k

Biggest calls

CITADEL ADVISORS LLC Added $4.1m28.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.4m9.6k shares
Cutler Group LLC / CA Added $1.0k500 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $946.0k6.6k shares
CITADEL ADVISORS LLC Unchanged $57.3k400 shares
Private Advisor Group, LLC New $52.7k36.8k shares
Cutler Group LLC / CA Added $01.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.21% of their portfolio Berwyn, PA 3,269,8813.3m $468.7m $468.7m 0.21% Reduced -990.9k -990,947
2 MORGAN STANLEY 0.05% of their portfolio NEW YORK, NY 3,159,2943.2m $452.8m $452.8m 0.05% Added +116.0k +115,989
3 Wealthfront Advisers LLC 1.91% of their portfolio Palo Alto, CA 3,093,2973.1m $443.4m $443.4m 1.91% Reduced -18.0k -18,047
4 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 1,774,4181.8m $254.3m $254.3m 0.03% Reduced -40.9k -40,882
5 FIFTH THIRD BANCORP 1.11% of their portfolio CINCINNATI, OH 1,675,6561.7m $240.2m $240.2m 1.11% Added +28.0k +27,994
6 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.11% of their portfolio Toronto, A6 1,285,3691.3m $184.2m $184.2m 0.11% Added +13.3k +13,318
7 ASSETMARK, INC 0.70% of their portfolio CONCORD, CA 1,228,7031.2m $176.1m $176.1m 0.70% Reduced -21.3k -21,331
8 CITIGROUP INC 0.24% of their portfolio NEW YORK, NY 1,166,6911.2m $167.2m $167.2m 0.24% Added +332.2k +332,169
9 OSAIC HOLDINGS, INC. 0.23% of their portfolio SCOTTSDALE, AZ 1,076,6881.1m $154.4m $154.4m 0.23% Added +268.3k +268,347
10 Envestnet Portfolio Solutions, Inc. 0.69% of their portfolio BERWYN, PA 1,012,1911.0m $145.1m $145.1m 0.69% First filing
11 US BANCORP \DE\ 0.22% of their portfolio MINNEAPOLIS, MN 952,394952.4k $136.5m $136.5m 0.22% Added +81.3k +81,297
12 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 774,849774.8k $111.1m $111.1m 0.03% Reduced -9.1k -9,068
13 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 771,695771.7k $110.6m $110.6m 0.03% Added +26.5k +26,480
14 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 703,846703.8k $100.9m $100.9m 0.07% Added +45.0k +45,015
15 Wealthspire Advisors, LLC 1.59% of their portfolio NEW YORK, NY 670,200670.2k $96.1m $96.1m 1.59% Added +39.7k +39,667
16 UBS Group AG 0.04% of their portfolio ZURICH, V8 649,081649.1k $93.0m $93.0m 0.04% Reduced -6.3k -6,294
17 SigFig Wealth Management, LLC 3.61% of their portfolio SAN FRANCISCO, CA 628,648628.6k $90.1m $90.1m 3.61% Reduced -10.1k -10,120
18 Cambridge Investment Research Advisors, Inc. 0.41% of their portfolio FAIRFIELD, IA 612,550612.5k $87.8m $87.8m 0.41% Reduced -12.3k -12,257
19 Blue Trust, Inc. 1.37% of their portfolio BRENTWOOD, TN 601,727601.7k $89.6m $89.6m 1.37% Reduced -43.8k -43,769
20 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 535,558535.6k $79.6m $79.6m 0.03% Reduced -17.6k -17,589
21 Creative Planning 0.09% of their portfolio OVERLAND PARK, KS 492,035492.0k $70.5m $70.5m 0.09% Added +26.9k +26,893
22 Stratos Wealth Partners, LTD. 1.49% of their portfolio BEACHWOOD, OH 483,931483.9k $69.4m $69.4m 1.49% Added +13.3k +13,281
23 COLONY GROUP LLC 0.99% of their portfolio Boston, MA 459,216459.2k $65.8m $65.8m 0.99% Added +28.7k +28,707
