Vault-13

CALDWELL SUTTER CAPITAL, INC.

SAUSALITO, CA · CIK 702007 · 13F filing filed 2023-02-10

SEC-registered investment adviser since 2006 · corporation

As an employer

Where they work

people there (dot area)number not reportedmain officeHover or tap a dot. Australian and UK companies are placed at their business or registered address, with their staff across the whole country.

Offices

From Form ADV: the main office and the other offices where it does advisory work (at most the 25 largest), with the people doing investment work at each. “About” is worked out: the firm's investment staff less its other offices. Each city links to the other managers there.

CityCountryPeople
Sausalito, CA (main office)United States United Statesabout 2
Santa Rosa, CAUnited States United States3

Map: places from GeoNames (CC BY 4.0), outlines from Natural Earth.

$113.4m reported value
315positions
30.9%in top 10
—no comparable previous quarter

Holdings, Q4 2022

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#SecurityTickerShares Value% of portfolioChangeShares change
1 APPLE INC COM AAPL AAPL 56,572 $7.4m6.48% 6.48% First filing
2 MSA SAFETY INC COM MSA MSA 28,399 $4.1m3.61% 3.61% First filing
3 NATURAL ALTERNATIVES INTL IN COM NEW NAII NAII 446,127 $3.7m3.30% 3.30% First filing
4 VISA INC COM CL A V V 17,502 $3.6m3.21% 3.21% First filing
5 A-MARK PRECIOUS METALS INC COM GOLD GOLD 86,210 $3.0m2.64% 2.64% First filing
6 DONEGAL GROUP INC CL A DGICA DGICA 208,784 $3.0m2.61% 2.61% First filing
7 INTERGROUP CORP COM INTG INTG 57,647 $2.7m2.40% 2.40% First filing
8 SUMMIT ST BK SANTA ROSA CALI COM SSBI SSBI 169,246 $2.7m2.36% 2.36% First filing
9 PFIZER INC COM PFE PFE 49,428 $2.5m2.23% 2.23% First filing
10 KINETIK HOLDINGS INC COM NEW CL A KNTK KNTK 69,900 $2.3m2.04% 2.04% First filing
11 PERMA-PIPE INTL HLDGS INC COM PPIH PPIH 234,057 $2.2m1.95% 1.95% First filing
12 AMERICAN RLTY INVS INC COM ARL ARL 86,203 $2.2m1.95% 1.95% First filing
13 PARKE BANCORP INC COM PKBK PKBK 101,082 $2.1m1.85% 1.85% First filing
14 CATERPILLAR INC COM CAT CAT 8,225 $2.0m1.74% 1.74% First filing
15 NEW ENGLAND RLTY ASSOC LTD P DEPOSITRY RCPT NEN NEN 27,664 $2.0m1.73% 1.73% First filing
16 COSTCO WHSL CORP NEW COM COST COST 4,210 $1.9m1.69% 1.69% First filing
17 CREATIVE MEDIA & CMNTY TR COM NEW COM NEW 390,445 $1.9m1.69% 1.69% First filing
18 BLACK STONE MINERALS L P COM UNIT BSM BSM 105,700 $1.8m1.57% 1.57% First filing
19 CHEVRON CORP NEW COM CVX CVX 9,751 $1.8m1.54% 1.54% First filing
20 FIRST INTERNET BANCORP COM INBK INBK 65,183 $1.6m1.40% 1.40% First filing
21 BAYCOM CORP COM BCML BCML 83,204 $1.6m1.39% 1.39% First filing
22 KAYNE ANDERSON ENERGY INFRST COM KYN KYN 182,440 $1.6m1.38% 1.38% First filing
23 MICROSOFT CORP COM MSFT MSFT 6,062 $1.5m1.28% 1.28% First filing
24 WILEY JOHN & SONS INC CL A WLY WLY 34,388 $1.4m1.21% 1.21% First filing
25 UMH PPTYS INC COM UMH UMH 85,494 $1.4m1.21% 1.21% First filing
26 COMMUNITY WEST BANCSHARES COM COM 78,492 $1.2m1.04% 1.04% First filing