24 SageView Advisory Group, LLC 3.55% of their portfolio Newport Beach, CA 432,556432.6k $62.0m $62.0m 3.55% Added +8.1k +8,053
25 OIKOS HOLDINGS LLC 19.95% of their portfolio NEW YORK, NY 386,100386.1k $55.3m $55.3m 19.95% Reduced -28.0k -28,000
26 DIVERSIFIED TRUST CO 2.06% of their portfolio MEMPHIS, TN 379,245379.2k $54.4m $54.4m 2.06% Added +2.9k +2,856
27 Mariner, LLC 0.13% of their portfolio Overland Park, KS 340,116340.1k $48.7m $48.7m 0.13% Reduced -26.3k -26,314
28 COLDSTREAM CAPITAL MANAGEMENT INC 1.57% of their portfolio BELLEVUE, WA 335,139335.1k $48.0m $48.0m 1.57% Added +1.4k +1,384
29 Charter Oak Capital Management, LLC 6.30% of their portfolio PORTSMOUTH, NH 331,786331.8k $47.6m $47.6m 6.30% Added +52.6k +52,595
30 Van Cleef Asset Management,Inc 7.41% of their portfolio BEACHWOOD, OH 328,404328.4k $47.1m $47.1m 7.41% Added +2.5k +2,526
31 Raymond James Financial Services Advisors, Inc. 0.08% of their portfolio ST. PETERSBURG, FL 326,224326.2k $46.8m $46.8m 0.08% Added +2.9k +2,871
32 Cerity Partners LLC 0.22% of their portfolio NEW YORK, NY 319,783319.8k $45.8m $45.8m 0.22% Added +137.0k +136,964
33 ALLIANCEBERNSTEIN L.P. 0.02% of their portfolio NASHVILLE, TN 307,506307.5k $44.1m $44.1m 0.02% Reduced -29.6k -29,602
34 Gleason Group, Inc. 11.38% of their portfolio PROSPECT, KY 302,076302.1k $43.3m $43.3m 11.38% Added +7.4k +7,357
35 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 296,674296.7k $42.5m $42.5m 0.00% Added +110.8k +110,806
36 Plante Moran Financial Advisors, LLC 5.02% of their portfolio SOUTHFIELD, MI 291,838291.8k $41.8m $41.8m 5.02% Added +22.3k +22,320
37 BARCLAYS PLC 0.03% of their portfolio LONDON, X0 276,382276.4k $39.6m $39.6m 0.03% Added +8.7k +8,741
38 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.05% of their portfolio MILWAUKEE, WI 269,208269.2k $38.6m $38.6m 0.05% Reduced -8.3k -8,320
39 ARMSTRONG ADVISORY GROUP, INC 4.05% of their portfolio NEEDHAM, MA 258,870258.9k $37.1m $37.1m 4.05% Reduced -1.6k -1,644
40 Legacy Private Trust Co. 2.85% of their portfolio NEENAH, WI 231,282231.3k $33.1m $33.1m 2.85% Added +107.7k +107,690
41 NEPC LLC 2.02% of their portfolio Boston, MA 220,711220.7k $31.6m $31.6m 2.02% New
42 NATIXIS ADVISORS, LLC 0.09% of their portfolio Boston, MA 216,701216.7k $31.1m $31.1m 0.09% Added +131.5k +131,460
43 COBBLESTONE CAPITAL ADVISORS LLC /NY/ 2.26% of their portfolio ROCHESTER, NY 212,492212.5k $30.5m $30.5m 2.26% Reduced -1.4k -1,408
44 RAYMOND JAMES TRUST N.A. 0.88% of their portfolio ST. PETERSBURG, FL 206,627206.6k $29.6m $29.6m 0.88% Reduced -2.9k -2,935
45 Voya Financial Advisors, Inc. 3.63% of their portfolio WINDSOR, CT 202,993203.0k $29.2m $29.2m 3.63% Added +5.1k +5,136
46 TORONTO DOMINION BANK 0.02% of their portfolio TORONTO, ONTARIO, A6 200,000200.0k $28.7m $28.7m 0.02% Added +20.0k +20,000
47 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 192,979193.0k $27.7m $27.7m 0.06% Reduced -1.5k -1,540
48 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 182,009182.0k $26.1m $26.1m 0.01% Reduced -834 -834