27 AMCON DISTRG CO COM NEW DIT DIT 6,289 $1.1m1.00% 1.00% First filing
28 OLD NATL BANCORP IND COM ONB ONB 61,729 $1.1m0.98% 0.98% First filing
29 BARINGS CORPORATE INVS COM MCI MCI 75,518 $1.1m0.93% 0.93% First filing
30 KEYSIGHT TECHNOLOGIES INC COM KEYS KEYS 6,115 $1.0m0.92% 0.92% First filing
31 REALTY INCOME CORP COM O O 16,377 $1.0m0.92% 0.92% First filing
32 ENBRIDGE INC COM ENB ENB 25,419 $993.9k0.88% 0.88% First filing
33 CSW INDUSTRIALS INC COM CSW CSW 8,536 $989.6k0.87% 0.87% First filing
34 NICHOLAS FINL INC BC COM NEW COM NEW 154,174 $971.3k0.86% 0.86% First filing
35 PATRIOT NATL BANCORP INC COM NEW PNBK PNBK 90,100 $955.1k0.84% 0.84% First filing
36 ELECTRO-SENSORS INC COM COM 211,176 $954.5k0.84% 0.84% First filing
37 PEPSICO INC COM PEP PEP 5,231 $945.0k0.83% 0.83% First filing
38 BANK MARIN BANCORP COM BMRC BMRC 28,048 $922.2k0.81% 0.81% First filing
39 DANAHER CORPORATION COM DHR DHR 3,247 $861.8k0.76% 0.76% First filing
40 INTERNATIONAL BUSINESS MACHS COM IBM IBM 5,787 $815.3k0.72% 0.72% First filing
41 STARBUCKS CORP COM SBUX SBUX 7,997 $793.3k0.70% 0.70% First filing
42 APARTMENT INVT & MGMT CO CL A AIV AIV 110,700 $788.2k0.69% 0.69% First filing
43 SMARTFINANCIAL INC COM NEW SMBK SMBK 28,431 $781.9k0.69% 0.69% First filing
44 SELECT SECTOR SPDR TR ENERGY XLE XLE 8,885 $777.2k0.69% 0.69% First filing
45 CAPITAL SOUTHWEST CORP COM CSWC CSWC 42,528 $727.2k0.64% 0.64% First filing
46 MANITEX INTL INC COM MNTX MNTX 170,725 $682.9k0.60% 0.60% First filing
47 NORTHRIM BANCORP INC COM NRIM NRIM 12,367 $674.9k0.60% 0.60% First filing
48 NATIONAL WESTN LIFE GROUP IN CL A NWLI NWLI 2,400 $674.4k0.59% 0.59% First filing
49 HOME DEPOT INC COM HD HD 2,133 $673.8k0.59% 0.59% First filing
50 SOUTHERN STS BANCSHARES INC COM SSBK SSBK 22,994 $665.7k0.59% 0.59% First filing
51 VANGUARD WORLD FD ENERGY ETF VDE VDE 5,385 $653.1k0.58% 0.58% First filing
52 AMREP CORP COM AXR AXR 54,682 $631.6k0.56% 0.56% First filing
53 NEOGEN CORP COM NEOG NEOG 41,248 $628.2k0.55% 0.55% First filing
54 UNITEDHEALTH GROUP INC COM UNH UNH 1,150 $609.7k0.54% 0.54% First filing
55 BARINGS PARTN INVS SH BEN INT MPV MPV 45,277 $557.8k0.49% 0.49% First filing
56 FS BANCORP INC COM FSBW FSBW 16,468 $550.7k0.49% 0.49% First filing
57 MCDONALDS CORP COM MCD MCD 2,040 $537.6k0.47% 0.47% First filing
58 JPMORGAN CHASE & CO COM JPM JPM 3,921 $525.8k0.46% 0.46% First filing
59 BERKSHIRE HATHAWAY INC DEL CL A BRK.A BRK.A 1 $468.7k0.41% 0.41% First filing
60 SELECT SECTOR SPDR TR FINANCIAL XLF XLF 13,334 $456.0k0.40% 0.40% First filing
61 STAGWELL INC COM CL A STGW STGW 73,400 $455.8k0.40% 0.40% First filing
62 MODINE MFG CO COM MOD MOD 22,838 $453.6k0.40% 0.40% First filing
63 STATE STR CORP COM STT STT 5,700 $442.1k0.39% 0.39% First filing
64 BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B BRK.B 1,418 $438.0k0.39% 0.39% First filing
65 CISCO SYS INC COM CSCO CSCO 9,035 $430.4k0.38% 0.38% First filing
66 CENTRAL VY CMNTY BANCORP COM COM 20,043 $424.5k0.37% 0.37% First filing
67 NEXPOINT DIVERSIFIED REL ET COM NEW NXDT NXDT 37,239 $417.4k0.37% 0.37% First filing
68 META PLATFORMS INC CL A META META 3,375 $406.1k0.36% 0.36% First filing
69 CLOROX CO DEL COM CLX CLX 2,700 $378.9k0.33% 0.33% First filing
70 SMITH MIDLAND CORP COM SMID SMID 18,410 $377.4k0.33% 0.33% First filing
71 STEEL PARTNERS HLDGS L P LTD PRTRSHIP U SPLP SPLP 8,811 $377.1k0.33% 0.33% First filing
72 JOHNSON & JOHNSON COM JNJ JNJ 1,980 $349.8k0.31% 0.31% First filing
73 DEVON ENERGY CORP NEW COM DVN DVN 5,541 $340.8k0.30% 0.30% First filing
74 FIRST FNDTN INC COM FFWM FFWM 23,551 $337.5k0.30% 0.30% First filing
75 MERCK & CO INC COM MRK MRK 3,015 $334.5k0.29% 0.29% First filing
76 VERIZON COMMUNICATIONS INC COM VZ VZ 8,403 $331.1k0.29% 0.29% First filing
77 NUCOR CORP COM NUE NUE 2,510 $330.8k0.29% 0.29% First filing
78 BARK INC COM COM 220,553 $328.6k0.29% 0.29% First filing
79 INDUS REALTY TRUST INC COM GRIF GRIF 5,135 $326.0k0.29% 0.29% First filing
80 PATHFINDER BANCORP INC MD COM PBHC PBHC 15,373 $294.2k0.26% 0.26% First filing
81 NIKE INC CL B NKE NKE 2,510 $293.7k0.26% 0.26% First filing
82 FORTIVE CORP COM FTV FTV 4,484 $288.1k0.25% 0.25% First filing
83 ABBVIE INC COM ABBV ABBV 1,780 $287.7k0.25% 0.25% First filing
84 STURM RUGER & CO INC COM RGR RGR 5,556 $281.2k0.25% 0.25% First filing
85 UNITY SOFTWARE INC COM U U 9,460 $270.5k0.24% 0.24% First filing
86 GRANITE PT MTG TR INC COM STK COM STK 49,000 $262.6k0.23% 0.23% First filing
87 BANK AMERICA CORP COM BAC BAC 7,487 $248.0k0.22% 0.22% First filing
88 HAWAIIAN ELEC INDUSTRIES COM HE HE 5,900 $246.9k0.22% 0.22% First filing
89 MASTERCARD INCORPORATED CL A MA MA 705 $245.2k0.22% 0.22% First filing
90 MAINSTREET BANCSHARES INC COM MNSB MNSB 8,818 $242.4k0.21% 0.21% First filing
91 COLUMBIA SPORTSWEAR CO COM COLM COLM 2,700 $236.5k0.21% 0.21% First filing
92 BARINGS GLOBAL SHORT DURATIO COM BGH BGH 18,500 $234.6k0.21% 0.21% First filing
93 NUVEEN PFD & INCOME SECS FD COM COM 34,254 $232.9k0.21% 0.21% First filing
94 EASTERN BANKSHARES INC COM EBC EBC 13,500 $232.9k0.21% 0.21% First filing
95 DOW INC COM DOW DOW 4,433 $223.4k0.20% 0.20% First filing
96 QUALCOMM INC COM QCOM QCOM 2,017 $221.7k0.20% 0.20% First filing
97 FRP HLDGS INC COM FRPH FRPH 4,066 $219.0k0.19% 0.19% First filing
98 CENTRAL SECS CORP COM CET CET 6,378 $213.0k0.19% 0.19% First filing
99 TRANSCONTINENTAL RLTY INVS COM NEW TCI TCI 4,700 $207.6k0.18% 0.18% First filing
100 PHILIP MORRIS INTL INC COM PM PM 2,000 $202.4k0.18% 0.18% First filing

Stakes above 5%

Companies where this manager has reported owning more than 5% of a class of shares, on Schedule 13D (may seek influence) or 13G (passive): its latest filing for each, from 19 Dec 2024 on.

CompanyTickerStakeChange ScheduleLast filed
NATURAL ALTERNATIVES INTL IN NAII · 13G · filed 2025-02-11 NAII 7.8%≈ $1.1m 13G 2025-02-11
ELECTRO-SENSORS INC 13G · filed 2025-02-11 7.3%≈ $1.9m 13G 2025-02-11