49 ACT WEALTH MANAGEMENT, LLC 17.47% of their portfolio PLANO, TX 181,630181.6k $26.0m $26.0m 17.47% Reduced -14.7k -14,706
50 James J. Burns & Company, LLC 6.86% of their portfolio MELVILLE, NY 178,252178.3k $25.5m $25.5m 6.86% Added +4.2k +4,202
51 UNITED SERVICES AUTOMOBILE ASSOCIATION 0.64% of their portfolio SAN ANTONIO, TX 177,872177.9k $25.5m $25.5m 0.64% Added +766 +766
52 Lido Advisors, LLC 0.28% of their portfolio Los Angeles, CA 176,179176.2k $25.3m $25.3m 0.28% Reduced -6.4k -6,401
53 MML INVESTORS SERVICES, LLC 0.14% of their portfolio SPRINGFIELD, MA 172,381172.4k $24.7m $24.7m 0.14% Added +3.1k +3,128
54 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 153,182153.2k $22.8m $22.8m 0.01% Added +138.8k +138,767
55 Cetera Advisor Networks LLC 0.14% of their portfolio EL SEGUNDO, CA 152,814152.8k $21.9m $21.9m 0.14% Added +18.3k +18,268
56 TD PRIVATE CLIENT WEALTH LLC 0.89% of their portfolio NEW YORK, NY 144,024144.0k $20.6m $20.6m 0.89% Added +32.8k +32,843
57 BESSEMER GROUP INC 0.04% of their portfolio WOODBRIDGE, NJ 141,243141.2k $20.2m $20.2m 0.04% Added +26.8k +26,778
58 Rockefeller Capital Management L.P. 0.08% of their portfolio NEW YORK, NY 140,172140.2k $20.1m $20.1m 0.08% Added +466 +466
59 Thrivent Financial for Lutherans 0.04% of their portfolio Minneapolis, MN 131,861131.9k $18.9m $18.9m 0.04% Reduced -5.4k -5,437
60 FC Advisory LLC 7.85% of their portfolio WEST CHESTER, PA 130,107130.1k $18.6m $18.6m 7.85% Added +353 +353
61 First Ascent Asset Management, LLC 2.34% of their portfolio DENVER, CO 126,623126.6k $18.1m $18.1m 2.34% Added +13.0k +13,048
62 Firestone Capital Management 6.12% of their portfolio SOUTH MIAMI, FL 124,960125.0k $17.9m $17.9m 6.12% Reduced -34 -34
63 Beacon Harbor Wealth Advisors, Inc. 5.95% of their portfolio VIRGINIA BEACH, VA 124,695124.7k $17.9m $17.9m 5.95% Reduced -58.0k -58,042
64 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 121,581121.6k $17.4m $17.4m 0.01% Reduced -9.4k -9,383
65 Valmark Advisers, Inc. 0.34% of their portfolio AKRON, OH 113,871113.9k $16.3m $16.3m 0.34% Reduced -346 -346
66 New England Private Wealth Advisors LLC 3.18% of their portfolio WELLESLEY, MA 106,418106.4k $15.3m $15.3m 3.18% Added +2.3k +2,280
67 MAYPORT, LLC 7.98% of their portfolio NEWTON, MA 101,225101.2k $14.5m $14.5m 7.98% Added +5.2k +5,150
68 FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ 0.10% of their portfolio Cincinnati, OH 95,29895.3k $13.7m $13.7m 0.10% Added +1.9k +1,892
69 Beacon Pointe Advisors, LLC 0.17% of their portfolio NEWPORT BEACH, CA 94,45594.5k $13.5m $13.5m 0.17% Reduced -3.0k -3,000
70 BROWN ADVISORY INC 0.02% of their portfolio BALTIMORE, MD 89,61089.6k $12.8m $12.8m 0.02% Reduced -3.7k -3,741
71 Private Advisor Group, LLC 0.11% of their portfolio MORRISTOWN, NJ 87,05287.1k $12.5m $12.5m 0.11% Added +7.2k +7,232
72 Continuum Advisory, LLC 1.94% of their portfolio EAGLE, ID 84,64084.6k $12.1m $12.1m 1.94% Added +357 +357
73 Ballentine Partners, LLC 0.28% of their portfolio Waltham, MA 83,10183.1k $11.9m $11.9m 0.28% Reduced -2.1k -2,085
74 CIBC Private Wealth Group LLC 0.03% of their portfolio ATLANTA, GA 82,63782.6k $11.8m $11.8m 0.03% Reduced -75.1k -75,131
75 Applied Capital LLC 7.24% of their portfolio LITTLE ROCK, AR 82,36982.4k $11.8m $11.8m 7.24% Added +4.0k +3,992
76 Composition Wealth, LLC 0.36% of their portfolio LOS ANGELES, CA 81,43181.4k $11.7m $11.7m 0.36% Added +2.9k +2,870
77 Schechter Investment Advisors, LLC 1.13% of their portfolio BIRMINGHAM, MI 81,14781.1k $11.6m $11.6m 1.13% Added +141 +141
78 CYPRESS FINANCIAL PLANNING LLC 6.32% of their portfolio HADDON HEIGHTS, NJ 76,23876.2k $10.9m $10.9m 6.32% Added +6.2k +6,209
79 Segment Wealth Management, LLC 1.11% of their portfolio HOUSTON, TX 76,09776.1k $10.9m $10.9m 1.11% Reduced -1.6k -1,566
80 CAPTRUST FINANCIAL ADVISORS 0.04% of their portfolio RALEIGH, NC 74,54374.5k $10.7m $10.7m 0.04% Added +29.5k +29,499
81 Ancora Advisors LLC 0.28% of their portfolio Cleveland, OH 73,60673.6k $10.5m $10.5m 0.28% Added +1 +1
82 D.A. DAVIDSON & CO. 0.11% of their portfolio GREAT FALLS, MT 73,11673.1k $10.5m $10.5m 0.11% Added +1.1k +1,126
83 State of Wisconsin - Board of Commissioners of Public Lands 2.51% of their portfolio MADISON, WI 72,71072.7k $10.4m $10.4m 2.51% Unchanged
84 SOL Capital Management CO 1.58% of their portfolio ROCKVILLE, MD 71,05671.1k $10.2m $10.2m 1.58% Reduced -1.1k -1,092
85 Merit Financial Group, LLC 0.33% of their portfolio ALPHARETTA, GA 70,98571.0k $10.2m $10.2m 0.33% Added +13.7k +13,726
86 Linscomb Wealth, Inc. 0.59% of their portfolio Houston, TX 70,84470.8k $10.2m $10.2m 0.59% Reduced -4.1k -4,109
87 BLAIR WILLIAM & CO/IL 0.04% of their portfolio CHICAGO, IL 67,61567.6k $9.7m $9.7m 0.04% Added +1.5k +1,486
88 West Financial Advisors, LLC 2.39% of their portfolio DES MOINES, IA 66,47766.5k $9.5m $9.5m 2.39% Reduced -238 -238
89 Dakota Wealth Management 0.42% of their portfolio PALM BEACH GARDENS, FL 66,23666.2k $9.5m $9.5m 0.42% New
90 J.W. COLE ADVISORS, INC. 0.70% of their portfolio TAMPA, FL 66,06866.1k $9.5m $9.5m 0.70% Reduced -116 -116
91 Cetera Investment Advisers 0.08% of their portfolio SCHAUMBURG, IL 65,52765.5k $9.4m $9.4m 0.08% Reduced -5.7k -5,667
92 Fiduciary Group, LLC 1.19% of their portfolio SAVANNAH, GA 65,13965.1k $9.3m $9.3m 1.19% Reduced -486 -486
93 Harfst & Associates, Inc. 2.57% of their portfolio Sheridan, WY 63,96364.0k $9.2m $9.2m 2.57% Reduced -4.3k -4,340
94 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 63,50663.5k $9.1m $9.1m 0.00% Added +7.7k +7,664
95 EP Wealth Advisors, LLC 0.14% of their portfolio TORRANCE, CA 62,10962.1k $8.9m $8.9m 0.14% Reduced -120.0k -120,008
96 Great Diamond Partners, LLC 2.35% of their portfolio Portland, ME 60,67160.7k $8.7m $8.7m 2.35% Reduced -607 -607
97 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 60,02660.0k $8.6m $8.6m 0.02% Reduced -3.0k -2,968
98 NewEdge Advisors, LLC 0.09% of their portfolio NEW ORLEANS, LA 57,30957.3k $8.2m $8.2m 0.09% Added +329 +329
99 Asio Capital, LLC 2.15% of their portfolio LEXINGTON, KY 56,19256.2k $8.1m $8.1m 2.15% Added +4.3k +4,260
100 CWM, LLC 0.05% of their portfolio OMAHA, NE 56,09756.1k $8.0m $8.0m 0.05% Reduced -475 -475